Dahlén et al. Page 1 File: ERJ-00955-2008 Online Depository Revised 081104 Online Depository for: EFFECT OF FORMOTEROL WITH OR WITHOUT BUDESONIDE IN REPEATED LOW-DOSE ALLERGEN CHALLENGE Barbro Dahlén MD PhD1,5, Ann-Sofie Lantz RN1,5, Elisabeth Ihre MD PhD2, Maria Skedinger MD PhD1,5, Elisabeth Henriksson BMA1,5, Leif Jörgensen MSci3, Tommy Ekström MD PhD3, Sven-Erik Dahlén MD PhD4,5, Kjell Larsson MD PhD4,5 1 Division of Respiratory Medicine and Allergy, Department of Medicine at Karolinska University Hospital Huddinge, 2Cityakuten, Stockholm, 3AstraZeneca Sweden, 4Division of Physiology, The National Institute of Environmental Medicine and 5Centre for Allergy Research at Karolinska Institutet, SE-171 77 Stockholm, Sweden. Corresponding author: Dr Barbro Dahlén MD, PhD Lung and allergy clinic, M53 Karolinska University Hospital Huddinge SE-141 86 Stockholm, Sweden Tel: +468 5858 1833 Fax: +468 711 7306 E-mail: barbro.dahlen@ki.se Dahlén et al. Page 2 METHODS Subjects Fifteen nonsmoking subjects with stable intermittent [1] allergic asthma treated only with a short-acting beta2-agonist as needed participated (Table 1 in the main text). All had a post-bronchodilator FEV1 greater than 80 per cent of predicted normal value and airway hyperresponsiveness to methacholine with a PD20 FEV1 being less than 7256 µg (provocative dose causing a 20% fall in FEV1). Exclusion criteria were significant allergen exposure, COPD or any significant respiratory disease other than asthma, a respiratory tract infection within four weeks and use of glucocorticosteroids within eight weeks prior to the study. The Ethics Committee at The Karolinska University Hospital approved the study (Dnr 04-470/1-4) and the subjects gave written informed consent. Study design The study (NCT00288379) was a three-period, cross-over, double-blind, double dummy comparison between formoterol Turbuhaler™ 4.5µg, budesonide 160µg /formoterol 4.5µg Turbuhaler™, and placebo (AstraZeneca, Lund, Sweden) on airway functional and inflammatory changes and symptoms, induced by repeated low-dose allergen exposure (Figure 1 in the main text). The study medication was taken under observation in the clinic as two puffs 30 minutes after allergen inhalation on every low-dose challenge day (i.e. visit day day 2 to 8 in each period). The subjects participated in two screening visits prior to randomization. At the first visit, inclusion and exclusion criteria were examined, a skin prick test was performed (cat dander, dog dander, timothy, birch, Dermatophagoides Pteronyssinus) as well as pre- Dahlén et al. Page 3 study measurements of lung function, exhaled nitric oxide concentrations and a methacholine challenge. At a second screening visit a cumulative, high-dose allergen inhalation challenge (vide infra) was undertaken to establish current sensitivity, expressed as allergen PD20FEV1 [2]. At this visit a short-acting beta2-agonist (terbutalin, Bricanyl Turbuhaler™ 0.25 mg) was provided for use as as-needed medication. The patients were instructed to refrain from its use 8 hours before the next visit as well as before every clinic visit in the study. The study proper started after a two-week wash-out, with each period consisting of nine clinic visits, always in the morning, and with methacholine challenges and induced sputum collection (vide infra) on visit days 1 and 9, i.e. pre and post the repeated allergen exposure period. Exhaled NO (NIOX™, Aerocrine AB, Stockholm, Sweden) and FEV1 (Jaeger MasterScope, IntraMedic Inc, Sweden) were measured daily according to current recommendations [3,4] and the values obtained before methacholine challenge on visit day 1 were taken as pre-allergen exposure, pre-treatment baseline in the respective period. Allergen (Aquagen™, ALK Laboratories, Copenhagen, Denmark) was inhaled as a single dose on seven consecutive week days, i.e Monday-Friday one week and Mon/Tues next week (visit days 2-8) (Figure 1 in the main text). The allergen dose selected as the low dose, was calculated from the screening allergen challenge (vide infra) as the cumulative dose causing a fall in FEV1 of approximately 5% (PD5FEV1) from postdiluent value (Table 1 in the main text). Spirometry was obtained before and 10, 20 and 30 minutes after allergen inhalation on each occasion. The randomized study treatment was then inhaled under observation before the subject was allowed to leave the clinic. Dahlén et al. Page 4 Diary cards were administered on day 1 in each period and the subjects were asked to record their symptom score (0-10) and their use of short-acting beta2-agonist every evening covering the previous 24 hours. In addition, evening measurements of FEV1 were recorded at home using a pocket spirometer (Spirobank™, IntraMedic Inc, Sweden). The three periods were separated by a 15 day wash-out, which was extended to a maximum eight weeks in the case of remaining asthma deterioration after the previous exposure period, such as a difference in baseline FEV1 by >15% from pre study baseline or if methacholine PD20 had not returned to within 2.5 doubling doses. Likewise an interfering respiratory tract infection or a short, maximum four-day, course of inhaled or oral corticosteroids given to reverse excessive deterioration after an allergen exposure period, would necessitate a minimum four week extension of the wash-out. Challenge procedures Cumulative allergen inhalation challenge Allergen was administered for inhalation after nebulisation by a dosimeter-controlled jetnebulizer (Spira Elektro 2™, Respiratory Care Center, Hameenlinna, Finland) set to produce an output of 7.1 µL per breath (Table 1). As indicated in Table 2, by the use of three different concentrations and by variations in the number of tidal breaths (1 to 7), step-wise half-log increments of the cumulative dose of allergen were created. Allergen solution: Three concentrations of allergen extract (1000, 10.000 and 100.000 SQ/mL) were prepared from powder dissolved in diluent (Aquagen™, ALK Laboratories, Copenhagen, Denmark). A minimum of 1 mL of solution is required in the holding vessel. Dahlén et al. Page 5 Determination of baseline FEV1: Baseline FEV1 and PEFR were measured as the best of three reproducible efforts [4]. Provided baseline FEV1 was >70% of predicted, the test was performed. Determination of diluent response and post-diluent baseline: The diluent (7 breaths) was inhaled and FEV1 recorded after 15 min. If stable (i.e. not deviating by more than 10% from the pre-diluent value), this value was used as postdiluent baseline to calculate the percent drop in FEV1 during the challenge. If a significant response to the diluent occurred, the diluent inhalation was repeated. If a significant response remained, the subject’s asthma was considered not stable enough to pursue the methacholine challenge on that day. Inhalation of allergen: The challenge always started by inhalation of the lowest dose of allergen, and incremental doses were administered every 20 minutes according to Table 2. Spirometry was obtained as a single technically acceptable measurement at 18 minutes after each dose increment. The provocation was terminated when FEV1 had fallen at least 20% from the post-diluent baseline, or the maximum cumulative dose of allergen had been reached (7100 SQ). If FEV1 was reduced between 15 and 20%, a further assessment was made after 10 minutes and if still a less than 20% fall, a decision was made by the investigator whether to administer a repeat or a higher dose of allergen. After a significant 20% fall was obtained, FEV1 and PEFR were followed every 15 minutes during the first hour, thereafter at hourly intervals until bedtime in order to detect a potential late asthmatic reaction (LAR). Dahlén et al. Page 6 The patient was always observed in the clinic until FEV1 was back within 90% of baseline. Before leaving the clinic, it was written on the PEFR-chart at which predefined level of drop in PEFR or in FEV1 the subject should use rescue medication and/or contact the hospital. Contact details to the responsible investigator were provided on the chart. The patients were told not to undertake physical exercise and not to expose themselves to allergen in the same day (and night) as the challenge test. In addition to their short-acting β-agonist, the patients were provided with oral corticosteroids for use in the case of a severe LAR. The allergen PD20FEV1 was derived by linear interpolation from the log-cumulated dose response curves. Methacholine inhalation challenge Methacholine was administered for inhalation after nebulisation by a dosimetercontrolled jet-nebulizer (Spira Elektro 2™, Respiratory Care Center Ltd, Hameenlinna, Finland). The protocol is modified after Nieminen MM et al. [5]. With the nebulizer set to give an output of 7.1 µL per breath (Table 1), the use of increasing methacholine concentrations and by increasing the number of breaths, doubling incremental doses were administered (Table 3). Methacholine solutions: Three concentrations of methacholine chloride (1, 8 and 64 mg/mL) prepared at Norrlands University Hospital Pharmacy and 2, 4 and 8 breaths were used according to the protocol in Table 3. Dahlén et al. Page 7 Determination of baseline FEV1 and diluent response: Baseline pulmonary function and assessment of diluent response were performed as described for the allergen challenge protocol above. Inhalation of methacholine: The methacholine solution was inhaled every three minutes according to Table 3. FEV1 was obtained as a single technically acceptable measurement at 2.5 minutes after each dose increment. The provocation was terminated when FEV1 had fallen at least 20% from the post-diluent baseline, or the maximum cumulative dose of methacholine had been reached (7256 g). After the challenge the patient was observed until FEV1 had returned to within 90% of baseline. The methacholine PD20FEV1 values were calculated from the log-cumulated dose response curves by linear interpolation. Sputum induction Sputum induction was performed according to ERS guidelines [6]. The subjects were pre-treated with 250µg inhaled terbutaline to inhibit excessive airway constriction. The subjects were instructed to expectorate sputum into a sterile tube after inhaling an aerosol of hypertonic saline administered from an ultrasonic nebuliser (Ultra Neb 2000; DeVilbiss Health Care, Somerset, PA) with an output of 1 mL·min-1. A fixed concentration of 4.5% sterile saline solution was used and induction was performed for 1, 4 and 5 minutes followed by three further 5-minute periods. Spirometry was obtained at the end of each induction interval and the induction was stopped if there was a fall in FEV1 of 20% or more compared with the postbronchodilator value, or if symptoms occurred. The subjects were instructed to cough deeply and spit after 5, 10, 15 and 20 Dahlén et al. Page 8 min of induction, or whenever they got the urge to do so, and to blow their nose and to rinse their mouth with water prior to delivering the sputum sample. Sputum processing Whole sputum was processed according to the ERS guidelines [7]. Dithiothreitol (DTT; Sputolysin® Reagent, EMD Biosciences, Inc., San Diego, CA) 0.1% was added to the sample equivalent to 4x sputum weight and rocked for 15 minutes. Phosphate-buffered saline was added to an equal volume of DTT and the sample was rocked for an additional 5 minutes. The sample was filtered through a 70 µm cell strainer (BD Falcon™, BD Biosciences, San Jose, CA) and centrifuged at 400 x g, 10 minutes. The supernatant was stored at -70ºC until assayed for PGD2. Cytospins were prepared from the cell pellet and stained with May-Grunwald Giemsa (Sigma-Aldrich Co.). Sputum cell counting Cell differential was performed by counting 500 cells in random fields. Each cytospin preparation was counted twice by each of two independent observers. The results of the cell differentials are expressed as a percentage of the total number of non-squamous cells, except for the squamous cells that are expressed as the percentage of the total cell number. Measurement of PGD2 Analyses of PGD2 in sputum supernatant was performed in serially diluted aliquots of by enzyme immunoassay using the PGD2-MOX assay (Cayman Chemical Co., Ann Arbor, MI) with detection limit 7.8 pg/mL. The rabbit polyclonal antiserum (anti-PGD2-MOX rabbit IgG) cross reacts with un-methoxylated PGD2 by 0.2%, for all other primary prostanoids the cross-reactivity is less than 0.01%. Dahlén et al. Page 9 Statistical analysis Within period changes and treatment differences in log-transformed PD20, in FEV1, FENO values and diary card data using period mean values, were analyzed using a repeated measures analysis of covariance (ANCOVA) model, with subject, period and treatment as factors, and with baseline pre-allergen, pre-treatment values in each period as covariate (Table 4). The mean asthma symptom score was calculated for each treatment period and compared between treatments by an analysis of co variance (ANCOVA). Data are presented as adjusted least square means (LS)means (or geometric means for PD20) and 95% CI. Period and carry-over effects of the drug treatments were analyzed by substituting treatment with period and calculating trends throughout the study. The sample size was calculated to be 12 completed patients assuming a standard deviation of log10-transformed PD20 to be 0.23, a significance level of 5%, a 80% power, a two-sided alternative hypothesis, and a between-treatment difference (increase) of 83% in PD20. nQuery from Statistical Solutions, Stonehill Corporate Center, Suite 104, 999 Broadway, Saugus, MA 01906, USA and SAS Version 8.02 from SAS Institute Inc., Cary, NC 27513 were used for statistical calculations. Differences were considered significant if p<0.05. Doubling doses were calculated according to the formula: (Log10 PD20 post - Log10 PD20 pre )/Log10(2) for within period analyses, and the corresponding difference for Log10 shifts in PD20 used for the comparison between treatments. Dahlén et al. Page 10 RESULTS Power calculations for PD20, FEV1 and FENO Power calculations for methacholine PD20, FEV1 and FENO have been performed based on the results in the present study. Thus, a sample size of 8 in each parallel group will have 80% power to detect a difference in geometric means of 359 in PD20 comparing budesonide/formoterol with placebo assuming that the common standard deviation is 233 using a two group t-test with a 0.050 two-sided significance level. A sample size of 11 in each parallel group will have 80% power to detect a difference in means of 0.225 in FEV1 in % of predicted, assuming that the common standard deviation is 0.175 using a two group t-test with a 0.050 two-sided significance level. For FENO a sample size of 32 in each parallel group will have 80% power to detect a difference in means of 18.0 ppb, assuming that the common standard deviation is 25.0 using a two group t-test with a 0.050 two-sided significance level. The Standard Error of the Mean (SEM) for FENO was approximately 10 ppb (Table 5). Analyses of carry over effects Tables 6, 7 and 8 show small changes between the study periods for PD20, FENO and FEV1. The change from the start of one treatment period to the start of the next period was calculated, and tested for significance using a t-test. Analyses showed no carry over effects for the primary variable PD20 (Table 9), nor for FENO being the most sensitive measure in the study (Table 10). Dahlén et al. Page 11 REFERENCES 1. Global Initiative for Asthma. Global Strategy for asthma management and prevention: NHLBI/WHO workshop report. Bethesda, MD:National Heart Lung and Blood Institute, 2006. (www.ginasthma.org). 2. Roquet A, Dahlén B, Kumlin M, Ihre E, Anstrén G, Binks G et al. Combined antagonism of leukotrienes and histamine produces predominant inhibition of allergen-induced early and late phase airway obstruction in asthmatics. Am J Respir Crit Care Med 1997; 155:1856-1863. 3. Recommendations for standardized procedures for the on-line and off-line measurement of exhaled lower respiratory nitric oxide and nasal nitric oxide in adults and children. Am J Respir Crit Care Med 1999;160:2104– 2117. 4. American Thoracic Society. Standardization of Spirometry, 1994 update. Am J Respir Crit Care Med 1995;152:1107-1136. 5. Nieminen MM, Lahdensuo A, Kellomaeki L, Karvonen J, Muittari A. Methacholine bronchial challenge using a dosimeter with controlled tidal breathing. Thorax 1988;43:896-900. 6. Paggiaro PL, Chanez P, Holz O, Ind PW, Djukanovic R, Maestrelli P, Sterk PJ. Sputum induction. Eur Respir J Suppl 2002;37:3s-8s. 7. Efthimiadis A, Spanevello A, Hamid Q, Kelly MM, Linden M, Louis R, Pizzichini MM, Pizzichini E, Ronchi C, Van Overvel F, Djukanovic R. Methods of sputum processing for cell counts, immunocytochemistry and in situ hybridisation. Eur Respir J Suppl 2002;37:19s-23s. Dahlén et al. Page 12 Table 1. Nebulizer settings Inspiratory flow rate: 0.5 L/s Starting volume: 0.1 L Tidal volume: 0.5 - 0.6 L Duration of nebulization: 0.5 seconds Table 2. Protocol for dosing of allergen Allergen concentration SQ/mL No of breaths 1000 1000 1000 10000 10000 100000 100000 Dose SQ units 1 2 7 2 7 2 7 Cumulated dose SQ units 7 14 50 142 497 1420 4970 7 21 71 213 710 2130 7100 Table 3. Protocol for dosing of methacholine Methacholine concentration mg/mL No of breaths Dose g 1 1 1 8 8 8 64 64 64 2 4 8 2 4 8 2 4 8 14.2 28.4 56.7 114 227 454 909 1818 3635 Cumulated dose g 14.2 42.6 99.3 213 440 894 1803 3621 7256 Dahlén et al. Page 13 Table 4. Assessments during each study period Assessment Fr FENO FEV1 Sa Su Mo Tu We Th Fr X (x) X X X X (x) X X X X X FEV1 10, 20, 30 min post allergen Sa Su Mo Tu We X X X X X X X X X X X X X MethacholinePD20 X X Induced sputum X X Diary; FEV1 X X X X X X X X X X X X X Diary; beta2-agonist doses X X X (x) X X X X X X X X X Diary; symptoms X X X (x) X X X X X X X X X X=values used as baseline X=values used in calculations of changes (x)=values not used Dahlén et al. Page 14 Table 5. Group mean (SEM) for FENO for each treatment and each timepoint. Treatment Budesonide 160µg /formoterol 4.5µg 2 puffs Formoterol 4.5 µg 2 puffs Placebo Day in treatment period Mean (ppb) SEM (ppb) -3 47.4 7.4 0 1 2 3 4 7 8 9 -3 0 1 2 3 4 7 8 9 -3 0 1 2 3 4 7 8 9 54.1 53.8 54.5 53.5 51.9 51.7 54.9 53.0 47.3 53.4 62.0 68.1 74.1 76.2 61.2 71.7 74.6 45.6 50.0 61.9 52.5 80.6 79.9 64.2 76.2 73.3 8.7 8.6 9.6 10.3 9.5 9.0 10.8 10.1 7.0 8.9 9.9 11.0 12.5 13.0 8.4 12.4 13.1 8.0 8.0 9.9 12.4 14.8 14.0 10.4 12.6 11.7 Dahlén et al. Page 15 Tables 6-8 illustrate the absence of carry over effect. Table 6. Descriptive statistics of PD20, study period 1, 2 and 3 All treatment groups (N=15) Study Period Mean (SD) Study Period 1 808.3 (1349) Study Period 2 Study Period 3 Geometric mean (CV) Median (Min,Max) 407 (167) 448.5 (25 , 7379) 1078 (2109) 383 (196) 387.5 (7 , 11300) 736.4 (1214) 368 (165) 326.5 (49 , 6173) Table 7. Descriptive statistics of FENO, study period 1, 2 and 3. Study Period All treatment groups (N=15) Mean (SD) Median (Min,Max) Before randomisation 42.59 (30) 28.8 (10.1 , 98.2) Study Period 1 61.57 (40) 52.0 (6.3 , 162) Study Period 2 63.12 (44) 51.6 (6.3 , 190) Study Period 3 60.63 (40) 55.9 (8 , 190) Table 8. Descriptive statistics of FEV1 for study period 1, 2 and 3. All treatment groups (N=15) Study Period Mean (SD) Median (Min,Max) Before randomisation 4.12 (0.77) 3.98 (3.14 , 5.28) Study Period 1 3.98 (0.73) 3.76 (2.62 , 5.42) Study Period 2 3.90 (0.69) 3.67 (2.68 , 5.21) Study Period 3 3.89 (0.67) 3.75 (2.75 , 5.17) Dahlén et al. Page 16 Table 9. Analyses of carry over effect for PD20. bud/form (N=15) form (N=15) placebo (N=15) Start of Start of Start of Start of next Start of next Start of next treatment treatment treatment treatment treatment treatment N 11 11 10 10 9 9 Geometric mean 590 795 396 330 340 287 Median 566 642 430 373 247 253 Range 224, 1756 80, 6173 76, 3399 50, 1451 25, 2450 49, 1756 t-test vs baseline 0.24 0.65 0.49 Study period 3 has no baseline value for the next study period. The number of patients is therefore lower than in the other analysis Table 10. Analyses of carry over effect for FENO. Bud/form (N=15) Start of treatment form (N=15) placebo (N=15) Start of Start of next Start of next Start of treatment treatment treatment treatment Start of next treatment N 11 11 10 10 9 9 Mean (SD) 40.3 (23) 40.5 (26) 54.9 (34) 43.3 (24) 61.4 (39) 48.1 (30) Median 36 38.1 37.7 46.1 74.5 51.2 Range 13.6 , 84.6 8.6 , 89.0 17.1 , 122 8.1 , 96.7 13.6 , 121.5 11.8 , 96.5 t-test vs baseline 0.97 0.09 0.07 Study period 3 has no baseline value for the next study period. The number of patients is the refore lower than in the other analysis