The Office of Grant and Contract Services
Phone 817.272.2105
Fax 817.272.5808
UT Arlington EXPORT CONTROL REVIEW
Title of Sponsored Project
Proposal / Award Number
Principal Investigator
Department and School / College Affiliation
Sponsor
f
PART I: AGREEMENT REVIEW (To be completed by the Sponsored Project Administrator)
Does the agreement contain any clause that:
Yes
No
Yes
No
c. Prohibits the hiring of non-U.S. persons?
Yes
No
d. Restricts the use of proprietary /
Yes
No
e. Addresses classified security concerns?
Yes
No
f. Grants the Sponsor a right to
Yes
No
Yes
No
a. Restricts non-U.S. entity participation
based on country of origin?
b.
Prohibits access by non-U.S. citizens to
project information?
confidential information?
prepublication review and approval for
matters other than the inclusion of patent
and / or proprietary sponsor information?
g. Allows the Sponsor to claim resulting
information as proprietary or trade secret?
(that is not subject to the right to publish)
Completed by:
Sponsored Project Administrator
Date
IF YOU ANSWERED YES TO ANY OF THE QUESTIONS ABOVE THE PI MUST COMPLETE PART II: TECHNICAL
REVIEW
PART II: TECHNICAL REVIEW (to be completed by Principal Investigator and returned to Sponsored Project
Administrator)
If you have any questions, contact Jeremy Forsberg, Director, Office of Research Administration 817-272-2105,
j.forsberg@uta.edu
To All Principal Investigators: It has been determined that the sponsored agreement for the project identified above contains
provisions that may require University compliance with export control laws and regulations that are issued by the Department
of Commerce and/or State. A final determination of the application of those regulations to this particular project depends on
whether the research falls within a category of technology the government has determined raises particular issues of national
security or economic interest. As the PI for the project, you are the person most qualified to decide if your research falls within
covered areas.
Ver. 6/18/07
The Office of Grant and Contract Services
Phone 817.272.2105
Fax 817.272.5808
Procedures: You will have to review descriptions of technologies that are controlled by the International Traffic in Arms
Regulations (ITAR), 22 CFR Section 121.l, http://www.access.gpo.gov/nara/cfr/waisidx_01/22cfr121_01.html , and the Export
Administration Regulations (EAR), 15 CFR Section 774, Supp.1 (categories 0-9)
http://www.access.gpo.gov/bis/ear/ear_data.html , and decide if the technology involved in this particular project falls within
one or more of those categories
I have reviewed the relevant EAR and ITAR regulations and determined that Sponsored Agreement number:
1.
Does not involve technologies that are covered by
either the EAR or the ITAR, is "EAR 99" or the
Fundamental Research Exemption applies;
2.
May involve technologies that are covered by either
EAR or ITAR;
3.
Is dominated by EAR-governed technology,
specifically (identify category by name and section)
4.
Includes discrete, easily identifiable and separable
components that are within the scope of an ITARgoverned technology, specifically (identify category
by name and section)
5.
Includes discrete, easily identifiable and separable
components that are within the scope of an EARgoverned technology, specifically (identify category
by name and section)
By EAR--Specify ECCN.
By ITAR--Specify sections.
If boxes 2, 3, 4, or 5 are checked, please complete the "Certification on the Handling of Exported Controlled
Information Form" and return both forms to Sponsored Project Administrator. If box 1 is checked, return this form
only.
Printed Name, PI
PI’s Signature
Date
"You may be entitled to know what information UT Arlington collects concerning you. You may review and have UT
Arlington correct this information according to procedures set forth in UT System BPM #32. The law is found in sections
552.021, 552.023 and 559.004 of the Texas Government Code. For more information, see our Privacy Policy."
Ver. 6/18/07