PART 1 (OPEN TO THE PUBLIC) ITEM NO. 4 REPORT OF THE LEAD MEMBER FOR STRATEGIC DIRECTOR FOR CUSTOMER AND SUPPORT SERVICES TO The Customer and Support Services Lead Member Briefing ON 26th March 2007 TITLE: HR Policy – Substance Misuse in the Workplace RECOMMENDATION: That the new policy be approved EXECUTIVE SUMMARY: This policy has been developed to deal appropriately with instances of substance misuse at work by employees as well as providing sources of information and guidance to employees who may need assistance to deal with substance misuse issues. BACKGROUND DOCUMENTS: (Available for public inspection) Documents and other research information provided by the council’s Drug and Alcohol Action Team and information available through the Chartered Institute of Personnel and Development, ASSESSMENT OF RISK: Low SOURCE OF FUNDING: Not Applicable LEGAL ADVICE OBTAINED: Not Applicable FINANCIAL ADVICE OBTAINED: CONTACT OFFICER: TEL. Ext 3275 Not Applicable Jean Carter, Principal HR Adviser WARD (S) TO WHICH REPORT RELATE (S): All KEY COUNCIL POLICIES: Equality and Diversity, Health, Social Exclusion DETAILS: Background Substance misuse, particularly drug and alcohol misuse, is a serious problem in society today. The availability of alcohol and illegal drugs can lead to experimental, recreational and dependent use which may affect an individual’s ability to do their job effectively. It is also important that the council attracts retain and develops a healthy workforce. It is therefore important that steps are taken to inform staff about issues relating to substance misuse. The council’s Substance Misuse at Work Policy In order to address the issues referred to above, the attached policy has been developed in collaboration with colleagues across the HR Division, with particular input from the Occupational Health Department. The council’s Drug and Alcohol Action Team (DAAT) has also contributed significantly to the development of this document. Draft letters for managers and guidance notes for managers are being prepared in consultation with the DAAT and will be incorporated into the appendices of the document once finalised. The proposed implementation date for the policy is 1st April 2007. The policy has a number of aims: To protect the health and welfare of employees To ensure all employees understand the dangers and harmful effects of substance misuse To ensure all employees are aware of their responsibilities regarding substance misuse at work To ensure that problems are identified and dealt with at the earliest stage possible and To ensure support and assistance is offered to those having a substance misuse problem which affects their work. Consultation The trade unions have been sent a copy of the draft policy and asked for their views by Wednesday 21st March 2007 as part of the consultation process. John Torpey, from the GMB has stated that he does not have any comments. No response has yet been received from John Lewis, from UNISON. This policy will supersede the existing Drug and Alcohol in the Workplace policy. Training A Briefing session has been arranged for the HR department, which will include contributions from the DAAT. The main purpose of the session will be to raise awareness of issues relating to substance misuse, introduce the policy and provide specific information and advice to HR staff to advise managers on addressing sensitively substance misuse issues with members of their staff. The DAAT is also creating an e-learning training package. Training will also be available for managers within directorates. Monitoring The policy will be monitored and reviewed annually. FINAL DRAFT Substance Misuse at Work Policy Contents Page Scope and responsibility...................................................................................1 Definition...........................................................................................................1 Statement of intent............................................................................................1 Health education, training.................................................................................3 Access to support services for self-referral.......................................................3 Rules.................................................................................................................3 General procedures..........................................................................................4 Procedures for dealing with employees whose work performance/conduct has become affected by their substance misuse.............................................................................................4 Relapses...........................................................................................................8 Withdrawal programmes...................................................................................9 Confidentiality...................................................................................................9 Conclusion........................................................................................................9 Monitoring and review......................................................................................9 Appendix 1: Services in Salford......................................................................10 Appendix 2: Services in Surrounding Areas...................................................12 Appendix 3: Non Statutory Services across Greater Manchester - Head Office details.......................................................................................14 Appendix 4: Seeking Information and Education............................................15 Appendix 5: Identification of a Substance Misuse Problem............................16 Appendix 6: Relevant Legislation...................................................................18 Appendix 7: Guidance Notes for Managers – To follow Appendix 8: Draft letters for Managers – To follow Appendix 9: Flow chart – Key stages in process 1. Scope and responsibility The policy applies to all Salford City Council staff, except school based staff. Different procedures may apply to employees in some specific work areas and/or occupations, which override this policy and may include a total ban on alcohol consumption. Please consult your manager for further information. This policy has been developed in conjunction with employees, their representatives and all interested parties. All staff are responsible for adhering to the policy and reporting breaches of the policy. Managers at all levels are responsible for administering and monitoring the policy. 2. Definition 2.1 For the purposes of this policy “substance” is defined as "alcohol, prescription and/or illegal drugs, solvents and other substances which harm or have the potential to harm the individual (both physically and mentally)" 2.2 For the purposes of this policy “substance misuse” is defined as : "Behaviours resulting from the misuse of alcohol, prescription and/or illegal drugs, solvents and other substances which harm or have the potential to harm the individual (both physically and mentally) and through the individual's actions, other people and/or the environment." This policy is not intended to cover occasions where an employee is unable to perform their duties satisfactorily as a result of an incident of substance misuse. The normal response of a manager in these cases is to refer to the Disciplinary Procedure and proceed accordingly, ensuring that records are kept. 3. Statement of intent 3.1 The Council recognises that employees may experience problems resulting from the use of substances at points in their lives and will support them to achieve a resolution to the problem. 3.2 It must be emphasized, however, that the existence of the Policy does not override the existing Disciplinary Procedure, workplace rules of Code of Conduct with regard to intoxication and taking of substances at work, or substance related offences whilst off duty. 3.3 The aim of this Policy is to promote the development and maintenance of a healthy and safe working environment by reducing the possible occurrence of problems associated with the habitual, excessive and/or inappropriate use of substances. 3.4 This Policy is designed to encourage and support employees with a substance misuse related problem to seek assistance and guarantees that they will be treated with the utmost confidentiality from all the relevant support agencies available. 3.5 The Policy comprises three major components: Health education, training and information. Access to support services by self-referral. Procedures for dealing with staff whose work performance and/or conduct has become affected by their misuse of substances. 3.6 The council is concerned that the use of substances by any of its employees should not adversely affect their health and personal life with consequential effects on their attendance and work performance. 3.7 The Policy has the following aims: to protect the health and welfare of employees; to ensure all employees understand the dangers and harmful effects of substance misuse; to ensure all employees are aware of their responsibilities regarding substance misuse at work; to ensure problems are identified and dealt with appropriately at the earliest stage possible; and to ensure support and assistance is offered to those having an alcohol, drug or other substance misuse problem which affects their work performance. 3.8 The misuse of substances has an operational impact. Impaired performance resulting from substance misuse results in diminished service to members of the public and poses serious health and safety risks to the employee concerned and their colleagues. 3.9 Nothing in this policy and procedures or their application shall be construed so as to prevent or inhibit the operation of the law. Any instances of possession of or dealing in illicit drugs work will be reported to the police. 4. Health education, training and information 4.1 This Policy aims to: alert employees to the problems or dangers associated with substance misuse; provide support and guidance for Directors, Senior Managers, Line Managers, Shop Stewards and Human Resources staff in ways of handling staff who misuse substances; direct employees and managers to services and websites to educate employees about the hazardous effects of substance misuse, please see Appendices 1 – 5; make employees aware of the range of support services/referral agencies offering counselling and practical support in overcoming problems resulting from substance misuse. ensure that specific awareness training is provided for HR staff. 5. Access to support services for self-referral 5.1 Employees who are concerned about the possibility of their misuse of substances are encouraged to identify support services appropriate to their needs at the time, please see Appendices 1 – 5. 5.2 In order to encourage and support self-referral, the council will: Provide for paid time off where necessary to employees receiving appropriate treatment/help, in accordance with the National and Local Conditions of Service, provided that there is full co-operation from the employee, and that they abide by the requirements of a supervised treatment programme; In cases where absence from work is necessary, an employee will be entitled to claim sick pay under the sickness scheme, providing they are complying with the provision of the scheme. 6. Rules 6.1 No employee will report for work if they are unfit to perform their duties satisfactorily as a result of taking alcohol, drugs – including prescribed drugs – or other substances. This could constitute gross misconduct under the Disciplinary Procedure. Please see Section 8.3. 6.2 No employee is allowed to possess, consume, sell or give away illicit substances whilst at work. This could constitute gross misconduct under the Disciplinary Procedure. Please see Section 8.3. 7. General procedures 7.1 Employees in certain roles such as those with a duty of care to service users or acting in loco parentis (e.g. teachers, social workers etc) or those who are operating machinery, driving who are found to be unfit to perform their duties satisfactorily as a result of taking substances may be liable for dismissal, depending on the circumstances. 7.2 All employees should be assured that advice, assistance and encouragement will be offered to anyone who is identified as possibly having a substance misuse problem that may adversely affect their work. 7.3 Employees may request help voluntarily, through peers or management and may bring a trained full time official, a trained shop steward, or another employee of the council to discussions for support. 7.4 The employee will be advised of the consequences if help is refused or relapse occurs. 8. Procedures for dealing with employees whose work performance/conduct has become affected by their misuse of alcohol, drugs or other substances 8.1 Initial Considerations The earlier a substance misuse related problem is identified, the easier it is to respond and address. Managers have a key role to play in the early identification of a problem and they should not rely on colleagues or supervisors perceiving a substance misuse problem. The Occupational Health Department has an important role to play in providing support and assistance. They are able to refer employees to relevant treatment services commissioned by the Drug and Alcohol Action Team and seek their advice. However, employees who are identified as possibly being affected by substance misuse, whether by observation, poor/diminished performance or conduct, via a Disciplinary Procedure, Capability Procedure or Attendance Management Procedure, or by their own admission, will be given the following assistance and support:a) Discussions will initially take place with the employee and their Manager, following advice from Human Resources. The employee should also be given the right of representation by a Trade Union Official, a trained shop steward, or another employee of the council. The focus of the meeting should be to make appropriate enquiries into the relevant issues and circumstances. It may or may not be possible to make a clear determination about the nature of the employee's problem. However, factors affecting work performance and the desire to help and guide the employee to treatment should be stated, as appropriate. b) The possible course of action to be taken will depend on whether a problem is identified and whether or not the employee accepts he/she has a problem. Managers should refer to Appendix 5 of this document to identify key signs of substance misuse. It should be stressed that the indicators detailed in Appendix 5 may not necessarily point to a substance misuse problem. Nevertheless, there are adverse consequences for the individual and the organization in failing to recognise a problem at an early stage. In any event the signs of substance misuse may be reinforced by either deterioration in performance, i.e. capability, or an employee's conduct at work. 8.2 Procedures (a) Initial Meeting If it is suspected that an employee's lack of capability or their misconduct at work is linked to substance misuse, the following procedures should be followed: The manager should convene a meeting with the employee and notify the employee of the date, time and location, giving the employee reasonable notice and time to prepare. A representative from Human Resources may attend the meeting. The employee should be given the right of representation by a full time trade union official, a trained shop steward, or another employee of the council. A detailed record should be made of all meetings During this meeting the manager should; Seek to establish whether or not the employee’s performance or behavioural change is as a consequence of substance misuse. Where possible, determine if there is an underlying cause which has triggered this misuse. Substance misuse is often triggered by life changes, which may be due to physical or mental health, difficulties in the workplace or home. Advice may need to be sought from the Occupational Health Department. Guidance notes to prepare for the meeting and questioning techniques are attached at Appendix 7 (b) Outcomes:Where an employee accepts that they have a substance misuse problem: the employee will be referred to the Occupational Health Department for counselling and medical advice; the case will normally be dealt with through appropriate medical referral arrangements, the outcome of which will depend on the cooperation of the individual concerned and the effectiveness of any treatment. The outcome of the meeting will be confirmed in writing. Please see Appendix 8A for draft letter. Where the Occupational Health Department considers that the employee has a substance misuse problem, then the employee may be referred for treatment to a specialist support agencies. Attendance at counselling sessions with the appropriate support agency will be permitted during working hours if the employee is considered fit enough to remain in work. Alternatively, in the event that the employee is absent due to sickness, attendance at counselling sessions will be negotiated between the support agency and the employee concerned. Where an employee who is absent due to sickness is referred and complies with specialist treatment, the Occupational Health Department will advise the employee's manager on the employee's suitability to return to work at an appropriate stage. Employees who comply with the requirements of the programme will return to their original position when fit to do so without any detriment. Any period of absence will be managed in line with the Attendance Management Policy and pay will be reduced in line with the occupational sickness scheme. If, following the treatment programme, the employee is still unable to fulfill the tasks denoted in his/her job description and should the Occupational Health Department support the course of action, the manager will then discuss the possibility of redeployment with the employee. The employee will then be managed in line with the Redeployment Procedure. If, however, there are no suitable alternative posts available within the council, then it will be necessary to issue the employee with 12 weeks notice in accordance with the Redeployment Policy and throughout this period of notice suitable alternative posts will continue to be sought. It may be appropriate to discuss with the employee the option of retirement on the grounds of ill health if the associated sickness has reached a position which may normally be considered for such action or consider the matter in accordance with the Capability Procedure depending on the circumstances of each case. Should the employee be absent from work throughout this process or be experiencing high levels of absence it may also be necessary to manage them in line with the Attendance Management Procedure. If at any point during the above procedure the employee fails to comply with the treatment programme, consideration will be given to whether disciplinary action would be appropriate. Where the employee denies that they have a substance misuse problem: the factors affecting his/her work performance should be outlined to the employee and the desire to help the individual should be stated. The employee should also be advised to seek assistance from their Trade Union. If following these discussions the employee accepts a problem exists and requires assistance, then the procedure outlined above should be initiated. This should be handled patiently and sensitively. If the employee continues to deny or acknowledge that he/she has a problem with alcohol, drug or substance misuse, then he/she should be informed of the requirement to improve his/her work performance in line with the Capability Procedure. The employee should also be advised of the right to be represented by a full time Trade Union Official, a trained shop steward or another employee of the council. The manager should give clear guidance to the employee on the gaps in his/her work performance and the levels of improvement required. He/she should be told that their performance will be monitored over a period of time in line with the Capability Procedure. If, during this period of ongoing counselling and monitoring, his/her work performance has not improved, then this may lead to dismissal. The outcome of the meeting will be confirmed in writing. Please see Appendix 8B for draft letter. Referral to the Occupational Health Department should also be considered. Where the employee is in a post where there may be immediate health and safety concerns if they were to remain at work, the employee should be sent home. It may be appropriate to refer the employee to the Occupational Health Department. Medical suspension should also be considered Where an employee is referred for treatment and counselling and agrees to comply with the requirements of the programme, but this ongoing treatment has subsequently failed, Capability and/or Attendance Management Procedures or the Disciplinary Procedure should be used. Further advice should be sought from Human Resources. 8.3. Disciplinary action a. Assistance under this policy does not apply to anyone who, because of substance misuse, behaves in a manner contrary to the standards of conduct required by the council. b. Such behaviour will be dealt with in accordance with normal disciplinary procedures, until subsequent investigation has taken place, which would determine whether this route is the most appropriate. c. The disciplinary rules set standards of conduct at work which benefit both the employer and the employee. These standards must be adhered to and failures to observe them will result in the appropriate disciplinary action being taken; an example of an act which might constitute gross misconduct as stated in the Disciplinary Rules for council employees is being unfit to perform duties satisfactorily as a result of substance misuse. d. Gross misconduct is that which is serious enough to destroy the employment contract and make any further working relationship impossible. An employee suspected of committing an act of gross misconduct will normally be suspended on full pay in accordance with the Disciplinary Procedure. If it is decided following a thorough investigation and subsequent hearing that an employee has committed such an act they would normally be dismissed without notice or pay. e. Where this situation arises, action must be taken under the Disciplinary Procedure. Managers must seek advice from Human Resources before taking any action. 9. Relapses Following return to work, after or during treatment, should work performance again deteriorate as a result of substance misuse, each case will be reconsidered on its merits, and if appropriate and reasonable, a further opportunity to accept and co-operate with treatment will be offered. However, it must be recognised that continued failure to comply with the requirements of treatment for substance misuse and failure to meet operational/performance standards previously outlined to the employee concerned may leave no other alternative than action being taken under the Disciplinary Procedure, Capability Procedure or Attendance Management Procedure, as appropriate. Advice should be sought from Human Resources. 10. Withdrawal programs Substance withdrawal programmes are supervised by specialist external agencies and in some cases may involve the prescription of substitutes, e.g. methadone. In such situations, an employee may need to administer prescribed drug substitutes on a daily basis in order to avoid the effects of withdrawal. Therefore, if, as part of a withdrawal programme, employees are required to consume methadone, subutex or other prescribed drugs, they should seek further advice from the Occupational Health Department and must be informed that consumption should take place at home or under a pharmacist's supervision wherever possible. 11. Confidentiality All employer, Occupational Health Department, and treatment agency discussions with employees are confidential subject to the provisions of the law, and the confidential nature of any records of employees with a drug or alcohol-related problem will be maintained unless there is a risk to life, the safety of others or potential criminal activity. Employee consent to disclosure will be sought to enable the Occupational Health Department to contact the relevant support agency regarding compliance with the treatment and progress made and be able to fully disclose this information to the council. 12. Conclusion This Policy is integral to the council's commitment to employee welfare and is designed to encourage employees who believe they have a problem to seek advice and support before their alcohol, drug or substance misuse problem affects their performance. In this respect, employees are strongly advised to seek assistance via self referral to one of the specialist support/treatment agencies listed in the Appendices 1 - 5. 13. Monitoring and review The progress of this policy will be monitored and its effect reviewed annually. Appendix 1 Services in Salford Name Services Tel Address Salford Community Drug Treatment Service Assessment/Induction/Specialist 0161 787 7343 / Shared Care 1 King Street Eccles M30 OAE The Haysbrook Centre Assessment/Induction/Specialist 0161 703 8873 / Shared Care Haysbrook Centre 4 Haysbrook Avenue Little Hulton M28 OAY STASH - Structured Day Care Education/fitness/leisure Employment 0161 745 9566 The Red Door Mona Street (off Gloucester Street) Pendleton Salford M6 6WY Progress to work Employment support 0161 237 5500 CPG House Cobden Street Pendleton Salford Parents and Carers Support Group Group based support for the families of people with drug 0161 743 0167 Salford Opportunities Centre problems Salford Alcohol Services: Community Alcohol Treatment Service Paddington Close Churchill Way Salford M6 5PL 0161 745 7227 6 Acton Square The Crescent Salford M5 4NY Appendix 2 Services in Surrounding Areas Name of Organisation Telephone Address Oldham Substance Misuse Service Local Authority Area Oldham 0161 624 9595 Trafford Community Drug Team Trafford 0161 624 9595 Trafford Alcohol Service Trafford 0161 747 1841 Wigan Substance Misuse Service Wigan 01942 826880 Bolton Substance Misuse Service Bolton 01204 397129 Bury Substance Misuse Service Bury 0161 253 6488 111 Union Street Oldham OL1 1RU 1-3 Ashton Lane Sale M33 6WT Cornhill Clinic Cornhill Road Davyhulme Manchester M41 5SZ 3 Meeks Building Bretherton Row Wigan WN1 1LL 26 Higher Bridge Street Bolton BL1 2HA 4 Tenterton Street Bury Community Drugs Team Stockport 0161 419 4441 Community Alcohol Team Stockport 0161 474 0558 Rochdale Community Drugs Team Rochdale 01706 702170 Alcohol Information Centre Rochdale 01706 860033 Manchester Drug Service Manchester 0161 273 4040 0161 773 9121 Manchester Community Alcohol Service Manchester 0161 223 9641 Substance Misuse Service Tameside 0161 339 4141 BL9 0EG St Thomas Hospital 59b Shaw Heath Stockport SK3 8BL South Reddish Clinic Sandy Lane Reddish Stockport SK5 7QU 13 St Chads Court Rochdale OL16 1QU 132 Drake Street Rochdale OL16 1PN The Bridge 104 Fairfield Street Manchester M1 2WR 1 Campion Walk Beswick Manchester M11 3RS Lees Street Clinic Lees Street Ashton-under-Lyne OL6 8NU Appendix 3 Non Statutory services across Greater Manchester – head office details Name Salford Service Tel Address Lifeline Yes, SMART Young People’s service 0161 834 7160 101-103 Oldham Street Manchester M4 1LW Turning Point Yes, housing support, workplace support in development 0161 245 3379 Murray House China Lane Manchester M1 2AY Alcohol & Drugs Service No 0161 834 9777 87 Oldham Street Manchester M4 1LW Manchester Action on Street Health No 0161 953 4107 Units 89-91 23 New Mount Street Manchester M4 4DE For services outside of Greater Manchester visit the ‘getting help’ section of www.talktofrank.co.uk or contact the local Drug and Alcohol Action Team (up to date contact details are available from www.drugs.gov.uk ). Appendix 4 Seeking information and education The following web sites provide information regarding drugs, alcohol , advice and training: Salford Drug and Alcohol Action Team – www.daatis.info drugs.gov – www.drugs.gov.uk Government website providing official government information and guidelines Drugscope – www.drugscope.org.uk National Drugs Charity FRANK www.talktofrank.co.uk National drugs information helpline for young people, parents and carers HIT www.hit.org.uk Training provider and publications Lifeline - www.lifeline.org.uk Service Provider and publications National Treatment Agency (NTA) www.nta.nhs.uk The National Treatment Agency for substance misuse, provides funding for treatment and monitors quality of service Advice is available via the Salford Drug and Alcohol Helpline which is 0161 909 6525 To arrange free Drug and/or Alcohol training for managers and employees contact the DAAT on 0161 603 4171 D:\219513156.doc Appendix 5 Identification of substance misuse problem The problems resulting from alcohol, drug or substance misuse may possibly be manifested by the following signs:a) Alcohol Misuse (i) Frequent lateness or short-term absenteeism, particularly related to Mondays and Fridays. (ii) Obvious smell of drink over a period of time or during working hours. (iii) Mood changes, irritability, lethargy. (iv) Deterioration in relationships with colleagues, borrowing money, personal problems within the home. (v) Excessive and regular lunchtime drinking. (vi) Signs of intoxication, e.g. flushed face, slurred speech, bleary eyes, unsteady gait, hand tremors. (vii) Poor personal hygiene. (viii) Accident prone. (ix) Decline in work performance and concentration, and productivity. The above signs may, or course, indicate that other problems exist, but the possibility of an alcohol problem should always be borne in mind. b) Drug Misuse It must be borne in mind that employees may either be misusing prescribed medication or abusing unlawful drugs/substances. The most commonly used drugs/substances in the United Kingdom are:(i) Cannabis: Cannabis is the most commonly used drug among 11 to 25 year olds. Cannabis is found in many forms – resin, dark oil, or leaves. It can be rolled in a spliff/joint and smoked or cooked and eaten in food. It creates a feeling of relaxation; it may make users talkative and bring on cravings for food. (ii) Amphetamines: This is the second most widely used drug in the UK. In the long-term, users may experience exhaustion, inability to concentrate and paranoia. It is estimated that 24%of those aged under 18 may have experimented with amphetamines (iii) Heroin: Heroin is a brownish-white powder which is smoked, snorted, or dissolved and injected. Small doses give the user a sense of warmth and well being, larger doses can make them feel drowsy and relaxed. (iv) Cocaine: Cocaine as a drug stimulates the central nervous system. Short-term effects include a marked increase in energy, alertness and a feeling of well being, which leads to exhaustion and an inability to concentrate. Prolonged misuse leads to anxiety, memory loss and paranoia. D:\219513156.doc (v) (vi) (vii) Crack: Crack is a solid form of Cocaine powder, it comes in raisin sized crystals which are smoked, It has the same effects as cocaine, but a more intense and shorter high. Hallucinogens: i.e. drugs that alter mood and perception, e.g. LSD, Ecstasy. Solvents, i.e. substances that alter perception and mood, e.g. glue, lighter fuel, thinners. It is difficult to generalise on the best means of identifying drug misuse in the workplace as each drug has a very different effect. Possible signals and side-effects to look out for are:i) accident prone; ii) confusion and possible hallucinations; iii) unbalanced emotions, mood swings; iv) injecting can cause infection leading to sores, abscesses, jaundice or blood poisoning; v) sudden changes in behaviour patterns; vi) unexpected irritability or aggression; vii) poor time-keeping; viii) drowsiness, sleeplessness, lethargy and/or exhaustion "Monday morning feeling"; ix) unusual smells, stains or marks on the body or clothes; x) in possession of unusual powders, tablets, capsules, scorched tinfoil, needles or syringes; xi) in possession of unusual powders, tablets, capsules, scorched tinfoil, needles or syringes; xii) borrowing money from colleagues. D:\219513156.doc Appendix 6 Relevant Legislation The following Acts of Parliament and legal procedures influence the use of drugs and alcohol in the workplace and the action employers should and may take. The Health & Safety at Work Act 1974 The Data Protection Act 1998 The Railways and Transport Safety Act 2003 The Transport and Works Act 1992 Management of health and Safety at Work Regulations 1992 Provision and Use of Work Equipment Regulations 1998 Corporate Manslaughter Negligence The Employment Rights Act 1996 The Human Rights Act 1998 D:\219513156.doc Action programme for dealing with substance misuse Key Stages Problem identified Initial approach - causes discussed with employee Believe substance misuse a cause? No Yes No Does employee accept substance misuse a problem? No Right to representation if desired in line with the policy. Exit Substance Misuse Policy and consider taking action under the attendance management / capability / disciplinary procedure where appropriate. Yes No Seek advice from Occupational Health Department / other agencies as required Occupational Health department believe substance misuse the cause? Yes No Employee complies with treatment? Yes No N Yes No Monitor under capability / attendance management / disciplinary procedure as appropriate and consider taking action under the attendance management / capability / disciplinary procedure where appropriate Performance acceptable? Fit to return to job after treatment? Yes Apply redeployment or Attendance Management Policies or consider for ill health retirement. Routine monitoring Routine monitoring No Further action dependant on policy being applied. D:\219513156.doc Yes No No o Performance acceptable? No Exit Substance Misuse Policy and consider taking action under the attendance management / capability / disciplinary procedure where appropriate Routine monitoring D:\219513156.doc