1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 29 30 31 32 33 34 35 36 37 38 39 40 41 42 43 44 45 46 47 48 49 50 51 May 2011 Faculty Senate Motion to Revise Faculty Classifications at UH-Manoa (Background and Supporting material) BACKGROUND: The University of Hawaii at Manoa (UH-Manoa) has the distinction of being designated a Carnegie I Major Research University, in addition to its more historic role as the Land Grant University for the state of Hawaii, and more recent designations as a Sea Grant and Space Grant University. Faculty at UH-Manoa, like faculty at all other Major Research Universities, have a responsibility for carrying out the combined duties of I (Instruction), R (Research) and S (Service), both at the undergraduate and graduate level. UH-Manoa is unique among its peers in its practice of hiring faculty into somewhat rigid "single-function" appointments (e.g. I - Instructional, R - Research, S - Specialist), as opposed to the accepted practice of making "Faculty" professorial appointments, where the "Professorial Faculty" are expected to carry out all three functions (Instruction, Research, Service), weighted according to the accepted practices of the department/unit into which they are hired, and agreed upon as part of their terms of employment. The current distributions of UH-Manoa faculty appointments by type and location, for both tenure-track and non-tenure-track faculty, are given in the attached Tables. The “duties and responsibilities” of faculty in each of these classifications can be found in Chapter 9 (Personnel) Section 9-2 (Classification Plans and Compensation Schedules) of the UH Board of Regents (BOR) policy manual. On the tenure-track, I-faculty are found in nearly all disciplines, while 90% of R-faculty are clustered into 4 programs (SOEST, CTHAR, IFA and Cancer Center,) . A-faculty (Agents) are found only in CTAHR, and 85% of B-faculty (Library) are in the Library. S-faculty (Specialists) are widespread across all departments/units, but 50% are located in just 3 units (CTHAR, Education, Student Affairs). J-faculty (Law) and M-faculty (Medicine) are, as expected, confined to the Professional Schools of Law and Medicine, respectively. The distributions for non-tenure-track faculty are similar, but with a lower overall percentage of I-faculty (21% vs. 68%) and a more widespread distribution of R-faculty across academic units. The history and rationale for the adoption of different classifications of faculty appointment at UH-Manoa (I,R,S, in particular), is both hard to trace and often difficult to understand. More importantly, it is understandably at odds with current expectations for the UH-Manoa Faculty. The current BOR description for the Instructional (I) classification includes the open ended phrase “... and to perform related tasks as assigned”, without making specific mention of the Research and Service duties that are the hallmark of Faculty duties at Universities with strong graduate and undergraduate programs. Conversely, the current BOR descriptions for Research and Specialist faculty make no mention of Instructional duties, which nearly all R faculty and many S faculty at UH-Manoa are, in practice, expected to carry out as part of UH-Manoa’s mandate to offer strong programs of research and graduate education, and to incorporate a meaningful research experience into undergraduate education. Many departments/units have had to adopt the practice of using combined appointments -- often referred to as "split appointments" -- to properly reflect the duties expected of their faculty. Others tailor their appointment offers to include "additional duties" (e.g. "will teach and provide service to the university and community, as required", for faculty hired as "R"), in order to reflect the performance measures expected of their Faculty. It is also important to note that the professional schools of Law and Medicine have already adopted a combined Instruction+Research+Service role for their Law Faculty and Medical Faculty, respectively, by explicitly incorporating all three functions in their hiring guidelines as well as in their Board of Regents descriptions of their "Faculty". This can and should be a model for all other departments/units. 52 53 54 55 56 57 58 59 60 61 62 63 64 65 66 67 68 69 70 71 72 73 74 75 76 77 78 79 80 81 82 83 84 85 May 2011 RECOMMENDATION FOR CHANGE: We recommend that the faculty and administration at UH-Manoa work toward eliminating the separate I,R,S (and where appropriate A and L) faculty classifications in favor of a more appropriate, single "Professorial Faculty" classification, which recognizes the combined Instruction/Research/Service duties of all UH-Manoa faculty who are involved with undergraduate and graduate teaching and research education. All unit Tenure and Promotion guidelines across all campuses should be revised to include all 3 areas under which Faculty can organize their activities: Instruction, Research, and Service. The relevant criteria for each category, along with the expected standards, would be defined in the Faculty members home department/unit Tenure and Promotion Guidelines, after seeking and obtaining approval of both their campus Chancellor and UHPA. BENEFIT: Adoption of a single Professorial (or Professional) Faculty "PF" classification would remove the implied barriers between the different duties (Instruction, Research, Service) that are, in practice, expected to be carried out by all faculty at UH-Manoa. This change would also help resolve current inequities within departments (or units) where faculty can, in practice, opt out of one or more of their normal faculty duties due to the rigid classification imposed at time of hire. Attachments: 1. UH-Manoa Tenure-Track Faculty by Classification and Locus of Tenure (1p, .pdf) 2. UH-Manoa Non-Tenure-Track Faculty by Classification and Location (1p, .pdf) Attachment 1: 86 87 88 89 90 91 92 93 94 95 96 97 98 99 100 101 102 103 104 105 106 107 108 109 110 111 112 113 114 115 116 117 118 119 120 121 122 123 124 125 126 127 128 129 130 131 132 134 135 May 2011 Tenure-Track Faculty Distribution (Headcount) by Faculty Classification (9/11 mo) & Locus of Tenure Jan, 2011 Locus of Tenure Academic Personnel Architecture Arts & Humanities Arts & Sciences Deans Business Cancer Center Chancellor's Office CRDG CTAHR Education Engineering Graduate Education Hawaiian Knowledge IFA Industrial Relations Center International & Exchange Lab Animal Service Law Library LLL Medicine Natural Science Nursing Outreach College PBRC Public Health Social Science Social Work SOEST SONDH SPAS SSRI Student Affairs TIM Undergraduate Education Water Resources Total 9 mo. 55.7% 11 mo. 44.3% Agent Library 11 11 Instruction 09 11 9 110 2 15 44 7 1 Law 09 Medical Research Specialist 11 11 11 3 1 35 60 46 1 11 27 1 1 7 1 4 5 20 3 17 28 4 1 30 1 2 7 2 34 25 3 1 4 6 4 1 5 45 22 127 8 97 10 2 17 34 12 3 50 2 3 13 120 9 35 14 10 3 7 17 4 39 5 2 35 8 1 27 54 768 198 22 2 51 121 Total 11 1 3 1 3 2 4 3 6 4 3 1 29 1 14 1 176 3 11 126 7 51 21 7 7 129 105 52 2 19 38 1 4 1 29 45 145 98 110 13 3 11 16 141 16 115 23 15 1 29 9 15 1 1419 133 Attachment 2: