URBAN AND REGIONAL STUDIES INSTITUTE Minnesota State University Fall, 2014 URBS 602: Urban Planning Process Class meets on Mondays at 6:00 pm – 8:45 pm in WH 0116 Instructor: Raymond Asomani-Boateng Ph.D. Office: 106 Morris Hall Office Hours: Mondays (10 am – 4:00pm) Office Phone: 507-389-5030 Email: raymond.asomani-boateng@mnsu.edu Texts: (Available at Barnes & Noble) Brooks, Michael P. 2002. Planning Theory for Practitioners. Planners Press APA. Campbell, Scott and Susan Fainstein, eds. 2003. Readings in Planning Theory. Cambridge, MA: Blackwell Publishers Hoch, Charles J., Linda C. Dalton, and Frank S. So. 2000. The Practice of Local Government Planning, Washington, DC: International City/ County Management Association. (“The Green Book”) Course Description and Objectives This course is based on the premise that good planning practice should be grounded in good planning theory. There is still no “body of theory” that can guide and inform our planning efforts, but there are already numerous planning theories that merit our attention. Two types of planning theories will be explored. They are theories of urban development and theories of planning practice. Theories of urban development focus on how cities grow and include: Concentric zone circle; Sector; Multiple Nuclei; Central Place. Theories of planning practice are about how planners perform their work, and contain theories that are used to justify and determine planning interventions. They include: Rational Comprehensive; Incremental; Mixed Scanning; Advocacy; Transactive; Radical; Communicative. This course will examine the political and economic assumptions of each planning theory, and the historical context from which these theories have evolved. Planning ethics as well as contemporary theoretical paradigms, such as participatory planning, sustainable development, and strategic planning will be examined. Course Outcomes Specifically, the course is meant to: Familiarize you with the theoretical dialogue in planning scholarship Help you develop your own theoretical stance; and Provide and introduction to professional ethics in planning Develop the ability to outline the process for planning from concept through implementation and evaluation and; Familiarize you with both the AICP exam subject matter and AICP exam selected readings. Course Requirements You are responsible for completing the readings and knowing the material covered in the course sessions. Regular attendance and classroom participation will enhance your understanding of the course material, and improve the quality of your work. The assignments for the course: 1. Class presentation. (5% of final grade) 2. Quiz. (15% of final grade) 3. Planning ethics assignment (10% of final grade). 4. Class exercise (10% of final grade) 5. Analysis and Critique of a Planning or Zoning Board Meeting (15% of final grade) (Due Nov. 3, 2014) 6. Paper that applies theoretical concepts discussed in the course to an actual planning situation, demonstrating your knowledge of planning theory and your ability to apply theory to planning practice. (20% of final grade). 7. Final exam (25% of final grade). Class presentation (Questions) 1. Why did Jane Jacobs identify diversity as the core characteristic of a vital city? What were the components of diversity? What were the fundamental flaws in planning in 1961? What were the basic motivations and assumptions of Robert Moses and his planning for New York? How do Moses and Jacobs represent two divergent approaches to the revitalization of New York? 2. What were the problems with the 19th Century industrial city, and how did planning (and the garden city) arises in response to it? 3. How did the City Beautiful Movement react to the perceived dangers and cultural problems of the early modern, heterogeneous mass urban society? What are the Modernist roots of planning process and urban design? What was the past that the Modernists were rejecting? Was this Modernism the source of many 20th Century failures of urban planning? 4. How should planners intervene? Should we plan big/comprehensive or small/incremental? Are planners neutral technicians or engaged advocates? Is there one common public interest? To whom are planners loyal? (Ethical dilemmas) Analysis and Critique of a Planning or Zoning Board Meeting Suggested length: 4 pages [you may turn in this assignment anytime during the semester before November 25] You are to attend a meeting of a planning agency and write up an analysis of the session. You may choose a planning board or commission, a zoning board, an historic preservation board, a transportation commission, or any similar public meeting dealing primarily with city, county or regional planning issues. The locale is up you: you could choose Minneapolis, Mankato, Owatonna, Duluth or any other place of interest. You may find it helpful to attend the meeting with several other students. Your paper should include the following: 1. 2. 3. 4. Cursory background information date and place of meeting; the type of planning agency; the community's size, location and social-economic profile and how these factors might shape planning issues; The meeting's format, including structure of agenda and length of meeting; the board's composition (e.g., affiliation if known, gender, race); profile of audience, etc. a summary of the issues covered (You need not give a run-down of all 17 agenda items down to a variance approval for a two-car garage. Instead, provide a brief overview on the types of issues, with a bit more discussion on the few most interesting topics.) MOST IMPORTANTLY: an analysis and critique of the meeting's process. For example: How effective was the meeting? How "democratic" did the process appear? How much citizen participation was involved? How did the board respond to the public? What was the role of the staff planners in the meeting? Did it appear that decisions were actually being made at the meeting, or that the real decisions had already been made behind closed doors? How did the board deal with controversy? What was the language used in the meeting: planner's jargon or layperson's English? Did you see any ideas from planning theory (e.g., comprehensive vs. incremental planning, equity and advocacy planning, communicative-based action vs. technocratic planning) reflected in the proceedings? If the meeting was remarkably boring, what might be the reason? and so forth. (This is the core section of the assignment, and should be the main focus of your writing efforts.) Final Paper You are required to write an analytical paper that applies your knowledge of decision theory (planning theory) to a past or present planning intervention at the local level. Your paper must focus on an actual planning decision such as a comprehensive or district plan, a redevelopment or public work project, a planning process, a planning study report, or a program, policy, or a set of regulations. Your paper should provide background information on the specific planning intervention, and answer the following questions: Which decision theory are planners using? Why? Explain. How would each of the decision theories we have discussed in the course approach the problem or issue that is being addressed by the planning intervention? Discuss how the planner would approach the problem or issue using each of the following decision theories: rational- comprehensive, advocacy, communicative action, strategic planning and incrementalism Identify and discuss one or more ethical dilemmas created by the planning intervention. How would you resolve the identified ethical dilemma(s)? What decision theory would you use in planning the situation you are studying? Why? You should consider the decision theories outlined in question #2. You can develop your own decision theory, if you believe that existing theories (on their own) are inadequate. You may have to conduct historical research (if the decision is from the past) or field work (if the decision is contemporary). Use our classroom discussion as well as the course readings to support and inform your analysis The final paper should be approximately 10 pages in length. It is worth 25% of your final grade and is due in class on November 25 All assignments are due on the assigned date. Please note that late papers will be accepted, but partial credit will be applied to any papers turned in late after the due date. The late penalty for the assignments can be waived only with a good excuse. MSU provides students with disabilities reasonable accommodation to participate in educational programs, activities or services. Students with disabilities requiring accommodation to participate in class activities or meet course requirements should first register with the Office of Disability Services, located in 0132 Memorial Library, telephone 389-2825, TDD 711 and then contact me as soon as possible. Plagiarism: The use of another person’s ideas or work without proper acknowledgement is tantamount to intellectual dishonesty and will not be encouraged. In your written assignments, please give full credit when you quote. Also, indicate to the reader when you have adopted an idea from, or been strongly influenced by another thinker or source. Ignorance is no excuse! SCHEDULE Week 1: August 25 Introduction to the Course: Course requirements and highlights Individual introductions Course overview and requirements AICP Exam: Topics & Readings Week 2: September 1: No class Week 3: September 8 What is planning theory? Theories of Urban Development Ernest Burgess Concentric Theory Homer Hoyt Sector Theory Harris and Ullman Multiple Nuclei Theory Walter Christaller Central Place Theory Class exercise: 5% Readings 1. Readings in Planning Theory, pp. 1-17 2. Planning Theory for Practitioners, pp. 21-31 3. Hall, “The City of Theory” Week 4: September 15 The History of Planning in the US History of the Planning Profession Key planning figures Significant planning movements History of comprehensive and regional planning Video: “New York: A Documentary History” (PBS) Readings: 1. Readings in Planning Theory, pp. 23-102 Week 5: September 22 Arguments for and Against Planning Readings: Heather Campbell and Robert Campbell and Robert Marshall” in Readings in Planning Theory, pp. 111-128 Planning Theory for Practitioners, pp. 35-47 Class exercise (5% of final grade) Week 6: September 29 Theories of planning practice: Rational-Comprehensive Planning Readings: 1. Planning Theory for Practitioners, pp. 80-105 2. Banfield, “Ends and Means in Planning” 3. Altshuler, “The Goals of Comprehensive Planning” Class exercise (5% of final grade) Week 7: October 6 Theories of planning practice: Incremental; Advocacy; Mixed Scanning; Transactive; Radical and Communicative Readings: 1. Planning Theory for Practitioners, 99-114 2. JAPA symposium, “Paul Davidoff and Advocacy Planning in Retrospect” 3. Readings in Planning Theory, pp. 153-233 4. Innes, “Planning Through Consensus Building” 5. Hudson, Barclay (1979) “Comparison of current planning theories; counterparts and contradictions.” Journal of the American Planning Association (October) Week 8: October 13 Citizen Participation Readings: Klein, William R. (2000) “Building consensus.” In Hoch, Charles J. Linda C. Dalton and Frank S, So. Eds. The Practice of Local Government Planning. Third Edition. (Washington D.C. ICMA) Week 9: October 20 Quiz: MSU Mankato Week 10: October 27 Plan Making Readings: Hoch, Charles J. (2000) “Making Plans.” In Hoch, Charles J. Linda C. Dalton and Frank S, So. Eds. The Practice of Local Government Planning. Third Edition. (Washington D.C. ICMA) Week 11: November 3 Planning Ethics Class presentation Readings: Readings in Planning Theory, pp. 439- 444 Planning Theory for Practitioners, pp. 62-75 Week 12: November 10 Negotiation and Coalition Building Class presentation Week 13: November 17 Intergovernmental Relations---Guest Speaker Reading: Reed, B. J. (1994) “Intergovernmental Relations” from Banovetz, James M., Drew A. Dolan and John W. Swain (Eds.) Managing Small Cities and Counties: A Practical Guide. (Washington D.C.: International City/County Management Association) Week 14: November 24 Revision Week 15: Dec. 1 Final Examination: MSU Mankato