MĀNOA FACULTY SENATE UH Mānoa Faculty Senate Committee on Administration and Budget Reorganization Proposal Consultation and Review Checklist Senate Committee name: Reorganization proposal: Date review completed: Committee on Administration and Budget Myron B. Thompson School of Social Work 2/2/16 Summary of faculty senate committee review: Committee consultation with Administration (names and meeting dates): N/a Committee consultation with affected units (names and meeting dates): Dr. Robert Cooney, Jan. 26th, 2016. Other committee consultations (names and meeting dates): N/a Action recommended by the committee (check one): Endorse ___X___ Endorse with Reservations ________ Oppose ________ Returned without recommendation ________ Comments (summary rationale for recommendations): Reorganizing of the Office of Public Health Studies (OPHS), and the Center on Aging (COA) into the Myron B. Thompson (MBT SSW) seems justified given the similarities in the missions of the units. The proposal has had significant faculty input and support from the faculty of the affected units. A 10 person Reorganization Task Team (RTT) was formed to develop the Reorganization proposal. The RTT was comprised of members from the affected units and included faculty. In August 2015, a vote of all faculty and staff from MBT SSW, COA, and OPHS approved the proposal by more than a 90% majority. Documentation of due diligence in faculty senate review of proposal: Please provide comments to explain the committee’s rationale for each question. The lower the score, the more explanation there should be of shortcomings. I. Adequacy of reorganization proposal documentation (Score 1 to 5: 1 inadequate, 5 excellent, or NA – Not applicable) # 1 Question Is the background and rationale for reorganization explained in sufficient detail to justify the organizational changes proposed? Comments Generally yes. The three affected units share similar missions, but are housed under different units. The affected units are the: Office of Public Health Studies (OPHS), the Myron B. Thompson School of Social Score 3 UNIVERSITY OF HAWAI’I AT MĀNOA FACULTY SENATE 2500 Campus Road • Hawai’i Hall 208 • Honolulu, Hawai’i 96822 Phone: (808) 956-7725 • Fax/Polycom: (808) 956-9813 E-Mail: uhmfs@hawaii.edu • Website: http://www.hawaii.edu/uhmfs/ An Equal Opportunity/Affirmative Action Institution MĀNOA FACULTY SENATE Work (MBT SSW), and the Center on Aging (COA). The rationale seems justified because the missions of the units are similar and will increase opportunities for synergism and leveraging of shared resources to better serve students, professions, and the overall community. Examples cited include: increased interdisciplinary collaboration, and greater coordination of continuing education courses. The proposal reorganizes the Office of Public Health Studies (OPHS) from the John A. Burns School of Medicine (JABSOM) into the Myron B. Thompson School of Social Work (MBT SSW) and also reorganizes and changes the reporting duties for the Center on Aging (COA) from the Office of the Vice Chancellor of Research (OVCR) into the MBT SSW. The OPHS currently reports to MBT SSW, while being organized under JABSOM. The COA currently reports to and is organized under OVCR. 2 Are the groups affected by the reorganization (students, faculty, staff) identified and the impact of the reorganization on these groups explained? 3 Are the supervisor/subordinate reporting relationships properly identified? Are the position numbers and position classifications accurate and properly listed in the proposal narrative and organizational charts? Is specific qualitative and quantitative information provided to explain the 4 5 It should be noted that a partial reorganization occurred without Faculty Senate review. Effective July 1, 2015, reporting responsibilities for the OPHS were changed from the Office of the Vice Chancellor for Academic Affairs (OVCAA) to MBT SSW (See: Reorganization proposal, page 3, paragraph 1). Yes. A 10-member “Reorganization Task Team” (RTT) developed the Reorganization Proposal. In August 2015, a vote of faculty and staff from MBT SSW, COA, and OPHS approved the proposal by more than a 90% majority. Yes. 5 Yes. 5 Qualitative – Somewhat. A clear problem was not identified. However, the MBT SSW, COA, and OPHS 3 5 UNIVERSITY OF HAWAI’I AT MĀNOA FACULTY SENATE 2500 Campus Road • Hawai’i Hall 208 • Honolulu, Hawai’i 96822 Phone: (808) 956-7725 • Fax/Polycom: (808) 956-9813 E-Mail: uhmfs@hawaii.edu • Website: http://www.hawaii.edu/uhmfs/ An Equal Opportunity/Affirmative Action Institution MĀNOA FACULTY SENATE problem being addressed and the benefits of the reorganization? 6 Are all resource requirements or savings fully explained? 7 Do the estimated resource requirements or savings appear to be accurate? Are the estimated annual costs and/or benefits of the reorganization provided with an explanation of how these costs will be funded? (additional costs may 8 share similar missions and are currently organized under different units. The goal of the reorganization appears to be increasing efficiency through increased interdisciplinary collaboration and greater coordination of continuing education courses. Quantitative – No quantitative information is provided w/r/t the problem being addressed or for potential benefits. It would be helpful to provide a quantitative estimate of why the reorganization is needed and how the purported synergistic benefits may decrease costs. This is especially important because the justification of the reorganization is an increase in organizational efficiency which typically implies some reduction in costs. Unclear. Additional resources are required for in-grade 2 salary adjustments for two administrative positions, #80297 and #79579, due to expanded scope of responsibilities. The collective cost increase for the two positions is $3500 - $6000 and purported to be covered from existing funds. However, there are seven (7) positional vacancies noted in the reorganizational chart. It is unclear if these positions will be filled and if additional funding is required. Additionally, the Functional Unit for the Associate Dean, currently “housed” in OPHS, is yet to be officially established and lacks funding for the position. It was noted that there are no plans to fill this position in the near future. Information is needed on why this position remains if there is no intent to fill it or information is needed on how funding will be obtained for this position. The Administrative Officer, PBB (#77047) for the OPHS is currently vacant and it is unclear how funding for this position will be obtained. It is unclear how the salaries of positions #85887 and # 83941 will be adjusted since their appointments are changing from 11-months to 9months. Unclear. Additional comments are needed as discussed 2 in row 6 of this table. Additional resources are required for in-grade salary adjustments for two administrative positions #80297 5 and #79579 due to expanded scope of responsibilities. The collective cost increase for the two positions is UNIVERSITY OF HAWAI’I AT MĀNOA FACULTY SENATE 2500 Campus Road • Hawai’i Hall 208 • Honolulu, Hawai’i 96822 Phone: (808) 956-7725 • Fax/Polycom: (808) 956-9813 E-Mail: uhmfs@hawaii.edu • Website: http://www.hawaii.edu/uhmfs/ An Equal Opportunity/Affirmative Action Institution MĀNOA FACULTY SENATE include new positions, position reclassifications, office furniture or other expenses.) 9 Will additional or alternative space be required due to the reorganization? 9a If so, how are the space issues addressed? 10 Have all documents and correspondence been posted on the OVCAFO website? $3500 - $6000 and purported to be covered from existing funds. No additional space requirements were noted. NA N/a NA No. A copy of the reorganization proposal is listed, but 2 there are no correspondences listed from faculty unions (UHPA and HGEA). (http://manoa.hawaii.edu/ovcafo/neworg_charts/). II. Appropriateness of Administration’s process and consultation (Score 1 to 5: 1 = process not followed, 5 process followed in the best of faith, or NA - Not applicable) # Question 1 Is the reorganization being proposed by the appropriate administrative leader, and vetted with the appropriate superior? Comments Yes. The reorganization is proposed by Noreen Mokuau, Dean, Myron B. Thompson School of Social Work. Proposal to be vetted by Robert Bley-Vroman, Interim Chancellor pursuant to Administrative Procedure A3.101. 2 Have the members of the affected unit Yes. A 10-member “Reorganization Task Team” been consulted? (RTT) developed the Reorganization Proposal. In August 2015, a vote of faculty and staff from MBT SSW, COA, and OPHS approved the proposal by more than a 90% majority. 3 Has the administration responded to the Specific concerns regarding reorganization were not unit’s concerns about the reorganization? noted from MBT SSW, COA, or OPHS. Any of the units concerns were presumably addressed during the development of the reorganization proposal which involved faculty from each of the affected units. 4 Has all relevant information been posted Not entirely. The reorganization proposal is posted on on the appropriate website? the OVCAFO website. Correspondence between unions and MBT SSW is not provided. Score 5 5 Has the faculty Union been consulted? 6 Has the administration demonstrated appropriate respect for the consultative process? 5 5 Yes. A letter of support was received from UHPA Yes. A 10-member “Reorganization Task Team” (RTT) developed the Reorganization Proposal. In August 2015, a vote of faculty and staff from MBT SSW, COA, and OPHS approved the proposal by more than a 90% majority. 5 5 2 UNIVERSITY OF HAWAI’I AT MĀNOA FACULTY SENATE 2500 Campus Road • Hawai’i Hall 208 • Honolulu, Hawai’i 96822 Phone: (808) 956-7725 • Fax/Polycom: (808) 956-9813 E-Mail: uhmfs@hawaii.edu • Website: http://www.hawaii.edu/uhmfs/ An Equal Opportunity/Affirmative Action Institution MĀNOA FACULTY SENATE III. Merits of the proposal (Score 1 to 5: 1 = proposal lacks merit, 5 =proposal achieves worthy goals, or NA – Not applicable) # 1 2 3 4 5 6 7 Question Does the reorganization address or resolve a problem that has been identified/experienced? Comments Somewhat. A clear problem was not identified. The purported benefit of the reorganization is to foster synergistic collaborative activities for teaching and research between the units because of their similarity in mission. However, as noted in the proposal, the units have each been highly productive as separate units for years so it is unclear what specific problem this reorganization addresses. Have other alternatives been explored Somewhat. OPHS – Becoming a free-standing school before proposing reorganization, such or remaining with JABSOM. COA – Remaining with as changing work processes? OVCR. The alternatives considered were primarily status quo and more options should be evaluated. Is the reorganization consistent with the Yes. Increasing experiential learning and expanding University strategic, program and and creating transdisciplinary opportunities through financial plans? coordination of outreach college courses and sharing of some courses is consistent with the University’s strategic plan through coordination of outreach. Is the current organization inadequate No clear problems were identified. to address the problems experienced? What are the specific anticipated Specific purported benefits include coordination of benefits of reorganization? continuing education opportunities and course sharing and faculty for the PhD in Social Welfare and the DrPH in Community-Based and Translational Research. Are the anticipated benefits significant Coordination of continuing education opportunities, as enough to merit the effort of the well as the sharing of courses and faculty members reorganization? from two doctoral programs are indeed positive benefits. More specific and quantifiable benefits would beneficial and helpful in justifying the reorganization. Does the reorganization minimize Somewhat. The proposed organizational charts are confusion over authority, roles and clear with respect to authority roles and responsibilities? responsibilities. However, the OPHS website lists a Director for the OPHS. Under the current organizational chart for OPHS there is not a Director position listed. Clarification is needed as to why there currently appears to be a Director of OPHS while the current organizational chart list does not have a Score 3 3 5 NA 5 3 3 UNIVERSITY OF HAWAI’I AT MĀNOA FACULTY SENATE 2500 Campus Road • Hawai’i Hall 208 • Honolulu, Hawai’i 96822 Phone: (808) 956-7725 • Fax/Polycom: (808) 956-9813 E-Mail: uhmfs@hawaii.edu • Website: http://www.hawaii.edu/uhmfs/ An Equal Opportunity/Affirmative Action Institution MĀNOA FACULTY SENATE 8 9 Are functional responsibilities homogeneously grouped under one organizational unit or are functions duplicated among or between various organizational segments? Are there unnecessary levels of supervision for the work that must be performed? 10 Are there cost savings? 11 How significant are the cost benefits? 12 Are additional resources required? 13 How significant are the costs required? 14 Is there an impact on the instructional mission? 15 Is there an impact on the research mission? 16 Is there an impact on the service or outreach mission? 17 Do the benefits outweigh the negative impacts? 18 Are any negative impacts of the reorganization justified? Director position listed. Functional responsibilities appear to be homogenously grouped. 5 Yes. The COA has a full time director position with only one direct report which is an Administrative and Fiscal support specialist (PBA #79381) position. Information is needed as to why this block requires a director and fiscal support specialist without any staff. No cost savings are noted. No quantitative cost benefits are noted. Yes. $3500-6000 for in-grade adjustments to two administrative positions. Concerns regarding additional resources are provided above. The purported costs are minimal; however, as noted above there are seven vacant positions listed as part of the reorganization. Yes. Instructional mission is enhanced through coordination of outreach programs, course sharing, and faculty between the PhD in Social Welfare and the DrPH in Community-Based and Translational Research. Yes. Purported increased collaboration between units given the similarity in mission. Specific examples are needed. Yes. Purported increased coordination for outreach classes. Specific examples are needed. No negative impacts were identified. 1 No negative impacts were identified. NA NA 1 2 2 3 3 3 NA UNIVERSITY OF HAWAI’I AT MĀNOA FACULTY SENATE 2500 Campus Road • Hawai’i Hall 208 • Honolulu, Hawai’i 96822 Phone: (808) 956-7725 • Fax/Polycom: (808) 956-9813 E-Mail: uhmfs@hawaii.edu • Website: http://www.hawaii.edu/uhmfs/ An Equal Opportunity/Affirmative Action Institution