Reliability Standard Audit Worksheet
RSAW_v2.1_EOP-004-AB-1
Reliability Standard Audit Worksheet
RSAW_v2.1_EOP-004-AB-1
Disturbance Reporting
Alberta Reliability Standard Effective Date: June 17, 2009
Applicability:
This reliability standard applies to the entities listed below:
 ISO
 TFOs
 GFOs
Registered Entity:
Functional Entity:
Audit Period:
From June 17, 2009 To
Last Audit Period:
Type of Audit:
Audit Authority/Organization:
Alberta Electric System Operator
Date of Completion:
98880606
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Reliability Standard Audit Worksheet
RSAW_v2.1_EOP-004-AB-1
PART ONE – ASSESSMENT SUMMARY
Suspected Non-Compliance to the standard?
Yes
No
Assessment Commentary:



Summary of Findings by Requirement
R3
98880606
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PART TWO – CONTACTS
Contact Type
Name
Telephone
Email
Sign-off
Entity Leader
Not applicable
Entity SME
Not applicable
Audit Leader
Audit Team
Audit Team
Standard Owner
Audit Manager
98880606
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RSAW_v2.1_EOP-004-AB-1
PART THREE – COMPLIANCE AUDITOR ASSESSMENT / CHECKLIST
Requirement 3
Measures 3
Assessment 3
Evidence Description
Evidence
Assessment Notes
Embedded file, Link to the file
For AESO use only
These measures will be used
by the ISO in carrying out its
compliance monitoring duties
in accordance with ISO rule
103.12. The ISO may consider
other data and information,
including any provided by a
registered market participant.
R3
TFOs and GFOs must
analyze disturbances
on its system or
facilities as requested
by
the
ISO
in
accordance with OPP
1304.
MR3
Information
provided
meets
the requirements
of the request.
AR3
1.
Request the market participant to
provide the request(s), if any, by the
ISO for analysis of disturbances
pursuant to this standard during the
audit period.
2.
Request the market participant to
submit a copy of information that was
provided to the ISO per each request,
if any. Review requests made and
determine
whether
information
provided by TFOs and/or GFOs met
the requirements in accordance with
OPP 1304.
NOTE: A confirmation letter from the ISO
indicating the information provided meets
with the requirements of the request will be
acceptable.
Findings
R3
98880606
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Reliability Standard Audit Worksheet
RSAW_v2.1_EOP-004-AB-1
PART FOUR – ISO CMP AUDITOR GUIDES – “DISCLAIMER”
ISO CMP Auditor Guides – “Disclaimer”
ISO developed the Reliability Standard Audit Worksheet (RSAW) to add clarity and consistency to the audit team’s assessment of compliance with this reliability standard. In adding clarity for the assessment, the RSAW
may include additional detail that is consistent with the Alberta Reliability Standard. This additional detail clarifies the methodology that ISO has elected to use to assess requirements and should not be considered
additional reliability standard requirements. Alberta Reliability Standards are updated frequently.
The ISO RSAWs are written to specific versions of each Alberta Reliability Standard. RSAW users should choose the applicable RSAW version of the Alberta Reliability Standard being assessed.
PART FIVE – ADMINISTRATION
Revision History
This document is an AESO information document and guideline, and not an AESO authoritative document. Revisions to this document may be made from time to time by the AESO Compliance group. Market participants
will be notified of revisions through the stakeholder update process.
Revision
Date
1.0
1.1
2
March 1, 2010
August 24, 2012
October 5, 2012
2.1
May 28, 2013
Comments
Initial version of Worksheet
Changes made to support the pilot project that the audited entity uses the RSAW for evidence submission
Further changes made to support pilot project to use RSAW for evidence submission and to have a single format for published, assessment and evidence submission
purposes.
Formatting alignment with posted standard and removal of requirements applicable to the ISO.
Audit Team - General Notes to File:
98880606
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