Missouri State University Human Subjects Protection Institutional Review Board APPLICATION FOR REVIEW AND APPROVAL OF ACTIVITY INVOLVING HUMAN SUBJECTS Policy Statement: The United States Department of Health and Human Services (DHHS) and Missouri State University have established standards and guidelines to protect individuals who may be at risk as a consequence of participation in a research activity. The Institutional Review Board for the Protection of Human Subjects (IRB) is responsible for insuring that adequate safeguards are established to protect any individual who may be at risk as a consequence of participation in research activities. Standards for the committee’s reviews are based upon 1. Protection of Human Subjects - Code of Federal Regulations, 45 CFR 46 2. Standards for Privacy of Individually Identifiable Health Information – 45 CFR 160 and 164, as described in the Missouri State University Health Insurance Portability and Accountability Act (HIPAA) Policy Researchers are encouraged to refer to these codes in planning their research. To what does this policy apply? All research undertaken by university personnel that involves human subjects in any way, regardless of the source of funds, must be reviewed and approved by the IRB before the activity is undertaken. This includes activities in which a faculty member is supervising student research activities, such as graduate theses and dissertations. According to 45 CFR 46, “Research means a systematic investigation, including research development, testing and evaluation, designed to develop or contribute to generalizable knowledge.” The Health Insurance Portability and Accountability Act (HIPAA) imposes additional requirements for those involved in the collection, use, retention and destruction of research data that includes protected health information (PHI). According to 45 CFR 165.501, protected health information is defined, in part, as individually identifiable health information transmitted or maintained in electronic or any other form or medium. All research projects must be renewed annually. Renewals (without changes) are sent directly to the IRB chair and typically require only a brief review. Any meaningful changes in procedures must also be reviewed. Applications involving changes in approved procedures are sent to the College Representative. Training: A. Human Participant Protection Training: Faculty, staff and students participating in the design of projects involving collection of data and/or the analysis of data from human subjects, must complete the CITI training program. This program consists of modules for Biomedical and Social/Behavioral Investigators and a Completion Certificate is issued through the CITI program. URL: https://www.citiprogram.org/default.asp B. HIPAA Training: If the proposed research involves protected health information (PHI), researchers also must certify completion of the training required under the Missouri State HIPAA policy. This training is provided in two modules available on a secure Missouri State web site – http://www.privacy.missouristate.edu/hipaa.htm - HIPAA Privacy, Security and Research Training. Last Updated: July 1, 2016 Page 1 Date submitted:______________ Date received by OSRP:______________ Application #:_______________ MISSOURI STATE HUMAN SUBJECTS REVIEW APPLICATION COVER SHEET Project Personnel Lora Hobbs_____________________________ Principal Investigator (Faculty) College __CHPA______________ Human Subjects Training Certificate On File w/OSRP Attached ___YES____ ______ Department____Religious Studies_____________ Project Involves Protected Health Information HIPAA Training Certifications of Completion are in the HR Database Yes_______ No___X___ Privacy & Security, & Researchers Trng. Yes_______ No___X___ Co-Workers Human Participant Training _See attached list of students in REL 370 Fall 08_ Yes__X____ No_______ Nathan Dunn, Graduate Assistant HIPAA Training Yes_______ No____X__ Human Participant Training ________________________________________ Yes_______ No_______ HIPAA Training Yes_______ No_______ Additional Names and Information on Training are to be Provided on an Attached Sheet Proposed Project Dates (up to one year): from _10/_15_/_08_ to _10/_15_/__09_ Title __Archive of the Religious Lives of Ozarks Women___________________________________ Funding Agency or Research Sponsor 1) Provost’s Curricular Grant and 2) CHPA Incentive Funding _X___ New Project _____ Renewal or Continuation ____ Change in Procedure for Previously Approved Project ____ Resubmission ____ RECOMMENDATION OF COLLEGE IRB MEMBER _____ Category I, Exempt, Sub-part A, Section 45.101 45 CFR 46, exempt category ___. _____ Category II, Expedited Approval, Sub-part A, Section 46.110; expedited category ___. _____ Category III, Full Committee Review. __________________________________ IRB College Representative _____ Approved as Exempt _____ Approved __________________ Date ACTION OF THE IRB CHAIRMAN _____ Expedited Approval ______Recommended for Full Review RESULTS OF FULL IRB REVIEW _____ Deferred (see attached comments) _____ Disapproved (see attached comments) _________________________________________ Chairman of IRB Last Updated: July 1, 2016 ________________________ Date Page 2 INSTRUCTIONS FOR THE MISSOURI STATE HUMAN SUBJECTS PROTECTION APPLICATION The application consists of (a) the cover sheet (above), (b) the body of the application that addresses the areas noted below (using the areas as subheadings; 2-4 pages maximum), (c) Human Participants Protection training certificate(s) (if applicable), (d) HIPAA training certificates (if applicable), (e) copies of questionnaire instruments to be used (if applicable), (f) copies of Informed Consent forms to be used, and (g) letter(s) of support/permission from data collection site(s) (if applicable) (where appropriate, include IRB approved protocol from other involved institution here). Application Content Areas 1. Brief description of the purpose of the proposed project, including specific goals Students enrolled in Religion 370: “Women and Religion” in Fall 2008 will develop both an online and Meyer Library archive of The Religious Lives of Ozarks Women. The centerpiece of this project will be the digitally audio-recorded and transcribed oral histories of women who have impacted religious life in the Ozarks. This may also include women who have roots in the Ozarks, but are impacting religious life outside the Ozarks. Ozarks women who have impacted religious life and are now deceased may be included, as well, if we can gain access to family members or contemporaries who are willing to talk about these women’s lives. It is anticipated that these archives will serve as a seedbed for the development of a more expansive archive as future students, as well as other researchers and historians, contribute to the site which will preserve the stories of many of the women who have contributed, formally and informally, to the rich religious heritage of the Ozarks. 2. Research protocol: Description of participants to be used: Students will be interviewing women who have lived in the Ozarks at some time and who have been actively involved in religious life either in or disseminating from the Ozarks. The boundaries of the Ozarks include the area bordered on the north by the Missouri River, the east by the Mississippi River, the south by the Arkansas River and the west by the Grand and Neosho Rivers. Each student will be required to interview one woman. Currently, 27 students are enrolled in the class, plus I intend to conduct an interview, so our sample size would be 28. Students will select their subject from either 1) a woman with whom they already have familiarity or 2) a woman from a list I have been collecting as this project has been developing. Each participant will be asked to be interviewed for 60-90 minutes by the student researcher. Procedures: Progression of research: 1) Students will complete the CITI Human Subjects Research Online Training. 2) Students will read and discuss Donald Ritchie’s chapter on Conducting Interviews from Doing Oral History, as well as the Introduction and first chapter of Robert Wuthnow’s book, Growing Up Religious. 3) Students will determine the woman they would like to invite to share her story, contact her with their request, and make arrangements to meet should the woman agree to participate. Students will be urged to meet with the women on the women’s”turf,” so to speak. 4) Students will be oriented to a packet of materials that contains an Informed Consent / Release Form, Biographical Data Form, potential interview questions and a Recording Log. 5) Students will be oriented to the operation technology they will be using (digital audio recorder, digital video recorder, and/or camera). 6) Students will be given sample questions (see attached) that they might ask, based on: a) Robert Wuthnow’s questionnaire (for Growing Up Religious), b) the questionnaire developed for the Telling Traditions Project (oral history collection of Jewish women in the Ozarks), c) questions developed by the course instructor. Students will then develop their own list of questions that seem suitable for the woman they are interviewing. 7) Students will transcribe the interviews. Interviewees will be given the opportunity to read make changes to the transcription, should they choose. 8) Students will write a 2-3 page narrative summary based on the interview. 9) Students will turn in the interview packet, interview transcription and narrative summary for Last Updated: July 1, 2016 Page 3 grading and final editing. 10) The digital recording, transcription, narrative summary, interview log, a digital photo of the subject and any related photos or articles will be given to my grad assistant / web developer who is creating the online version of the archive. 11) All hard copy materials, as well as the recording of the interview transferred to cd-rom, will be handed over to the Meyer Library for placement in their archives. 12) The final results from the research will be the birth of both and Online and Meyer Library Archive of the Religious Lives of Ozarks Women. How information will be used / disseminated / shared: Transcribed interviews, taped interviews, recording log, narrative summary, a digital photograph of the subject and any other related materials (photos, news clippings, etc) will be placed on the online archive. All hard copy materials will be deposited in the Meyer library archives. In addition, we hope to invite all the participants, as well as the public, to an open house in the Meyer archives once all materials are placed (most likely, spring of 2009). 3. Benefits: The benefit for the interviewees is that their stories will be told and preserved for not only the current generation, but generations yet to come. Sometimes the most difficult part of this type of research is convincing people that their life stories and valuable, worth sharing and worth preserving. Having the opportunity to share their life stories with an objective outsider may serve as good affirmation to them that their stories are worth sharing and preserving. The benefit for humankind is that of documenting and preserving the stories of the religious lives of women in the Ozarks, an understudied region of the United States. These preserved materials may serve as primary research material for the areas of: Ozarks studies, women’s studies, and religious studies 4. Risks: There are no great risks to individuals. It will be clearly stated to interviewees that they can choose not to answer any question(s), so there will be no gathering of information that the interviewee chooses not to disclose. It is conceivable that a risk would be potential in some information that interviewees may share about themselves, others involved in their life story or religious institutions. See # 6 below. 5. Analysis of Risk:Benefit Ratio: A central premise of public history is knowledge as a community asset. Therefore, the sharing of information from the lives of those who have contributed to public history is essential. We will make every effort to minimize any foreseeable risk that may result from information shared. See # 6. 6. Procedures for Minimizing Risk: 1. Student interviewers will become acquainted with potential risk factors, not only through completion of the CITI Training for Human Subjects Research, but also through class instruction and discussion of potential risks, as well as management of those risks. 2. Interviewees receive clear communication that they can choose not to answer any question(s) and that they do not have to use names of people or institutions, should that be their choice. 3. Interviewees will be given the option to read the transcription of the interview and the narrative summary of the interview before either is archived. They will be allowed to offer changes to the content, especially in order to minimize any risk socially. 4. Because the interviews will be taped digitally, we will also be able to more easily make needed deletions of names, etc. following the interview. 5. As I read through transcriptions of interviews, I will also be attentive to revelations interviewees may make in the course of dialogue that they may want to re-consider and work with the student interviewer to clarify the interviewee’s desires. 7. Procedures for obtaining informed consent: Students will read through the informed consent form (see attached) with the interviewee and ask if they have any questions. 9. The project proposal shall end with the following: I hereby agree to conduct this study in accordance with the procedures set forth in my project description, to uphold the ethical guidelines as set forth in the Code of Federal Regulations 45 CFR 46, 45 CFR 160 and 164, and the Missouri State University HIPAA Policy, and to report to the IRB any Last Updated: July 1, 2016 Page 4 outcomes or reactions to the experiment which were not anticipated in the risks description which might influence the IRBs decision to sustain approval of the project. ___________________________________ Department Head ___________________________________ Date ___________________________________ Principal Investigator ___________________________________ Date ________________________________ ________________________________ Graduate Assistant Date Other Investigators: SEE ATTACHED CLASS ROSTER Last Updated: July 1, 2016 Page 5