THE COMMONWEALTH FUND 2003 Commonwealth Fund International Health Policy Survey of Hospital Executives Cathy Schoen, Robert J. Blendon, Catherine M. DesRoches, Robin Osborn, Elizabeth Raleigh, Phuong Trang Huynh, Alice Ho, and Kinga Zapert Summary Chartpack Contents I. Introduction 4 II. Methods 5 III. System Overview Chart III-1 Satisfaction with the Health Care System Chart III-2 Two Biggest Problems Faced by Hospitals Chart III-3 Quality of Hospital Resources Chart III-4 Concern About Losing Patients to Competitors Chart III-5 Preparedness for a Terrorist Attack 7 8 9 10 11 IV. Hospital Finances Chart IV-1 Hospital Finances Chart IV-2 Current Financial Situation in Hospitals 13 14 V. Capacity and Waiting Times Chart V-1 Patients Wait Six Months or More to Be Admitted for Elective Surgery Chart V-2 Average Emergency Room Waiting Time Chart V-3 Average Hospital Waiting Times Chart V-4 Diversions of Patients to Other Hospitals Due to Lack of Emergency Room or Hospital Capacity Chart V-5 Delays or Problems with Discharge Because of Limited Availability of Post-Hospital Care Chart V-6 Waiting Times for Elective Surgery in the Past Two Years 2003 Commonwealth Fund International Health Policy Survey Commonwealth Fund/Harvard/Harris Interactive 16 17 18 19 20 21 Hospital executives 2 VI. Improving the Quality of Care Chart VI-1 Hospital Does NOT Have a Written Policy for Informing Patients of a Preventable Medical Error Made in Their Care Chart VI-2 Effectiveness of Hospital’s Program for Finding and Addressing Preventable Medical Errors Chart VI-3 Physician Support for Reporting and Addressing Preventable Medical Errors Chart VI-4 How Effective Would Electronic Medical Records Be in Improving Quality of Care? Chart VI-5 How Effective Would Computerized Ordering of Drugs Be in Improving Quality of Care? Chart VI-6 How Effective Would Standard Treatment Guidelines Be in Improving Quality of Care? Chart VI-7 How Effective Would Outcome Comparisons with Other Hospitals Be in Improving Quality of Care? Chart VI-8 How Effective Would Bar Coding of Medications Be in Improving Quality of Care? Chart VI-9 Effectiveness of Government Policies and Regulations Designed to Improve Quality of Care Chart VI-10 Opposition to Disclosure of Quality Information to the Public 23 24 25 26 27 28 29 30 31 32 VII. Staffing Issues Chart VII-1 Staffing Shortages 34 Chart VII-2 Canceling or Postponing Scheduled Surgeries Due to Staff Shortages 35 Chart VII-3 Nurse Staffing Levels Compared with Two Years Ago 36 Chart VII-4 Strategies to Recruit and Retain Nurses 37 Chart VII-5 Rating Physician Morale 38 VIII. Information Technology Chart VIII-1 If You Had New Funding to Invest in a One-Time Capital Improvement to Improve Quality of Patient Care in One Area of Your Hospital, What Would It Be? Chart VIII-2 Major Barriers to Greater Use of Computer Technology 40 41 IX. Summary and Policy Implications 42 2003 Commonwealth Fund International Health Policy Survey Commonwealth Fund/Harvard/Harris Interactive Hospital executives 3 I. Introduction The Commonwealth Fund 2003 International Health Policy Survey is the sixth in a series of surveys designed to provide a comparative perspective on health policy issues in Australia, Canada, New Zealand, the United Kingdom, and the United States. The 2003 survey consisted of interviews with a sample of hospital chief operating officers or top administrators of the larger hospitals across the five nations. The survey sought these executives’ perspectives regarding current resources and efforts to improve quality of care. Comparative findings from the survey were reported in the May/June 2004 issue of Health Affairs.* This chartpack represents a summary of the survey findings and is divided into the following sections: • • • • • • System Overview Hospital Finances Capacity and Waiting Times Improving the Quality of Care Staffing Issues Information Technology * R. J. Blendon, C. Schoen, C. M. DesRoches, R. Osborn, K. Zapert, and E. Raleigh, “Confronting Competing Demands to Improve Quality: A Survey of Hospital Executives in Five Nations,” Health Affairs (May/June 2004): 119–35. 2003 Commonwealth Fund International Health Policy Survey Commonwealth Fund/Harvard/Harris Interactive Hospital executives 4 II. Methods • Telephone survey of hospital executives in Australia, Canada, New Zealand, United Kingdom, and the United States. • Conducted by Harris Interactive and subcontractors from April to May 2003. • Sample of largest hospitals in each country: – 200+ beds in UK and the US – 100+ beds in AUS, CAN, NZ • Final hospital sample size of: – 100 in AUS, 102 in CAN, and 103 in the UK – 28 in NZ – 205 in the US 2003 Commonwealth Fund International Health Policy Survey Commonwealth Fund/Harvard/Harris Interactive Hospital executives 5 III. System Overview 2003 Commonwealth Fund International Health Policy Survey Commonwealth Fund/Harvard/Harris Interactive Hospital executives 6 Chart III-1. Satisfaction with the Health Care System Somewhat satisfied Percent 100 75 4 16 12 50 8 93 77 76 Very satisfied 4 82 47 25 0 AUS CAN NZ 2003 Commonwealth Fund International Health Policy Survey Commonwealth Fund/Harvard/Harris Interactive UK US Hospital executives 7 Chart III-2. Two Biggest Problems Faced by Hospitals Percent naming: AUS CAN NZ UK US Inadequate funding 58% 62% 57% 39% 10% 8 — — — 60 Staffing shortage 45 60 54 64 47 Inadequate/ overcrowded/ outdated facilities 32 39 54 42 7 Indigent care/ uninsured — — — — 17 Malpractice costs 6 — — — 11 Inadequate reimbursement 2003 Commonwealth Fund International Health Policy Survey Commonwealth Fund/Harvard/Harris Interactive Hospital executives 8 Chart III-3. Quality of Hospital Resources Base: Hospitals that have the facility Percent rating as “only fair” or “poor”: AUS CAN NZ UK US Intensive care unit 9% 13% 10% 11% 5% Operating rooms or theatres 7 20 13 17 5 Emergency room or department facilities 21 48 30 17 20 Diagnostic imaging equipment or other medical technology 13 19 21 18 3 2003 Commonwealth Fund International Health Policy Survey Commonwealth Fund/Harvard/Harris Interactive Hospital executives 9 Chart III-4. Concern About Losing Patients to Competitors Percent “very concerned” they will lose patients in next two years to: AUS CAN NZ UK US Other hospitals 16% 4% 7% 4% 19% Free standing diagnostic or treatment centers 6 6 4 4 55 Free standing ambulatory or primary care centers 7 3 0 3 51 2003 Commonwealth Fund International Health Policy Survey Commonwealth Fund/Harvard/Harris Interactive Hospital executives 10 Chart III-5. Preparedness for a Terrorist Attack Percent Somewhat prepared Very prepared 100 75 18 25 25 63 61 28 43 50 58 25 62 46 0 AUS CAN NZ 2003 Commonwealth Fund International Health Policy Survey Commonwealth Fund/Harvard/Harris Interactive UK US Hospital executives 11 IV. Hospital Finances 2003 Commonwealth Fund International Health Policy Survey Commonwealth Fund/Harvard/Harris Interactive Hospital executives 12 Chart IV-1. Hospital Finances In The Past Year: AUS CAN NZ UK US Had a surplus or profit 35% 9% 11% 7% 71% Broke even 25 22 7 61 6 Had a loss or deficit 40 70 82 32 23 2003 Commonwealth Fund International Health Policy Survey Commonwealth Fund/Harvard/Harris Interactive Hospital executives 13 Chart IV-2. Current Financial Situation in Hospitals Insufficient to maintain current levels of service Percent Allows for some improvements* 100 75 81 75 63 57 50 25 30 32 11 2 4 8 0 AUS CAN NZ UK US * Does not include percent reporting sufficient to maintain current levels of service. 2003 Commonwealth Fund International Health Policy Survey Commonwealth Fund/Harvard/Harris Interactive Hospital executives 14 V. Capacity and Waiting Times 2003 Commonwealth Fund International Health Policy Survey Commonwealth Fund/Harvard/Harris Interactive Hospital executives 15 Chart V-1. Patients Wait Six Months or More to Be Admitted for Elective Surgery Very often Percent Often 100 75 50 22 25 12 14 0 AUS 21 9 22 CAN 35 22 NZ 2003 Commonwealth Fund International Health Policy Survey Commonwealth Fund/Harvard/Harris Interactive UK 1 US Hospital executives 16 Chart V-2. Average Emergency Room Waiting Time Base: Hospitals with an emergency room or department Percent reporting an average wait of two or more hours 100 75 46 50 25 58 23 39 17 0 AUS CAN NZ 2003 Commonwealth Fund International Health Policy Survey Commonwealth Fund/Harvard/Harris Interactive UK US Hospital executives 17 Chart V-3. Average Hospital Waiting Times for… Base: Hospitals who perform the procedure A Breast Biopsy for a 50-Year-Old Woman with an Ill-Defined Mass in Her Breast but No Adenopathy Percent of patients having to wait: Less than three weeks Three weeks or more AUS CAN NZ UK US 74% 70% 48% 73% 93% 15 21 44 20 2 A Routine Hip Replacement for a 65-Year-Old Man Less than six months 54 43 25 15 92 Six months or more 39 50 65 81 1 2003 Commonwealth Fund International Health Policy Survey Commonwealth Fund/Harvard/Harris Interactive Hospital executives 18 Chart V-4. Diversions of Patients to Other Hospitals Due to Lack of Emergency Room or Hospital Capacity Very often Percent Often 50 25 5 15 9 0 AUS 9 4 CAN 4 7 0 NZ 2003 Commonwealth Fund International Health Policy Survey Commonwealth Fund/Harvard/Harris Interactive UK 15 US Hospital executives 19 Chart V-5. Delays or Problems with Discharge Because of Limited Availability of Post-Hospital Care Very Often Often Percent 75 50 30 24 19 25 15 34 24 0 AUS CAN 28 7 NZ 2003 Commonwealth Fund International Health Policy Survey Commonwealth Fund/Harvard/Harris Interactive UK 25 US Hospital executives 20 Chart V-6. Waiting Times for Elective Surgery in the Past Two Years Percent Gotten Longer Gotten Shorter 100 86 75 44 50 25 11 21 9 18 29 27 8 14 0 AUS CAN NZ 2003 Commonwealth Fund International Health Policy Survey Commonwealth Fund/Harvard/Harris Interactive UK US Hospital executives 21 VI. Improving the Quality of Care 2003 Commonwealth Fund International Health Policy Survey Commonwealth Fund/Harvard/Harris Interactive Hospital executives 22 Chart VI-1. Hospital Does NOT Have a Written Policy for Informing Patients of a Preventable Medical Error Made in Their Care Percent saying hospital does NOT have such a policy 100 75 50 50 50 36 18 25 8 0 AUS CAN NZ 2003 Commonwealth Fund International Health Policy Survey Commonwealth Fund/Harvard/Harris Interactive UK US Hospital executives 23 Chart VI-2. Effectiveness of Hospital’s Program for Finding and Addressing Preventable Medical Errors Percent Somewhat effective Very effective 100 75 13 22 4 24 24 67 70 50 66 58 25 71 0 AUS CAN NZ 2003 Commonwealth Fund International Health Policy Survey Commonwealth Fund/Harvard/Harris Interactive UK US Hospital executives 24 Chart VI-3. Physician Support for Reporting and Addressing Preventable Medical Errors Percent Somewhat supportive Very supportive 100 75 17 21 59 59 7 50 25 57 35 30 54 56 0 AUS CAN NZ 2003 Commonwealth Fund International Health Policy Survey Commonwealth Fund/Harvard/Harris Interactive UK US Hospital executives 25 Chart VI-4. How Effective Would Electronic Medical Records Be in Improving Quality of Care? Percent Somewhat effective Very effective 100 75 50 25 43 45 40 35 50 68 39 CAN NZ 2003 Commonwealth Fund International Health Policy Survey Commonwealth Fund/Harvard/Harris Interactive 43 19 0 AUS 46 UK US Hospital executives 26 Chart VI-5. How Effective Would Computerized Ordering of Drugs Be in Improving Quality of Care? Percent Somewhat effective Very effective 100 75 55 50 25 38 51 64 61 60 33 24 28 32 0 AUS CAN NZ 2003 Commonwealth Fund International Health Policy Survey Commonwealth Fund/Harvard/Harris Interactive UK US Hospital executives 27 Chart VI-6. How Effective Would Standard Treatment Guidelines Be in Improving Quality of Care? Percent Very effective Somewhat effective 100 75 56 59 46 43 48 39 41 50 50 46 50 25 0 AUS CAN NZ 2003 Commonwealth Fund International Health Policy Survey Commonwealth Fund/Harvard/Harris Interactive UK US Hospital executives 28 Chart VI-7. How Effective Would Outcome Comparisons with Other Hospitals Be in Improving Quality of Care? Percent Somewhat effective Very effective 100 75 38 22 36 33 33 50 51 25 65 57 48 55 0 AUS CAN NZ 2003 Commonwealth Fund International Health Policy Survey Commonwealth Fund/Harvard/Harris Interactive UK US Hospital executives 29 Chart VI-8. How Effective Would Bar Coding of Medications Be in Improving Quality of Care? Percent Very effective Somewhat effective 100 75 36 50 25 41 52 46 52 28 32 30 62 31 0 AUS CAN NZ 2003 Commonwealth Fund International Health Policy Survey Commonwealth Fund/Harvard/Harris Interactive UK US Hospital executives 30 Chart VI-9. Effectiveness of Government Policies and Regulations Designed to Improve Quality of Care Percent Somewhat effective Very effective 100 75 4 5 4 50 5 25 63 2 38 71 57 41 0 AUS CAN NZ 2003 Commonwealth Fund International Health Policy Survey Commonwealth Fund/Harvard/Harris Interactive UK US Hospital executives 31 Chart VI-10. Opposition to Disclosure of Quality Information to the Public Percent saying should NOT be released to the public: AUS CAN NZ UK US Mortality rates for specific conditions 34% 26% 18% 16% 31% Frequency of specific procedures 16 5 4 13 15 Medical error rate 31 18 25 15 40 Patient satisfaction ratings 5 2 0 1 17 Average waiting times for elective procedures 6 1 0 1 29 25 10 25 9 29 Nosocomial infection rates 2003 Commonwealth Fund International Health Policy Survey Commonwealth Fund/Harvard/Harris Interactive Hospital executives 32 VII. Staffing Issues 2003 Commonwealth Fund International Health Policy Survey Commonwealth Fund/Harvard/Harris Interactive Hospital executives 33 Chart VII-1. Staffing Shortages Percent reporting “serious” shortages of: AUS CAN NZ UK US Nurses 23% 30% 11% 22% 31% Pharmacists 26 33 14 27 14 Specialists or consultant physicians 11 26 7 17 16 Trained managerial staff 5 12 0 6 3 Lab technicians 3 9 0 17 4 2003 Commonwealth Fund International Health Policy Survey Commonwealth Fund/Harvard/Harris Interactive Hospital executives 34 Chart VII-2. Canceling or Postponing Scheduled Surgeries Due to Staff Shortages Percent reporting having to cancel or postpone 10% or more of scheduled surgeries due to staff shortages 50 26 25 21 24 14 14 0 AUS CAN NZ 2003 Commonwealth Fund International Health Policy Survey Commonwealth Fund/Harvard/Harris Interactive UK US Hospital executives 35 Chart VII-3. Nurse Staffing Levels Compared with Two Years Ago Percent Situation is worse Situation is better 75 50 48 41 28 25 24 40 36 36 25 25 15 0 AUS CAN NZ 2003 Commonwealth Fund International Health Policy Survey Commonwealth Fund/Harvard/Harris Interactive UK US Hospital executives 36 Chart VII-4. Strategies to Recruit and Retain Nurses Percent saying they use: AUS CAN NZ UK US Sign-up bonuses 16% 24% 4% 8% 60% Tuition reimbursement 75 51 54 NA 97 Recruiting from other countries 57 30 86 88 35 2003 Commonwealth Fund International Health Policy Survey Commonwealth Fund/Harvard/Harris Interactive Hospital executives 37 Chart VII-5. Rating Physician Morale Poor Only fair Percent 50 7 3 25 2 28 15 0 AUS CAN NZ 2003 Commonwealth Fund International Health Policy Survey Commonwealth Fund/Harvard/Harris Interactive 26 20 7 UK US Hospital executives 38 VIII. Information Technology 2003 Commonwealth Fund International Health Policy Survey Commonwealth Fund/Harvard/Harris Interactive Hospital executives 39 Chart VIII-1. If You Had New Funding to Invest in a One-Time Capital Improvement to Improve Quality of Patient Care in One Area of Your Hospital, What Would It Be? Percent saying: AUS CAN NZ UK US Electronic medical records/IT 35% 47% 46% 38% 62% Emergency room/OR/ Critical care facility 26 18 4 22 13 Basic hospital/patient facilities 17 14 21 22 3 9 16 11 10 3 Diagnostic equipment/ medical technology 2003 Commonwealth Fund International Health Policy Survey Commonwealth Fund/Harvard/Harris Interactive Hospital executives 40 Chart VIII-2. Major Barriers to Greater Use of Computer Technology Percent saying major barrier: AUS CAN NZ UK US High start-up costs 84% 84% 93% 69% 71% Projected maintenance costs/insufficient technical staff 49 42 32 52 27 Lack of uniform standards within industry 49 35 50 31 44 Doctors’ resistance to change 20 21 18 8 39 Privacy concerns 20 26 7 8 17 Lack of training 11 12 4 9 15 2003 Commonwealth Fund International Health Policy Survey Commonwealth Fund/Harvard/Harris Interactive Hospital executives 41 IX. Summary and Policy Implications • Shared concerns across countries around financial health, waiting times, quality of basic services, staffing shortages. • Challenge to maintain current levels of service and financial constraints may limit the ability of hospitals to make quality improvements. • While attention is being given to patient safety, there remains substantial room for improvement. • Majority of hospital executives endorse public disclosure of quality data and quality initiatives. • Nurse shortages are a concern but there is guarded optimism that they are not getting worse. • Information Technology is an investment priority but hospitals cite common barriers to moving forward. • Cross-cutting issues offer opportunities to learn from varying approaches within different country systems. 2003 Commonwealth Fund International Health Policy Survey Commonwealth Fund/Harvard/Harris Interactive Hospital executives 42