The UVM/Burlington Community Outreach Partnership Center HUD COPC-VT-99-125 University of Vermont, Burlington Vermont Semi-Annual Progress Report July 2000 – December 2000 Submitted to: The Office of University Partnerships U.S. Department of Housing and Urban Development Washington, D.C. January 31, 2001 Submitted by: The UVM/Burlington COPC University of Vermont, 205B Morrill Hall Burlington, Vermont 05405 (802) 656-0095 copc@zoo.uvm.edu HUD COPC-VT-99-125 University of Vermont, Burlington Vermont 1 The UVM/Burlington Community Outreach Partnership Center HUD COPC-VT-99-125 University of Vermont, Burlington Vermont Semi-Annual Progress Report July 2000 – December 2000 CONTENTS Part I: Synthesis of the Administration of COPC Grant 3 Part II: Narrative on Progress of Project Management Work Plan Functional Category One: COPC Overall Functional Category Two: Community Leadership Functional Category Three: UVM Economic Impacts Functional Category Four: Fair Share/Fair Treatment Housing 5 5 8 16 20 Semi-annual Financial Status Report (SF-269A) UVM/Burlington COPC Budget Summary (Year One) Local Cost-Share by Organization (Year One) 24 25 26 Submitted to: The Office of University Partnerships U.S. Department of Housing and Urban Development Washington, D.C. January 31, 2001 Submitted by: The UVM/Burlington COPC University of Vermont, 205B Morrill Hall Burlington, Vermont 05405 (802) 656-0095 copc@zoo.uvm.edu 2 HUD COPC-VT-99-125 University of Vermont, Burlington Vermont UVM/Burlington Community Outreach Partnership Center Semi-Annual Progress Report Period: July 2000 – December 2000 Part I: Synthesis of the Administration of the COPC Grant for Report Period July 2000 – December 2000 The UVM/Burlington COPC has continued to make progress over the last six months and is on track for almost all of its major tasks and milestones. Its office, staff, Steering Committee and three Project Advisory Committees continue to function well, and the COPC website is now up and being tested before opening fully at the end of February. Two important changes are expected to increase the effectiveness of the UVM/Burlington COPC. First, moving to co-directors rather than a single director broadens the presence of the COPC within the university and increases the likelihood of longer term “institutionalization” of the increased commitment to outreach and partnership that the COPC is creating. Second, increasing the use of space of partnering community organizations in the Enterprise Community has allowed us to strengthen our connections with our partners while consolidating office work at the University. Resources that were previously encumbered for rent are being re-allocated to support new partnership enhancing project activities. The Community Leadership project is progressing very well in its efforts to strengthen community participation skills, increase and diversify citizen participation in community decision-making, increase capacity and effective linkages among existing community organizations, and provide support for increased service learning activities involving the Old North End. This project has developed an extremely rich data-base. Within the last six months, the project has completed 42 interviews/surveys of underrepresented groups, canvassed 180 residents regarding neighborhood quality of life issues, and interviewed 35 community activists for the training needs assessment. Newer studies include 20 interviews of adolescent voices, 42 resident interviews about the Neighborhood Action Plan area of the Old North End, and 26 surveys/interviews of former Burlington Americorps*VISTA volunteers. Some of this data was collected as part of a fall semester COPC service learning course in Community Psychology. The Community Leadership Project is now turning to different ways to put this data to use through distributed brochures on (e.g.) training needs and available opportunities. Project members host discussions with a wide variety of community groups about this information and its potential use in their decision-making. Minor deviations are discussed on page 8. HUD COPC-VT-99-125 University of Vermont, Burlington Vermont 3 The UVM Economic Impacts project is also on track in its assessment of the economic needs and skills of Old North End residents and local businesses, determination of the university’s employment and purchasing impacts on the Old North End, and implementation of policies and practices to increase the positive impact of UVM on the Old North End. A second service learning course, UVM and the Local/Regional Economy, built on its earlier study and produced a second report (now in draft form) on UVM’s economic impacts. This new report includes the results of interviews of Old North End residents on employment needs and skills and of lower wage scale UVM employees on work conditions and prospects. Students are currently completing a survey on UVM’s relations with current and potential vendors (especially local vendors likely to employ Old North End residents). In response to its Advisory Committee’s recommendations, this Project is giving particular attention to the potential benefits of UVM “Buy Vermont” and “Living Wage” policies. Minor deviations in this Project are discussed on page 16. The Fair Share/Fair Treatment Housing Project is designed to work with community groups and residents to open up Burlington’s suburbs to more affordable housing. It has made considerable progress over the last six months to: identify barriers to increasing affordable housing, educate suburban communities on the affordable housing barriers in their master plans and zoning ordinances, and survey Old North End residents about their current housing and their need and interest in living closer to their work. Surveys (160 residents) were conducted as part of a new service learning course, Housing Markets/Housing Rights. Students distributed Vermont Tenants', Inc. handbooks and information to each resident they surveyed. Students also prepared materials for a final report on housing safety, quality, and satisfaction, spatial mismatch, discrimination, affordability, and doubling up/overcrowding. Minor deviations from the plan are provided on page 20. Finally, the UVM/Burlington COPC has initiated a variety of other activities over the last six months. These include: working closely with the university’s new Committee on Engagement (one COPC co-director is co-chair); playing a major role in strengthening the community development curriculum of the university, including fundraising to support that effort; and sponsoring a downtown public lecture series on “Building Healthy and Sustainable Communities with UVM's Community Development and Applied Economics Department. These initiatives beyond the original work plan are contributing significantly to the overall goals of the UVM/Burlington COPC. 4 HUD COPC-VT-99-125 University of Vermont, Burlington Vermont UVM/Burlington Community Outreach Partnership Center Semi-Annual Progress Report Period: July 2000 – December 2000 Part II: Narrative on Progress of Project Management Work Plan by Functional Categories One through Four Project Category One: UVM/Burlington COPC Overall (1) Restatement of Major Tasks and Milestones Project Category One is charged with establishing, operating, and sustaining a Community Outreach Partnership Center at the University of Vermont. This is to be an integrative and administrative center designed to bring together partners from the private sector, the community, the government and the University. The “COPC Office” will serve as an information and linkage point for community members and provide coordination for the project as a whole. The purpose of the COPC is “to create effective, reciprocal, sustainable partnerships within UVM and among UVM, the City of Burlington, and residents and organizations of the Old North end (and in surrounding low-income areas).” The overall goal, in nurturing such partnerships, is to further the ONE’s physical, economic, social and political development, while advancing the University’s mission of service, education and research. The major tasks in this project are to a) plan and establish the COPC, b) promote and support COPC projects, c) promote and support community outreach and partnership activities at UVM, and d) build sustainable and effective partnerships with the city and the community. (2) Statement of Progress Toward Tasks and Milestones During Report Period Plan & Establish the UVM/Burlington Community Outreach Partnership Center The UVM/Burlington COPC is fully established with two important changes to improve its effectiveness. First, the UVM/Burlington COPC has moved to create a Co-Directorship, to be held by Richard Schramm (current Director) and Lynne Bond. Professor Bond is the current cofacilitator of the UVM/Burlington COPC Community Leadership Project, a former Dean and University Professor at UVM, and the recently appointed Co-Chair of the UVM Committee on Engagement. Bond’s co-directorship will significantly strengthen the UVM/Burlington COPC’s presence in the leadership structure of the University. Professor Schramm will focus his activities on project oversight and coordination, and developing new HUD COPC-VT-99-125 University of Vermont, Burlington Vermont 5 UVM-Community activities and partnerships. This change has been approved by the UVM/Burlington COPC Steering Committee, subject to HUD approval. Second, UVM/Burlington COPC management and coordination activities have been consolidated within the University’s Community Development and Applied Economics Department. With many community groups (Multi-Generational Center, Community Justice Center, Burlington Community Land Trust, Regional Chamber of Commerce, Vermont Tenants, and others) providing space and support for COPC activities in the target neighborhood, the COPC office in the Old North End neighborhood, after a year of operation, proved to be unnecessary. The funds saved from this consolidation ($2500) will be redistributed by the Steering Committee to project-related activities that enhance community partnerships. Oversee & support UVM/Burlington COPC projects on community leadership, fair share housing, and UVM economic impacts The UVM/Burlington COPC office continues to provide logistical and other support to project advisory committees and to the project teams. Coordination of COPC project and new partnership activities continues to be a challenge. Promote and support the development of a community-outreach curriculum at UVM The UVM/Burlington COPC continues to work closely with other parts of the University, through the new UVM Committee on Community Engagement and on its own, to promote and support increased University outreach and partnership activities. The University-Wide Engagement Committee, co-chaired by Lynne Bond, has just begun its operations. Bond, Schramm, and Community Leadership Team Member Gail Shampnois represent the COPC among this group. Established by UVM President Judith Ramaley, this committee is expected to evaluate, plan, and ultimately play a role in budgetary decisions regarding all the community outreach and partnership activities at the University. The UVM/Burlington COPC conducted three service learning classes this past fall: Community Psychology (Psych 295), Housing Markets/Housing Rights (Econ 20/Soc 95), and The University and the Local/Regional Economy (CDAE 295). Five community members participated in these classes using the Provost's tuition-remission fund for COPC-related classes. It was a satisfying partnership for all involved: the community members received academic credit and participated in surveying and interviewing their own community, and their classmates benefited from the knowledge and perspective that community members and practitioners brought to the class room. Professor Schramm has become the curriculum development coordinator for a new major – Community and International Development – in the Community Development and Applied Economics Department (CDAE). This Department, which houses the COPC office on campus and is closely linked to UVM’s Extension Services, is the principal seat of UVM’s 6 HUD COPC-VT-99-125 University of Vermont, Burlington Vermont community development applied research, curriculum, and outreach activities. Strengthening this department’s community development focus is essential to increasing University engagement with the community. It also is consistent with the UVM/Burlington COPC’s July 2000 Retreat Resolution to link UVM resources to community groups working on Burlington’s urban development agenda. The UVM/Burlington COPC is helping this department apply for HUD Work Study Fellowships to help build its graduate community development program. The UVM/Burlington COPC’s Community Development Network of 150 university and community people has contributed to the promotion and support of UVM’s engagement activities. In addition, the UVM/Burlington COPC office has been working on a web-site designed to facilitate city-university linkages and to showcase the research and resources resulting from the COPC work to date. Project personnel are currently reviewing and revising the web-site for accuracy, and plan to advertise the site in February. Finally, at the initiative of Steering Committee member and Old North End resident, Solveig Overby, and with Steering Committee support, the UVM/Burlington is moving to institute an informal "no credit/no tuition" audit policy for all Vermont residents. Build Sustainable and Effective Community Development Partnerships with City and Community Through the COPC, UVM continues to build strong and important relations with the City of Burlington, especially its Community and Economic Development office (CEDO), and other community partners. Efforts over this reporting period include a co-sponsored public lecture series on “Building Healthy and Sustainable Communities” involving university and community speakers at Burlington’s Fletcher Free Library downtown. Burlington Americorps*VISTAs, along with UVM students taking a course on this topic, will be attending this series. In another effort, city, community and university have worked together on developing a proposal for HUD Work Study Fellowships. (3) Utilization of Funds The UVM/Burlington COPC Office is financially on target for this reporting period. Each funding source (HUD, UVM costshare and local costshare) is at approximately 62.5% (5/8) for the period. The percentages in this category are based on the combined totals of years one and two. This scenario defines 62.5% of the funds predicted for the project to date. We moved out of the office on 294 North Winooski Avenue in November in order to consolidate our resources and focus on more effective ways of outreach to the Old North End. This save nearly three thousand dollars previously encumbered for rent. A second network/phone jack for the office at UVM cost $340; the UVM/Burlington COPC Steering Committee is determining how to best reallocate the remaining funds. HUD COPC-VT-99-125 University of Vermont, Burlington Vermont 7 (4) Analysis of Progress Toward Project Management Work Plan We are progressing well in meeting the overall goals of the UVM/Burlington COPC (see Section 2 above). Our plans continue to include achieving more effective communication with community organizations and residents, moving almost entirely into project community outreach work, and developing a COPC fundraising strategy in conjunction with the University’s new Engagement Committee. (5) Expectation of Changes in Progress Toward Project Management Work Plan We expect progress towards our goals to continue on schedule as we move more fully into the community outreach phase of our work, building on the results of our planning, applied research, and implementation efforts described under Projects Two, Three and Four. Project Category Two: Community Leadership (1) Restatement of Major Tasks and Milestones One Major Task has been to establish and convene an Advisory Committee for the Community Leadership Project. In addition, Project Category Two was to pursue the following lines of work focusing upon strengthening capacity for community leadership: (a) build the capacity and increase the effectiveness of civic citizen organizations through refining their organizational structures, systems, and/or general practices; (b) strengthen leadership capacity in community/civic organizations; (c) draw non-engaged residents into community involvement; (d) facilitate coordination and communication among civic citizen groups and government; and (e) develop and implement fieldwork courses as an infrastructure for university-community collaboration. Within each of these tasks, we planned (over the three-year funding period) to evaluate current practices and resources, revise and implement new services to meet needs that are identified through the evaluation, and subsequently to evaluate and disseminate the newly revised and implemented services. (2) Statement of Progress Towards Tasks and Milestones During Report Period As we have worked on the Major Tasks enumerated above, we have somewhat reorganized the manner in which we pursue them in order to increase our efficiency and effectiveness. We now conceptualize our Major Tasks in terms of the following five categories: (a) establish and convene a project advisory committee, (b) strengthen residents’ community participation skills, (c) increase and diversify citizen participation in community decisionmaking, (d) increase the capacity of and effective linkages among existing community 8 HUD COPC-VT-99-125 University of Vermont, Burlington Vermont organizations, and (e) strengthen University service learning activities within the Old North End (ONE). We will summarize progress towards each of these major tasks and milestones. Establish and convene a project advisory committee We have recruited and convened a 15 member Community Leadership Advisory Committee. It includes: 1 city official (Assistant to the Mayor), 2 university students (one coordinates student community service volunteers and the other is a student government officer), 1 university staff member (an immigrant for whom English is a second language), 2 leaders in nonprofit community service organizations, and 9 community residents who have been active in neighborhood and community organizations (several of whom were selected for the Advisory Committee by their neighborhood organization). The Advisory Committee has convened four times (January, April, November, and December 2000); it has developed and adopted a series of “Guiding Principles” and a set of “Working Goals” for the project, a work-plan for each Major Task, and new short-term projects that complement the Major Tasks we are pursuing. It has begun to review community-based data the UVM/Burlington COPC Community Leadership Project has collected as well as related, and has proposed civic engagement policy changes that grow from our project initiatives. The Advisory Committee has used this review process to guide “next steps” in project design and implementation. Strengthen residents’ community participation skills We began our efforts by identifying a series of sub-tasks required within this Major Task in collaboration with our Advisory Committee. The sub-tasks are to: (1) identify existing local training/support opportunities, (2) craft standardized descriptions of existing training opportunities, (3) disseminate summaries to community residents, organizations, nonprofits, etc., (4) identify residents’ perceived leadership training needs, (5) identify gaps between existing opportunities and training needs, (6) identify national training models for potential replication and integration, (7) develop and implement new training opportunities to fill gaps between needs and opportunities, (8) evaluate and disseminate new training opportunities. To date, we have completed sub-tasks 1, 2, and 4; we have worked with our Advisory Committee to develop strategies for accomplishing sub-task 3 and 5; progress on sub-task 6 is ongoing and we have begun working with several community groups on sub-task 7. To elaborate by sub-task: (1) We have spoken with residents, community leaders, and community organizations across the region to identify and collect information regarding more than 45 local settings that offer training relevant to community leadership capacity. (2) We have created standardized descriptions of each of these training opportunities (including training content, schedule, cost, audience, etc.). We have engaged our Advisory Committee and the sponsoring training sites in reviewing and revising these descriptions to ensure accuracy and effective communication of relevant information to potential users (residents and community resource people). HUD COPC-VT-99-125 University of Vermont, Burlington Vermont 9 (3) We have worked with our Advisory Committee to devise multiple effective strategies for disseminating the training information to residents, organizations, and nonprofits. We have decided to create a free booklet that will be publicized through the community newsletters and the UVM/Burlington COPC home page. These booklets will be disseminated throughout neighborhoods (door-to-door in some cases, at local gathering places—markets, cafes, laundries), as well as to community agencies and nonprofits throughout the region. (4) We completed a Training Needs Assessment that included questions regarding the needed skills, competencies, and strategies for training that would promote effective community leadership and participation. Interviewees were also asked about the sorts of training that had been most effective in promoting their own community participation and leadership. The COPC-CL team interviewed 35 Burlington residents who were specifically identified as active in community organizations. We also incorporated training-related questions in interviews of 42 residents who are affiliated with groups that are underrepresented in community decision-making (people of color; elderly; poor; recent immigrants; single caregivers of young children; those with disabilities; those with little formal education), as well as in door-to-door neighborhood canvassing. Most questions were posed in an open-ended fashion and ultimately coded by identifying common themes in respondents’ answers. Data collection has been completed and data fully analyzed and organized for dissemination. Portions of the data were discussed at the December UVM/Burlington COPC-CL advisory committee and at a community meeting. (5) We have begun to discuss gaps between perceived available training and perceived training needs in varied settings including with our Advisory Committee (December 2001) and with various community organizations (December 2000 and January 2001). These conversations are ongoing. (6) We have been working on an on-going basis to gather information about national “best practices” in community leadership training. This effort continues. (7) We are just beginning to integrate information from our local data on perceived needs, available training opportunities and gaps with national best practices to begin developing new training opportunities. This work is being done in collaboration with our Advisory Committee and several community organizations that focus upon or are concerned about training. (8) Evaluation and dissemination must await completion of the previous sub-tasks. Increase and diversify citizen participation in community decision-making We have worked with our Advisory Committee to identify the series of sub-tasks we need to pursue in order to complete this Major Task. These sub-tasks are to: (1) identify groups of individuals who are seen by themselves or by others as under-represented in community decision-making and community action; (2) identify diverse modes of community involvement that residents feel are or could be important to them (especially among those perceived to be under-represented); (3) identify barriers and incentives to both traditionally 10 HUD COPC-VT-99-125 University of Vermont, Burlington Vermont and non-traditionally defined forms of community participation; (4) work with community residents and organizations, city government, and nonprofit organizations to modify relevant structure and practices in ways that diminish barriers and build on incentives for increasing participation; (5) evaluate and disseminate the newly instituted practices. To date, we have completed sub-tasks 1, 2, and 3, and we are beginning to work on sub-task 4. To elaborate by sub-task: (1) (2) & (3) During the spring and summer of 2000, we conducted intensive individual interviews with 42 Burlington residents who are affiliated with groups that are seen as underrepresented in community decision-making (i.e., individuals who are: 65 years or older, from underrepresented ethnic/racial groups, recent immigrants, self-identified with physical and mental disabilities, very low income, with little formal education, not employed, with young children, single parents or grandparents raising children, lesbian/gay/bisexual, homeless/temporary shelter). Preliminary interviews led to identifying individuals and groups that are seen as under-represented in community participation and decision-making. The subsequent 42 interviews also asked this question about under-represented groups as well as examining ways in which interviewees were currently involved and wished to be involved in community participation and decision-making, and incentives and obstacles and experiences with such involvement. The interviews were subsequently coded by frequency of major themes that respondents raised. Interviews were completed in Fall 2000, subsequently coded, and portions of the data were discussed at the December COPC-CL advisory committee and with a variety of community groups in December 2000 and January 2001. (4) We are continuing to discuss the findings with additional community groups in order to work collaboratively to translate the findings into changes in policy and practice among community organizations and city governance. (5) Evaluation and dissemination of newly instituted practices has not begun. Increase the capacity of and effective linkages among existing community organizations We have identified a series of sub-tasks required for completing this Major Task. The subtasks are to: (1) identify primary civic organizations to be the focus of the capacity building and linkages efforts; (2) develop baseline indicators by which to evaluate capacity of civic organizations, (3) develop a typology of linkages to map linkages of targeted civic organizations, (4) develop working relationships and assess capacity needs of targeted organizations, (5) recommend and implement a system for improving linkages and enhancing communication among the groups and agencies, and (6) evaluate and disseminate the revised systems. Significant progress has been made on all 6 of the identified sub-tasks. Below is a summary of the progress made for each of the sub-tasks. HUD COPC-VT-99-125 University of Vermont, Burlington Vermont 11 1) We are currently working with five of the seven groups originally identified. Two of the members of the Community Leadership Project Team who were assigned to work in this area have been unable to continue working with the project. As such, we are not able to work with all seven of the groups originally identified. In descending order of the level of involvement by the UVM/Burlington COPC the current groups include: Neighborhood Planning Assemblies, Public Safety Project, Community Justice Center, Community Support Program, Community Development Block Grant Program, Enterprise Community Steering Committee. 2-6) Each of the organizations has identified capacity and linkages issues, many of which are overlapping or interconnected. There are several distinct initiatives under way which are in various stages of sub-tasks 2-6 including: The Community Justice Network – A collaboration between the Community Justice Center, the Public Safety Project, and the Community Support Program has been established. A draft plan to strengthen linkages between these programs has been developed and disseminated. A working sub-committee is modifying the plan based on feedback and will then work towards the development of an implementation plan. Public Safety Project – An organizational plan to increase the effectiveness of the PSP was developed, disseminated, and adopted. The plan currently is being implemented. The Neighborhood Civic Engagement Plan – This is a broad reaching effort involving the NPA’s, PSP, CDBG and various Departments of the City. A draft plan has been developed to strengthen the capacity and linkages of these groups all with an eye toward strengthening civic engagement in Burlington. Archival information, preliminary UVM/Burlington COPC survey results, current civic plans, and models from other cities were all reviewed in developing this plan. One focus area of the plan relating to the City’s CDBG process has completed sub-tasks 2-5, and is currently in the implementation (sub-task 6) phase. As a result, a new neighborhood grants program has been developed to address community members concerns. There are four other major focus areas of the plan all in various stages of development. This draft plan has been widely disseminated throughout the City, and there are sub-committee’s of citizens actively working on the development of the plan. Strengthen UVM service learning activities with the Old North End (ONE) We have identified a series of sub-tasks involved in pursuing this Major Task. The sub-tasks are to: (1) create and offer new credit-bearing courses at the university regarding community leadership that integrate community service and learning in the context of the targeted COPC are (the ONE); (2) gather and disseminate models of “best practices” in service learning to faculty across the University and to community members across the region; (3) increase student awareness of the availability to integrate community service and creditbearing learning experiences; (4) build an infrastructure at the University to provide ongoing faculty training and support for service learning courses. 12 HUD COPC-VT-99-125 University of Vermont, Burlington Vermont We have made significant progress on all four of the sub-tasks. To elaborate by sub-task: (1) We have created and offered two new, credit-bearing, service learning courses to date: a graduate-level Community Psychology course (offered spring 2000) and an undergraduatelevel Community Psychology course (offered fall 2000). In both courses, every student was involved in a service project that entailed working with community partners (organizations and residents) to gather information from community members regarding an issue that the community partners had identified as a high priority. Specifically, the students conducted neighborhood canvassing regarding issues that affect quality of life in neighborhoods, and they conducted an evaluation of a grass-roots community project designed to enhance neighborhood quality of life. Both courses were extremely well received by students in the class (receiving student evaluations of “excellent” across nearly every dimension rated). Both courses also produced information that has been of tremendous value to the city government and to community organizations. In each instance, this information addresses questions identified as “Major Tasks” of the COPC Community Leadership Project (Project Category Two). (2) (3) & (4) We have collaborated with other individuals and units across the University to gather and disseminate “best practices” models of service learning. We are now part of a standing service learning committee at the university. We have given presentations in three formal settings at UVM regarding our service learning activities; we have also presented this work in community settings. We have been part of a Service Learning Fellows group that studied service learning models throughout the spring 2000 semester; we met with faculty and graduate students representing six different departments to discuss the value, format, and availability of service learning opportunities at UVM. We have co-authored five different funding proposals (two internal and three external to the University) for resources to develop and support additional service learning opportunities involving the University and community. Both internal grants and two of the external grants were funded. The final external grant is pending. As a result of one of our internal proposals, the University President has established a new University of Vermont Committee on Community Engagement (and budget) that is co-chaired by the UVM/Burlington COPC Community Leadership Project’s UVM facilitator (Bond). The COPC is further represented on this committee by the UVM/Burlington COPC Director (Schramm) and a third UVM/Burlington COPC member (Gail Shampnois). We have generated considerable media attention for our service learning work. There have been articles about our service learning courses in one national newspaper (Christian Science Monitor, December 2000), one local newspaper, and two UVM publications. Additional initiatives The Community Leadership Project has taken on additional individual projects related to its mission as the need and opportunity are expressed by our Advisory Committee, community members, and city governance. Neighborhood Quality of Life. The students and faculty in the Graduate Community Psychology service learning course (spring 2000) worked with a community organization and the city to develop and conduct a study of neighborhood quality of life and of the HUD COPC-VT-99-125 University of Vermont, Burlington Vermont 13 impact of Neighborhood Associations and Block Associations. Approximately 180 households have been canvassed door-to-door on nine streets in the ONE. A minimum of 45% of households on each street has been interviewed. A total of four of the streets have Block Associations and five do not; four of the streets (half with a BA and half without) are a part of the Neighborhood Action Project. This allows us to compare statistically the effects of various types of community organization. The interview typically required 40-60 minutes and included both openended questions and a series of rating scales. Open-ended questions have been analyzed in terms of common themes in respondents’ answers. Rating scales were analyzed numerically. Data collection is completed and data have been coded and analyzed. Portions of the data were discussed at the December UVM/Burlington COPC-CL advisory committee and two additional community groups to consider implications for policy and social action. We are currently making arrangements to conduct similar dissemination, and planning sessions with additional relevant groups. Adolescent Voices. Adolescents comprise one of the groups that are under-represented in community decision-making. We have adapted the interview we used in the study of “Under-represented groups” to guide both individual and group interviews with 14-20 year olds, especially focusing upon youth who feel marginalized and/or come from families that are under-represented in community decision-making. The interview examines youths’ interests and experiences in involvement with their communities and community decision-making, and their perceptions of incentives and obstacles to such involvement. As of January 2001 we have interviewed approximately 20 youth (from the Boys and Girls Club and from YouthBuild) and we are making arrangements with other community groups for conducting additional interviews through the winter months. Neighborhood Action Project (NAP) Evaluation. NAP participants and varied stakeholders have been interested in collecting systematic data concerning the goals, processes, and outcomes of the NAP. The hope is to use these data to both support and strengthen the NAP as well as to consider its replication and dissemination to other areas in Burlington and beyond. Beginning in October 2000, students and faculty of a community psychology class worked with NAP stakeholders to develop and pilot an evaluation (interview and rating scales). Data collection by faculty and class members began in November 2000. As of January 2001, we have completed in-depth interviews with 17 NAP stakeholders. Data collection will continue with a goal of interviewing approximately 25-30 individuals by the end of February 2001. Data coding, analysis and interpretation will be completed by this spring, 2001, and NAP stakeholders will be invited to participate in discussions focused around developing the interpretation and implications of the data. Americorps*VISTA Profiles Project. Americorps*VISTA volunteers have been a central part of the community development and leadership effort in Burlington and the ONE. CEDO staff and other community development specialists as well as educators have been interested in understanding the perceptions and influences of A*VISTA volunteering as they relate to personal development and community involvement of A*VISTA alumni. Alumni of the Burlington program from the past five years have been recruited to complete both a written survey and subsequently a personal interview that examines the alumni’s perceptions of their A*VISTA experience, past and present 14 HUD COPC-VT-99-125 University of Vermont, Burlington Vermont community involvement, personal development and related goals and values. As of January 2001, 39 alumni have been contacted; 20 of them have completed and returned the survey, 6 have completed the personal in-depth interview, and an additional 2 have been scheduled for an interview. Participant recruitment and data collection will continue throughout this winter; all data will be collected, analyzed, and interpreted by the summer of 2001. (3) Utilization of Funds The HUD expenses in this functional category are approximately 39% of the combined two year budget. The percentages in this category are based on the combined totals of years one and two. This scenario defines 62.5 % as the percentage of funds predicted for the project to date. Timing accounts for most of the discrepancy in this area. The city has billed the COPC on the subcontract for this year but it has not yet been paid. The training funds ($10,000) have not been utilized yet. The salary category is also slightly under target as a result of not hiring a graduate research assistant in year one. This will balance out in the coming period as there are currently two graduate assistants on the project. It appears on this report that we are not precisely on target because of the way that the University of Vermont handles the costshare. By June 30, 2001, the end of our fiscal year, the funds will be transferred to the costshare accounts, and the number will accurately reflect the UVM costshare. (4) Analysis of Progress Toward Project Two Management Work Plan Progress toward specific tasks is explained in (2) above. In general, Project Category Two/Community Leadership appears to be progressing as planned. The slight reorganization of our Major Tasks did not substantively change our orientation while it allowed us to be more efficient and effective in addressing our project goals. As reported in our annual progress report, we had been unable to hire the planned year 1 Graduate Research Assistant because we received notification of the receipt of the HUD funds after the academic year student placements had already been completed. Therefore, we rolled those funds over to year 2 to hire a second Graduate Research Assistant during this second funding year. Because we were able to recruit two graduate students to devote “independent study” time to the project during year one, the progress of the project was not hampered. The additional Graduate Research Assistant during year 2 has allowed us to accomplish the additional projects described in “(2) Additional initiatives” above. Contrary to our original expectation, we have not yet involved the group of four university community leadership consultants (Lawson, McMaster, Frey, and Akins) in designing leadership training opportunities that address gaps in current offerings. This is due to the fact that we felt it necessary to complete our identification of training gaps (currently in progress with community organizations and our Advisory Committee) before we proceed to designing ways to address them. This slight modification in the timing with which we involve the additional consultants appears to arise from an oversight in our original planning. HUD COPC-VT-99-125 University of Vermont, Burlington Vermont 15 (5) Expectation of Changes in Progress Toward Project Management Work Plan The Project Management Plan is progressing as planned. We expect to complete the work we originally proposed by the end of the grant period. Project Category Three: UVM Economic Impacts (1) Restatement of Major Tasks and Milestones This project involves the following major tasks as restated in September 1999 – July 2000 HUD Report, expanded to include second year tasks and milestones. Create, develop, and support a Workforce and Business Development partnership that will oversee this project, analyze findings about the local economy and UVM impacts, help determine appropriate responses to this analysis, and support initiation and implementation of agreed upon high priority activities. First year milestone is having fully functioning advisory committee in place. Determine the (a) needs and skills of the Old North End (ONE) workforce, (b) variety, strengths, and needs of local business, and (c) City and regional goals, strategies, and programs for local workforce and business development. First year milestone is completion of this study. Original task specified use of resident survey. While this survey will occur in conjunction with the Fair Share/Fair Treatment Housing survey in Year II, other methods (review of reports, interviews) will be used in the conduct of this task. Work with Burlington’s Community and Economic Development Office (CEDO) in preparation of Jobs & People IV, the Year 2000 update of economic conditions, trends, and strategies. First year milestone is completion of relevant study and submission to CEDO. Study the impacts of UVM’s employment, purchasing, and technology transfer activities on the residents and businesses of Chittenden County, Burlington, and the ONE. First year milestone is completion of the employment and purchasing impacts study. Second year milestone is completion of technology transfer (commercial development from research findings) study. Based on an analysis of these findings, the university-city-community partnership will identify, agree upon, and initiate mutual activities designed to increase local business and employment opportunities that ultimately serve residents of the ONE. First year milestone is advisory committee agreement on at least one action. Second year milestone is to implement one partnership workforce and business development strategy. 16 HUD COPC-VT-99-125 University of Vermont, Burlington Vermont Evaluate the partnership process, products, and outcomes on a continuing basis. First year milestone is development of evaluation plan. Second year milestone is to begin implementation of this plan, principally in terms of data collection. Conduct a conference in Year Three around the findings, models, process issues, policy options, and outcomes that emerge from the agreements reached and activities conducted by the university-city-community partnership. No milestones for year one and two. Develop and conduct an annual CDAE/Economics field study class (“The University and the Local/Regional Economy”) as a vehicle for studying economic relationships between the University, the county, the City, and the ONE, along with ways in which these relationships might be improved. First year milestone is conduct of this course for the first time. Second year milestone is conduct of this course again. (2) Statement of Progress Toward Tasks and Milestones During Report Period Create UVM/Community Workforce and Business Development Partnership This committee is established and operating, holding three meetings since July, 2000 with another meeting scheduled for this February. As earlier this committee met at start of the second UVM Impacts Course (September 2000) and at the end (December 2000), providing oversight for the conduct of the continuing study of UVM employment and purchasing impacts (see below). Assess local workforce and business development needs and current government and nonprofit policies and strategies. This assessment was part of the initial study conducted by students in the UVM spring field research course on UVM and Local/Regional Economy. A follow-up survey on workforce conditions of local organizations that employ or provide support to ONE residents in workforce and direct interviewing of ONE residents about their employment needs and skills, and impressions of UVM employment, was carried this past fall (see below). Contribute to Jobs and People IV Study. The initial UVM Employment and Purchasing Impacts Report, directed in part by a representative of CEDO, and the follow-up report (in draft form) have been conveyed to City representatives on this project’s advisory committee. Both contain sections on the local economy and UVM’s role in that economy of relevance to Jobs and People type studies. Study impacts of UVM Employment and Purchasing Expenditure Policies and Practices on employment and advancement opportunities for ONE residents. Building on its initial study conducted by students the Spring 2000 UVM and the Local/Regional Economy class, UVM Employment and Purchasing Impacts on Local Business and Low Income Residents, this fall’s class and its research report went into more depth on resident, employment, and purchasing. This report involved three research teams. HUD COPC-VT-99-125 University of Vermont, Burlington Vermont 17 The first team assessed the needs, skills and employment preferences of Old North End residents through a face-to-face survey of 85 employable adult residents and in-depth interviews of four community leaders of agencies that work closely with ONE residents seeking employment. They secured information on educational levels, experience in different fields of work, type of employment sought, current employment status and previous jobs held and for how long, job characteristics or qualities they sought, and they perceptions of employment opportunities at UVM that might be available to them. The second team assessed employment practices at UVM and employee experiences relating to the lowest wage positions at the University. Many of the employees in these positions are residents of the Old North End. Individual interviews were held with supervisors in the Department of Physical Plant and Residential Life that employs 186 of UVM’s 273 wage grade 1-5 employees. The team also interviewed about 65 employees, including many Vietnamese and Bosnians, about their experience as UVM employees and their use (or nonuse) of various UVM programs provided in their benefits package. The interviews also covered educational levels, length of time at UVM, intention to stay at UVM and why (or why not), valuing and use of different benefits, and perceived barriers to working at UVM. This team considered the need for a “Living Wage” policy at UVM as directed by the project Advisory Committee. The third team assessed purchasing practices through the review of much more detailed purchasing data than considered for the first study and interviews of purchasing department director and the employee in charge of the purchasing data base. The data reviewed represented about 90% of expenditures for goods and services by UVM in fiscal year 1999. The review, as directed by the Advisory Committee, sought to identify the types and amounts of UVM expenditures made out-of-state, within state and within Chittenden County. It also considered the benefits and costs of having a UVM “Buy Vermont” policy, and how such a policy might be implemented. This team also initiated a survey of actual and potential vendors that has not yet been completed. An additional study of the impacts of UVM’s financial operations and holdings is was conducted this summer, by Jane Knodell, an Associate Professor in the UVM Economics Department. A planned study of the commercial impacts of UVM research findings was not conducted during this period because there was still so much to do to complete the employment and purchasing impacts studies and to respond to the Advisory Committee’s interest in exploring a “Living Wage” and “Buy Vermont” policies. Develop ways that UVM and its community partners can work together to increase employment & advancement opportunities for ONE residents. The two reports provide numerous recommendations on UVM and community partner actions that would increase local purchasing and employment with directed benefit to Old North End residents. The Advisory Committee has reviewed earlier recommendations and 18 HUD COPC-VT-99-125 University of Vermont, Burlington Vermont indicated their priorities. Several of these recommendations have been implemented or been subject to more in-depth study and analysis for consideration by the Committee. The Committee contains individuals from the University, City, nonprofit and private sector workforce and business development organizations, as well as local residents. Its meetings have proven quite useful in identifying research and policy areas and ways to put recommendations into practice. One important development is the growing understanding that implementation is not solely a matter for the University; rather it involves a variety of groups working with (and often supporting) the University to make these changes happen in ways that benefit all parties. Evaluate the partnership process, products, and outcomes on a continuing basis. We have developed an evaluation plan for this project. A detailed evaluation of both of the UVM Impacts courses has already been conducted. Conduct a conference in Year Three around the findings, models, process issues, policy options, and outcomes that emerge from the agreements reached and activities conducted by the university-city-community partnership. We have developed an extensive collection of university impact studies and methodology. This has helped us in our own impact study this spring and will provide useful information in our planning for this conference. Initial planning will occur this spring. Develop and conduct an annual CDAE/Economics field study class (“The University and the Local/Regional Economy”) as a vehicle for studying economic relationships between the University, the county, the City, and the ONE, along with ways in which these relationships might be improved. This course has been conducted each year providing valuable information for this project (see above). (3) Utilization of Funds The HUD portion of expenses in this functional category are approximately 49 % of the combined two year budget. The percentages in this category are based on the combined totals of years one and two. This scenario defines 62.5 % as the percentage of funds predicted for the project to date. There was some money remaining in this category that will be reallocated in years two and three to support the increase in the Project Category One Administrator position from .5 to .75 FTE. This accounts for the discrepancy between planned and actual expenditures. The UVM costshare has been on target however there are two major changes in this area. Catherine Halbrendt and Deep Ford are both on unpaid leave from the University. This amounts to a decrease in salary costshare in the amount of $8,945.00. We are in the process of looking for University faculty and employees who can replace these individuals. HUD COPC-VT-99-125 University of Vermont, Burlington Vermont 19 The local match for this functional category has fallen short and is approximately 25% of the planned match for the two year period. As in the previous reporting period, the discrepancy between planned and actual is a result of: 1) The over-estimation of the role of the city in the first year of the project. While the city's match for the second year is close to target, the shortfall from the first year has a significant impact on the overall percentage. 2) One agency has yet to report and the other has only reported for one quarter. (4) Analysis of Progress Toward Project Three Management Work Plan With the exception of conducting a study of the commercial impacts of UVM research findings, we are making substantial progress and meeting our schedule in completing our first and second year tasks. The UVM Impacts Reports have been well received and are playing an important role in moving this project from the research to outreach stage. We have been especially successful in engaging the Advisory Committee in this work and gaining their support in moving the project to the implementation stage. (5) Expectation of Changes in Progress Toward Project Management Work Plan Other than including the study of technology transfer in next year’s Impacts class, we do not anticipate any changes in our planned tasks nor any slowdown in the progress we are making in meeting our milestones and achieving our final outcomes. Project Category Four: Fair Share/Fair Treatment Housing (1) Restatement of Major Tasks and Milestones Project Category Four is to work with community groups and residents to open up Burlington’s suburbs to more housing for low-income people. By the end of three years, the housing project will have: completed a door-to-door survey of a sample of Old North End households about housing conditions, needs, and preferences; analyzed the data from that survey; distributed information about housing rights in the ONE; developed and taught a fieldwork course on fair housing and fair share housing; analyzed existing data on locations of jobs and locations of residences by earnings level; facilitated connections between ONE residents and individuals and groups throughout the region to advocate for reduced barriers to affordable housing; surveyed the practices of Chittenden County communities in order to identify barriers to affordable housing; proposed alternatives to those barriers in zoning and town plans; produced two reports; and conducted a conference on the findings of the research, for residents and housing officials. 20 HUD COPC-VT-99-125 University of Vermont, Burlington Vermont (2) Statement of Progress Toward Tasks and Milestones During Report Period Progress is reported below according to the elements of the housing project Work Plan: COPC Year One and throughout the grant period: create a university/community city partnership that will plan, oversee, and implement the project. The Fair Share/Fair Treatment Housing Advisory Committee – which includes residents of the Old North End, and representatives of the city, the university, and housing groups in the area -- has continued to meet. It met once during this project period to discuss ongoing work. Year One and throughout the grant period: facilitate ongoing connections between ONE groups and residents, and regional groups to advocate for reduced regional barriers to housing. This has been occurring through the Housing Advisory Committee. Year One: generate a sample of households in the Old North End to complete a survey on housing problems. A random sample of renter households was completed in fall 2000; it was drawn from the city’s apartment registration database. Years One and Two: design and conduct a door-to-door survey to document housing conditions, needs and preferences of Old North End residents. A survey was written and revised based on the comments of the housing advisory committee. It was submitted to the Human Subjects Review Committee at the end of summer, approved for use, and administered by UVM students in fall 2000. Approximately 160 surveys were completed. Years One and Two: develop educational materials about housing rights for low-income people. We ended up using the newly revised Vermont Tenants’ Inc. Handbook for Renters and Property Owners, republished by Vermont Tenants, Inc., a partnering organization of the UVM/Burlington COPC. There was no need for additional materials because the pamphlet was so recently issued, and comprehensive. Students distributed approximately 160 handbooks to Old North End renter households, at the same time that they administered the housing survey. Students were trained to to answer or refer any questions respondents might have in the area of housing rights. We also identified and worked with four interpreters who were available to administer the survey in Vietnamese, Bosnian, Russian and Spanish. HUD COPC-VT-99-125 University of Vermont, Burlington Vermont 21 Year Two: develop a fieldwork course on Housing Markets and Housing Rights to train students and Old North End residents (with scholarships from the COPC Tuition Remission Fund) in housing issues, housing rights, and survey and analysis techniques. Professors McCrate and McCann taught the Housing Markets/Housing Rights course in fall 2000. It was extensively advertised in the university and in the community. The Provost Office of the University of Vermont established a COPC Tuition-Remission Fund, providing full tuition for community members not enrolled as regular students at UVM. Seventeen students took the course, including two community members who worked in nonprofit housing organizations. Year Two: prepare a report based on the Old North End housing survey. At the end of the fall 2000 course on Housing Markets/Housing Rights, students compiled draft report components in six areas: housing safety and quality, spatial mismatch, discrimination, affordability, satisfaction with housing situation, and doubling up/overcrowding. These components will be edited and compiled into a final report. (In addition, we might decide to hire another interviewer and try to increase the sample size, while distributing more of the Vermont Tenants handbooks.) Year Two: review existing materials on inclusionary practices to promote fair share housing in other U.S. cities and towns; analyze local ordinances and regulations in the region to identify specific barriers to low-income housing. We hired a graduate student, Justin Dextradeur, to assist John Davis, Adjunct Professor in the Department of Community Development and Applied Economics, in this task. As of January, they have written a draft report which incorporates numerous fair-share housing policies from other states. Comprehensive plans and zoning bylaws for all eighteen towns of Chittenden County have also been compiled and summarized in four comparative tables. The first categorizes the town plans with respect to their recognition of regional affordable housing problems, local responsibilities for affordable housing, definitions of affordable housing, estimation of local share of affordable housing, initiatives taken to address this need, and proposed housing studies. The second and third summarize each town’s zoning regulations governing highdensity and affordable housing; one covering general town-wide policies and the other listing specific dimensional requirements for each town’s allowable residential uses. The fourth identifies broad physical and economic factors which impact a town’s ability to host affordable housing, such as available sewer and water, soil suitability, public transit, and low income employment opportunities. These comparative tables are currently being linked to GIS mapping to help visualize this inherently spatial information. Local property tax assessment data reflecting the market value of housing throughout the county is also being mapped to facilitate education and outreach. 22 HUD COPC-VT-99-125 University of Vermont, Burlington Vermont Professor Davis and Justin Dextradeur have presented all the eighteen town planners in Chittenden county with their research results on impediments to affordable housing. All the town planners were contacted to solicit their feedback. Two towns have returned final corrections and clarifications. Davis and Dextradeur plan to meet with the Chittenden County Town Officials to discuss the research results. (3) Utilization of Funds The HUD portion of expenses in this functional category is approximately 34% of the combined two year budget. The percetnages in this category are based on the combined totals of years one and two. The scenario defines 62.5 % as the percentage of funds predicted for the project to date. The funding in this category was redirected from housing audits to analyzing affordable housing barriers in Chittenden county. While this fund has been under-budget overall, the expenditures for this period are on target. The UVM matching in this category is on target. Because of the way that the University of Vermont handles the costshare from an administrative perspective, it appears on this report that UVM is not meeting its match. However, by June 30, 2001, the end of our fiscal year, this will be reconciled, and the number will accurately reflect the UVM costshare. (4) Progress in relation to original plan There were no significant deviations from the grant agreement in this period. There were two minor deviations: instead of developing and distributing our own materials on housing rights, we distributed the newest (fresh from the press) version of Vermont Tenants’ handbook for renters and property owners. (See below.) The second deviation from plan was at the request of our advisory committee. They suggested that before making the report on barriers to affordable housing public, that our researchers meet with officials from each town covered in the report. This was an excellent suggestion to strengthen our outreach component and facilitate our work with surrounding towns. We have also been working on the idea of fair housing workshops for community groups, in conjunction with Vermont Tenants, so that we can maintain a component on fair housing in our work, to replace the fair housing audits which were canceled in the first reporting period. (See report from …) We have spent less of the grant funds than anticipated because of the housing audits which were canceled in the previous reporting period. We also were unable to hire a paid interviewer during this period to increase the sample size of the Old North End housing survey. (Burlington’s unemployment rate is approximately 2%.) We may decide to continue to try to hire interviewer in the near future, in order to increase the sample size. (5) Effect of Deviations from original plan We expect to be able to accomplish the remaining tasks of the housing project on time. HUD COPC-VT-99-125 University of Vermont, Burlington Vermont 23