MOREHOUSE COLLEGE CONTRACT FOR PROFESSIONAL SERVICES TO BE PAID WITH FEDERAL GRANT FUNDS This contract is entered into, as of the date of final signature, between Morehouse College (hereinafter the “College”) and the individual or entity (hereinafter the “Consultant”) whose name and address is set forth in Attachment A to this contract (the “Contract”). A copy of Consultant’s Certificate of Good Standing or evidence thereof from the Consultant’s state of incorporation is attached hereto and incorporated herein as Attachment B WITNESSETH WHEREAS, the College desires to obtain the professional services offered by The Consultant and identified in this Contract under the federal grant/award for research and development identified in Attachment A to this Contract, originally awarded to the College from the sponsoring agency identified in Attachment A to this Contract and; WHEREAS, The Consultant is an independent consultant and is willing to perform hereunder in accordance with the terms and conditions hereinafter set forth; NOW, THEREFORE, in consideration of the mutual covenants and agreements herein contained, the parties hereto agree as follows: ARTICLE 1 - TYPE OF SERVICES The Consultant agrees to perform for the benefit of the College all of the services (hereinafter referred to as the “Services”) set forth and described in Attachment A, which is incorporated herein and made a part of this Contract. This Contract is made with The Consultant as an independent contractor, and the Consultant will not by virtue of this Contract become an employee of the College. The Consultant acknowledges that the services to be performed for the College are those that the Consultant generally performs in the independent established profession in which The Consultant is customarily engaged. Revised 05/09/2013 1 The Consultant acknowledges that the College is allowing the use of the Consultant’s standard forms (such as purchase orders, acknowledgements of Orders, and Invoices) to administer its dealings under this Agreement for convenience purposes but all provisions thereof shall be deemed stricken. ARTICLE 2 - PERIOD OF PERFORMANCE The term of this Contract shall commence on the date of final signature below or such other date specified on Attachment A and expires on the expiration date set forth on Attachment A, subject, however, to earlier termination as hereinafter provided. ARTICLE 3 - CONSIDERATION (1) In full monetary consideration for this Contract and the services performed by the Consultant hereunder, the College shall reimburse the Consultant in an amount not to exceed the amount and on the schedule as set forth on Attachment A. (2) The total consideration includes all other expenses, including transportation and subsistence expense, which shall be reimbursed to the Consultant in accordance with the reimbursement practices of the College, or as otherwise specified in an addendum to this Contract. ARTICLE 4 - PAYMENT The College shall reimburse the Consultant upon completion of the services, as promptly as practical upon submission to the College of a signed statement covering the consideration earned as provided in Article 3 above. The Consultant must submit an appropriate invoice and certification of completion to the “bill to” addressee cited on the issued College Purchase Order. ARTICLE 5 - NOTICES With respect to rights and obligations of each party, all notices required or permitted under this Contract shall be in writing and shall be deemed sufficiently served if sent by Registered or Certified Mail, return receipt requested, or delivered personally, in either case addressed as follows if to the College, to: Revised 05/09/2013 2 The College Contact Person set forth on Attachment A and Morehouse College V.P. for Business and Finance/CFO Gloster Hall 830 Westview Drive S.W. Atlanta, Georgia 30314 With a contemporaneous copy to: Morehouse College Office of General Counsel Gloster Hall, Rm. 109 830 Westview Drive S.W. Atlanta, Georgia 30314 If to the Consultant, to: The Consultant Contact Person set forth on Attachment A. ARTICLE 6 - TERMINATION The College may terminate this Contract at any time upon ten (10) days written notice. However, for federal awards if prior to the project’s end date the Granting Agency terminates or decreases or de-appropriates funding or if the College determines that adequate funds are not available, which determination is at the College’s sole discretion, this Contract can be immediately terminated by the College. In the event of termination, the Consultant shall be reimbursed for all approved costs incurred prior to notice of termination in accordance with the terms of this Contract. ARTICLE 7 – FORCE MAJEURE In the event this provision of the Contract is invoked neither party shall be liable for damages for any delay or default in performing hereunder if such delay or default is caused by conditions beyond its control including but not limited to acts of God, government restrictions (including the denial or cancellation of any export of other necessary license), wars, insurrections and/or any other cause beyond the reasonable control of the party whose performance is affected (including mechanical, electronic, or communications failure). Revised 05/09/2013 3 ARTICLE 8 - REPORTS The Consultant shall prepare reports/findings as required by the College personnel. ARTICLE 9 - CONFIDENTIALITY Consultant shall treat as confidential all data, records and accounts, information, operations, policies, procedures and all other information relating to the business of the College, which becomes known to it through its activities hereunder (“Confidential Information”), and which is not otherwise in the public domain or rightfully obtained from another source. Consultant does not acquire any rights in the Confidential Information and agrees to take diligent measures to prevent the disclosure of such Confidential Information. During the term and after termination of its services to the College, Consultant shall not use or disclose any such Confidential Information, except in accordance with the terms of this Contract, or as required by law, regulation or court order. All records, reports, notices, valuations, lists, data and other documents prepared by Consultant shall be the property of the College and Consultant shall deliver any such documents immediately to the College upon request from the College. Additionally, Consultant shall obtain from all contractors or persons utilized by Consultant in producing its product or services hereunder a signed written statement agreeing to the confidentiality provision herein. ARTICLE 10 - TAXES The fees, expenses and costs payable under this Contract include all applicable tax. ARTICLE 11 - PATENT RIGHTS A. The term “Subject Invention” means any invention, improvement, discovery or innovation (whether or not patentable) made, conceived, or actually reduced to practice by The Consultant in the course of The Consultant’s work under this Contract. B. The College shall have the sole and exclusive power to determine whether or not and where patent applications shall be filed covering Subject Invention and to determine the disposition of the title to and rights under any application or patent that may result. Revised 05/09/2013 4 C. The Consultant shall accept the judgment of the College on these matters as final and shall execute all documents and things necessary or proper to carry out the judgment of the College. D. The Consultant shall furnish promptly to the College complete and accurate information with regard to any Subject Invention. E. The Consultant shall provide, at the conclusion of this Contract, an affirmative statement as to whether or not any Subject Invention arose in the conduct of the Contract. ARTICLE 12 - DATA AND COPYRIGHT A. “Subject Data” as used in this Contract, means all compilations of scientific and technical data, including but not limited to, specifications, notebooks, drawings, computer data bases, software, reports and all other scientific and technical memoranda of record value first produced or prepared by The Consultant in the performance of this Contract. Should The Consultant develop several designs for the College’s consideration, then “Subject Data” shall refer to the design selected and paid for by the College. B. The Consultant agrees to grant the College all rights, title and interest in the Subject Data, including copyright rights. C. The College will have the sole right to copyright such Subject Data, except that The Consultant grants to the College a non-exclusive, irrevocable, royalty-free license to reproduce, translate, publish, use and dispose of, and to authorize others so to do, all copyrighted or copyrightable materials not first produced or prepared by The Consultant in the performance of the Contract, but which are incorporated in the material to be furnished under this Contract. The Consultant will assume responsibility for obtaining all necessary rights for use, reproduction, translation, publication and disposition of that material by the College. ARTICLE 13 – CONFLICT OF INTEREST The Consultant affirms that there exists no actual, potential or appearance of conflict between The Consultant’s family, businesses, or financial interest and The Consultant’s performance of services as developed herein. Revised 05/09/2013 5 ARTICLE 14 – BEST EFFORTS The Consultant agrees at all times, to use its best efforts to perform the work specified in this Contract and to inform the College of any deviation from the Scope of Work or any cause which renders The Consultant unable to perform the work as required. ARTICLE 15 – WORK PRODUCT All of the materials developed by The Consultant and all materials prepared for and delivered to the College by The Consultant under the Contract shall belong exclusively to the College and shall be deemed to be works made for hire and the College shall be sole owner of all copyright and other proprietary rights (both tangible and intangible), title, and interest therein, including the right to revise, edit, and distribute same, notwithstanding any previously determined rights of the sponsor, through which funding of the Contract has been provided. ARTICLE 16 – AUDIT AND RETENTION All costs reimbursed for the performance of this Contract will be subject to audit by the cognizant Federal audit agency and Consultant agrees to allow auditors access to its records pertinent to this Contract during normal business hours. Consultant assumes sole responsibility for reimbursement to the agency identified in Attachment A to this Contract, a sum of money equivalent to the amount of any expenditure disallowed should the agency identified in Attachment A, or an authorized agency rule through audit exception, or some other appropriate means, that expenditures from funds allocated to Consultant through Morehouse for direct and/or indirect costs were not made in compliance with the regulations of the granting or funding agency of this Contract. Consultant’s financial records for this Contract shall be retained for a period of three (3) years. The retention period will begin from the date of the submission of the final invoice. If Consultant receives more than $300,000 per year in federal funds, it agrees to comply with the requirements in OMB A-133 or A-128 as appropriate. In order that Morehouse can comply with its obligations under OMB Circular A-133, Consultant shall provide Morehouse with a copy of its annual audit report, which shall include any exceptions noted on the audit. In addition, Consultant will correct all audit exceptions within six (6) months following such audit, Revised 05/09/2013 6 and shall advise Morehouse as soon as all exceptions have been corrected and that Consultant is now in compliance with OMB Circular A-133 or A-128 as appropriate. ARTICLE 17 – EQUIPMENT The title to real property, equipment, and supplies acquired under this Contract shall be transferred to Morehouse College. ARTICLE 18 – INSURANCE REQUIREMENTS The College requires the Consultant to furnish a Certificate of Insurance attesting to the existence of Professional Liability Insurance with limits of Insurance of not less than ONE MILLION DOLLARS ($1,000,000.00) each occurrence and TWO MILLION DOLLARS ($2,000,000.00) annual aggregate upon execution of this Agreement. If Professional Liability is written on a claims- made basis then coverage must be extended to a minimum twelve (12) months after the conclusion of the project. Such insurance shall designate “Morehouse College, its Board of Trustees, its officers, employees and agents” as an additional insured under the policy. Such policy shall be issued with a minimum “A-, VII“ AM Best Rating and be signed by an authorized agent, as evidence of the Licensee’s /Subcontract’s financial ability to meet its obligation under this section. Waiver of Subrogation: To the fullest extent permitted by applicable state law, Consultant waives all rights against Morehouse College, its Board of Trustees, its officers, employees and agents (and all other parties required), for recovery of damages to the extent these damages are covered by General Liability, Umbrella Liability, Business Automobile Liability or Workers’ Compensation and Employers’ Liability insurance maintained per requirements stated above. Consultant’s Workers’ Compensation policy must have the WAIVER OF OUR RIGHT TO RECOVER FROM OTHERS ENDORSEMENT with Morehouse College, its Board of Trustees, its officers, employees and agents (and all other parties required), listed on the SCHEDULE. ARTICLE 19 – CONTRACTUAL CHANGES RESULTING FROM UPPER TIER CHANGES Revised 05/09/2013 7 This Contract is issued under the provisions set forth in the grant identified in Attachment A to this Contract. If said grant or award is amended and said amendment causes this Contract to be inconsistent with or contrary to the grant or award, Consultant shall negotiate with the College in good faith upon such amendments. ARTICLE 20 – CLOSE -OUT PROCEDURES The Consultant will submit to the College, within 15 days after termination or expiration of the Contract, all close-out documents required hereunder. ARTICLE 21 – ELIGIBILITY TO WORK AND RELATIONSHIP OF PARTIES In the performance of this Contract, the parties agree that The Consultant is a professional person or entity and that the relationship created by this Contract is that of independent consultant. The Consultant is not an agent or employee of the College for any purpose and, therefore, is not entitled to the benefits provided by the College to its employees, including, but not limited to, fringe benefits, workers’ compensation, health and unemployment insurance and pension pans or any other remuneration. The Consultant certifies that this Contract will not violate the terms of any contract with, or obligation to, another institution or employer. Should any Agency, regulatory body, or court of competent jurisdiction, based upon The Consultant’s own actions, find that The Consultant is not an independent consultant and/or is not entitled to be retained and compensated as an independent consultant under the circumstances of The Consultant’s engagement by the College, The Consultant shall assume full responsibility and liability for all taxes, assessments, and penalties imposed against The Consultant and/or the College resulting from such contrary interpretation, including, but not limited to, taxes, assessments, and penalties which should have been deducted from The Consultant’s earnings had The Consultant been on the College’s payroll and retained as an employee of the College. The Consultant shall be solely responsible for any and all reporting of The Consultant’s gross income as a result of the Contract and shall assume full responsibility and liability for payment of all taxes, assessments, social security benefits, and other relative matters as required by law. Revised 05/09/2013 8 In consideration of the College engaging The Consultant as an independent consultant, The Consultant shall indemnify and defend the College against and hold the College harmless from any such liability or responsibility under the circumstances described in this paragraph. ARTICLE 22 – REPRESENTATIONS AND INDEMNIFICATION Consultant agrees to indemnify, hold harmless and defend the College, its Trustees, officers, agents and employees against any and all damages, suits, claims, liabilities, costs and expenses (including actual attorneys’ fees) based on, arising out of, or relating to, directly or indirectly, this Contract or the performance of services described herein, including without limitation, any claims resulting from personal injury or property damage caused by Consultant’s acts or missions or acts or omissions of Consultant’s agents or employees. ARTICLE 23 – PRICE WARRANTY The Consultant hereby certifies that the prices charged herein are not greater than those charged its most favored customer for the like services under like market conditions. The College or its authorized representatives(s) shall have the right to examine the records of The Consultant as it deems necessary to assure itself that the prices charged to the College under this Contract do not exceed those charged by The Consultant to any other customer obtaining the same service in like or comparable manner. ARTICLE 24 – DEBARMENT/SUSPENSION The Consultant herby certifies, pursuant to Executive Order 12549 and implementing rules, that The Consultant is not presently debarred, suspended, proposed for debarment, declared ineligible, or voluntarily excluded from covered transactions by any Federal department or agency. ARTICLE 25 – COMPLIANCE WITH LAW The Consultant will cause the work performed hereunder to conform with all requirements of all applicable federal, state and local laws, rules and regulations, as well as all the generally accepted standards applicable to such work. Revised 05/09/2013 9 ARTICLE 26 – PROHIBITION AGAINST USE OF NAME The Consultant will not use the name, insignia, or symbols of the College, it facilities or departments, or any variation or combination there of, or the name of any Trustee, faculty member, other employee or student of the College for any purpose whatsoever without the College’s prior written consent. ARTICLE 27 – FEDERAL CONTRACT PROVISIONS This Contract is governed by the following provisions, which are incorporated by reference, as if fully set forth herein. Any conflict between this Article 26 and other provisions of this Contract shall be governed by this Article 26. 1. Equal Employment Opportunity – the Consultant agrees to comply with EO 11246 “Equal Employment Opportunity.” as amended by EO. 11375, “Amending Executive Order 11246 Relating to Equal Employment Opportunity,” and as supplemented by regulations at 41 CFR part 60, “Office of Federal Contract Compliance Programs, Equal Employment Opportunity, Department of Labor.” 2. Copeland “Anti-Kickback” Act (18 U.S.C. 874 and 40 U.S.C. 276c) – If this contract or subgrant is in excess of $2000 for construction or repair the Consultant agrees to comply with the Copeland “Anti-Kickback” Act (18 U.S.C. 74) as supplemented by Department of Labor regulations (29CFP part 3, “Contractors and Subcontractors on Public Building or Public Work Financial in Whole or in Part by Loans of “Grant from the United States”). The Act provides that each contractor or subcontractor shall be prohibited from inducing, by any means, any person employed in the construction, completion, or repair of public work, to give up any part of the compensation to which he is otherwise entitled. The Seller and/or Buyer shall report all suspected or reported violations to the Federal awarding agency. 3. Davis-Bacon Act, as amended (40 U.S.C. 276a to a-7) – If requested by Federal program legislation, and if this is a all construction contract awarded by the recipients and subrecipients of more than $2000 Buyer agrees to comply with the Davis-Bacon Act (40 Revised 05/09/2013 10 U.S.C.276a to a-7) and as supplemented by Department of Labor regulations (29CFR part 5, “Labor Standards Provisions Applicable to Contracts Governing Federally Financed and Assisted Construction”). Under this Act, contractors shall be required to pay wages to laborers and mechanics at a rate not less than the minimum wages specified in a wage determination made by the Secretary of Labor. In addition, contractors shall be required to pay wages not less than once a week. The recipient shall place a copy of the current prevailing wage determination issued by the Department of Labor in each solicitation and the award of a contract shall be conditioned upon acceptance of the wage determination. The recipient shall report all suspected or reported violations to the Federal awarding agency. 4. Contract Work Hours and Safety Standards Act (40 U.S.C. 327-333) – Where applicable, all contracts awarded by the College in excess of $2000 for construction contracts and in excess of $2500 for other contracts that involve the employment of mechanics or laborers Seller agrees to comply with Sections 102 and 107 of the Contract Work Hours and Safety Standards Act (29 CFR part 5). Under Section 102 of the Act, each contractor shall be required to compute the wages of every mechanic and laborer on the basis of a standard work week of 40 hours. Work in excess of the standard work week is permissible provided that the worker is compensated at a rate of not less than1½ times the basic rate of pay for all hours worked in excess of 40 hours in the work week. Section 107 of the Act is applicable to construction work and provides that no laborer or mechanic shall be required to work in surroundings or under working conditions that are unsanitary, hazardous or dangerous. These requirements do not apply to the purchases of supplies or materials or articles ordinarily available on the open market, or contracts for transportation or transmission or intelligence. 5. Right to Inventions Made Under a Contract or Agreement – Contracts or agreements for the performance of experimental, developmental, or research work shall provide for the rights of the Federal Government and the recipient in any resulting invention in accordance with 37 CFR part 401, “Rights of Inventions Made by Nonprofit Organizations and Small Business Firms Under Government Grants, Contracts and Revised 05/09/2013 11 Cooperative Agreements,” and any implementing regulations issued by the awarding agency. 6. Clean Air Act (42 U.S.C. 7401 et seq.) and the Federal Water Pollution Control Act (33 U.S.C. 1251 et seq.), as amended – If this contract is in excess of $100,000 the Consultant agrees to comply with all applicable standards, orders or regulations issued pursuant to the Clean Air Act (42 U.S.C. 7401 et seq.) and the Federal Water Pollution Control Act as amended (33 U.S.C. 1251 et seq.). Violations shall be reported to the Federal awarding agency and the Regional Office of the Environmental Protection Agency (EPA) 7. Byrd Anti-Lobbying Amendment (31U.S.C. 1352) – By acceptance of this contract Consultant hereby certifies with respect to awards of $100,000 or more, that it will not and has not used Federally appropriated funds to pay any person or organization for influencing or attempting to influence an officer or employee of any agency, a member of Congress, officer or employee of Congress, or an employee of a member for Congress in connection with obtaining any Federal contract, grant or any other award covered by 31 U.S.C. 1352. 8. Debarment and Suspension (E.O.s 12549 and 12689) – By acceptance of this contract Consultant hereby certifies that Consultant and principal employees are not listed on the General Services Administration’s List of Parties Excluded from Federal procurement in Non-procurement Programs in accordance with E.O.s 12549 and 12689, “Debarment and Suspension” This list contains the names of parties debarred, suspended, or otherwise excluded by agencies, and contractors declared ineligible under statutory or regulatory authority other than E.O. 12549. 9. Drug Free Workplace Act (34 CFR Part 85, Subpart F) – By acceptance of this contract Consultant hereby certifies that a drug free workplace will be maintained. This certification is a material representation of fact upon which reliance will be placed prior to award of the contract. False certification or violation of the certification shall be grounds for suspension or termination of award, or government-wide suspension or debarment (see CFR 34 Part 85, Section 85.615 and 85.620). Revised 05/09/2013 12 ARTICLE 28 – CHANGES This Contract constitutes the entire agreement between the parties regarding the subject matter herein. Any modifications of this Contract shall be made in writing and must be signed by authorized representatives. ARTICLE 29 – ASSIGNMENT This Contract may not be assigned, delegated or, via change of control or otherwise, transferred by the Consultant without the prior written consent of the College. ARTICLE 30 – APPLICABLE LAW This Contract shall be deemed to be executed in the City of Atlanta, State of Georgia, regardless of the domicile of The Consultant and shall be governed by and construed in accordance with the laws of the State of Georgia applicable to contracts and/or agreements made and performed in the State of Georgia. The parties agree any and all claims asserted by or against the College arising under this Contract or related thereto shall be heard and determined either in the courts of the United States located in Atlanta or in the courts of the State of Georgia located in the County of Fulton. Signed: __________________________ Date: __________________ __________________________ Printed Vice President for Business and Finance/CFO Morehouse College, Inc. Signed: __________________________ Consultant Date: __________________ __________________________ Printed Name __________________________ Title Revised 05/09/2013 13 Attachment A: Service Terms Attachment B: Certificate of Good Standing Revised 05/09/2013 14 ATTACHMENT A Name of Consultant/Company: Address: FEDERAL GRANT/AWARD INFORMATION Awarding Agency: Grant Number: Project Name: SCOPE OF WORK - Article 1 Scope of Work: (Attach additional sheets if needed and identify below) (Describe services to be performed, timeline/milestones; reports; etc.) PERIOD OF PERFORMANCE – Article 2 Start Date: End Date: Revised 05/09/2013 15 CONSIDERATION – Article 3 Compensation Total (“Not to Exceed Amount”): Compensation Schedule: (Not to exceed amount is based on one of the below. Choose ONLY one) A rate of ___________________ (fixed hourly or daily rate) for such times as the Consultant actually performs services as called for by this Contract, or, A milestone rate as follows: (attach an additional sheet if necessary) , or, A percentage rate specified as follows: (attach an additional sheet if necessary) NOTICES – Article 5 College Contact: Address: Revised 05/09/2013 16 Consultant Contact: Address: Revised 05/09/2013 17 ATTACHMENT B [If the Consultant is incorporated in the State of Georgia, evidence of good standing is available at http://www.sos.georgia.gov/] Revised 05/09/2013 18