External Stakeholder Session Authoritative Document Schedule Documents – ISO Rules Letter of Notice Stakeholder Comments AESO Replies to Stakeholder Comments Notice of Filing with the Commission Proposed1 Effective Date 1. Proposed New Section 103.8, Timely Information from Owner to Pool Participant December 3, 2013 January 17, 2014 February 4, 2014 February 24, 2014 March 14, 2014 (completed) (completed) 2. Removal of OPP 523, Medicine Hat Area Operations January 16, 2014 January 31, 2014 February 18, 2014 March 10, 2014 March 28, 2014 November 21, 2013 (completed) December 19, 2013 Q1 2014 Q1 2014 Item No. (completed) 3. Proposed Removal of: OPP 515, South Area Operation, OPP 517 Keephills/Ellerslie/Genesee (KEG) Area Operation, OPP 521, SOK – 240 Operation 1 October 22 2013 (completed) (completed) Proposed effective dates are subject to change at the discretion of the AESO. Page 1 External Stakeholder Session – January 24, 2014 Item No. Documents – ISO Rules 4. Proposed Amended and Removed Definitions related to the proposed: New Section 306.4, Outage Scheduling (transmission and loads), Letter of Notice Stakeholder Comments AESO Replies to Stakeholder Comments Notice of Filing with the Commission Proposed1 Effective Date March 28, 2013 April 29, 2013 To Be Determined To Be Determined To Be Determined To Be Determined To Be Determined To Be Determined To Be Determined To Be Determined To Be Determined (completed) (completed) New Section 306.5, Outage Scheduling (generators) 5. Proposed New Section 306.4, Outage Scheduling (transmission and loads) replacing: March 28, 2013 April 29, 2013 (completed) (completed) OPP 601 Transmission Outage Coordination, OPP 602 Risk Assessment for Transmission Maintenance Outages and Commissioning Activities 6. Proposed New Section 306.5, Outage Scheduling (generators) (replacing existing Section 5, Energy Market Scheduling (subsections 5.2 to 5.6)) March 28, 2013 April 29, 2013 (completed) (completed) Amendments to Existing: Section 103.4, Power Pool Financial Page 2 External Stakeholder Session - January 24, 2014 Item No. Documents – ISO Rules Letter of Notice Stakeholder Comments AESO Replies to Stakeholder Comments Notice of Filing with the Commission Proposed1 Effective Date June 18, 2013 August 9, 2013 (completed) November 25, 2013 On hold (completed) October 3, 2013 (completed) (completed) Settlement, Section 201.6, Pricing, Section 202.2, Short Term Adequacy and Supply Shortfall, and Section 203.1, Offers and Bids for Energy. 7. Proposed New Operating Reserves Rules replacing: OPP 401 Regulating Reserve Service, Objection filed by Enmax on Dec 9, 2013 OPP 402 Supplemental and Spinning Reserve Services, OPP 403 External Spinning and Supplemental Reserves From BC, OPP 404 Ancillary Service Dispatches and Directives and Ancillary Services Technical Requirements 8. Propose New, Amended and Removed Definitions related to the proposed New Operating Reserves June 18, 2013 August 9, 2013 (completed) (completed) Page 3 October 3, 2013 November 25, 2013 (completed) (completed) On hold External Stakeholder Session - January 24, 2014 Item No. Documents – ISO Rules Letter of Notice Stakeholder Comments Rules AESO Replies to Stakeholder Comments Notice of Filing with the Commission Proposed1 Effective Date No objections received Page 4 External Stakeholder Session - January 24, 2014 9. Residual Matters 1. AESO Metering Standard into new ISO rules 2. Existing Section 9.1 of the ISO rules, Transmission Facility Projects – On hold pending AUC plan on cost monitoring oversight and the soft cap (industry workgroup commenced on November 29, 2012) 3 Phases: 1) Cost Estimating – expect to post Recommendation Paper by the end of April, 2013 2) Project Reporting 3) Project Procurement 3. Existing Section 9.3 of the ISO rules, Abbreviated Needs Identification Approval - on hold pending the outcome of the DOE review of the connection process 4. ISO OPP 804 Off-Nominal Frequency Load Shedding and Restoration (includes Policy Changes) 5. ISO OPP 1304 Disturbance Reporting 6. New Communications Technical Requirements Rules 7. New Substations Technical Requirements Rules 8. New Battery Technical Requirements Rules Page 5 External Stakeholder Session - January 24, 2014 Item No. 43. Documents – Alberta Reliability Standards Stakeholder Consultation Letter Stakeholder Comments AESO Replies to Stakeholder Comments Target for Notice of Filing with the Commission Effective Date Package with Administrative Changes - Changes for all 34 Alberta Reliability Standards in effect: April 30, 2013 May 16, 2013 (completed) To Be Determined To Be Determined (completed) August 15, 2013 (completed) Defined terms from italics to bold Titles of documents in italics rather than quotations Removing the statement that incorporates ISO rules definitions by reference Removing the procedures section of the template which has never been used Removing the guidelines section of the template which has never been used Removing the appendix section if it has never been used Writing out acronyms Minor language changes for consistency – singular rather than plural, issuing a directive rather than directing a market participant Page 6 External Stakeholder Session - January 24, 2014 Item No. Documents – Alberta Reliability Standards Stakeholder Consultation Letter Stakeholder Comments AESO Replies to Stakeholder Comments Target for Notice of Filing with the Commission Effective Date 44. Package of Definitions for Adoption April 30, 2013 May 16, 2013 (completed) (completed) To Be Determined To Be Determined August 15, 2013 50 definitions incorporated by reference from ISO rules (completed) Seeking to adopt these 50 definitions in the Alberta Reliability Standards domain 46. 47. Proposed Amendments to PRC007-AB-0 Assuring Consistency with Regional Under frequency Load Shedding Program Requirements August 8, 2013 Proposed New CIP v5-related reliability standards: December 12 2013 (completed) CIP-002-A-5 – BES Cyber System Categorization (completed) September 10, 2013 (completed) NA NA Withdrawn in US as of September 2013 and replaced with PRC-006 February 7, 2014 Q2 2014 Q2 2014 Proposed CIP ARSs, except for requirement R2 of CIP-003-AB-5, become effective on the first day of the calendar quarter (January 1, April 1, July 1 or October 1) that follows eight (8) full calendar quarters after approval by the AUC. Requirement R2 of CIP-003-AB5 becomes effective on the first day of the calendar quarter (January 1, April 1, July 1 or October 1) that follows twelve (12) full calendar quarters after approval by the AUC. CIP-003-AB-5 – Security Management Controls CIP-004-AB-5 – Personnel and Training CIP-005-AB-5 – Electronic Security Perimeters CIP-006-AB-5 – Physical Security of BES Cyber Systems Page 7 External Stakeholder Session - January 24, 2014 Item No. Documents – Alberta Reliability Standards Stakeholder Consultation Letter Stakeholder Comments AESO Replies to Stakeholder Comments Target for Notice of Filing with the Commission Effective Date December 12, 2013 (completed) February 7, 2014 Q2 2014 Q2 2014 The proposed CIP ARS Terms and Definitions is proposed to become effective on the first day of the calendar quarter (January 1, April 1, July 1 or October 1,) that follows approval by the AUC CIP-007-AB-5 – Systems Security management CIP-008-AB-5 – Incident Reporting and Response Planning CIP-009-AB-5 – Recovery Plans for BES Cyber Systems CIP-010-AB-1 – Configuration Change Management and Vulnerability Assessments CIP-011-AB-1 – Information Protection CIP-PLAN-AB-1 - Implementation Plan for Version 5 CIP Security Standards 48. CIP v5-related Definitions Page 8 External Stakeholder Session - January 24, 2014