II. Modernisation and transformation of China A.5 Communist revolution and the establishment of the PRC II. Modernisation and transformation of China A. Early attempts at modernisation – reforms and revolutions A5 Communist revolution and the establishment of the PRC: To what extent were policy errors of the Nanjing Government a major cause that contributed to the founding of the People’s Republic of China? Number of periods required: 6(Each period lasts for 40 minutes) 1. Teaching and Learning Background: a. Students have already mastered the relationship between China’s modernisation and the eastward expansion of Western power. At the same time, through examining the importance of the 1911 Revolution and the May-Fourth Movement in the development of Chinese history as well as through comparing the specific reform measures taken in the Late Qing Reform period and the Nanjing Government period, students have acquired further understanding and knowledge of the success and failures of China’s modernisation ; b. In general, students have already mastered the skill of citing historical sources (texts and pictures) to verify their own views and opinions on certain viewpoint; c. Besides, students have also mastered the basic skills of writing essays and debating; however, there are still a small number of students who have not yet mastered the skills of independent thinking and differentiating; d. Teachers may, on the basis of the learning ability and teaching and learning background of the students above, ask them to try answering essay-type questions, such as “To what extent …” and “the relative importance of various factors”, etc. 2. Teaching and Learning Objectives: a. To enable students to further understand the background of the setting up of the PRC through discussing factors leading to the setting up of PRC, and to examine the relationship between the spread of communism in China and the setting up of PRC; b. To elaborate on the similarities and differences between “Chinese communism”and the communism founded by Marx through discussing the characteristics of communism; c. To let students compare various causes of the founding of the PRC and examine their importance; lastly, to enable students understand how to handle this type of questions through discussing “relative importance”. d. To enable students further mastered skills in answering DBQs and essay-type questions by the end of the lesson; 1 II. Modernisation and transformation of China A.5 Communist revolution and the establishment of the PRC 3. e. To consolidate students’ skills in answering questions with “To what extent …”as well as questions with “relative importance”; f. To enable students, after six teaching periods, to draw conclusions on various factors that led to the failure of China’s modernisation efforts in the first half of the 20th century. Teaching and Learning Strategies: a. Firstly, the teacher hands out to the students the worksheet on the ruling policies of the Nanjing Government (see Worksheet 1), and let students comment on the success and failures of such policies through group discussion. (The teacher may ask students with higher abilities to further analyse the most crucial factor that led to the downfall of the Nanjing Government.) (about 1 teaching period) b. The teacher gives a summary on students’ discussion, so as to let students have a better understanding of the success and failures of the rule of the Nanjing Government. (about 1 teaching period) c. The teacher plays the video clip that shows Mao Zedong declaring the establishment of the People’s Republic of China (PRC) at Tian An Men in 1949, (see the clip), and then ask the students to explain the causes for the founding of the PRC (Teacher hands out Worksheet 2). (When explaining the causes, the relationship between the policies of the Nanjing Government and the founding of the PRC must also be considered.) (about 1 teaching period); d. The teacher hands out Worksheet 3, and asks the students to comment and analyse the measures implemented by Mao Zedong before the establishment of the PRC; (about 1 teaching period) e. The teacher compares the success and failures of the policies of the Nanjing Government with those of the measures implemented by the Communist Party before the establishment of the PRC (hands out Worksheet 3), so as to enable the students to better understand their roles in the founding of the PRC; (about 1 teaching period) f. The teacher guides the students to discuss to what extent the mistakes of the policies of the Nanjing Government were the main cause contributing to the founding of the PRC. Before asking them to do the discussion, the teacher should help the students to understand the skills in answering questions asking “To what extent …”. (about 1 teaching period) g. Lastly, in order to consolidate what the students have learnt, the teacher asks the students to write an essay on the topic: To what extent did the mistakes of the policies of the Nanjing Government enable the Chinese Communist Party to set up a new China? (Teacher hands out Worksheet 4) (about 0.5 teaching period) h. For students with better results, the teacher may ask them to summarise the modernisation efforts in the period 1900-49 with respect to historical events such as the Late Qing Reform, the 1911 Revolution, the May-Fourth Movement, the Reforms of the Nanjing Government, and the Communist Revolution. (Teacher hands out Worksheet 5) (about 0.5 teaching period, along with Step i) i. For students with poorer results, the teacher may ask them to use a time-line to illustrate some relatively important modernisation reforms during the period of 1900-49, so that they have a general understanding. (Teacher hands out Worksheet 6) (about 0.5 teaching period, along with Step h) 2 II. Modernisation and transformation of China A.5 Communist revolution and the establishment of the PRC 4. Expected Outcomes/Difficulties: a. Due to higher expectations on the students than before, not all students can completely master the relevant question-answering skills. Therefore, the teacher must be patient enough to explain to the students the thinking methods and skills in relevant questions of history learning; b. When students discuss the relative importance of various factors, some may merely list various factors without examining their relative importance, and may not arrange them in sequence of their importance in order to highlight the point of “relative” importance; c. When discussing questions of such type, students often fail to cite strong evidences or arguments, and as a result their discussions become unconvincing; d. Students’ abilities to identify arguments and to provide counter-arguments will improve through the above training in the relevant lessons, but they should still be asked to do essay writing and other follow-up learning activities, so that they can fully master the requirements of analysing historical issues; e. More importantly, after the above lessons, students should have basically mastered examination techniques such as analysing sources, summarising, discussing, debating, pros and cons, relative importance. The teacher must offer appropriate guidance so as to consolidate students’ answering skills and abilities in these areas. 3 II. Modernisation and transformation of China A.5 Communist revolution and the establishment of the PRC Worksheet 1 Modernisation and transformation of China--Communist revolution and the establishment of the PRC Evaluation on the Ruling Policies of the Nanjing Government Please fill in the merits and demerits of the “Ruling Policies of the Nanjing Government” in the appropriate spaces below. Before making a conclusion, you are advised to do a group discussion, so as to gather opinions that are more objectives, and then list them out. Policies / Project Names 1. Merits Carried out “separation of five powers” 2. Prepared the way for constitutional rule to ensure no restoration of imperial system. Political 3. Regained territorial concessions 4. Abolished unequal treaties 5. Promulgated modern laws and ordinances 6. Improved the quality of judicial staff 1. Set up Central Bank 2. Issued fiat currency (fabi) to replace the silver tael. Economic 3. Strengthened the Set the foundation for constitutional system in China and had initial implementation of political modernization. Eliminated obstacles to implementation of China’s modernization and enhanced China’s international status. facilitated the Chinese judicial system to move towards modernization. facilitated the modernization of financial affairs. Demerits Because Chiang Kai-shek frequently intervened the government operation and practiced one party dictatorship. He blocked China’s way to further political democratization. The National government announced a constitution to define people’s rights, but it did not keep its promises. In many cases, it could not enforce the laws and the people’s rights were not protected by the new laws. ----- Obstructed the development modernization of China’s economy. of ----- country’s control over finance and banking 4. Supported local industrial development Supported local Laid the foundation for industrialization and economic modernization. Facilitated the promotion of 4 The more important is that during the period when KMT was in power, serious corruption was common among the government officials. Later the II. Modernisation and transformation of China A.5 Communist revolution and the establishment of the PRC 5. Set up Railway Bureau modernization in agriculture. government abused the right of issuing paper money which led to serious inflation. It irritated the whole nation and finally the Nanjing government lost power. 6. Carried out many measures to improve the agrarian output 1. Unified the Trained talents for modernization. academic system in the whole country. 2. Set up universities and research centres Education 3. Female enjoyed the right of receiving education ----Implement intellectual modernization. and cultural 4. Provide free basic education 1. Reorganized the The Nanjing government reorganized Ministry of the the armies so as to build a unified Military. national force. Military 2. Reformed military system the 1. Promoted the concept of equality 2. Advocated to use “politeness, righteousness, integrity and self-respect” as the standard for life. 3. Those who had strong body and good health had to receive military training. 4. Protected rights of citizens. Social Enabled the National government to centralize control of the military, increased the efficiency of the army and military modernization. Although the Nanjing government had increased the national defence extensively, the military strength of China was still weak. China lacked high military officials who had received top military training and lacked expertise in modern war. Therefore in the 1930s China’s army could only be a “pre-modern” military force, It was difficult to counter balance the Japanese force. This activity had limited impact on society. To most of the poor ordinary people, Initial implementation of modernization elimination of traditional malpractices and in social aspect. study of western life-style were irrelevant to their personal problems. Created an energetic social atmosphere, enhanced national consciousness of people and accelerated the pace for building up the country. Initial implementation of modernization in social aspect. Worksheet 2 5 II. Modernisation and transformation of China A.5 Communist revolution and the establishment of the PRC Modernisation and transformation of China--Communist revolution and the establishment of the PRC Factors for the successful founding of the People’s Republic of China Please analyse, using the mind map below, the factors that led to the successful founding of PRC. (Only a simple analysis and discussion is required, as this is not a key issue in this topic.) Competent Leadership of CCP e.g.: strictly demanded for unity of the Red Army which was much welcome by the people. Meticulous Strategies of the CCP e.g.: The CCP emphasized patriotism. CCP acquired foreign aids The Red Army also annihilated the isolated e.g.: With the help of Soviet national government army with their strongest force. Union, the CCP seized the Japanese They gathered the weapons in Manchuria. peasants’ force and controlled extensive agarian areas. Factors for successful founding of PRC CCP gained support of large number of peasants e.g.: After the seizure of land, the CCP redistributed land to peasants, therefore they Mistakes of the policies of the Nanjing Government got the peasants’ support. e.g.: Occupation of extensive areas Other relevant factors weakened and diversified the military power of the National Government. e.g.: Free answers Finally, the KMT armies were surrounded and broken up by the Red Army one by one. 6 II. Modernisation and transformation of China A.5 Communist revolution and the establishment of the PRC Worksheet 3 Modernisation and transformation of China--Communist revolutionand the establishment of the PRC Policies implemented by CCP under Mao Zedong before the founding of PRC On the form below, please analyse the policies implemented by Mao Zedong before the founding of PRC, and then compare them with the policies of the Guomindang, so as to identify their success and failures. Measures / Policies Guomindang Chinese Communist Party (Put in a “” if you think the measure/policy is (Put in a “” if you think the measure/policy is a good one, or else put in a “x”.) a good one, or else put in a “x”.) Political Social Economic Cultural Education 7 II. Modernisation and transformation of China A.5 Communist revolution and the establishment of the PRC Other aspects (if any) Worksheet 4 Modernisation and transformation of China--Communist revolutionand the establishment of the PRC To what extent did mistakes of the policies of the Nanjing Government enable the Chinese Communist Party to set up a new China? Before writing this essay, you may refer to Worksheet 2 and Worksheet 3 regarding “Factors for the successful founding of the People’s Republic of China (Causes for the defeat of the Guomindang and the victory of the CCP in the Civil War)” and “Policies implemented by CCP under Mao Zedong before the founding of PRC” and then do your analysis, so as to obtain a more objective conclusion. (Free answers) Introduction: State your stance. You must indicate to what extent you agree to this view, and be able to offer relatively simple explanation and discussion on this view in this section. Main body: 1. Firstly, discuss the relationship between the mistakes of the Nanjing Government and the CCP’s success in founding PRC. Specific examples must be cited as evidence to make the essay more convincing. 2. Examine other factors that led to CCP’s success in founding the PRC, including: CCP’s competent leadership, its meticulous strategies, the great support it enjoyed from peasants, foreign aids, and other relevant factors. 3. It should be noted that students must, in their discussion, illustrate why mistakes of the Nanjing Government’s polices were more important than other factors (or certain/some factors were more important than mistakes of the Nanjing Government’s policies). Conclusion: 1. Re-state to what extent you agree to the view. 2. Briefly point out the process of how CCP rose to power through armed revolution in 1949 and set up new China. Introduction: __________________________________________________________________________ ___________________________________________________________________________ 8 ___________________________________________________________________________ ___________________________________________________________________________ II. Modernisation and transformation of China A.5 Communist revolution and the establishment of the PRC Main body: ___________________________________________________________________________ ___________________________________________________________________________ ___________________________________________________________________________ ___________________________________________________________________________ ___________________________________________________________________________ ___________________________________________________________________________ ___________________________________________________________________________ ___________________________________________________________________________ ___________________________________________________________________________ ___________________________________________________________________________ Conclusion: ___________________________________________________________________________ ___________________________________________________________________________ ___________________________________________________________________________ ___________________________________________________________________________ ___________________________________________________________________________ 9 II. Modernisation and transformation of China A.5 Communist revolution and the establishment of the PRC Worksheet 5 Modernisation and transformation of China--Communist revolution and the establishment of the PRC China’s modernisation efforts in the first half of 20th century Modernisation Efforts Late Qing Reform 1911 Revolution the May-Fourth Movement Origins In the early 20th century, the Manzhu government faced internal troubles and foreign aggression. People supported the revolutionary movement, , regional power arose, Han’s anti-manzhu feeling was strong, in addition to the Eight-nation Expedition, Boxer Protocol and the subsequent Russian War, all these made Cixi understand reforms were necessary to save the Qing Court. Measures related to modernisation Achievements Political: constitutional Institutional reforms enabled reform, promulgation of the China to move toward political Outline for the Constitution by modernization and the Imperial Order, cancellation of establishment of judicial the Six Boards and system provided a blueprint for implementation of new judicial the subsequent judicial system etc. reforms. The development in industry, agriculture and Economic: constructed transportation also paved the railroads, encouraged way for economic industries and carried out modernization. The social and economic modernization. educational reforms enabled Social; abolition of old China moved a step towards malpractices, e.g. prohibition modernization. of foot-binding. Weaknesses Constitutional reform aimed at centralizing the power of the Qing government. People were disappointed with the ruler and finally turned to support the revolutionary movement. Because of this, the Qing dynasty was overthrown. Cultural: abolition of Civil Service Examinations and set up universities, secondary and primary schools etc. The Late Qing Reform lacked sincerity and people were disappointed with the “constitutional monarchy”. The Qing government was unable to solve the problem of foreign aggression, with Sun’s advocation of revolutionary ideas, people supported the revolutionary movement. Finally, the railroad dispute accelerated anti-government movement. Political: set up republic, advocated principles of separation of powers and integration of the five races. After the 1911 Revolution, the National Government was still facing the invasion of western imperialism, e.g. the Twenty-One Demands, the refusal of the Great Powers in giving up their privileges in China etc. The Chinese failure in the Paris Peace Conference stimulated the anti-government sentiment of the intellectuals. China was in a chaotic and divided situation as a result of struggle for power among the warlords. Political: stimulated national consciousness and advocated determination of opposing warlords and the The first mass movement in China demonstrates great powers. people’s patriotic sentiment Economic: advocated the and political consciousness concept of using national had grown towards maturity. products to encourage the The intellectuals turned to development of local industry study Communism, and and commerce. promoted the establishment Social: promoted the New of the CCP. People were Culture Movement, enhanced encouraged to criticize the the status of common people, traditional ideas and values. advocated liberation of There began the pursuit of freedom and women and negated individual modernized society. Confucian ideas. Economic: promoted national industrial and commercial development, started industries and set up railroads. Modernization of political institutions, e.g. terminated the two-thousand year monarchical system, set up the first republican government in the Asian region (emphasized the integration of the five ethnic groups) and began the drafting of a temporary constitution. The revolution was unable to stabilize the political situation. The Qing government was disturbed by internal troubles and foreign aggression, people’s living condition was not improved, and there was still room for improvement in people’s consciousness of democracy and people’s rights. Social: abolished old malpractices e.g. cutting pig-tails and prohibiting opium-smoking Cultural: promulgated Education Act. Cultural: strengthened education for common people 10 The National Government was unable to stop the Japanese invasion of China. There was no consensus among intellectuals as how to save the country. Traditional culture was challenged by foreign aggression. People began to criticize the Chinese culture blindly. II. Modernisation and transformation of China A.5 Communist revolution and the establishment of the PRC Reforms of the Nanjing Government After the Northern Expedition, the National Government made a blueprint for national building with reference to the “Methods and Strategies of Establishing the Country” which was advocated by Sun Yat-sen. It planned to carry out comprehensive modernized construction to make China rich and strong. Political: further confirmed the republican system, carried out “separation of five powers” recovered territorial concessions and restored tariff autonomy. Economic: reformed currency system, developed agricultural production and assisted the development of local industrial development. Social: began the New Life Movement. Confirmed republican regime, helped to avoid restoration of monarchy and also was beneficial to political modernization. Restoration of sovereignty was also beneficial to China’s modernization. Through economic reforms in China, industry, agriculture, finance and even transportation were developed rapidly. Educational reform developed people for science research and worked for China’s modernization. Peasants’ living condition was not improved, National government faced financial difficulties, slow process of democratization , problem of internal troubles and external aggression was still serious, and reforms were not effective. Cultural: unified academic system and encouraged scientific research. Communist Revolution After the setting up of the National Government, China was in a divided situation. Great powers’ indifferent attitude towards China stimulated national feelings. Some intellectuals, under the influence of Communism, believed that Communism was the path rich and strong China. Political: introduced Soviet institution and confirmed Mao’s ideas of “New Democracy” Economic: carried out land reform, abolished land ownership and redistributed land. Established agricultural collectivization and set up “Mutual Teams” and “Cooperatives”. 11 Land reform put an end to landlords’ exploitation of peasants. Besides, on extensive farmland, big machines, advanced equipment and fertilizers could be used. Finally grain output could be increased. Landlords became victims under the land reform. Many landlords were accused and even executed. Great loss of human lives was resulted. Since the government-controlled collective farms replaced families, government control over social and political life increased. Some peasants refused to join the collective farms. They moved to cities and created unemployment problem. II. Modernisation and transformation of China A.5 Communist revolution and the establishment of the PRC Worksheet 6 Modernisation and transformation of China--Communist revolution and the establishment of the PRC China’s modernization efforts in the period 1900-49 In the appropriate spaces below, please fill in the relevant efforts made by the Chinese government in this period. Political Social At the beginning of the Late Qing Reform, the Ministry of Foreign Affairs was set up to replace the Zongli Yamen. Permitted intermarriage between Manzhu and Hans, and foot-binding of women was prohibited. Year Economic 1901 Abolished old military examinations, set up military academy and sent military officers to Japan for training. Abolished “eight-legged essay” and sent students to study abroad. 1902 Prepared commercial laws and new criminal laws. Set up Eleven Boards(They included the Ministries of Finance, Law, Industry and Commerce and Education) to replace the old Six Boards. Set up judicial system. Set up Judicial Department to replace the Criminal Department. Opium-smoking was prohibited. Education & Cultural 1903 Set up Military army) 1904 Number of Qing armies greatly increased. Bank of Set up new, national school China was set up to system. compete with the foreign banks. 1905 Abolished Civil Service Yuan Shihai set up the Examinations and set up Beiyang Army. schools with western academic structure. 1906 1907 12 Department of Training. (New It controlled the national armies. Set up Ministry of Agriculture, and Ministry of Industry and Commerce to develop the railroad construction and mining industry, and promoted economic development . Drafted commercial law and modern budgeting system. Set up Ministry of Education. About 13,000 students were sent to study in Japan. II. Modernisation and transformation of China A.5 Communist revolution and the establishment of the PRC Promulgated the Outline for Constitution by Imperial Order and announced that constitution to be completed in nine-years time. 1908 Set up provincial assemblies and introduced election system. Conducted the first election, and many local gentry were elected as representatives. 1909 Prepared the financial budget. Shortened the duration for preparation of constitution and planned to have parliament by 1913, and set up National Assembly in Beijing. Set up new law codes and new criminal codes based on Japanese model, abolished torture. Proclaimed to call a parliament in five years and set up a responsible cabinet made up of 13 members. Carried out nationalization of railroads. 1910 1911 As the Provisional President, Sun Yixian proclaimed the Republic of China. 1912 The presidential law was passed. 1913 The Constitutional Compact was passed and extended the presidential term to ten years. 1914 The New Culture Movement began. Li Yuanhong became president but he could not control the situation of warlords separatism. 1915 1916 13 national There were over 24,600 academies with up to 130 million students. Modern education system such as university, secondary school, primary school, kindergarten and different level of grammar, science, industry and agriculture had initially been established. Nationalized the railroads of all provinces in order to maintain the central control over the local authorities. Chen Duxiu and Hu Shih published articles in “New Youth”. II. Modernisation and transformation of China A.5 Communist revolution and the establishment of the PRC In the Paris Peace Conference, the Shandong interest was transferred to Japan. Students had demonstration at Tiananmen in Beijing. Later it was spread over the whole country. China refused to sign the “Treaty of Versailles”. 1917 1918 May Fourth began. Movement 1919 1920 The CCP was established in Shanghai. 1921 1922 1923 1924 14 II. Modernisation and transformation of China A.5 Communist revolution and the establishment of the PRC Political Social Year Economic Education & Cultural 1925 The National Government started the Northern Expedition and finally unified China in 1928. 1926 Between 1926-36, the Chinese national economy increased at a rate of 8.3%. 1927 With the success of the Prepared the road plans for Northern Expedition, the the country and set up military rule came to an Ministry of sanitation. end. “An Outline of Political Tutelage” as the provisional constitution of the new government was proclaimed and Academia Sinica was set up Proclaimed Factory Law. formed a committee to generalize agricultural knowledge, promoted peasant cooperation. Set up water conservation project committees. Nanjing government Proclaimed Land Law; recovered tariff autonomy. nationalized mail service; made regulations for trying out life insurance. Recovered the Belgian In Shanghai, Hankow and concession in Tianjin. Tianjin, Department of Navigation and proclaimed all sorts of navigation laws; set up Central Agricultural Research Centre to conduct different agricultural experiments. Promoted the Movement. New Life 1928 Set up Central Bank in Shanghai. Between 1928-37, 4 national banks were established. Besides, set up Ministry of Railways. Between 1928-37, a total of 5,000 miles of railroads were established. Set up university and research centre in Nanjing and Shanghai respectively. Thereafter, the Academia Sinica and Beiping Research Centre 1929 1930 1931 Set up Beiping Library, promulgated the first batch of simplified Chinese characters, promoted to use Chinese phonetic alphabets and used Mandarin to replace dialects as medium of instruction. 1932 The Central Bank in Promulgated Act of Free Guangzhou was Education and gave women restructured as Bank of the rights of receiving Guangdong. education. 1933 Abolished taels and used Promulgated regulations for silver dollars as official primary schools, secondary currency. schools and overseas studies. 1934 15 II. Modernisation and transformation of China A.5 Communist revolution and the establishment of the PRC 1935 Promulgated constitutional draft. However, because of the outbreak of the Sino-Japanese War, the Chinese Constitution of the Republic of China was not endorsed until 1946. The Second (1937-1945) Sino-Japanese Service of Guangdong-Hankou Railway began. War formally started 1936 1937 Nationalized the silver Ministry of Education dollars and replaced them began to provide free with paper currency(fabi). education to children. Set up committee to give instructions to economic modernization. The value of industrial products increased 11% from that of 1935. The Second (1937-1945) Sino-Japanese War formally started 1938 1939 1940 1941 1942 1943 1944 The Second Sino-Japanese War ended and the Second United Front came to an end. 1945 The Second Sino-Japanese War ended and the Second United Front came to an end. Civil War between KMT and CCP formally began. (1946-1949) 1946 Civil War between KMT and CCP formally began. (1946-1949) 1947 1948 Civil War between KMT and CCP came to an end. The People’s Republic of China was established. The first plenary session of the Chinese People’s Political Consultative Conference was convened in Beiping. 1949 16