ADaMS Dispatch Variance Notifications Asset Request and Acknowledgement Form The market participant, (the “Participant”) hereby requests to receive dispatch variance notification (“DVN”) messages regarding energy market dispatch levels (the “Information”) from the Alberta Electric System Operator’s (“AESO”) automated dispatch and messaging system (“ADaMS”) and its dispatch tool (the “Software”). In support of this request the market participant provides the following information: Participant Information Organization Name: Contact Name: Title: Address (Street, City, Province/State, Postal/Zip Code): Phone Number: Fax Number: E-mail address: If this request is submitted by an authorized agent of a Participant (in accordance with the ISO rules), please complete the following section, and note that the agreement and consent of both the Participant and agent is required in order for the AESO to process this request. Agent Information Organization Name: Contact Name: Title: Address (Street, City, Province/State, Postal/Zip Code): Phone number: Fax number: E-mail address: 2500, 330 - 5th Ave SW Calgary, Alberta T2P 0L4 t (403) 539-2450 | f (403) 539-2949 | www.aeso.ca -2- Asset Information Asset Name: (as assigned by the AESO) Asset ID: Requested Effective Date: (MM - DD - YYYY) The new/changed DVN monitoring will commence within 2 business days of the requested date. ADaMS Dispatch Variance Notifications Asset Configuration Information The configuration information in the table below pertains specifically to the DVN functionality for issuing warnings when asset generation levels appear to be moving away from the current dispatch level (“dispatch variance warnings”). If these types of warnings are not desired, leave the configuration below unspecified or set the value for ‘Dispatch Variance Detection’ to ‘Off’. Dispatch Variance Detection: On Off Should DVN messages be sent for this asset? Ramping Notifications: On Off Should DVN monitoring take place during the period when an asset is ramping to a new dispatch level? Ramping Lead Time: minutes After a new dispatch, allow this much time to pass before beginning to monitor response (‘communication time’). MW Tolerance: MW Sets the Software to issue an ADaMS message when the asset is outside of its dispatch level by the specified MW Tolerance for the specified time tolerance. Level Time Tolerance: minutes Sets the Software to issue an ADaMS message when the asset is generating above/below its dispatch level by more than the specified MW Tolerance for a period longer than the specified Level Time Tolerance (and the unit is not expected to be ramping). Ramping Time Tolerance: minutes Sets the Software to issue an ADaMS message when the asset is ramping more slowly than expected to a new dispatch level. If the generation is more than MW Tolerance above/below the expected level for a period exceeding Ramping Time Tolerance, a message is issued. ADaMS Advance Dispatch Warning Information: The configuration information in the table below pertains to the DVN functionality for generating warning messages when an Advance Dispatch has become effective. If these types of warnings are not desired then leave this configuration unspecified or set the value for ‘Advance Dispatch Notification’ to ‘Off’. Advance Dispatch Warning: On Advance Dispatch Warning for Energy RR SR Off Should Advance Dispatch Warning messages be sent for this asset? Indicate for which types of dispatches, advance dispatch warnings should be sent. -3DispatchTypes: Advance Dispatch Warning Tolerance: SUPG SUPL TMR minutes Warning messages will be sent when the advance dispatch is sent at least this many minutes prior to the effective time. Permitted values are whole numbers between 1 and 10 where a setting of ‘10 minutes’ would mean that a warning would be issued at the effective time of the dispatch ONLY when the advance dispatch was sent 10 minutes or more prior to the effective time. A value of ‘1 minute’ would cause a warrning to be generated for all advance dispatches. Acknowledgement The Participant and agent, if applicable, hereby acknowledge and agree that: a) the Information is being provided for the benefit of the Participant and is being made available solely for use by the Participant and agent for aid in monitoring the generation level of an asset relative to its dispatch level and for no other purpose whatsoever; b) the Information is being provided to the Participant and agent for informational purposes, on an “as is” and “as available” basis with “all faults” and without any warranties of any kind, and that any use of the Information whatsoever shall be at the Participant’s and agent’s sole risk; c) the Participant and agent are not required to use the Information, and that any use, inability to use or failure to use the Information shall not alter the obligation of the Participant and agent to comply with the ISO rules; d) the AESO does not make, nor shall it be deemed to make any representation, warranty, guarantee or covenant, express or implied (including, without limitation any implied warranties of fitness for a particular purpose, warranties as to any results to be obtained from the use of the Information or derived from such Information, or as to the usefulness, accuracy, reliability or completeness of the Information or any portion thereof), at law, in equity, by statute, customs or otherwise (hereinafter referred to collectively as a “Representation”), in respect of the Information or any portion thereof; e) to the fullest extent permitted by law, the AESO disclaims any and all Representations, express or implied, in connection with the Information or any portion thereof; f) any failure of the Information or the Software shall not be considered a mitigating factor as contemplated in the ISO rules; and shall not be considered a basis for the Participant to otherwise contravene an ISO rule; and g) the AESO is not liable for, and the Participant and agent agree to defend, indemnify and hold harmless the AESO from and against any and all claims, damages (including, without limitation direct, indirect, special, incidental, consequential, punitive or exemplary damages, any loss of revenue, loss of profit, cost of capital, loss of contract, loss of goodwill, or loss of use), obligations, losses, liabilities, costs, debts and expenses (including but not limited to legal fees on a solicitor and his own client basis) howsoever and whensoever caused, arising from the Participant’s or agent’s use, in any manner whatsoever, of the Information or any portion thereof, whether arising in contract, negligence or other tort liability or -4otherwise, whether or not any such damages are foreseeable, and whether or not the Participant or agent are advised of the possibility of same. Participant’s Agreement and Consent The foregoing is agreed to and accepted by: Date: (MM - DD - YYYY) Name of Participant: Title: Signed: ___________ Agent Agreement and Consent The foregoing is agreed to and accepted by: Date: (MM - DD - YYYY) Name of Agent: Signed: Title: ___________