ENVIRONMENTAL RISK MANAGEMENT AUTHORITY DECISION 6 December 2006 Application Code HSC06024 Application Type To import or manufacture a hazardous substance in containment under Section 31 of the Hazardous Substances and New Organisms Act 1996 (the Act) Applicant Key Industries Limited P O Box 65070 Mairangi Bay North Shore 0754 Auckland Purpose of the Application Timorex: To import into containment this fungicide to evaluate the efficacy, crop safety and residue profile under NZ cropping conditions (field trial). Date Application Received 24 October 2006 Consideration Date 5 December 2006 Considered by Rob Forlong, Chief Executive of ERMA New Zealand 1 SUMMARY OF DECISION 1.1 The application to import into, or manufacture in, containment the hazardous substance, Timorex, is approved with controls in accordance with the relevant provisions of the Act and the HSNO (Methodology) Order 1998 (the Methodology). 1.2 The substance has been given the following unique identifier for the ERMA New Zealand Hazardous Substances Register: Timorex 2 LEGISLATIVE CRITERIA FOR APPLICATION 2.1 The application was lodged pursuant to section 31 of the Act. The decision was determined in accordance with section 32, taking into account additional matters to be considered in that section and matters specified under Part II of the Act and the provisions of Part III of the Third Schedule of the Act. Unless otherwise stated, references to section numbers in this decision refer to sections of the Act. 2.2 Consideration of the application followed the relevant provisions of the Methodology. Unless otherwise stated, references to clauses in this decision refer to clauses of the Methodology. 3 APPLICATION PROCESS 3.1 The application was formally received on 29 September 2006. 3.2 Project Team: David Hodge Advisor (Hazardous Substances) Nicola Reeves Advisor (Hazardous Substances) Zack Bishara Advisor, Maori Unit Report review and sign-out by: Noel McCardle Senior Advisor (Hazardous Substances) 3.3 The applicant supplied the following documents: the application; a confidential appendix containing a Safety Data Sheet and formulation composition. 3.4 The following government departments were advised of the receipt of the application (in accordance with clause 2(2)(e) and given the opportunity to comment: the Ministry of Health; the Department of Labour (Workplace Group); the New Zealand Food Safety Authority (Agricultural Compounds and Veterinary Medicines Group (ACVM Group)). 3.5 No responses were received. 3.6 The applicant was provided with a copy of the proposed controls for Timorex and given the opportunity to comment on them. The comments provided were taken into account in the setting of controls. 4 CONSIDERATION Sequence of the consideration 4.1 This application was considered by the Chief Executive of ERMA New Zealand under delegated powers from the Authority (section 19(2)(e)). 4.2 In accordance with section 32, the approach adopted when considering this application was to confirm whether the application was for one of the purposes specified in section 30, to identify and assess the risks and to determine whether the substance could be adequately contained by controls to provide for each of the matters specified in Part III of the Third Schedule of the Act. ERMA New Zealand Decision: Application HSC06024 Page 2 of 11 Purpose of the application 4.3 The purpose of the application is to conduct further contained field trials on Timorex to evaluate the efficacy, crop safety and residue profile under New Zealand cropping conditions. 4.4 As the purpose amounts to “research and development on any hazardous substance”, the Project Team considers that the application qualifies for consideration under section 30(ba). Life cycle 4.5 A maximum of 150 litres (<70 % ai), or equivalent, of Timorex will be imported by airfreight over a period of three years. The substance will be packed .in either 250ml or 1 litre containers constructed of HDPE. The unopened substance and its packaging will be transported by road to the premises of the single specific designated field research facility. It will be kept in a secure locked storage facility that is designated for the storage of hazardous chemicals at the Field Research facility. The Storage of Timorex will be under the control and responsibility of the Field Researcher/Study Director. 4.6 Timorex will be used in field trials to evaluate the efficacy of the substance against problem diseases in New Zealand horticulture. Information on crop safety and the residue profile will be generated during the course of the trial work. The applicant has formally engaged Geelen Research to conduct the research and no other parties will be permitted to use the product without the approval and supervision of the Study Director. The technical research provider will administer amounts of each product (diluted with water) to treat the designated treatment areas and individual trees. The only people permitted to use these materials will be authorised, competent and experienced field researchers of the contracted research provider who have previous experience in handling research or development compounds. 4.7 The small area of crop or trees to be treated by hand operated equipment would mitigate against significant waste. Only sufficient amount of the test material will be prepared in a water solution for application to the host target at the trial site. This will avoid having significant remaining spray mixtures requiring disposal. Any excess spray mixtures of the substance diluted with water will be disposed of at the research facility in an appropriate manner typical and appropriate for such sites. This includes disposal onto non-crop waste headland areas. Any empty container will be triple-rinsed with water and crushed and buried in an appropriate landfill. The rinsate will be disposed of in a similar method to any excess spray mixture. Empty containers will be disposed of according to the local bylaws by crushing and burying in an appropriate landfill as per the requirements of the Hazardous Substance (Disposal) Regulations 2001. Hazardous properties 4.8 The Project Team notes that a containment application only requires sufficient understanding of the hazardous properties to ensure that any risks can be managed by the containment controls. The scope of the hazard information will often be limited for containment applications, as the substance will be experimental and may not be commercialised. ERMA New Zealand Decision: Application HSC06024 Page 3 of 11 4.9 The applicant has examined the hazardous nature of Timorex and considers it to be flammable 3.1C, acutely toxic 6.1E, irritating to the skin 6.3B and ecotoxic in the aquatic environment 9.1C. 4.10 The Project Team has reviewed the summary data and other information supplied by the applicant and considers that the information is sufficient to determine that any risks posed within the defined lifecycle of the substance in New Zealand can be managed through the application of controls as defined in Appendix 1. 4.11 I have taken this into account in my review of the substances’ likely hazardous properties, and consider that the information is sufficient for me to determine that any risks can be managed by the containment controls. Identification and evaluation of the significant risks of the substance in containment 4.12 The applicant has identified and assessed potential risks and detailed proposals for, and impacts of, risk management. The Project Team has reviewed the applicant’s assessment of the risks to the environment, human health and welfare and Maori issues and concerns as set out below: Risks to the environment 4.13 If released into the environment the substance has the potential to result in adverse effects within the environment. 4.14 On the basis of the lifecycle of the substance, adverse environmental effects could arise from: an accident during storage, use or transportation, resulting in release of the substance; failure to follow the correct operational procedures as set out in the controls and containment system as described in the application, resulting in release of the substance; or failure to follow correct disposal procedures. 4.15 The Project Team considers that the contained import and trialling of Timorex will not pose any significant risks to the environment. In its consideration, the Project Team took several factors into account, including the containment regime proposed by the applicant, the overall quantity of the substance involved, the controls set out in Appendix 1 and the requirements of other legislation. 4.16 I note that limited quantities of the substance will be manufactured and released into containment for field trails (i.e. a maximum of 150 litres over 3 years. 4.17 I consider that, taking into account the hazardous properties of the substance, the quantities involved, the containment controls in Appendix 1 and controls in place under other legislation, there are no significant risks to the environment from this trial. Risks to human health and welfare ERMA New Zealand Decision: Application HSC06024 Page 4 of 11 4.18 The Project Team considers that adverse effects to human health and welfare may result from exposure(s) to the substance, given the level of detail and related uncertainty involved in studies conducted for experimental substances such as Timorex. 4.19 On the basis of the lifecycle of the substances outlined in paragraph 4.5-4.7, adverse effects could arise from: an accident during storage, use or transportation, resulting in release of the substance; failure to follow the correct operational procedures as set out in the controls and the containment system, resulting in personnel exposure while contained, or bystander exposure if released; or failure to follow correct disposal procedures. 4.20 I consider that there are no significant risks to human health and welfare, given the properties of the substance, the quantities involved, the containment regime proposed by the applicant, the containment controls in Appendix 1 and controls in place under other legislation. Māori issues and concerns 4.21 The Project Team has considered this application in accordance with clauses 9(b)(i) and 9(c)(iv) and sections 6(d) and 8. In addition, the Project Team used the framework contained in the ERMA New Zealand user guide “Working with Māori under the HSNO Act 1996” to assess this application. 4.22 The applicant and the Project Team have classified Timorex to be flammable 3.1C, acutely toxic 6.1E, irritating to the skin 6.3B and ecotoxic in the aquatic environment 9.1C. Thus, there is the potential that this substance could negatively impact Māori and, or, the mauri of iwi, cultural tāonga and the environment. 4.23 The Project Team has completed its assessment of the application, and has identified the risks and the appropriate controls necessary to mitigate the substance’s physical, toxic and eco-toxic properties based on the assessed hazard classifications and after careful consideration of the following: storage of Timorex; packaging, product labelling, handling and transportation procedures; and appropriately supervised containment-trial use 4.24 Based on this assessment, the Project Team is unaware of any impacts that the Timorex could have on Māori culture, or, on our traditional relationships with ancestral lands, water, sites, wāhi tapu, valued flora and fauna or other taonga. The Project Team has no evidence to suggest that the controlled containment-trial use of the Timorex will breach the principles of the Treaty of Waitangi and see no requirement for the applicant to consult with Māori regarding this application. 4.25 This assessment is made on the condition that the substance is handled, blended, stored, transported, used and disposed of, in accordance with the explicitly stated HSNO controls, and any controls stipulated in other applicable Acts. However, should inappropriate use, or an accident, result in the contamination of waterways or the environment, it is suggested that the applicant notify the appropriate authorities including the relevant iwi authorities in ERMA New Zealand Decision: Application HSC06024 Page 5 of 11 that region. This action should include advising them of the contamination and the measures taken to contain and remedy it. 5 CONTAINMENT AND CONTROLS 5.1 The Project Team has evaluated the adequacy of the containment arrangements proposed by the applicant and the controls listed in Appendix 1, and notes that these cover the matters set out in Part III of the Third Schedule of the Act, being: to limit the likelihood of escape of any contained hazardous substances or contamination by hazardous substances; to exclude organisms from a facility; to exclude unauthorized people from the facility; to prevent unintended release of the substances by experimenters working with the substance; to control the effects of any accidental release of the substance; inspection and monitoring requirements; and qualifications required of the person responsible for implementing the controls. 5.2 The Project Team is satisfied that, with adherence to the controls listed in Appendix 1 and those controls in place under other legislation, Timorex can be adequately contained. 6 DECISION 6.1 I have considered this application made under section 31 and, pursuant to section 32, I am satisfied that this application is for the purpose specified in section 30(ba). 6.2 Having considered the risks associated with the lifecycle of Timorex, I am satisfied that the controls imposed, including those in place under other legislation, will result in the substance being adequately contained. 6.3 In accordance with clause 36(2)(b), I record that, in reaching this conclusion, I have applied the criteria specified in section 32. 6.4 I have also applied the following criteria in the Methodology: clause 9 – equivalent of sections 5, 6 and 8; clause 11 – characteristics of substances; clause 21 – the decision accords with the requirements of the Act and regulations; clause 22 – the evaluation of risks – relevant considerations; clause 24 – the use of recognised risk identification, assessment, evaluation and management techniques. 6.5 The application to import into, or manufacture in, containment the hazardous substance Timorex is thus approved pursuant to section 32, with controls as set out in Appendix 1. ERMA New Zealand Decision: Application HSC06024 Page 6 of 11 Rob Forlong Date: 6 December 2006 Chief Executive of ERMA New Zealand ERMA New Zealand Approval Code: HSC000254 ERMA New Zealand Decision: Application HSC06024 Page 7 of 11 APPENDIX 1: LIST OF CONTROLS THAT APPLY TO THE HAZARDOUS SUBSTANCE, TIMOREX General 1. The trials shall be undertaken in accordance with the information on the proposed containment system provided under section four of the application, addressing matters to be considered under Part III of Schedule 3 of the Act. Modifications of these specifications may be approved in writing by ERMA New Zealand providing that they comply with the following controls. 2. This approval remains in place for the term of any concurrent approval required under the Agricultural Compounds and Veterinary Medicines Act 1997, to a maximum of five years. 3. This approval applies only to the ground-based application of the substances to agricultural and horticultural crops, forestry, pasture, and seeds. 4. This approval excludes application of substances directly into or onto water. 5. This approval excludes the aerial application of the substance 6. Notwithstanding the requirements of control 1 above, the importation and trials shall also comply with the following controls: Import 7. Key Industries may import A maximum of 150 litres (<70 % a.i.), or equivalent, of Timorex over a period of three years. Packaging and Information 8. The substance shall be securely packed in suitable containers that comply with the Hazardous Substances (Packaging) Regulations 2001. 9. Packages shall be labelled in accordance with the Hazardous Substances (Identification) Regulations 2001. 10. The label must also set out instructions that any of the substance remaining after each trial must be returned in its original container to Key Industries. 11. A Safety Data Sheet, compliant with the Hazardous Substance (Identification) Regulations 2001, shall accompany each shipment of the substance and be held at each trial site for the duration of the trial. Storage 12. The substance shall be securely stored in accordance with the Code of Practice for the Management of Agrichemicals NZS 8409: 2004. ERMA New Zealand Decision: Application HSC06024 Page 8 of 11 Transport 13. The substance shall be transported in compliance with any relevant requirements of the Land Transport Rule: Dangerous Goods 2005, the Civil Aviation Act 1990 or the Maritime Transport Act 1994. General handling of the substance 14. Personal Protective Equipment (PPE), for example, safety glasses, gloves and protective clothing shall be worn when handling the substances, for example during handling, application and disposal. Trial Sites 15. The trials may be carried out at a location that is not defined until an infestation of the target pest has been found, provided the applicant: has written permission from the owner of the land to carry out the trial; and notifies ERMA New Zealand in writing of the location in accordance with Control 34. 16. The trial sites shall be chosen so as to prevent the substance entering any surface water or groundwater system. 17. The trial sites shall be located to prevent any residential building or workplace which is not related to the research from being exposed to the substances. 18. Access to the trial sites shall be by permission of the Trial Director1, nominated researcher or owner of the property on which it is located. The trial site boundaries shall be clearly marked and distinctly visible from outside the trial site throughout the life of the trials. The trial sites shall be signed indicating that unauthorized access is not permitted, that the site is subject to a trial. 19. Trial sites that are at risk of entry by grazing animals shall be secured by stock proof fencing to exclude animals for the duration of the trial and any stock withholding periods set by the ACVM Group of the New Zealand Food Safety Authority. Trial Conditions 20. During use the substance shall be under the control of experimental staff, who are trained and experienced in the handling and administration of fungicides under test conditions using the specified equipment. Experimental staff should also be aware of the study protocol and the controls in place in order to adequately manage the substance. 21. The substance shall be mixed, diluted, prepared or otherwise handled in accordance with the relevant sections of the Code of Practice for the Management of Agrichemicals NZS 8409: 2004. 1 The Trial Director is the individual appointed by the applicant to be responsible for the overall conduct of the trial in accordance with the Management Plan and approval controls. ERMA New Zealand Decision: Application HSC06024 Page 9 of 11 22. The amount of spray prepared shall be the minimum necessary for the trial, but if there is any surplus spray mix it shall be disposed of within the trial site by spraying over a marked and designated non-crop and non-grazed area at the site, or alternatively within the trial plot. 23. The substances shall be applied using equipment calibrated to apply accurate doses to the nominated trial plots in accordance with good practice. This would generally be achieved through compliance with the Code of Practice for the Management of Agrichemicals NZS8409:2004 or a Standard Operating Procedure retained as part of the applicant’s trial records. Special attention shall be paid to the minimisation of spray drift, and in particular to the avoidance of drift beyond boundaries agreed with the owner or occupier of the trial site and delineated in accordance with Control 18. 24. The trials shall be conducted and managed so as to prevent vertebrates and non- target invertebrates from coming into contact with the substance throughout the trials. 25. No sprayed produce shall be consumed by people or (so far as is reasonably practicable) animals or be sold, offered for sale, given away, bartered or otherwise distributed unless the ACVM Group has approved this process as part of a provisional registration or research permit. 26. A record shall be kept of all use of the substance. This record shall cover all matters referred to in Regulation 6(1) of the Hazardous Substances (Class 6, 8, and 9 Controls) Regulations 2001 and must be kept for not less than 3 years after the date on which the substance that the record relates to is applied or discharged. 27. Any equipment used during application shall be triple rinsed after use with water and if required with an appropriate detergent or decontaminant, and the rinsate disposed of within the trial site by being sprayed over a marked and designated non-crop and non-grazed area at the site, or alternatively within the trial plot. 28. Upon site close off, the Trial Director shall ensure that at the trial site, residue levels for timorex shall be below cut-off levels for toxicological or ecotoxicological concern, or show that the environmental fate of this component is such that it is not readily available and will not move off the site. This includes any areas used for the preparation or disposal of the spray mix. Emergency Management 29. Any spillage of the substance (diluted or not) shall be contained, prevented from entering water bodies, and be absorbed with an appropriate absorbent material. The absorbent material shall be collected and placed in sealed containers for disposal at an appropriate waste disposal facility (which may include a landfill), subject to the facility’s waste acceptance policy. Disposal 30. Any surplus substance remaining at the ‘end of the trials’ shall be returned to Key industries where it will be securely stored in a laboratory complying with the requirements set out in the Hazardous Substances (Exempt Laboratories) Regulations 2001 for the purpose of further analysis or until disposed of. ‘End of trials’ is defined as the end of the trial programme as defined in the project plan for each substance. (Note that once the trials are ERMA New Zealand Decision: Application HSC06024 Page 10 of 11 completed the substance will not have approval to be present in New Zealand except within an exempt laboratory). 31. Any surplus substance shall ultimately be treated in a manner to render the substance, as a whole, non-hazardous or be exported from New Zealand. Disposal shall be carried out in a manner compliant with the Hazardous Substances (Disposal) Regulations 2001. 32. Containers no longer used to contain the substance and residue or rinsate from equipment used to handle the substances shall be disposed of in a manner compliant with the Hazardous Substances (Disposal) Regulations 2001. 33. Sprayed produce that may be at risk of being removed from the trial after its completion shall be disposed of by ploughing in, by mulching, by burial on the trial site or by deposition at an approved landfill. The Trial Director shall decide the method of disposal after assessing the relevant risks. Sprayed plant matter shall not be added into any composting operation. Notification and Inspection 34. The Department of Labour [Attn. HSNO Project Manager (Workplace Group) or equivalent position] and ERMA New Zealand shall be informed in writing (by letter, fax or email) of the location, start, and completion of the trials. Notifications shall include the following details: Substance name ERMA Application number ERMA Approval number ERMA Applications Advisor Timorex HSC06024 HSC000254 David Hodge 35. If for any reason a breach of containment occurs, the Trial Director shall notify the Department of Labour and ERMA New Zealand within 24 hours of the breach being detected. It is suggested that if a breach in containment results in contamination of a waterway, the relevant iwi authorities be advised. 36. The Authority or its authorised agent or properly authorised enforcement officers, may inspect the facilities and trial sites at any reasonable time. Trial documentation, as described in Control 1, notwithstanding its confidential nature, shall be available for inspection by any enforcement officer, upon request. ERMA New Zealand Decision: Application HSC06024 Page 11 of 11