Cataloging Materials for UIC Special Collections This document focuses on policies and procedures relating to the cataloging of materials for the Daley Rare Books section. It also includes information on procedures for LHS Special Collections books when they differ from Daley practice Table of Contents 1. 2. 3. 4. 5. About the Three Divisions of Daley Special Collections Materials Cataloging Rare Books Section Materials 2.1 Physical Handling and Processing 2.1.1 Receipt 2.1.2 Security 2.1.3 Handling 2.1.4 Statistics 2.2 Description and Access 2.2.1 Descriptive Standards 2.2.2 Copy-Specific Local Notes 2.2.3 Local Notes and Added Entries for Collection Names 2.2.4 Other Notes and Added Entries 2.2.5 Subject Access for Certain Genre Terms 2.3 Holdings Record 2.4 Item Record 2.5 Marking Daley Items 2.6 Oversize Books 2.7 Call Number Strip and Barcode Label Cataloging Manuscripts Section Materials 3.1 Background 3.2 Cataloging Without the Work in Hand 3.3 Standards 3.4 Treatment of Additions 3.5 Maintaining Links to Finding Aids 3.6 Example 3.7 Setting up an OCLC Workform 3.8 Field-by-Field Guidelines Cataloging University Archives Materials Appendix: Handling Books and Other Materials -------------------------------------------------------------------------------------------------------------------------------Cataloging Materials for UIC Special Collections (2004-06-07 djb; rev. 2005-07-06 djb) 1 of 21 1. About the Three Divisions of the Daley Special Collections Department The Daley Special Collections Dept. holds materials in three broad divisions: the Rare Books Section, the Manuscripts Section, and the University Archives. Rare Books Section Rare Books Section holdings include books, not necessarily rare, but of permanent, historic, and research interest, that would be difficult to replace or that need special care as well. The section houses several named collections of books, such as the Lawrence J. Gutter Collection of Chicagoana. All of the books in the Rare Books Section are assigned Library of Congress call numbers and intershelved in the Rare Book Room book stacks in call number order. Manuscripts Section Manuscripts section holdings consist of collections of personal papers, collections of organizational records, and other collections. These collections, while they are not, strictly speaking, archives, are sometimes referred to as archival materials. Many, but not all, of the materials focus on Chicago history. The University Archives University Archives holdings consist of records of the University of Illinois at Chicago that are no longer in active use. University Archives materials are housed in both the Daley Library and in the Library of the Health Sciences. 2. Cataloging Rare Books Section Materials Rare Books materials are cataloged according to the same standards and procedures as other library materials, with the following exceptions: 2.1. Physical Handling and Processing 2.1.1 Receipt Carefully follow the guidelines listed in the Appendix: Handling Books and Other Special Collections Materials. Special Collections materials must not be marked, edge-stamped, or spine-labeled. (For the sole exception to this, see the section below on cataloging Daley Library Rare Books materials.) Materials received through the purchasing process and received in the Catalog Dept. are given directly to the Catalog Dept.'s Special -------------------------------------------------------------------------------------------------------------------------------Cataloging Materials for UIC Special Collections (2004-06-07 djb; rev. 2005-07-06 djb) 2 of 21 Collections liaison. (Jyothi Mirmira for LHS and Dolores Barber for the Daley Library.) Other materials may be given or sent directly to Jyothi (LHS) or Dolores (Daley) by the Special Collections Dept. or by the Collections Development Dept. The final decision to locate any materials in the Special Collections Dept. is the responsibility of the Special Collections librarians. 2.1.2 Security Daley Special Collections materials received in the Catalog Dept. are generally kept in a locked book truck. Special care must be taken to prevent loss of, or damage to, any of these materials. 2.1.3 Handling See the Appendix: Handling Books and Other Special Collections Materials. 2.1.4 Statistics Cataloging statistics for Special Collections Materials are included in the regular monthly cataloging statistics. They are also noted a second time, as a separate total, in the space included for that purpose on the statistics reporting form. The Catalog Dept. will also submit a monthly report of the total number of titles and items (not broken down by format) cataloged for Daley Special Collections to the Daley Special Collections Dept. 2.2 Description and Access 2.2.1 Descriptive Standards In general, Special Collections materials will be cataloged according to the latest revision of the Anglo-American Cataloging Rules, 2nd ed. (AACR2) and Library of Congress Rule Interpretations. More detailed descriptions (e.g., designations of variant impressions, detailed collations, etc.) will be included by the cataloger if supplied by the Special Collections librarian. The cataloger may follow the DCRB standard (Descriptive Cataloging of Rare Books) when necessary (i.e., only in very special -------------------------------------------------------------------------------------------------------------------------------Cataloging Materials for UIC Special Collections (2004-06-07 djb; rev. 2005-07-06 djb) 3 of 21 circumstances), but cataloging to this standard is not required by local policy. 2.2.2 Copy-Specific Local Notes In some cases, notes that apply only to the copy being cataloged (i.e., not to all copies in the issue) will be added to the holdings record for a given copy. These copy-specific notes may be composed by the cataloger or supplied by the Special Collections librarian. They may be public notes or non-public notes, coded as such for proper display in the public catalog. Generally, copy-specific notes should be recorded only in the holdings record for that copy rather than in the bibliographic record for the title, even if the book being cataloged is the only copy in the library. For original cataloging, if a copy-specific note is judged to be important enough to be included in the OCLC master record, it should be coded as a general note and qualified as local (MARC21 field 500, subfields $a and $5). 2.2.3 Local Notes and Added Entries for Collection Names In the case of books that have been acquired as part of a named collection, provide a simple note in the holdings record giving the name of the collection. Give this note in 852 $z for single part monographs. If the note does not apply to all issues of a serial or to parts of a multi-part monograph, give the note in the 866 $z associated with the issue(s) or part(s) to which it applies. The entry form for the name of the collection must be made in accordance with AACR2 and LC practice. The added entry must be coded to show that it applies only to a UIC copy of the book. Examples: BIB: 710 2_ Lawrence J. Gutter Collection of Chicagoana (University of Illinois at Chicago) $5 ICIU MFHD: 852 __ $z Lawrence J. Gutter Collection of Chicagoana. BIB: 710 2_ Joseph H. Kiefer Collection (University of Illinois at Chicago. Library of the Health Sciences) $5 IU-M MFHD: 852 __ $z Joseph H. Kiefer Collection. -------------------------------------------------------------------------------------------------------------------------------Cataloging Materials for UIC Special Collections (2004-06-07 djb; rev. 2005-07-06 djb) 4 of 21 2.2.4 Other Notes and Added Entries Other notes may be added and other added entries may be made on a case by case basis, as requested by Special Collections. For example, added entries are made for books published by certain small presses, such as Buckner Press, Perishable Press, and Bird & Bull Press. Other examples are donors, binders, illustrators, and previous owners. A note is generally made when the book is a limited printing of 100 copies or less and/or signed by the author, illustrator, etc. For the Carberry Collection, we have been requested to add a note saying that the title is a first edition, in cases where the book is a first edition and there is no edition statement in the book. Descriptive notes are to be composed by the cataloger to suit the individual case. The examples given below are for purposes of illustration only; they are not prescriptive. Title-Level Notes Erratum slip laid in. Limited edition of 100 copies. Advertising matter interspersed. Copy-Specific Notes UIC Library copy lacks cover. Signed by the author. UIC Library has copy no. 47 of 100. Manuscript letter laid in. Presentation copy: Asher to Louis S. Schwarz. Laid in: Illustrated advertisement/order form. 2.2.5 Subject Access for Certain Genre Terms When the item being cataloged belongs to any of the following genres, add a subject access point coded: 655 _7 ... $2 rbgenr. DO NOT use these 655 headings for books that are merely about advertisements, artists' books, etc., or books that merely contain them. Use them only for items that belong to the genre. Advertisements Books printed as advertisements -------------------------------------------------------------------------------------------------------------------------------Cataloging Materials for UIC Special Collections (2004-06-07 djb; rev. 2005-07-06 djb) 5 of 21 Prospectuses Publishers' advertisements Publishers' catalogues Artists' books Film scripts Programs Subscribers' lists Viewbooks Menus If, in consultation with the principal cataloger, you decide that any additional genre terms will be valuable in the context of our collections and their users, do not use them without recording them here. These headings are not controlled by authority records at this time, and must be listed here to be authorized for UIC use. 2.3 Holdings Record Daley 852 0[ ] $b RARE $h [call no.] $z [name of collection] LHS 2.4 852 2[ ] $b CHSS $h [call no.] $l [name of collection] Item Record Location Perm. Loc. Item Type 2.5 0[ ] $bDaley RARE $h [call no.] Daley - Spec Daley - Spec NOCIR LHS CHS Special Collections CHS Special Collections NOCIR Marking Daley Items LHS materials are not to be marked by the cataloger. For Daley Library materials, the call number will be lightly penciled in an inconspicuous place on the item. For books, prefer the lower right-hand corner on the recto of the last blank leaf, blank page, or blank lining paper. The call number should not appear on a page with text or illustrations unless no blank leaf, etc., is available, and the back cover cannot be used because of decoration. Example: N 7433 .4 S45 A69 2002 Rare Bk Rm -------------------------------------------------------------------------------------------------------------------------------Cataloging Materials for UIC Special Collections (2004-06-07 djb; rev. 2005-07-06 djb) 6 of 21 2.6 Oversize Books Because of the double-wide configuration of the shelving in the Daley Rare Book stacks, books for Daley Special Collections will not be shelved separately solely on the basis of their width. The following guidelines for call no. prefixes apply to Daley materials: Height as given in 300 field (Daley) height 31 to 40 cm. height 41 cm. or more width 31 cm. or more Call No. Prefix (Daley) single asterisk: * double asterisk: ** [none] For LHS materials, the following guideline applies: Height as given in 300 field (LHS) height 29 cm. or more 2.7 Call No. Prefix (LHS) [lower case] q Call Number Strip and Barcode Label Special Collections Materials are not given spine labels with call numbers to aid in shelving. Instead, the cataloger will prepare acid-free card stock strips (supplied by the Special Collections Dept.) with brief typed information: call no. (in two-line format), author (surname and initial), title (first word or two), place and date of publication. The barcode label for the item number is to be affixed horizontally to the back side of the call number strip card, at the upper edge, so as to keep the label (and its adhesive) from coming into contact with the book itself. Example for LHS: WZ 230 D586e 1496 Example for Daley: N7433.4 S45 A69 2002 Seidenberg, C. Confections. Winnetka, 2002. -------------------------------------------------------------------------------------------------------------------------------Cataloging Materials for UIC Special Collections (2004-06-07 djb; rev. 2005-07-06 djb) 7 of 21 3. Cataloging Manuscripts Section Materials A manuscript collection is different from a collection of books or other library materials by its nature, by its organization and arrangement, and by the standards and practices used to describe it and to provide access to it and to its contents. UIC manuscript collections are cataloged by the Special Collections Dept. according to Describing Archives: A Content Standard. The product of this cataloging process is typically a finding aid. Based on information in the finding aid, the Catalog Dept. creates a brief MARC bibliographic record for each collection. Procedures for the creation of these MARC records are covered here. Creating MARC Records for UIC Manuscript Collections: Cataloging Practice and Local Decisions 3.1 Background A working group of representatives from several UIC Library departments (Catalog, Special Collections, University Archives, and Systems) met between January and April of 2003 to discuss the creation of collectionlevel bibliographic records. The group decided that the Catalog Dept. would begin by creating collection-level records for selected UIC manuscript and archive collections at LHS and Daley. We began creating MARC records for Daley manuscript collections in May of 2003. The working group agreed that we will: (1) keep the catalog records simple, so that they may be added to the OCLC and UIC Voyager databases in a timely manner, and (2) adhere to national standards. We also agreed that the Catalog Dept. will provide a hotlink from each UIC database record to a digital finding aid, when there is one (EAD, PDF, or database). When there is no digital finding, the hotlink will lead to the Special Collections web page. For descriptions of the Daley manuscript collections, the Special Collections Dept. maintains a FilemakerPro database which is accessible to the cataloger. The University Archives also maintains a FilemakerPro database. Both are accessible to the cataloger. 3.2 Cataloging Without the Work in Hand Creating MARC records for manuscript collections differs radically from our usual cataloging process in that we are not working with the item in hand. All of the content is taken or derived from the information supplied to us by the Manuscripts section of the Special Collections Department. It -------------------------------------------------------------------------------------------------------------------------------Cataloging Materials for UIC Special Collections (2004-06-07 djb; rev. 2005-07-06 djb) 8 of 21 is essential that we continue to work closely with that section to ensure that the information we are putting into the MARC record is correct. The OCLC WorldCat user expects to find authoritative information in the collection descriptions, especially as regards historical facts, names of persons and bodies, and dates. In very rare cases, for example a change of name by a corporate body, it may be necessary to consult the collection itself. But in almost every case, we rely on the information we find in the Special Collections manuscript collections database and the finding aids. Any questions about the information in the finding aid should be directed to the Manuscripts librarian. 3.3 Standards For encoding bibliographic records we follow OCLC's implementation of the MARC format. We will also follow the current MARC format for holdings records. Prior to 2005, we followed Archives, Personal Papers and Manuscripts (APPM) for description and choice of entry. As of 2005, we follow Describing Archives: A Content Standard (DACS). But because DACS is a standard for creating archival finding aids, rather than MARC records, we may rely on APPM for areas not covered by DACS whenever necessary. For form of entry we follow the latest revision of the second edition of the Anglo-American Cataloging Rules (AACR2). For subject terms, we use the Library of Congress Subject Headings (LCSH) and the LC Name Authority File. We follow the LC Subject Cataloging Manual for string syntax and content analysis in general. See the 6XX section below for specific indexing guidelines for UIC manuscript collection records. Medical Subject Headings (MeSH) may be used for Library of the Health Sciences collection-level MARC records. For capitalization, punctuation, etc., of descriptive elements other than notes, we follow AACR2. For capitalization, punctuation, grammar, etc., of textual notes such as those in the 545 and 520 fields, we follow the Chicago Manual of Style. 3.4 Treatment of Additions Still to be addressed is the question of how we will handle additions of material to existing collections. Will we revise the existing catalog record to reflect the additions? Will we make a new, related, record for each addition? We are describing these collections as finite resources, but some of them are in fact continuing resources. -------------------------------------------------------------------------------------------------------------------------------Cataloging Materials for UIC Special Collections (2004-06-07 djb; rev. 2005-07-06 djb) 9 of 21 3.5 Maintaining Links to Finding Aids When the Special Collections Dept. creates an electronic finding aid (EAD or PDF) for a collection, the Catalog Dept. creates a link to that finding aid in the MARC holdings record. (For details, see the section on field 856 in "Field-by-Field Guidelines" below.) The Catalog Dept. will test these links periodically by (1) creating a list of their URLs via an Access report (query for contents of field 856 subfield $u in holdings records which have $h Coll $i MS in field 852), (2) running the Xenu link checking software against that list, and (3) fixing any broken links. 3.6 Example Typographical conventions: $ = subfield delimiter sign, # = blank, XX = the last two digits of a field group Bibliographic Record Type: p BLvl: c Desc: a ELvl: I Form: Srce: d Crtl: a MRec: DtSt: i Lang: eng Ctry: ilu Dates: 1854,1964 040 IAY $e dacs $c IAY 043 n-us-ks 049 IAYA $m no 099 Coll $a MS $a H159 100 3# Haldeman-Julius family. 24510 Haldeman-Julius family papers, $f 1854-1964. 300 23 $f linear ft. 500 Part of the Jane Addams Memorial Collection. 545 0# The Haldeman-Julius family were publishers of socialist literature and proprietors of the New Appeal and Haldeman-Julius publishing companies. They were related to Jane Addams through her stepmother, Anna Hostetter Haldeman Addams. 520 2# The collection contains personal and business correspondence, diaries, notebooks, legal and financial papers, photographs, and publications of the Haldeman-Julius publishing companies. 541 Acquired from Alice DeLoach. 506 Photocopying of fragile materials restricted. 555 0# Finding aid available. 600 30 Haldeman-Julius family $v Archives. 650 #0 Publishers and publishing $z Kansas $z Girard $v Sources. 650 #0 Socialism $x Publishing $z Kansas $z Girard $v Sources. 730 0# Jane Addams Memorial Collection. -------------------------------------------------------------------------------------------------------------------------------Cataloging Materials for UIC Special Collections (2004-06-07 djb; rev. 2005-07-06 djb) 10 of 21 Holdings Record 852 80 $b RARE MSS $h Coll $i MS $i A123 856 42 $z Finding Aid $u http://www.uic.edu/depts/lib/specialcoll/services/rjd/findingaids/Haldema n.pdf 3.7 Setting up an OCLC Workform In general, use the mixed materials workform in OCLC. Most manuscript collections are collections of mixed materials (Type p, mixed materials). However, there may be a few collections of unmixed materials, i.e., materials that are all of the same type. In that case, you may use the appropriate Type code. (In practice, though, OCLC members seem to have been using the code p for all manuscript collection records. We sent a note to the MARC people at LC about this. They are working on it (as of June 9, 2005) and will get back to us.) To set up a workform in OCLC's Connexion: First, create a constant data record. Set it up for you own editing convenience. The following example is a suggestion only: Type: p BLvl: c Desc: a ELvl: I Form: Srce: d Crtl: a MRec: DtSt: i Lang: eng Ctry: ilu Dates: ????,???? 040 IAY $e dacs $c IAY 043 ? 049 IAYA $m no 099 Coll $a MS $a ? 1XX ?? ? 245 ?? ?, $f ?. 300 ? $f linear ft. 545 ?# ? 520 2# ? 541 Acquired from 506 ? 555 0# Finding aid available. 6XX #0? -------------------------------------------------------------------------------------------------------------------------------Cataloging Materials for UIC Special Collections (2004-06-07 djb; rev. 2005-07-06 djb) 11 of 21 Then, set up each workform by executing the following menu [or keyboard] commands in the order shown below, or create a Macro to execute them: 3.8 Menu Commands Keyboard Commands 1. 2. 3. 3. 4. Ctrl + Shift + I Crtl + R Ctrl + Y F4 Shift + F4 Cataloging > Create > Single Record > Mixed Materials Edit > Reformat Edit > Constant Data > Local > Apply Default Action > Save Record to Local File View > Pinned Field-by-Field Guidelines Instructions for the most commonly used MARC fields are given below. The variable fields are given here, not in numerical order, but in the order in which they should display in the UICCAT record, that is, International Standard Bibliographic Description (ISBD) order. These guidelines are selective. For complete and current information on the MARC bibliographic format as implemented by OCLC, see its Bibliographic Formats and Standards. For complete and current information on the MARC holdings format, see the MARC 21 Format for Holdings Data. Bibliographic Record Fixed Field (selected values) Type [type of record]: p [mixed materials] a [non-manuscript language material, e.g., published annual reports] t [manuscript material, e.g., letters] k [two-dimensional nonprojectable graphic, e.g., photographs] BLvl [bibliographic level]: c [collection] Desc [descriptive cataloging form]: a [AACR2] ELvl [encoding level]: participants] I [full-level input by OCLC Form: # [blank] Srce [cataloging source]: d [other] -------------------------------------------------------------------------------------------------------------------------------Cataloging Materials for UIC Special Collections (2004-06-07 djb; rev. 2005-07-06 djb) 12 of 21 Ctrl [type of control]: a [archival] MRec [modified record]: # [blank] DtSt [type of date status]: i [inclusive dates of collection] Lang [language code]: eng [English] Language is usually English, but use the code for the language of the collection or, if there is more than one, for the predominant language. Ctry [country]: ilu [Illinois] The instructions in MARC21 for field 008/15-17 (Place of publication, production, or execution) say “For mixed materials, the code represents the repository where the material is assembled,” in this case it is UIC. Dates: [date 1 and date 2]: ????, ???? Always use the DtSt value “i” (inclusive dates) for these collections. If the date is open, use 9999 as the second date (e.g., 1932,9999). If the inclusive dates are represented by a single year, that date is given in both places (e.g., 1974,1974). 043 Geographic Area Code Base this code on geographic terms found in any form and in any position in any 6XX field. 099 Local Free-Text Call Number [use for our pseudo-call number] We do not assign call numbers to these collections, in the sense of a number that serves as a classification or location or identification device. We do assign a pseudo-call number. This pseudo-call number enables the user to call up an alphabetical index of all of the collections in UICCAT. The catalog records should be alphabetized by the name most likely to be sought by the researcher, for example, the name of an organization or the surname of a person. This number is intended as a collocation and index ordering device only. It should NOT be treated as an identification number for the collection. If unique IDs (identification codes) are assigned, they will be assigned by the Special Collections Dept., not by the Catalog Dept. -------------------------------------------------------------------------------------------------------------------------------Cataloging Materials for UIC Special Collections (2004-06-07 djb; rev. 2005-07-06 djb) 13 of 21 Pseudo-Call No. Coll MS H159 Coll MS H1776 Coll MS H217 Coll MS H434 Coll MS H447 Main Entry 100 3# Haldeman-Julius family. 100 1# Hall, Lillian E. 245 00 Alice Hamilton collection, $f 1904-1995. 110 2# Health Evaluation and Referral Service. 100 1# Hecht, Stuart Joel, $d 1955- , $e collector. The first element of the pseudo-call number is "Coll," which indicates that the resource is a collection. The second element is "MS," which indicates that it is a manuscript collection. The third element is a Cutter-Sanborn number for the significant corporate body or person or the name of the collection. Use the Cutter-Sanborn Three-Figure Author Table as an aid, expanding the number as needed. When we begin to create MARC records for individual record groups in the University Archives, we may assign a pseudo-call number to enable the user to call up an index of all record groups arranged by record group number. In this case the first element could be "Coll," the second element could be "UA" (indicating that it is a group of records in the University Archives), and the third element could be the archives classification index number. This is what such numbers might look like: Pseudo-Call No. Coll UA 009/07/02 Coll UA 010/04/01/03 Coll UA 016/30/03/01 Coll UA 019/13/29/05 Unit Coll UA 027/12/21 Coll UA 056/08/01 Record Group University Art Gallery exhibition records Intercollegiate athletics records Alpha Omega Alpha, Alpha Chapter records University of Illinois Hospital and Clinics, 1919 W. Taylor Hektoen, Ludvig, 1863-1951. Ludvig Hektoen papers UIC Children's Center records However, the University Archivist should be consulted before deciding whether or not pseudo-call numbers will be used for University Archives collections and, if they are used, their exact nature and construction. This document should be amended to record those decisions. The pseudo-call number is coded 099 in the MARC OCLC record. When the MARC record is imported into the UIC Voyager database from OCLC, the presence of the 099 field enables the Cataloging client to make use of the "get call number from bib record" feature. Since this number is NOT a collection identification number, we do not want OCLC WorldCat users to see it. By tagging it 099, the OCLC local free-text call number field, we ensure that it will not remain in the OCLC master record. Both indicators are blank, the first because it is undefined, and the second because no value is assigned (the call number is not LC, DDC, or any kind of a classification number, just a collocation device). -------------------------------------------------------------------------------------------------------------------------------Cataloging Materials for UIC Special Collections (2004-06-07 djb; rev. 2005-07-06 djb) 14 of 21 1XX Generally enter under the heading for the name element in the supplied title. We follow Describing Archives: A Content Standard (DACS) (2004, p. 90) "The source for the name of the creator is usually the name element in the supplied title." (Prior to the publication of DACS, we followed Steven L. Hensen's Archives, Personal Papers, and Manuscripts (APPM) (1989), and took provenance into account, choosing the main entry based on AACR2 21.1 (main entry under the person or body chiefly responsible for the creation of the collection). When the main entry is a corporate body, the body is entered under the latest name of the body that is represented in the materials (APPM 2.1B3). See 7XX below for instructions on added entries for earlier names of the body represented in the materials. This "latest entry" practice recognizes that archival collections which are open (receiving additions) are sometimes non-serial, non-integrating, continuing resources. 245 Use the supplied title from the finding aid. Earliest UIC practice was to enter the form (i.e., Papers or Records) in subfield $k (with nothing in subfield $a) as per examples in APPM. For example: 110 2# Hyde Park Neighborhood Club (Chicago, Ill.) 245 00 $k Records, $f 1910This practice has been discontinued at UIC. We now use the supplied title from the finding aid in all cases. Example: 110 2# Hyde Park Neighborhood Club (Chicago, Ill.) 245 10 Hyde Park Neighborhood Club records, $f 1910300 This field will most often consist of a number in subfield $a and the term “linear ft.” in subfield $f. But this treatment is not appropriate in all cases; for example, for single items. See examples in APPM and MARC21. For statements of extent less than 1 whole foot, enter a “0” before the decimal point, e.g., “0.5 linear ft.” -------------------------------------------------------------------------------------------------------------------------------Cataloging Materials for UIC Special Collections (2004-06-07 djb; rev. 2005-07-06 djb) 15 of 21 [351] Organization/Arrangement Do not use. Information in this JAMC database record is NOT to be included in the catalog record. (per Julia Hendry 05/05/03) 500 Some records in the JAMC database include one or more of the notations: JAMC, MWHC, and RHMDC, indicating that the collection is part of a named "umbrella" collection. Make a 500 note and a corresponding 730 uniform title added entry: 500 ## Part of the Jane Addams Memorial Collection. 730 0# Jane Addams Memorial Collection. 500 ## Part of the Midwest Women's Historical Collection. 730 0# Midwest Women's Historical Collection. 500 ## Part of the R. Hunter Middleton Chicago Design Archive. 730 0# R. Hunter Middleton Chicago Design Archive. The 730 uniform title entry enables the user to call up an alphabetical index of all of the collections that make up one of the "umbrella" collections. 545 and 520 Generally, cut and paste these notes from the finding aid (or the JAMC database record, if there is no finding aid) but read them carefully, both for possible edits (typos, for example), but especially to inform the subject analysis process and choice of added entries. Subfield $b (expansion of note) is defined for both the 545 and 520 fields. We decided not to use subfield $b. The first indicator for both the 545 and the 520 is for display constants (labels). MARC: UICCAT Display Label 545 0# Biographical sketch: [use for information on a person] 545 1# Administrative history: [use for information on a corporate body] 520 2# Scope and content: -------------------------------------------------------------------------------------------------------------------------------Cataloging Materials for UIC Special Collections (2004-06-07 djb; rev. 2005-07-06 djb) 16 of 21 580 / 773 We do not use the 580 / 773 combination for the named umbrella collections. We may use it at some point in the future for host/component collection relationships in the University Archives, but for now we are using a 500 / 730 combination. [561] Information about ownership and custodial history is not given in the JAMC database, but this field is available for cases in which Special Collections would like to include this information in the description. 541 This note (immediate source of acquisition) has no display constant assigned in the MARC21 format, so we are not requesting a special UICCAT display label for it. It will just display after the general label “Note:” This means that the text of the note must be explicit. For example, “Acquired from Mrs. Elizabeth Linn Murray.” See DACS for other examples. [Relationship to Hull House] Do NOT include the information found in this JAMC database field in the catalog record. (per Julia Hendry) 506 Restrictions on Access Note This note also has no display constant assigned in the MARC21 format; it will also display after the general label “Note:” The note is not required, but must be explicit when used. When the JAMC database “Restrictions on access” field says “No Restrictions,” we will NOT include a 506 field in the catalog records. 555 0# Cumulative Index/Finding Aids Note When the first indicator is set to “0,” the print constant (UICCAT display label) is “Finding aids:” Our standard note reads "Finding aid available." N.B.: Disregard any mention of accessions lists in the JAMC database field “Finding Aid.” Do not record this information in the catalog record. -------------------------------------------------------------------------------------------------------------------------------Cataloging Materials for UIC Special Collections (2004-06-07 djb; rev. 2005-07-06 djb) 17 of 21 [581] Publications About Described Materials Note Citations for articles ABOUT the collection are not given in the JAMC database, but this field is available for cases in which Special Collections would like to include this information in the UICCAT record. 6XX For organizational records or personal papers, the first 6XX will be the same as the 1XX followed by the form subdivision $v Archives. For most additional 6XXs, use the form subdivision $v Sources. For example, 600 10 [personal name] $v Archives. 600 10 [class of persons] $x Biography $v Sources. 650 #0 [topic] $v Sources. The subdivision string “$x History $v Sources,” while appropriate for some monographic works, will NOT be used for collection-level cataloging. We will use the subdivision “$v Sources” under most subjects. Certain other form subdivisions, including $v Correspondence and $v Photographs, may be used when appropriate. Additional 6XXs may be made when one subject heading covers most of the content and is specific enough to be useful to the user. They may also be made when the content of the collection can be broken down into two or three major components and a subject heading specific enough to be useful to the user can be assigned for each. When the presence of letters (whether originals or reproductions) to or from Jane Addams is indicated in the notes, make an additional 600 10 for: Addams, Jane, $d 1860-1935 $v Correspondence. Do not routinely make additional subject entries for the correspondence of persons other than Jane Addams. (Changes to this policy should be documented here.) Assign the subject heading “Hull-House (Chicago, Ill.)” sparingly, using it only when it applies to the entire collection and a more specific heading cannot be found. 7XX When the main entry is corporate body, the body is entered under the latest name of the body that is represented in the materials (APPM 2.1B3). If earlier names of the body are also represented, make simple name added entries for them (APPM 2.3D). Do not make name/title added entries (in spite of the directions to do so that are given in APPM 2.1B3). -------------------------------------------------------------------------------------------------------------------------------Cataloging Materials for UIC Special Collections (2004-06-07 djb; rev. 2005-07-06 djb) 18 of 21 730 Some records in the JAMC database include one or more of the notations: JAMC, MWHC, and RHMDC, indicating that the collection is part of a named "umbrella" collection. Make a 500 note and a corresponding 730 uniform title added entry: 500 ## Part of the Jane Addams Memorial Collection. 730 0# Jane Addams Memorial Collection. 500 ## Part of the Midwest Women's Historical Collection. 730 0# Midwest Women's Historical Collection. 500 ## Part of the R. Hunter Middleton Chicago Design Archive. 730 0# R. Hunter Middleton Chicago Design Archive. The 730 uniform title entry enables the user to call up an alphabetical index of all of the collections that make up one of the "umbrella" collections. 773 / 580 We do not use the 580 / 773 combination for the named umbrella collections. We may use it at some point in the future for host/component collection relationships for record groups in the University Archives, but for now we are using a 500 / 730 combination to show the relationship of the part (a manuscript collection) to the whole (an umbrella collection). -------------------------------------------------------------------------------------------------------------------------------Cataloging Materials for UIC Special Collections (2004-06-07 djb; rev. 2005-07-06 djb) 19 of 21 Holdings Record (MFHD) We decided to put the hotlink to the finding aid in the MFHD rather than in the Bib record. Fixed Field Leader Type of Record = x [single-part item holdings] (this is the default; it may have to be reconsidered if item records are created) Encoding Level = z [other level] (the MFHD has no 866) 008 Receipt Status = 0 [unknown] (some are closed and some still receive additions) 852 80 $b RARE MSS $h Coll $i MS $i A123 [for example] Location is always RARE MSS for manuscript collections. Location for University Archives will probably be RARE ARCH. Pseudo-call number is from 099. 856 42 $z Special Collections Dept., Daley Library $u http://www.uic.edu/depts/lib/specialcoll/services/rjd/index.shtml (this generic link is used when there is no electronic finding aid; when an EAD or PDF finding aid is available, subfield $z should read "Finding Aid" and subfield $u should contain the URL of the EAD or PDF file.) 4. Cataloging University Archives Materials An organizational archive is different from a collection of books and other library materials by its nature, by its organization and arrangement, and by the standards and practices used to describe it and to provide access to it and to its contents. As of this writing, the Catalog Dept. does not create MARC records for archival records series within the University Archives, but plans to work with the University archivist on procedures for providing such catalog records in the future. -------------------------------------------------------------------------------------------------------------------------------Cataloging Materials for UIC Special Collections (2004-06-07 djb; rev. 2005-07-06 djb) 20 of 21 5. Appendix: Handling Books and Other Special Collections Materials Guidelines for materials intended for Special Collections: o o o o o o o o o o o o o o Do not mark the materials in any way whatsoever. Special Collections materials must not be marked, edge-stamped, or spine-labeled. (For the sole exception to this, see the section on cataloging Daley Library Rare Books materials.) Do not erase any marks that are already on the materials. Do not remove anything from the book. This includes local processing flags and notes, other laid-in materials, book jackets, and attachments. Exercise care in handling brittle pages or fragile materials. Handle all materials as little as possible. Use cotton gloves when necessary. Any note inserted in the book should be on acid-free paper. Do not open uncut pages. If you need to see text on uncut pages, ask the Special Collections staff for assistance. Do not fold or bend materials (such as maps, manuscripts, newspapers, etc.) Do not attach paper clips to the materials. Do not use rubber bands. Use soft cotton tapes, acid free envelopes, folders, or boxes to hold materials together gently. Do not attach anything with adhesives, either temporary or permanent, to the materials. This includes post-it notes, tape, bar code labels, tattle-tape, spine labels, etc. If bookplates are to be added, the Special Collections Dept. will handle this. Do not attempt to make any repairs to the material. Do not send materials to any other unit in the library for any reason. The Special Collections librarian will make all binding and mending decisions and arrangements. Materials should leave the Catalog Dept. in the same state and condition in which they were received. Care should be taken to ensure that they arrive at their final destination without alteration or damage. Guidelines for ALL library materials, and especially Special Collections materials: o o o o o o o o o Do not eat or drink while handling books; keep your hands clean and free of lotion. Use pencils, not ink pens, around the books Do not pick books up at the top; this tears the headcaps. Pick them up at midspine. Do not force covers open; hold the book open gently. Do not hold a book open with heavy or rough objects or by placing it face down. Do not write on paper placed on top of books (whether open or closed) or other materials. Turn the pages gently and lay your pencil down when handling materials. Exercise care in handling brittle pages or fragile materials. Do not carry or stack more than a few books at a time; books are harmed by falls. -------------------------------------------------------------------------------------------------------------------------------Cataloging Materials for UIC Special Collections (2004-06-07 djb; rev. 2005-07-06 djb) 21 of 21