Stakeholder Comment and Rationale Form AESO AUTHORITATIVE DOCUMENT PROCESS Stakeholder Consultation Draft 2012-08-30 Proposed New ISO Rules Section 502.8 Supervisory Control and Data Acquisition Requirements (“New ISO Rules Section 502.8”) Date of Request for Comment [yyyy/mm/dd]: Period of Consultation [yyyy/mm/dd]: Comments From: 2012/08/30 2012/08/30 through 2012/09/28 Company Name Contact: Company Contact Phone: Contact Phone Number E-mail: Date [yyyy/mm/dd]: Listed below is the summary description of changes for the proposed new, removed or amended sections of the ISO rules. Please refer back to the Letter of Notice under the “Attachments to Letter of Notice” section to view the actual proposed content changes to the ISO rules. Please place your comments / reasons for position underneath (if any). 1. ISO Rules (a) Purpose of New ISO Rule Stakeholder Comments and/or Alternate Proposal AESO Replies Comment #1: Insert Comments / Reason for Position (if any) New ISO Rules Section 502.8 sets out the minimum supervisory control and data acquisition (“SCADA”) requirements for a market participant when designing and constructing new facilities or modifying existing facilities. In developing the New ISO Rules Section 502.8 the AESO has redrafted and relocated authoritative content from the existing AESO SCADA Standard. In addition, in developing New ISO Rules Section 502.8 the AESO is proposing amendments as outlined below, that resulted from a the review performed with an industry workgroup and internal AESO personnel. In the AESO’s opinion, these proposed changes are necessary for improved visibility of facilities for the safe and reliable operation of the interconnected electric system. The AESO is seeking comments from stakeholders with regard to the following matter: Issued for Stakeholder Consultation: 2012-08-30 Page 1 of 11 1. Do you agree or disagree that proposed New ISO Rules Section 502.8 reflects the relocated authoritative content from AESO SCADA Standard and that the AESO has clearly and adequately represented the key changes in proposed New ISO Rules Section 502.8? If you disagree please provide your reasons and suggestions for improvement. 2. Are there any subsections where stakeholders feel that the language does not clearly articulate the requirement either for the AESO or a market participant? If yes, please indicate the subsection and suggest language that would more clearly articulate the requirement. Issued for Stakeholder Consultation: 2012-08-30 Page 2 of 11 (b) Proposed Changes Comment #2: Insert Comments / Reason for Position (if any) Proposed Change Reference to the Subsections in Proposed New ISO Rules Section 502.8 1. Applicability. Subsection 1 – Applicabililty The AESO is proposing two changes to the applicability subsection: a. The AESO is proposing that proposed New ISO Rules Section 502.8 apply to the legal owner of a generating unit connected to the electric distribution system or multiple generating units connected to the same metering point on the electric distribution system where the output of such generating unit or multiple generating units is greater than or equal to five (5) MW measured at the metering point on the electric distribution system. In the AESO’s opinion, visibility is needed for the larger generators as these can impact the safe and reliable operations of the interconnected electric system. b. The AESO is proposing to remove the total output rating of 5 MVA threshold for generating units connected or aggregated generating facilities connected to the transmission system. In the AESO’s opinion, generating units and aggregating generating facilities connected to the transmission system are greater than 5 MVA and therefore a threshold is not required. 2. Functional Specifications. The AESO is proposing to include subsections clarifying compliance requirements to functional specifications Issued for Stakeholder Consultation: 2012-08-30 Subsections 2 – Facility with Functional Specifications Issued On or After the Page 3 of 11 issued prior to and after proposed New ISO Rules 502.8 becoming effective. In the AESO’s view, it is important to provide clarity with respect to the functional specifications. Effective Date, Subsection 3 - Facility with Functional Specifications Issued Prior to the Effective Date, Subsection 4 Functional Specification, and Subsection 5 Successor to Prior Requirements. 3. The existing SCADA Standard has thresholds relating to time synchronization and time stamped events and only those facilities meeting the thresholds are required to have an external global positioning system and communicate time stamped transactions. In proposed New ISO Rules Section 502.8 the AESO is proposing to remove the thresholds; all facilities, on a go forward basis are required to have global positioning systems and communicate time stamped transactions. In the AESO’s opinion, accurate time synchronization of SCADA is important to the safe and reliable operations of the Alberta interconnected electric system. Subsection 8 - Data Acquisition, provisions (11) and (12) 4. The AESO is proposing to remove the options for a market participant to use direct connection via modem or dial up modem connection to the AESO’s primary and backup control centres. In proposed New ISO Rules Section 502.8 the AESO allows for either an internet connection or a dedicated telecommunications link to the AESO’s primary and backup control centres. Subsection 9 – Supervisor Control and Data Acquisition Communications, provision (1). In the AESO’s opinion, modem and dial up modem Issued for Stakeholder Consultation: 2012-08-30 Page 4 of 11 technology is obsolete and new technology is more cost effective and reliable. 5. The AESO is proposing to require a market participant to select a communication diagram from a set of diagrams provided by the AESO; rather than having a market participant develops its own communication block diagram. In the AESO’s opinion, it is more efficient for the AESO to create a set of generic communication block diagrams rather than having every market participant create its own. Subsection 9 – Supervisor Control and Data Acquisition Communications, provision (6). 6. The AESO is proposing to add requirements for the market participant with regard to notifying the AESO if communications become unavailable. In the AESO’s opinion, notification of unavailability is important to the safe and reliable operations of the interconnected electric system. Subsection 10 – Notification of Unavailability 7. The AESO is proposing to add requirements regarding the potential failure of a remote terminal unit. In the AESO’s opinion, notification of potential failures is necessary for the safe and reliable operations of the Alberta interconnected electric system. Subsection 11 – Potential Failure of a Remote Terminal Unit 8. The AESO is proposing to add requirements for routine operational testing of remote terminal units. The existing SCADA standard discussed testing but did not clarify any requirements. In the AESO’s opinion, it is important to clarify the specific requirements. Subsection 12 – Routine Operational Testing 9. The AESO is proposing to add a subsection clarifying the compliance exceptions. In the AESO’s opinion, adding this subsection provides clarity for market participants. Subsection 13 – Compliance Exceptions 10. The AESO is proposing the following changes for power plants and generating units: a. Adding requirements for net real power and net reactive power of summated generation if the facility is offering as a single market participant. Appendix 1 – Supervisor Control and Data Acquisition Requirements for Generating Units Issued for Stakeholder Consultation: 2012-08-30 Page 5 of 11 b. Adding a requirement for automatic voltage regulation setpoint. c. Adding requirements for automatic voltage regulation in service and controlling voltage. d. Adding requirements for facilities with a remedial action scheme. e. Adding requirements for a generating unit connected to the distribution system where the total turbine nameplate rating is greater than 5 MW. f. Adding a new requirement for the ambient temperature. In the AESO’s opinion these proposed changes improve visibility of the facilities and ultimately the safe and reliability operations of the Alberta interconnected electric system. 11. The AESO is proposing the following changes for wind aggregated generating facilities: a. Relocating the SCADA requirements from subsections 24 and 25 of ISO rules Section 502.1 Wind Aggregated Generating Facilities Technical Requirements. b. Adding requirements for facilities with a remedial action scheme. c. Adding requirements for aggregate generating facilities connected to the distribution system where the total turbine nameplate rating is greater than 5 MW. With respect to 8(a) above, in the AESO’s opinion, it is easier for stakeholders to understand all the SCADA requirements if the requirements are consolidated into one location, that being proposed New ISO Rules 502.8 rather than being dispersed across multiple ISO rules. Appendix 2 Supervisor Control and Data Acquisition Requirements for Wind Aggregated Generating Facilities With respect the (b) and (c) above, in the AESO’s opinion, these proposed changes improve visibility of the facilities and ultimately the safe and reliability operations Issued for Stakeholder Consultation: 2012-08-30 Page 6 of 11 of the Alberta interconnected electric system 12. The AESO is proposing the following changes for industrial complexes and load facilities: a. Adding requirements for facilities with a remedial action scheme. In the AESO’s opinion these proposed changes improve visibility of the facilities and ultimately the safe and reliability operations of the Alberta interconnected electric system. Appendix 3 Supervisor Control and Data Acquisition Requirements for Industrial Complexes and Load Facilities 13. The AESO is proposing the following changes for substations and transmission line taps: a. Adding requirements for facilities with a remedial action scheme. In the AESO’s opinion these proposed changes improve visibility of the facilities and ultimately the safe and reliability operations of the Alberta interconnected electric system. Appendix 4 Supervisor Control and Data Acquisition Requirements for Substations and Transmission Line Taps 14. The AESO is proposing the following changes for facilities providing ancillary services: a. Amending the availability percentage from 99.7% to 99.8% for consistency with the availability requirement in the AESO’s Ancillary Services Technical Requirements documents. b. Amending the accuracy level from zero to +/- 2% of dispatched signal for the analogue signals for resources providing load shed service for imports. c. Adding thresholds for latency and availability requirements for resources providing blackstart services. With respect to 15(a) above, in the AESO’s opinion, the availability requirement in proposed New ISO Rules 502.8 should be consistent with the availability requirement in the AESO’s Ancillary Services Technical Requirements documents. Appendix 5 Supervisor Control and Data Acquisition Requirements for Facilities Providing Ancillary Services With respect to 15(b) above, in the AESO’s opinion, a Issued for Stakeholder Consultation: 2012-08-30 Page 7 of 11 market participant may be processing the signal received from the AESO and as such it may be impractical to expect a zero percent accuracy. With respect to 15(c) above, in the AESO’s opinion the additional clarity will assist in the safe reliable operation of the Alberta interconnected electric system. Issued for Stakeholder Consultation: 2012-08-30 Page 8 of 11 (c) Other Changes In redrafting and relocating authoritative content from the AESO’s SCADA Standard to proposed New ISO Rules 502.8, the AESO has amended language to improve clarity. Comment #3: Insert Comments / Reason for Position (if any) (d) Content Relocated into an Information Document Comment #4: Insert Comments / Reason for Position (if any) In developing proposed New ISO Rules Section 502.8, the AESO determined that some content was informational in nature and not appropriate for relocation into proposed New ISO Rules Section 502.8. However, the AESO believes that this non-authoritative content is helpful to stakeholders and as such the AESO has developed the supporting Information Document #2012-013R Supervisory Control and Data Acquisition (“ID #2012-013R”). The AESO is seeking comments from stakeholders with regard to the following matter: 1. Do stakeholders agree with the content the AESO is proposing to relocate into ID #2012-013R? If you disagree, please provide comments please indicate the specific content you believe is not appropriate for the ID #2012013R and your rationale for this. (e) Content Not Relocated to either Proposed New ISO rules 502.8 or ID# 2012-013R In developing proposed ISO Rules 502.8 the AESO determined that certain sections in the AESO SCADA Standard were not required in either proposed New ISO Rules Section 502.8 ID #2012-013R. These sections are listed below. Comment #5: Insert Comments / Reason for Position (if any) 1. Section 3.1 – Definitions. All definitions approved by the Alberta Utilities Commission, for use in ISO rules are represented in the AESO’s Consolidated Authoritative Documents Glossary. Therefore, the AESO has not relocated the definitions into proposed New ISO Rules Section 502.8. For clarity, this does not mean that the AESO does not refer to defined terms in proposed New ISO Rules Section 502.8, only that the definitions are not held in proposed New ISO Rules Section 502.8. 2. Section 3.4 – Interconnections to Power Systems Outside AIES. This section states that the AESO will determine SCADA points for interconnections to Issued for Stakeholder Consultation: 2012-08-30 Page 9 of 11 power systems located outside the Alberta Control Area on a case-by-case basis. The AESO develops interconnections agreements with parties with facilities external to the interconnected electric system, but need to connect those facilities to the interconnected electric system. The AESO is not relocating this section because no specific requirements are being set out in proposed New ISO Rules Section 502.8 for these interconnecting parties. 3. Section 1.4 – Modifications. This section discusses protocols with respect to modifications to the AESO SCADA Standard. In the AESO’s opinion, this section is obsolete with respect to proposed New ISO Rules section 502.8 and supporting ID #2012-013R and therefore this content has not been relocated. 4. Section 1.5 – Requirement for Review. This section sets out a five (5) year mandatory review of the AESO SCADA Standard. In the AESO’s opinion, this section is obsolete with respect to proposed New ISO Rules section 502.8 and supporting ID #2012-013R and therefore it has not been relocated. 5. Section 1.6 – Document Change History. This section sets out the revision history for the AESO SCADA Standard. In the AESO’s opinion, this section is obsolete with respect to proposed New ISO Rules section 502.8 and supporting ID #2012-013R and therefore this content has not been relocated. However, the AESO wishes to point out that proposed New ISO Rules section 502.8 and supporting ID #2012-013R will each have their own revision history section. 6. Section 6.8 – IPP Use of TFO Communication Systems. The AESO is presently discussing the use of TFO Communication Systems with transmission facility owners and as such this section has not been relocated to either proposed New ISO Rules section 502.8 or supporting ID #2012013R. 7. Section 8.1 – Designated Party. This section contemplates that a transmission facility owner may contract with another entity to perform certain functions and if it does the TFO should communicate that to the AESO in writing. In the AESO’s opinion, it is up to the transmission facility owner if it wants to contract with another entity to perform certain functions. The AESO will communicate with those personnel in the same was it communicates with employees of the transmission facility owner. For example, if there are contract personnel in the transmission facility owner’s control centre the AESO will communicate with those personnel the same way it communicates Issued for Stakeholder Consultation: 2012-08-30 Page 10 of 11 with employees in the control centre. Therefore, the AESO has not relocated this section. 8. Section 8.2 Responsibilities of the Designated Party. Proposed New ISO Rules section 502.8 are applicable to the legal owner of a facility. In the AESO’s opinion, if a facility owner chooses to contract out functions it is up to the legal owner to appropriately train those personnel to meet all the appropriate requirements in ISO rules and other AESO authoritative documents. It is not up to the AESO to instruct those personnel to meet all the appropriate requirements in ISO rules and other AESO authoritative documents. Therefore, the AESO has not relocated this section. The AESO is specifically seeking comments from stakeholders on the following specific statements: 1. Do stakeholders agree with the content the AESO is proposing to not relocate into either proposed New ISO Rules 502.8 or ID #2012-013R? If you disagree, please provide comments please indicate the specific content you believe should be retained and if it should be retained in proposed New ISO Rules 502.8 or ID #2012-013R. (f) Other (Stakeholders wishing to comment on specific provisions are requested to copy the provision into this area and provide comments) Comment #6: Insert Comments / Reason for Position (if any) Issued for Stakeholder Consultation: 2012-08-30 Page 11 of 11