1 INTRODUCTION Recent advances in the area of gene therapy have given the medical field a new and powerful approach for finding cures for previously incurable diseases. Gene Therapy is the insertion, alteration or removal of a single or multiple genes within a cell, or cells, to treat a disease. This can be accomplished by physical methods of direct DNA transfer using liposomes, electroporation (methods which are commonly used in the research lab) and also particle mediated gene transfer such as DNA covered gold micro-particles which are then moved inside a cell using an electro-mechanical force (“gene gun”). However, such methods are not always efficient and do not lead to permanent gene transfer, therefore, these are also called “transient” gene transfer methods (Sheridan 2011). Viral vectors can also be utilized as gene transfer vehicles and processes already built into such viruses can be harnessed to make the gene transfer process more efficient and controllable. These vectors are stripped-down DNA and RNA viruses that penetrate a target cell and deliver their genetic information into the cell (Sheridan 2011, Varmus et al. 1997). Examples for DNA viral vectors include Adenoviral vectors or Adeno Associated Viral (AAV) vectors. Adenoviruses are well known human cold viruses; in their latest generation, all of their replication competency and pathology causing genes have been removed and the DNA of interest to be transferred into the target cell can be packaged into them. In their generation process they can be concentrated by gradient ultracentrifugation and very high titers, up to 10e14 transducing units per mL, can be achieved. However, if they are used at high titers for direct injection into a human, they can still cause inflammation because not all antigenic and inflammatory viral structural 2 proteins can be completely removed (Grieger et al. 2005). AAV vectors can solve this problem since they do not cause pathology in vivo without an adenovirus present as a helper virus. Again, AAV vectors can be concentrated and purified to very high titers and are excellent candidates for direct injectable gene therapy vectors due to their in vivo safety profile. What these DNA vectors are lacking, however, is permanent gene transfer. AAV vectors will only deliver their genetic payload episomaly, which will be diluted out with every cell division and will also be degraded over time (Grieger et al. 2005). It should be pointed out, however, that non-dividing cells such as neurons can harbor episomal DNA for a much longer period of time. Therefore, AAV vectors are well suited for direct gene transfer into the human central nervous system (Grieger et al. 2005). If permanent gene integration into the host genome is required, retroviral vectors are needed. These vectors were initially based on mouse onco-retroviruses; viruses that cause leukemia in mice, such as the Moloney leukemia virus (MoLV). These are very simple viruses that use RNA as the carrier of their genetic information on which specific regions code for viral structural proteins, viral polymerases which catalyze specific viral RNA and protein functions, and also the viral envelope which is needed for attachment to the target cell. Among the viral polymerasesis an important enzyme called “reverse trahscriptase”, which reverse transcribes the viral RNA into double stranded DNA. Another viral enzyme called “integrase” then pseudo-randomly integrates the newly synthesized DNA into the target cell DNA where it remains permanently (Sheridan 2011, Varmus et al. 1997, Naldini et al. 1996). Viral DNA inside the nucleus is then upregulated to make more viruses by utilizing the cell’s transcription and translation 3 machinery – a cycle that continues as long as the cell lives. Such retroviruses can be made replication incompetent by removing all of their viral genetic information and replacing it with the RNA of a gene of interest that should be transferred. Utilizing all the unique viral properties and enzymes, the gene of interest can then be transferred and permanently integrated into the host cell genome (Varmus et al. 1997, Naldini et al. 1996). This offers the unique opportunity of permanently correcting a gene defect. HIV belongs to a sub-group of retroviruses called “lentiviruses” which are more complicated than simple onco-retroviruses because they also carry several regulatory genes that help with steps in the viral life cycle. However, lentiviruses can also be harnessed as excellent permanent gene transfer vehicles in the same way as onco-retroviruses since all of the viral genome can be replaced with a gene of interest that needs to be transferred. It is a common agreement in the gene therapy community to call onco-retrovirus based vectors “retroviral vectors” and HIV based vectors “lentiviral vectors”. Interestingly, the size of the gene of interest that can be packaged into a lentiviral or retroviral vector is about twice as large as the size of the gene that can be transferred with DNA viruses allowing for even more complex genes to be packaged. Lentivectors can transduce dividing and non-dividing cells, while retrovectors are limited to the transduction of dividing cells because they require the breakdown of the nuclear membrane for DNA integration. Both types of vector particles can be “pseudotyped”, which means their envelope needed for attachment of the viral particle to the target cell can be altered and tailored to the specific cell type that is targeted (Varmus et al. 1997, Naldini et al. 1996). 4 Both vectors are produced in “packaging cell lines” which are cell lines that harbor the genes for the structural proteins, the polymerases and the envelope to make the viruses, but lack the ability to package these genes into the assembled viral particles. The gene of interest that needs to be transferred is also present in the packaging cell line and contains the “packaging signal”, which allows this gene to be packaged into the assembled vector particle as the payload (Naldini et al. 1996, Anderson et al. 2009). The finished vector particles are then released from the packaging cell and can be collected and concentrated. As compared to Adenoviral and AAV vectors, titers achievable with retro and lentiviral vectors are lower, maximally up to 10e10 transducing units per mL, but are still greatly sufficient to effectively transducer ex vivo human target cells such as hematopoietic stem cells, mesenchymal stem cells or fibroblasts. Additionally, all gene therapy vectors, DNA and RNA vectors, if produced properly, are free of advantageous viruses, replication competent viruses, bacteria or mycoplasma and endotoxin. This is a requirement for such vectors being used in human gene therapy applications. My role in the project described was to develop methods to effectively manufacture, under Good Manufacturing Practice conditions, novel lentiviral vectors for ex vivo transductionof cells ultimately used in human gene therapy applications. Good Manufacturing Practice manufacturing is a requirement given in the United States Code of Federal Regulations 21, Parts 210 and 211. It specifies that a controlled and highly clean environment and techniques have to be applied to manufacture pharmaceuticals or other products that are used in human clinical applications. Additionally, strict quality control measures have to be applied to the manufacturing facility, manufacturing process 5 and the final product. Since very high lentiviral titers are needed for our clinical applications, a new method of vector concentration utilized by our group required the development of a Good Manufacturing Practice grade process for this purpose. Additionally, only clinical grade reagents with certificates of analysis and also cell lines that were fully certified (absence of advantageous virus and any other contaminants) could be utilized. It was for me to manufacture the lentiviral vector, under the FDA mandate that it has to be identical to the one used in human clinical trials, needed to generate all the Investigational New Drug (IND) enabling studies for a stem cell gene therapy clinical trial for HIV and also for the treatment of epidermolysis bullosa. Gene therapy can be an extremely useful technique in the treatment of diseases because of the ability to correct dysfunctional genes and/or introduce new, beneficial genes to a genome (Sheridan 2011). Through the use of gene therapy, the researchers at the UC Davis Institute for Regenerative Cures have explored a novel approach to finding a cure for HIV infection. Gene therapy has also provided the medical field with maybe its most powerful discovery ever, the ability to create induced pluripotent stem cells (iPSC) from fully differentiated somatic cells. Human iPSCs are functionally almost indentical to human embryonic stem cells and can be differentiated into tissues of all three germ layers (Tolar et al. 2010). This allows for the creation of patient specific tissues for regenerative medicine purposes. Patient-specific iPSCs offers new hope for finding a cure for previously untreatable diseases such as epidermolysis bullosa, a defect in Collagen VII, which causes skin to blister and dislodge from the underlying connective tissue creating large wounds. iPSCs can be generated from skin fibroblasts of patients with the disease, 6 can be gene corrected for the defect, differentiated into keratinocytes, which in turn can be expanded and used to produce gene corrected dermal grafts for transplantation onto the patient to close the wounds with normal skin(Tolar et al. 2010). The Human Immunodeficiency Virus (HIV) and the subsequent development of the Acquired Immunodeficiency Syndrome (AIDS) continues to affect millions of people around the world. There is no effective vaccine available, and current antiretroviral treatments are only effective at suppressing viral load but do not cure it. The high mutation rate of HIV has made it difficult to design drugs against it, however, a new stem cell based gene therapy approach may provide a better alternative for HIV treatment that may ultimately lead to a functional cure of the disease (Anderson et al. 2009, Winters et al. 2000, Marks et al. 2004, Martinez-Picado et al. 2000, Lafeuillade et al. 2001, Bacheler et al. 2000). HIV infects the CD4+ cells of the human immune system by binding to the CD4 receptor and also the CCR5 co-receptor (macrophage tropic HIV strains) or the CXCR4 co-receptor (T cell tropic HIV strains) on the host cell through interactions with glycoproteins on the HIV envelope surface (Figure 1). This binding allows the HIV particle to fuse with the host cell membrane and enter the cytoplasm of the host cell. Once inside the host cell, the HIV genetic information then uncoats from its core releasing its “pre-integration complex” into the host cell. Among other components, the HIV pre-integration complex includes the complete viral RNA genome and the unique viral enzymes reverse transcriptase and integrase. Reverse transcriptase converts the RNA genome into double-stranded DNA. The viral capsid, which is also part of the pre- 7 Figure 1. HIV Life Cycle. HIV particle attaches to target cell through envelope glycoproteins, engages CD4 and CCR5 or CXCR4 receptors, fuses with target cell. 2: Reverse transcription of viral RNA into double stranded viral DNA utilizing viral reverse transcriptase. 3: Transport of viral DNA into the nucleus through coupling to cellular transport mechanism. 4: Integration of viral DNA into the host DNA via viral integrase. 5: Transcription of integrated viral DNA into short and long viral RNAs, transport of RNAs into cytoplasm, translation of RNAs into viral proteins that are cut to length using viral protease. 6: Assembly of viral particle, packaging of two viral RNA copies into particle and subsequent budding of the fully assembled particle from host cell. 8 integration complex, then attaches to a cellular transport mechanism and actively transports the newly synthesized viral DNA into the nucleus. The viral integrase then pseudo-randomly integrates the double stranded, full length viral DNA into the genome of the target cell (Figure 1) (Anderson et al. 2009, Winters et al. 2000, Marks et al. 2004, Martinez-Picado et al. 2000, Lafeuillade et al. 2001, Bacheler et al. 2000). HIV immediately becomes active after integration due to the action of several regulatory factors encoded by the virus and initiates transcription of spliced viral RNA. These short viral RNAs are translated into viral regulatory proteins that induce an environment in the host cell suited for up-regulation of viral replication and viral particle synthesis. Infected cells start to produce a large amount of virus (Figure 2), which can only be kept under control by a vigorous immune response mounted by the host immune system. This correlates with a huge viral load measurable in the peripheral blood of newly infected individuals. Only after the immune system has been able to eliminate most of the circulating virus and particularly the infected cells responsible for high viral output will a “steady state” be achieved, that determines the set point of the viral load in the patient. A very long lived, virally infected “reservoir” of target cells will also be created at that time. This is achieved by viral integration into cells with low cell cycle turnover rates (Anderson et al. 2009, Winters et al. 2000, Marks et al. 2004, MartinezPicado et al. 2000, Lafeuillade et al. 2001, Bacheler et al. 2000). In the past, a so called “latent” state of viral infection was proposed. However, this is not the case in most infected individuals, but is rather an effect caused by the 9 Figure 2. Electron Microscope Image of Budding HIV. Upon infection, HIV is known to immediately up-regulate expression of viral RNA and to create a burst of virus. This burst of viral particles budding from an HIV infected cell is shown here. HIV can be recognized as a small, round particle with a dark core, which contains viral RNA. 10 immune system trying to keep HIV replication at a low level. This state usually lasts for 8-10 years in untreated HIV infected individuals. However, after HIV has destroyed the T-cell clones that are responsible for mounting this prolonged immune response or “latent state”, HIV replication increases dramatically which, destroys the remaining T cells and leads to the clinical manifestations of AIDS which are severe opportunistic infections that eventually cause death (Anderson et al. 2009, Winters et al. 2000, Marks et al. 2004, Martinez-Picado et al. 2000, Lafeuillade et al. 2001, Bacheler et al. 2000). The current treatment for HIV, highly-active antiretroviral therapy (HAART), consists of a combined use of multiple drugs that target different stages of the retrovirus life cycle thus presenting multiple obstacles for viral replication. Only if multiple stages in the life cycle of the virus are targeted, replication of HIV can be almost completely shut down, which then limits the amount of mutations HIV can acquire that could possibly escape drug therapy (Anderson et al. 2009, Winters et al. 2000, Marks et al. 2004, Martinez-Picado et al. 2000, Lafeuillade et al. 2001, Bacheler et al. 2000). Common classifications of drugs used in HAART are: 1) nucleoside and nucleotide reverse transcriptase inhibitors (NRTI) which inhibit reverse transcriptase by being directly incorporated into the newly synthesized viral DNA strand and inhibiting its elongation, 2) Non-nucleoside reverse transcriptase inhibitors (NNRTI) which inhibit reverse transcription in a steric manner by binding to the active part of reverse transcriptase and inhibiting primer binding, 3) protease inhibitors which inhibit the formation of functional viral proteins by inhibiting the function of the viral protease 11 enzyme, which is a unique viral protein synthesized by the virus post integration and needed to cleave the newly synthesized long protein strands, 4) integrase inhibitors which inhibit the integration of the viral genome into the host genome by sterically inhibiting the function of the viral integrase enzyme and 5) entry inhibitors which interfere with binding, fusion and entry of the viral particle into the host cell (Anderson et al. 2009, Winters et al. 2000, Marks et al. 2004, Martinez-Picado et al. 2000, Lafeuillade et al. 2001, Bacheler et al. 2000). HAART has been shown to successfully suppress viral replication if used properly. However, due to the established viral reservoir, HAART only suppresses viral replication and does not cure patients of the virus, since the viral reservoir cannot be eradicated. Patients must therefore be on HAART for the duration of their lives. Compounding that problem further is the fact that HAART may become toxic to an increasing number of patients, particularly when they age, as well as produce drugresistant mutants of the virus after prolonged use of the treatment, as there is still some residual viral replication in some sanctuary sites. Therefore, it is necessary to find alternative treatments that could circumvent the shortcomings of HAART. Fortunately, the field of gene therapy provides a promising alternative to the current treatment methods, and the application of stem cell based anti-HIV gene therapy could provide patients with a one-time treatment that would confer a lifetime of HIV resistance (Anderson et al. 2009, Winters et al. 2000, Marks et al. 2004, Martinez-Picado et al. 2000, Lafeuillade et al. 2001, Bacheler et al. 2000). 12 Gene therapy for the treatment of HIV is the process of introducing a gene or genes into the genome of HIV target cells that, when converted into their corresponding gene products, will provide anti-HIV activity, and protect HIV target cells permanently from HIV infection and replication (Anderson et al. 2009, Ding et al. 2002). The proposed treatment will use gene therapy to target bone marrow stem cells, since all HIV target cells (CD4+ Tells, macrophages, dendritic cells and even brain microglia) are derived from bone marrow stem cells (Figure 3) (Bauer et al. 2000). If anti HIV genes are inserted into bone marrow stem cells, all arising progeny will also carry these anti-HIV genes. To accomplish this, bone marrow stem cells will be transduced with a lentiviral vector that transfers a triple combination of anti-HIV genes. As learned from small molecule anti-HIV drugs, for an effective defense against HIV, it is important to simultaneously target multiple stages in the retroviral lifecycle because the relatively high error rate of reverse transcription by the viral reverse transcriptase leads to frequent mutations of the viral particles. The high rate of these mutations make it likely that the virus will be able to escape a defense at only a single stage in its lifecycle, which is why combinatory drug therapy has to be used. The same statement is true for gene therapy, and therefore, three anti-HIV genes will be used. Each of the three anti-HIV genes will interfere with HIV infection at a different stage of the HIV lifecycle: pre-entry, postentry/pre-integration and post-integration (Ding et al. 2002, Bauer et al. 2000, Mitsuyasu et al. 2009). 13 Figure 3. Bone Marrow Stem Cell Derived HIV Target Cells. Bone marrow stem cells produce all blood cells, and at the same time maintain their stem cell pool by asymmetric division. 1. After division, one cell of the pair remains a stem cell, and the other, after undergoing multiple rounds of divisions produces blood cells, such as: 2. T cells, 3. Macrophages, 4. Dendritic Cells, which are HIV target cells. 14 Three anti-HIV genes have been engineered into one anti-HIV vector (Figure 4), creating this triple combination anti-HIV lentiviral vector (Anderson et al. 2009, Anderson et al. 2007). The first gene is an anti-CCR5 short-hairpin RNA (shRNA). CCR5 is a chemokine receptor and is necessary for white blood cells to recognize chemical gradients during the body’s immune response. It is also an essential co-receptor for macrophage tropic HIV strains. Most strains of HIV are macrophage tropic. A natural mutation occurring in approximately 1% of Caucasians, which causes the complete deletion of the CCR5 chemokine receptor has no discernable phenotype due to receptor redundancy, however, renders a person with a homozygous deletion resistant to HIV infection. This phenomenon is the underlying reason for engineering an shRNA to knock out the CCR5 receptor. The anti-CCR5 shRNA binds to the CCR5 mRNA and uses the cell’s natural RNA interference mechanism to halt translation of the CCR5 receptor that HIV needs to enter the host cell (Liu et al. 1996, Berger et al. 1999, Lee et al. 2002, Martinez et al. 2002, Bai et al. 2000, Cordelier et al. 2003, An et al. 2007, Anderson et al. 2007, Novina et al. 2002, Kumar et al. 2008, Huang et al. 1996, Naif et al. 2002, Hutter et al. 2009, Fire et al. 1998, An et al. 2006, Castanotto et al. 2002, ter Brake et al. 2009). The second gene, TRIM5α, is found in rhesus macaques and has been shown to offer these old world monkeys natural immunity against HIV by inhibiting the uncoating 15 Figure 4. Triple Combination Anti-HIV Vector. Vector diagram courtesy Dr. Joseph Anderson, UC Davis. Into the pCCL lentiviral vector backbone, which contains the reporter gene enhanced green fluorescent protein (EGFP) driven by the PGK promoter, three anti HIV genes were cloned immediately after the RRE element: A Trim5alpha protein driven by the MNDU3 promoter, a CCR5 shRNA driven by a U6 promoter, and a TAR decoy, driven by another U6 promoter. The MNDU3 promoter is an excellent promoter for protein expression, while the U6 promoters are designed to drive strong RNA expression (shRNA and TAR decoy are both RNA based anti-HIV molecules). 16 step of the viral capsid after entering the host cell. Humans also have a TRIM5α gene, but HIV has evolved around it, therefore it cannot protect human cells from HIV infection. The TRIM5α gene in thise triple combination vector is a re-engineered, chimeric version of the rhesus macaque gene. The gene product is a humanized TRIM5α protein, incorporating the 13 amino acid sequence providing HIV resistance from therhesus macaque form into the human TRIM5α protein so the human body will not recognize this protein as foreign and produce an immune reaction against it (Anderson et al. 2008, Sremlau et al. 2008, Sawyer et al. 2005). The third and final gene in the vector is a “transactivation response element” (TAR) decoy. The HIV version of TAR binds to the viral protein, “transactivator of transcription” (TAT), and in this complexed form leads to strong upregulation of HIV transcription. The TAR decoy mimics the structure of the viral TAR and is able to bind and occupy the viral TAT that is freely floating in the cell, so that TAT cannot reach TAR, and therefore cannot aid in the initiation of efficient HIV transcription (Michienzi et al. 2002, Kohn et al. 1999, Humeau et al. 2004, Bonyhadi et al. 1997). The triple combination vector was shown to provide transduced Ghost-R5-X4-R3 cells, which are sensitive indicator cells of HIV infection, with strong HIV resistance and inhibition of viral replication. The triple combination anti-HIV vector has also been tested on human hematopoietic stem cells engrafted into immunodeficient mice, where they are expected to establish an HIV resistant, human immune system. The vector worked as expected in the HIV mouse model (Anderson et al. 2009, Anderson et al. 2007). 17 Figure 5. iPSC Based Stem Cell Gene Therapy for HIV. Figure courtesy Gerhard Bauer, UC Davis. Induced pluripotent stem cells (iPSCs) from an HIV infected donor are created, transduced with anti-HIV genes, selected and tested for safety, differentiated into hematopoietic (= bone marrow) stem cells. These stem cells are again highly tested for safety and efficacy, and if passed, are transplanted into the autologous donor to enfgraft a new, completely HIV resistant immune system. This new immune will then be able to control HIV as HIV will not find any new target cells to grow in. 18 The ultimate plan for patient treatment and an eventual functional cure for HIV would be as follows (Figure 5): 1) Create induced pluripotent stem cells (iPSCs) from differentiated cells from the patient to be treated. 2) Transduce the iPSCs with the triple combination vector. 3) Differentiate the iPSCs into hematopoietic stem cells. 4) Select for CD34+ and CD133+ cells and transplant into the patient. 5) The transplanted hematopoietic stem cells differentiate into functional HIV resistant human blood cells in the patient. This strategy will produce a virtually unlimited supply of HIV resistant, hematopoietic stem cells. Although this treatment strategy is currently being developed, it will not be available within the near future. However, an immediate clinical application is now underway which will create anti-HIV gene transduced autologous bone marrow (hematopoietic) stem cells from HIV infected individuals. Once the hematopoietic stem cells are transduced and the vector is incorporated into the host cell genome, every cell that arises from these stem cells will also have the vector and its anti-HIV genes in its genome. Since all HIV targets cells arise from these hematopoietic stem cells, treated patients will then have a very strong defense against HIV for the rest of their lives. These transduced hematopoietic stem cells will then be given back to the patient in a bone marrow transplantation setting to reconstitute the patient’s immune system with anti-HIV 19 gene containing immune cells. It is anticipated that the anti-HIV gene containing immune cells will have a selective survival advantage in the face of a viral load and provide the patient with an increasing number of HIV resistant immune cells. Over time, this could lead to a fully HIV resistant immune system that might be able to control HIV infection without the need of HAART. My role within the broader project is to produce the clinical grade lentiviral vector on a large scale in the Good Manufacturing Practice facility. Briefly, to produce a safe, replication incompetent HIV based gene therapy vector (Figure 6), the inherent capability of HIV, which is a lentivirus is being used to transfer a gene of interest, in our case, a triple combination of anti-HIV genes into a target cell, the bone marrow stem cell and integrate it there permanently. The lentiviral particle is a re-engineered H IV particle. It follows the same life cycle of HIV, it attaches to the target cell, reverse transcribes its RNA into DNA, transports it into the nucleus and permanently integrates it into the DNA of the target cell. The genetic information how to produce the HIV structural proteins and the viral enzymes is still available, however, the information how to package the HIV RNA into the assembled viral particle has been completely removed. This information is encoded in a region of the viral genetic information called the “psi” region. Additionally, the information how to produce endogenous HIV envelope is deleted and replaced with the genetic information for the Vesicular Stomatitis Virus-G (VSV-G) envelope protein (Varmus et al. 1997, Naldini et al. 1996, Anderson et al. 2009). This is done to make the 20 Figure 6. Generation of a Lentiviral Vector. A psi-region deleted packaging plasmid only carrying the absolute minimum of endogenous HIV genes necessary to produce a viral particle and the viral enzymes called “packaging plasmid” (1), an envelope plasmid coding for the Vesicular Stomatitis Virus G protein (2) and a gene of interest carrying the psi-region in order to be packaged into the viral particle are transfected into the producer cell, a 293T cell (4). Together, these plasmids code for a viral particle that does not contain any HIV RNA, but only RNA of the gene of interest. 21 virus particle “pan tropic”, which means it can infect all mammalian cells, facilitating better gene transfer into target cells. Finally, the therapeutic gene of interest, which needs to be transferred into the target cell is engineered. This gene mimics the HIV RNA, but only in the terminal regions of the RNA, which are called “Long Terminal Repeats” (LTRs). In between the LTRs, a maximum of 10-15 kilobases of genetic information can be cloned into. No other essential information how to make HIV is present. The most important addition, however, is the insertion of the psi region into the therapeutic gene of interest, which now allows the therapeutic gene to be packaged into the viral particle during the particle assembly process (Figure 6). Theoretically, all necessary genes to make a gene therapy vector could be cloned into one plasmid, but to prevent any accidental gene recombination in the producer cells leading to replication competent particles, the lentiviral genetic components making up the final vector are separated on three plasmids and are transiently transfected into the producer cell separately (Figure 6). The producer cell originates from a human embryonic kidney (HEK) cell line called 293T, which has been shown to be highly transfectable with vector DNA, yielding excellent titer. The final viral particle derived from this producer cell is called the “gene therapy vector”. The producer cell will produce vector particles transiently, since the vector plasmids will be lost over the long run, and additionally, the VSV-G envelope is lytic and therefore destroys the producer cells after several days. A new vector preparation therefore always requires a new transient transfection setup (Sheridan 2011, Varmus et al. 1997, Naldini et al. 1996, Anderson et al. 2009, Ding et al. 2002, Anderson et al. 2007, Humeau et al. 2004). 22 The initial vector has already been tested on human hematopoietic stem cells engrafted into immunodeficient mice to make sure it is safe and inhibits HIV infection. Once the safety and efficacy of the vector had been confirmed, it was determined that it had to be produced in large amounts for possible clinical applications. In addition, the clinical grade vector will also need to be evaluated for sterility, absence of endotoxin and absence of any replication competent virus (Anderson et al. 2009, Anderson et al. 2007). This project requires me to first grow the producer cell line, the HEK 293T cell line in large quantities, transfect the expanded cultures with 3 plasmids encoding the vector gag and pol sequences (the structural proteins and the polymerases), the vector envelope, which is the VSV-G protein, and the triple combination anti–HIV gene. After this transfection step, vector supernatant is collected and then tested for sterility, endotoxin and absence of replication competent lentivirus (RCL), all while complying with Good Manufacturing Practice standards which can be found in: 21 Code of Federal Regulations parts 210 and 211 (21 CFR 210 and 211). Good Manufacturing Practice is enforced by the US Food and Drug Administration (FDA) and is intended to ensure the quality and safety of pharmaceutical products for human administration. Important aspects of Good Manufacturing Practice manufacturing of this specific product are further discussed in the discussion section. In addition to providing possible treatments for infectious diseases, such as HIV, gene therapy may present the medical field with a permanent cure for genetic diseases, such as epidermolysis bullosa (EB), by way of induced pluripotent stem cell (iPSC) manipulation. The treatment of EB through the Good Manufacturing Practice 23 manufacturing of iPSCs from EB patient fibroblasts, their gene correction through homologous recombination, the differentiation of gene corrected iPSCs into keratinocytes and the manufacturing of gene corrected, patient specific dermal grafts for transplantation onto open wounds is another project being actively pursued in the UC Davis Good Manufacturing Practice facility. (iPSCs) are pluripotent cells created from any type of cell by reverting them back to an embryonic stem cell-like state. This pluripotency is created by integrating four genes into the cell’s genome known to revert cells back to a pluripotent state. The four genes are: Oct4, Sox2, c-Myc and Klf4, combined into one DNA vector which is then packaged into a replication incompetent lentiviral vector capable of delivering the DNA to cells. Human skin fibroblasts can then be transduced with this lentiviral vector which inserts the early acting factors into the genome of the fibroblasts. Expression of these early acting factors then revert differentiated fibroblasts into pluripotent cells. The pluripotent characteristics of iPSCs allow them to be differentiated into any almost cell type. This quality, combined with the ability to manipulate these cells’ genomes using gene therapy, provides researchers with an immensely powerful new tool to aid in research (Sheridan 2011, Tolar et al. 2010). In order for these lentiviral vectors to be used in clinical research, they must be produced at a titer of at least 107 particles/mL. During my internship at the UC Davis Institute for Regenerative Cures, I was successful in producing both the anti-HIV lentiviral vector and the iPSC producing lentiviral vector at a titer in the 109 particles/mL range using a lipofection transfection procedure followed by spin filtration to concentrate 24 the viral particles. I also produced a third experimental lentiviral vector containing antisickle genes for use in a treatment for sickle-cell anemia. This vector, however, yielded approximately 107 particles/mL only, using the same methods as the other two vectors. It was confirmed with the vector developer that this was the expected titer due to the size of the anti-sickling gene (Anderson et al. 2009). A fourth experimental vector, another antiHIV gene vector produced for a private company only yielded approximately 106 particles/mL. This outcome was unexpected, and will be discussed in more detail in the discussion section. 25 MATERIALS AND METHODS In order to create a stock of Good Manufacturing Practice quality 293T human embryonic kidney (HEK) cells for future use in various procedures, a 200 vial master cell bank of these 293T cells was created. A 1mL vial of 293T cells was ordered from ATCC. The cells were split into two 225cm3 mL flasks and were grown in D10 media (high glucose Dulbecco’s Modified Eagle Medium (DMEM), 10% defined Fetal Bovine serum (FBS) and 1% Glutamax L-glutamine). When the cells had reached 70-80% confluency, they were harvested using trypzean. Cells should not be allowed to become too confluent because they might become senescent. Trypzean is the plant version of the animal protease trypsin and was used in this procedure to keep the cells in a xeno-free environment. Once the cells were lifted from the flasks, they were suspended in freezing media (90% defined FBS and 10% dimethyl sulfoxide (DMSO)) and aliquoted in 1mL portions into ten cryovials at a concentration of approximately 5x106 cells/mL. The cells were then frozen down to -90°C using a controlled rate freezer and then stored in the vapor phase of a liquid nitrogen freezer at -120°C or below. Once the cells are suspended in the freezing media, they should begin the freezing process as quickly as possible. The DMSO allows the cells to use a conserved sulfur-based metabolic pathway so the cells can still metabolize when oxygen is not available during the freezing process, but the DMSO can become toxic to the cells if they are suspended in it too long without being frozen down. This 10 vial cell bank was created to provide a stock of passage 1 293T cells for future use. Following the creation of this 10 vial cell bank, one vial was thawed into two 225cm3 flasks and was grown out into sixteen 225cm3 flasks using the same 26 method as before until those sixteen flasks were 70-80% confluent. The cells were then collected and frozen down in 1mL aliquots into 200 vials at a concentration of approximately 4.5x106 cells/mL using the same methods as described above. This provided us with a 220 vial master cell bank of Good Manufacturing Practice quality, passage 5, 293T cells. All procedures described were performed in the Good Manufacturing Practice facility under Good Manufacturing Practice conditions. To produce concentrated stocks of our anti-HIV vector, anti-sickling vector and our IPSC induction vector, one vial of 293T cells from the passage 5 master cell bank was thawed and grown until four 225cm3 flasks were about 70-80% confluent. Once a confluency of 70-80% was reached, the cells were lifted using trypzean, counted and 25x106 cells were plated back into each of the four 225cm3flasks. 22mL of D10 media was used in each of the flasks. Approximately 24 hours after plating the 25x106 cells, in each of four 15mL conical tubes (one per 225cm3 flask of cells), 150μL of Trans-IT lipofection reagent was added to 3mL of serum free media (incomplete DMEM). The mixture was mixed by pipetting up and down once and then incubated at room temperature for 20 minutes. While the lipofection mix was incubating, in each of four 1.5mL microcentrifuge tubes, 25μg of pCMVdR8.9 packaging plasmid, 5μg of VSVG envelope plasmid and 25μg of vector DNA of interest were mixed together; this is the DNA mix. After the 20 minute incubation of the lipofection mix, each 1.5mL microcentrifuge tube of DNA mix was added to a different 15mL conical tube of lipofection mix. The mixture was pipette up and down once then incubated at room temperature for 30 minutes. After the 30 minute incubation, the contents of each 15mL 27 conical tube was transferred, dropwise, into a different 225cm3 flask of 293T cells. Approximately 24 hours later, the media in each 225cm3 flask was replaced with 30mL of UltraCulture serum free media. 48 hours after the media change the viral supernatant was removed from each flask and transferred to a 50mL conical tube where it was centrifuged at 3,800 rpm for 5 minutes. The supernatant was then transferred to Centricon plus-70 filtration units and centrifuged at 3,800 rpm for 35 minutes. The retentate was collected and centrifuged at 1,100 rpm for 5 minutes and the resulting viral supernatant was filtered through 0.45mm Spin-X tubes. The viral supernatant was then aliquoted in 30μL portions into cryovials and stored at -80°C. To determine the viral load in the concentrated, frozen aliquots, 5x105 293T cells were plated in 2mL of D10 media in each well of a 6-well plate. 24 hours later, the media was removed from each well and replaced with 1mL of D10 media + 1μL of protamine sulfate per well. A 100x vector dilution was made by adding 10μL of thawed vector into 990μL of media. Then a 10,000x dilution was made by adding 10μL of the 100x vector dilution into 990μL of media. Further dilutions were made by adding different amounts of these dilutions to the media on the cells. A 1x, 10x, 100x, 1,000x, and 10,000x dilution were created as well as a well with no vector for the negative control. The cells were incubated at 37°C and transduced overnight. 24 hours later, the media in each well was replaced with 2mL of D10 media. About 48 hours after the media change, the cells in each well were lifted using trypsin and either analyzed directly by flow cytometry or saved for qPCR. 28 Cells that were transduced using a vector containing GFP were analyzed by flow cytometry. After the cells were lifted with trypsin, they were transferred to a corresponding FACs plastic tube and analyzed by the flow cytometer for the presence of GFP. Vectors analyzed by flow cytometry were the anti-HIV triple combination vector. Cells that were transduced using a vector that did not contain GFP were analyzed for viral integration by qPCR. After the cells were lifted with trypsin, the cells were transferred to corresponding 1.5mL microcentrifuge tubes and DNA extraction was performed using the Promega DNA extraction kit #A1620. DNA from each dilution was diluted to 66ng/μL. 5μL of each DNA dilution were added to 7μL of the reaction master mix for a total reaction volume of 12μL in each well of a 96 well PCR plate. The master mix consisted of a 2:1 primer to probe mix added to a volume of TaqMan PCR master mix that was ten times the amount of the primer volume plus enough water to bring the total reaction volume to 12μL in each well. The primers were specific to the WPRE sequence: Forward: 5’-CCG TTG TCA GGC AAC GTG-3’. Reverse: 5’-AGC TGA CAG GTG GTG GCA AT-3’ and the probe used was FAM/TAMRA; sequence: 5’FAM-TGC TGA AAC ATT CAC CTT CCA TGC AGA-TAMRA-3’. Both the primers and probe were ordered from IDT Technologies. The master mix used was the TaqMan Universal PCR Master Mix, No AmpErase UNG from Applied Biosystems. Vectors analyzed by qPCR were the anti-sickle vector and the IPSC induction vector. The plasmid used for the standard curve was the pCCL-CMNDU3-eGFP-WPRE plasmid from which dilutions of 102-106 were made. All reactions including the standard curve were run in duplicate. PCR conditions were one incubation at 50°C for 2 minutes then an 29 incubation at 95°C for 10 minutes. This was followed by 40 cycles of incubation at 95°C for 15 seconds then at 60°C for 1 minute. 30 RESULTS New 293T cells from the American Type Culture Collection (ATCC) were expanded into sixteen 225cm2 flasks. The expansion required several splits of the original cell seed stock, which was received frozen. An initial, low passage, small stock cell bank was established; this also helped to adapt the new 293T cells to our culture conditions. After culture adaptation, 10 vials with low passage 293T cells was frozen using the controlled freezer, and the remainder of the cultured cells was adapted to large scale expansion. One 225cm2 flask was used initially, from which an expansion into 16 225cm2 flasks was attempted. Successful expansion with multiple splits into 4, 8 and 16 flasks could be performed. The expansion process took approximately 14 days. Visual observation was performed daily, and cell confluency state below 80% was maintained at all times. After trypsinization, washing and pooling of all harvested cells, a final cell number of more than 900 million cells total was achieved; 16 flasks proved to be enough to provide us with the needed 200 vial master cell bank of 293T producer cells for use in vector production. Each individual cryovial received approximately 4.5x106 million cells, and all vials were filled using aseptic technique. The cells were frozen to -90°C using a controlled rate freezer with a temperature drop rate of 1deg Celsius per minute and then stored at or below -120°C in the vapor phase of liquid nitrogen. To test the quality of the master cell bank, a sample of 1% (2 vials) of the master cell bank randomly drawn from the stored vials was evaluated for viability, sterility and endotoxin. The cell viability count upon thawing of each vial was greater than 98% as measured by trypan blue exclusion. A validated USP 14 day sterility assay and a validated endotoxin assay were 31 performed on the thawed samples from the master cell bank. These specific assays are required in the context of Good Manufacturing Practice for the establishment of a master cell bank for clinical grade gene therapy vector manufacturing. The validated assays were performed in the quality control testing lab of the Good Manufacturing Practice facility. The tested vials were confirmed to be sterile and free from endotoxin. The new master cell bank was then used for lentiviral vector manufacturing. Although my project only involved the manufacturing of gene therapy vector for HIV gene therapy and induction of pluripotent stem cells, I also manufactured test batches of two other lentiviral vectors. The additional vectors were another anti-HIV gene vector from a company called Calimmune, and an anti-sickling vector for gene therapy of sickle cell anemia, commissioned by UCLA. Good Manufacturing Practice vector manufacturing poses a challenge, since maximum titer at a large scale is required to yield reasonable transduction efficiencies in the target cells. Not all therapeutic vectors easily yield high titer. Titer is dependent on many parameters, but first and foremost on good construction of the vector plasmid which determines the strength of the packaging signal and efficient packaging. All lentiviral vectors were manufactured in identical fashion. An initial vector manufacturing run was used as an engineering run, after which the method of vector manufacturing could be standardized and written up as a Standard Operating Procedure. Production of both the anti-HIV vector and the iPSC-induction vector yielded 25 vials containing 25μL of concentrated supernatant of each vector. The vials are stored at -80 32 deg Celsius. Production of the additional lentiviral vectors for both Calimmune and UCLA also yielded 25 vials of concentrated vector. To determine the titer of the lentiviral vectors, two methods of titration were used: The anti-HIV vector contained GFP so its titer could be determined by flow cytometry analysis while the iPSC-induction vector was tittered using quantitative Polymerase Chain Reachtion (qPCR). Briefly, for the flow cytometry analysis of the anti-HIV vectors, 293 cells were transduced with vector dilutions, the number of GFP expressing cells were enumerated, and the titer was calculated according to the vector dilution and numbers of GFP positive cells. For qPCR a similar method was applied, however, the GFP readout was replaced with readout for the signal of the WPRE element in the vector. GPF titers deliver a robust result with less than 5% deviation in vector titer. qPCR titer results are less robust and produce a larger error. Vector Titer Results (all readouts in transducing units per mL): GFP readout: Anti HIV Triple-combo vector, manufactured 7/17/10: 1x108 Anti HIV Triple-combo vector, manufactured 8/14/10: 5x109 Anti HIV Triple-combo vector, manufactured 11/30/10: 3x109 qPCR readout: Stanford iPSC induction vector, 1/14/11: 1x105 – 7x109 33 Other project vectors (qPCR readout): CalImmune vector, manufactured 10/22/10: 3x105 – 2x106 CalImmune vector, manufactured 11/30/10: 5x105 – 4x106 UCLA vector, manufactured 10/22/10: 7x106 – 4x108 UCLA vector, manufactured 1/14/11: 1x106 – 9x108 All titrations were performed in duplicates. Figure 7 shows a graphic comparison of the vector titers. It is clear to see that the Calimmune vector yielded, in a repeatable fashion, the lowest titer of all vectors manufactured. The triple combination anti-HIV vector repeatedly resulted in the best titer, closely followed by the Stanford vector. The large error bar pointing towards a lower titer in the Stanford vector could not be confirmed to be accurate in subsequent transduction experiments; therefore the higher titer indicated by the bar is assumed to be correct. The UCLA vector resulted in an intermediate titer. An additional optimization run for the UCLA vector has been performed using multiple timed supernatant collections. Titer results of these collections are not yet available. The Stanford vector was only produced once, another production run is planned. The triple combination anti-HIV vector was used by the HIV group at the UC Davis Stem Cell program to transduce hematopoietic stem cells, and was also used to transduce induced pluripotent stem cells. Both hematopoietic stem cells and pluripotent stem cells were then differentiated into mature blood cells, which could be demonstrated to be 34 resistant to HIV infection. Figure 8 shows an induced pluripotent stem cell colony that was transduced with the anti-HIV vector. The excellent titer of the iPSC induction vector led to several experiments within the Good Manufacturing Practice facility to manufacture Good Manufacturing Practice grade induced pluripotent stem cells from skin fibroblasts. Briefly, the vector was diluted to a multiplicity of infecton of 10, 20, 30 and 40. (Multiplicity of infection means the number of transducing vector particles per cell.) Skin fibroblasts that had been grown under Good Manufacturing Practice conditions were transduced overnight with the iPSC induction vector, next day they were plated onto irradiate human foreskin fibroblast feeder cells. After about 8-10 days of growth, suitable iPSC colonies were mechanically dissected and transferred onto new irradiated human feeders. Established colonies were then enumerated and photographed. Figure 9, as an example, shows two iPSC colonies derived using the Stanford iPSC induction vector. Vector Titer (particles/ml) 35 1.00E+10 1.00E+09 1.00E+08 1.00E+07 1.00E+06 1.00E+05 1.00E+04 1.00E+03 1.00E+02 1.00E+01 1.00E+00 Replicate 1 Replicate 2 Replicate 3 Figure 7. Comparison of Lentiviral Vector Titers. Y axis: Titer in transducing units per mL. X axis: Lentiviral vector preparations. Calimmune, UCLA and Stanford vectors were titred using qPCR readout, the Triple Combination anti-HIV vector was tittered using GPF flow cytometry readout. There are no error bars in the GFP readout as the readout error is less than 5%. 36 Figure 8. Transduced iPSC Colony Using the Anti-HIV Gene Vector. a. Fluorescent image (GFP). b. Phase contrast image. c. Overlaid fluorescent and phase contrast image. All cells within the colony are transduced and express GFP. Photos courtesy Amal Kambal, UC Davis. 37 Figure 9. Good Manufacturing Practice Grade iPSC Colonies Using the Stanford iPSC Induction Vector. a. 8 day, post-dissection iPSC colony at the edge of the culture well, b. 8 day post dissection iPSC colony in the center of the culture well. Photos courtesy Gerhard Bauer, UC Davis. 38 DISCUSSION My work in the UC Davis Good Manufacturing practice facility allowed me to learn and apply the principles of Good Manufacturing Practice in a stem cell research setting. Good Manufacturing Practice is a national standard established to produce safe and efficacious pharmaceuticals. This standard has recently also been applied to cellular therapeutics, and all associated materials needed to produce such cellular therapeutics, in our case, lentiviral vector used to transduce stem cells. In order to use a stem cell product clinically, it must therefore be assured that the product has been produced in a Good Manufacturing Practice compliant manner, and is safe and efficacious. Such a product has to be manufactured (which is the term the FDA uses for any clinical grade production of therapeutics) in aclean-room environment, a Good Manufacturing Practice laboratory. This laboratory features a controlled environment, that means that the air in the manufacturing rooms for the cellular therapy product is free of particles (fungus, spores, etc.) which could possibly contaminate the product, and that temperature and humidity are kept constant. Personnel working in such a facility have to gown up, since they also should not introduce a contamination risk to the product. Additionally, if a gene therapy vector such as a lentiviral vector should be manufactured under Good Manufacturing Practice conditions, the clean room needs to be under negative pressure to contain a possible vector aerosol that might be introduced during the spinning and concentration process. Full gowning of personnel, which includes face masks also protects personnel from possible aerosols. It therefore becomes clear that a Good Manufacturing Practice facility is a highly sophisticated, technically complicated laboratory that needs to follow 39 strict building and operational standards. The UC Davis Good Manufacturing Practice facility has been designed to meet and exceed the federal standards, and has some unique features, such as switchable room pressurization to produce negative pressure manufacturing rooms for the manufacturing of gene therapy vectors. Before I could even start my project, I therefore had to receive training in how to work in such an environment, and how to quality control this environment and the manufactured product. The rules of Good Manufacturing Practice manufacturing are: All manufacturing steps and the facility itself have to be in a state of control, all processes are written down in Standard Operating Procedures (SOPs), the final product undergoes Quality Control (QC) testing and a final review by the Quality Assurance (QA) unit. My project started with the development of a Good Manufacturing Practice grade, triple combination anti-HIV gene lentiviral vector. First, engineering runs needed to be performed, as the Good Manufacturing Practice facility had just opened, and this lentiviral vector manufacturing project was one of the first projects to be undertaken in this new facility. During the engineering runs, the methods had to be refined, and the SOPs needed to be developed. In Good Manufacturing Practice manufacturing everything revolves around SOPs. The technician needs to adhere to these SOPs strictly to always manufacture a reproducible product, and the QC unit supervises this step. An important obstacle that needed to be overcome in the beginning was the generation of the HEK 293 T master cell bank. For the engineering runs, 293 T cells from the adjacent translational laboratory were used. For clinical purposes, however, laboratory grade cells cannot be used. Therefore, new cells had to be ordered from the 40 American Type Culture Collection (ATCC) with a certificate of analysis. Then I needed to expand these cells greatly to produce a 200 vial master cell bank. It took several weeks to just expand these cells in large tissue culture flasks to arrive at a quantity sufficient for the 200 vial master cell bank. Additionally, no contamination was allowed in this expansion process. After establishing this master cell bank, a working cell bank was generated from the master cell bank, which was then tested for sterility and the absence of endotoxin. Only upon receiving the test result clearing the working cell bank it was safe to manufacture clinical grade lentiviral triple combination anti-HIV gene vector. This clinical grade vector from the new master cell bank compared extremely well in titer (109/mL) with vector from the engineering run and now allows the HIV team to move forward, with confidence, initiating clinical trials for stem cell gene therapy for HIV. An application to the NIH Recombinant DNA Advisory Committee (RAC) is currently being drafted as the first step for approval of this clinical trial, with the final Investigational New Drug Application (IND) being submitted to the FDA. As the Good Manufacturing Practice manufacturing of a high titer, triple combination anti-HIV gene vector was successful, other vector manufacturing projects were moved forward. The vector for the iPSC project had been obtained from collaborators at Stanford, who had not manufactured clinical grade vector before. Often, clinical grade vector is associated with lower titer, since Good Manufacturing Practice vector production has to follow stringent procedures that emphasize safety (freedom from contamination), but not maximum titer. In order to obtain successful iPSC induction, however, a high transducing titer is essential. Using the optimized vector manufacturing 41 protocols I developed, I was able to also achieve the needed high titer in this vector manufacturing run. Good Manufacturing Practice grade iPSCs have now been produced twice using this Good Manufacturing Practice grade lentiviral vector preparation. However, problems that arose with the additional vectors I manufactured should also be mentioned. The anti-HIV gene vector commissioned by a private company yielded disappointing titer upon the first try; therefore, I manufactured a subsequent lot. To make sure that the manufacturing process worked well, I manufactured our own combination anti-HIV vector in parallel. Our own vector yielded a titer in the 109 range, while the company vector again only yielded a titer in the 106 range. As the appropriate control was performed in parallel and yielded excellent titer, an error in the vector manufacturing process could be ruled out. We therefore must assume that the company anti-HIV gene transfer vector itself was at fault. It has been known for a while that an anti-HIV vector may inhibit its own packaging due to the inherent anti-HIV effect, which will also be exerted upon the packaging cell, as the genetic information of HIV is used to produce the vector particle. Our own anti-HIV vector has been optimized to overcome this problem. We do not know, however, if the company vector has undergone the same optimization. Additionally, the way the therapeutic vector was cloned by the company is also not known; often, optimization steps need to be performed to make packaging more efficient, as the packaging signal can be dependent on its precise location within the vector. We also do not know if such optimization steps were undertaken by the company. Since we were not paid to perform any further optimization on this vector, the project had to be put aside. 42 The other lentiviral vector I manufactured for UCLA was an anti-sickling gene vector intended for a stem cell gene therapy approach to treat sickle cell anemia. As with the previous vector, I performed an initial vector manufacturing run which yielded a vector titer in the 10e7 range. As we are used to higher vector titer, which we routinely achieve with our combination anti-HIV gene vector, we decided that another vector lot should be manufactured. Again, to rule out a problem with vector manufacturing, our own anti-HIV gene combination vector was manufactured in parallel, yielding titer results in the high 109 range, while the anti-sickling vector again yielded a titer in the 107 range. We reported these results to UCLA, and also sent aliquots of the vector to UCLA for their own tittering, again confirming our results. We then were informed by the UCLA investigator that the titer result we had achieved was the usual titer results obtained from laboratory grade anti-sickling vector preparations. It is thought that the large therapeutic gene present in the vector, which almost reaches the carrying capacity of the lentiviral vector, may be responsible for the lower titer. To improve vector yield, I therefore manufactured another vector lot, and took several vector collections at different time intervals to find out if we can improve titer and also the number of useful vector collections by careful collection timing. In order to reliably produce lentiviral vector in a Good Manufacturing Practice fashion, high precision technical work with complete adherence to SOPs is required. Over the last year, I have been able to master the skills to successfully work in a sophisticated Good Manufacturing Practice environment. My ability to reliably produce high titer vector that is safe and efficacious could be demonstrated in the safety and 43 translational studies performed with our combination anti-HIV vector and the iPSC induction vector. Additionally, it could be demonstrated that lower titer results obtained with different vectors commissioned for Good Manufacturing Practice production by outside companies were due to inherent vector problems, and not the manufacturing process and techniques I developed. During this last year, I have also made a valuable contribution to translational medicine. 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