ENVIRONMENTAL RISK MANAGEMENT AUTHORITY DECISION 1 September 2004 Application Code HSC04018 Application Type To import or manufacture a hazardous substance in containment under Section 31 of the Hazardous Substances and New Organisms (HSNO) Act 1996 Applicant Taranaki NuChem Ltd Hudson Road New Plymouth Purpose of the Application To field trial in containment, a substance, TNL 2036, in various ratios of 3 actives and formulation types so that data can be produced on the most effective ratio of actives to control weeds in pastoral crops. Date Application Received 22 July 2004 Consideration Date 1 September 2004 Considered by Bas Walker, Chief Executive of ERMA New Zealand 1 Summary of Decision 1.1 The application to import into containment the hazardous substance TNL 2036 is approved with controls in accordance with the relevant provisions of the Hazardous Substances and New Organisms Act 1996 (the HSNO Act) and the HSNO (Methodology) Order 1998. 1.2 The substance has been given the following unique identifier for the ERMA New Zealand Hazardous Substances Register: TNL 2036 2 Legislative Criteria for Application 2.1 The application was lodged pursuant to section 31 of the HSNO Act. The decision was determined in accordance with section 32, taking into account additional matters to be considered in that section and matters relevant to the purpose of the Act, as specified under Part II of the HSNO Act and the provisions of Part III of the Third Schedule of the HSNO Act. Unless otherwise stated, references to section numbers in this decision refer to sections of the HSNO Act. ERMA New Zealand Decision: Application HSC04018 Page 1 of 9 2.2 Consideration of the application followed the relevant provisions of the Hazardous Substances and New Organisms (Methodology) Order 1998 (the Methodology). Unless otherwise stated, references to clauses in this decision refer to clauses of the Methodology. 3 Application Process 3.1 The application was formally received on 22 July 2004 and assessed as having sufficient information on 23 July 2004. 3.2 Project Team: Amanda McKenzie Applications Adviser (Hazardous Substances) Sue Scobie Senior Adviser (Hazardous Substances) Linda Robinson Manager, Māori Report review and sign-out by: Beth Dye Acting Programme Manager, Applications (Hazardous Substances) 3.3 The applicant supplied the following documents: The application, including a proposed containment system Confidential appendices, containing compositional information, MSDS on each of the components and the substance, and a Project Plan. 3.4 The following Government departments were advised of the receipt of the application (in accordance with clause 2(2)(e)) and given the opportunity to comment: The Ministry of Health The Department of Labour (Occupational Safety and Health) The New Zealand Food Safety Authority (Agricultural Compounds and Veterinary Medicines Group (ACVM Group)). 3.5 A response was received from The Ministry of Health stating; ‘with appropriate HSNO controls, the Ministry has no issues to raise at this time relating to the acceptance of this application based on non-confidential information provided from a public health perspective (nonoccupational).’ 3.6 The applicant was provided with a copy of the proposed controls for TNL 2036 and given the opportunity to comment on them. The comments received were taken into consideration when the controls were finalised. ERMA New Zealand Decision: Application HSC04018 Page 2 of 9 4 Consideration Sequence of the Consideration 4.1 This application was considered by the Chief Executive of ERMA New Zealand under delegated powers from the Authority (section 19(2)(e) of the HSNO Act). 4.2 In accordance with section 32 of the Act, the approach adopted when considering this application was to confirm whether the application was for one of the purposes specified in section 30, to identify and assess the risks and to determine whether the substance could be adequately contained by controls to provide for each of the matters specified in Part III of the Third Schedule of the Act. Purpose of the Application 4.3 The purpose of the application is to field trial in containment, a substance, TNL 2036, in various ratios of 3 actives and formulation types so that data can be produced on the most effective ratio of actives to control weeds in pastoral crops. 4.4 As the purpose amounts to “research and development on any hazardous substance”, I consider that the application qualifies for consideration under section 30(ba) of the Act. Hazardous Properties 4.5 I note that a containment application only requires sufficient understanding of the hazardous properties to ensure that any risks can be managed by the containment controls. 4.6 The applicant has assessed the available information and has identified that there is some toxicological and ecological data available indicating that TNL 2036 is toxic to humans and the environment. 4.7 I have reviewed the applicant’s hazard information and consider that it is sufficient to describe the hazards associated with the substances to ensure that any risks can be managed by the containment controls. Life Cycle 4.8 Taranaki NuChem Ltd plans to manufacture up to 100 litres of TNL 2036 over the 3 year trial. Manufacture will take place in Taranaki NuChem Ltd Exempt Research Laboratories. The substance will be then be packed in 1 litre HDPE jerry cans, and stored in a secure building at Taranaki NuChem Ltd prior to use. 4.9 The substance will be dispensed into spray mix quantities prior to transporting to the trial site, where the spray mixture will be prepared and applied by way of hand-held spray-boom application equipment. 4.10 Appropriate disposal procedures for any waste material from manufacture, surplus sample, spray mixture and used containers and appropriate post-treatment management ERMA New Zealand Decision: Application HSC04018 Page 3 of 9 of the trial site are detailed in the Containment System supplied by the applicant, in the application. Identification and Evaluation of the Significant Risks of the Substance in Containment 4.11 In accordance with sections 5, 6, and 8 and clauses 9 and 11, I considered the potential risks of escape from containment under the headings of environmental, human health and welfare and Māori issues and concerns. 4.12 In the application, the applicant identified and assessed potential risks, and detailed proposals for, and impacts of risk management. I have reviewed the applicant’s assessment of the risks and agree that it is suitable for the consideration below. Risks to the Environment 4.13 If released into waterways, the substance has the potential to result in adverse effects on the environment. 4.14 On the basis of the lifecycle of the substance outlined in paragraphs 4.8 – 4.10, adverse effects could arise from: An accident during storage, use or transportation, resulting in release of the substance Failure to follow correct disposal procedures as outlined by the applicant in their proposed containment system. 4.15 I consider that, taking into account the properties of the substance, the quantities involved, the containment regime proposed by the applicant, the containment controls in Appendix 1 and controls in place under other legislation, there are no significant risks to the environment. Risks to Human Health and Welfare 4.16 Ingestion or inhalation of the substance or contact of the substance with skin or eyes may result in adverse effects on human health and welfare. 4.17 On the basis of the lifecycle of the substances outlined in paragraph 4.8, adverse effects on human health and welfare could arise from: An accident, resulting in exposure during storage, use or transportation Failure to follow safety precautions for spray preparation and use as detailed by the applicant in their proposed containment system Failure to follow correct disposal procedures as outlined by the applicant in their proposed containment system. 4.18 As this substance is still under development, full toxicological testing is not complete. I consider that as a precautionary measure, safety glasses, gloves and protective clothing shall be worn when handling the substance throughout the lifecycle (control 21). ERMA New Zealand Decision: Application HSC04018 Page 4 of 9 4.19 I consider that, taking into account the properties of the substance, the quantity involved, the containment regime proposed by the applicant, the containment controls in Appendix 1 and controls in place under other legislation, there are no significant risks to human health and welfare. Māori issues and concerns 4.20 I have considered the potential Māori cultural effects of this application in accordance with sections 6(d) and 8 of the HSNO Act 1996, and the assessment framework contained in the ERMA New Zealand User Guide “Working with Māori under the HSNO Act 1996”. 4.21 On the basis of the information provided by the ERMA New Zealand Manager (Māori), I consider that the substance is unlikely to have an impact on the relationship of Māori and their culture and traditions with their ancestral lands, water, sites, waahi tapu, valued flora and fauna and other taonga. This is on the condition that the substance is used in accordance with the controls in Appendix 1, and in accordance with any other relevant controls applied under other legislation. 5 Containment and Controls 5.1 I have evaluated the adequacy of the containment arrangements proposed by the applicant and the controls listed in Appendix 1, and note that these cover the matters set out in Part III of the Third Schedule of the Act, being 5.2 To limit the likelihood of escape of any contained hazardous substances or contamination by hazardous substances To exclude organisms from a facility To exclude unauthorized people from the facility To prevent unintended release of the substance by experimenters working with the substance To control the effects of any accidental release of the substance Inspection and monitoring requirements Qualifications required of the person responsible for implementing the controls I am satisfied that with adherence to the controls listed in Appendix 1 and those controls in place under other legislation, TNL 2036 can be adequately contained. ERMA New Zealand Decision: Application HSC04018 Page 5 of 9 6 Decision 6.1 I have considered this application under section 31 to import into containment hazardous substances, and pursuant to section 32, I am satisfied that this application is for the purpose specified in section 30(ba). 6.2 Having considered the risks associated with the lifecycle of TNL 2036, I am satisfied that the controls imposed, including those in place under other legislation, will result in the substance being adequately contained. 6.3 In accordance with clause 36(2)(b) of the Methodology I record that, in reaching this conclusion, I have applied the criteria specified in section 32 of the Act. 6.4 I have also applied the following criteria in the Methodology: clause 9 – equivalent of sections 5, 6 and 8; clause 11 – characteristics of substances; clause 21 – the decision accords with the requirements of the Act and regulations; clause 22 – the evaluation of risks – relevant considerations; clause 24 – the use of recognised risk identification, assessment, evaluation and management techniques. 6.5 The application to import into containment the hazardous substance TNL 2036 is thus approved pursuant to section 32 of the Act, with controls as set out in Appendix 1. Bas Walker Date 1 September 2004 Chief Executive of ERMA New Zealand ERMA New Zealand Approval Code: TNL 2036: HSC000114 ERMA New Zealand Decision: Application HSC04018 Page 6 of 9 Appendix 1: List of controls that apply to the hazardous substance TNL 2036 1. The trials shall be undertaken in accordance with the Project Plan and the Containment System proposed by the applicant, which accompanied the application. Modifications of the Project Plan or Containment System may be approved in writing by ERMA New Zealand providing that they comply with the following controls. 2. Notwithstanding the requirements of control 1 above, the trials shall also comply with the following controls: 3. The substance shall be manufactured in compliance with ISO 9001, in a laboratory that complies with the Hazardous Substances (Exempt Laboratories) Regulations 2001. 4. The trial sites shall be chosen so as to prevent the substance entering any surface water or groundwater system. 5. The trial sites shall be located to prevent any building where people live or work being exposed to the substance. 6. Access to the trial sites shall be by permission of the Trial Director1 or owner of the property on which it is located. The trial site boundaries shall be clearly marked and distinctly visible from outside the trial site throughout the life of the trials. The primary access points shall be signed indicating that unauthorized access is not allowed, that the site is subject to a trial, and that the crops should not be removed or disturbed. 7. The trial sites shall be secured by stock proof fencing to exclude grazing animals for the duration of the trial. 8. The substance shall be stored in accordance with good practice. This would generally be achieved through compliance with the Code of Practice for the Management of Agrichemicals NZS8409. 9. The substance shall be mixed, diluted and prepared in any other way prior to application in accordance with good practice. This would generally be achieved through compliance with the Code of Practice for the Management of Agrichemicals NZS8409. 10. The substance shall be securely packed in suitable containers that comply with the Hazardous Substances (Packaging) Regulations 2001, and shall be labelled in accordance with the Hazardous Substances (Identification) Regulations 2001. MSDS shall accompany each shipment. 11. The substance shall be transported in accordance with good practice. This may require compliance with the Land Transport Rule: Dangerous Goods 1999. 1 The Trial Director is the individual appointed by the applicant to be responsible for the overall conduct of the trial in accordance with the containment system and approval controls. ERMA New Zealand Decision: Application HSC04018 Page 7 of 9 12. The substance shall be applied by way of hand-held/operator-worn equipment, using hydraulic pressure or compressed CO2 or air on plots specifically designated and marked for each treatment, in accordance with good practice. This would generally be achieved through compliance with the Code of Practice for the Management of Agrichemicals NZS8409. Special attention shall be paid to the minimisation of spray drift, and in particular to the avoidance of drift beyond boundaries agreed with the owner of the trial site. 13. The personnel applying the substance to the crops shall be able to demonstrate that they have the qualifications necessary to carry out the trial. Ways of demonstrating this would include the holding of an appropriate Growsafe certification or an Approved Handler qualification. 14. No sprayed produce shall be consumed by people or animals or offered for sale. 15. Sprayed produce shall be disposed of by ploughing in, by mulching or by burial at an approved landfill (not to be diverted to any composting operation). 16. The amount of spray prepared shall be adequate for the trial site, but if there is any surplus spray mix it shall be disposed of within the trial site by being further diluted and sprayed over a marked and designated non-crop and non-grazed area at the site. 17. Any equipment used shall be rinsed after use with the appropriate detergent or decontaminant, and rinsate disposed of within the trial site by being sprayed over a marked and designated non-crop and non-grazed area at the site. 18. Surplus substance remaining at the end of the trials shall be returned to Taranaki NuChem Ltd, for secure storage in an exempt laboratory, or degraded to a non-hazardous substance (note that once the trials are complete the substance does not have approval to be present in New Zealand except in an exempt laboratory). 19. Any accidental spillage of the unmixed substance or spray mix shall be contained, prevented from entering waterways, and absorbed with an appropriate absorbent material. This material shall be placed into sealed containers and disposed of at an appropriate waste disposal facility (which may include a landfill), subject to the facility’s waste acceptance policy. 20. A record shall be kept of all use of the substance. This record shall cover all matters referred to in Regulation 6 of the Hazardous Substances (Class 6, 8 and 9 Controls) Regulations. 21. Information on appropriate safety precautions necessary to provide safeguards against the substance’s toxic and ecotoxic properties shall accompany the substance at all stages of their lifecycle. Safety glasses, gloves and protective clothing shall be worn when handling the substance throughout the lifecycle. 22. Occupational Safety & Health, Head Office [Attn. HSNO Project Manager (OSH) or equivalent position] and ERMA New Zealand shall be informed in writing (by letter, fax or email) of the location, start, and completion of the trials. Notifications shall include the following details: ERMA New Zealand Decision: Application HSC04018 Page 8 of 9 Substance ERMA Application number ERMA Approval number ERMA Applications Adviser TNL 2036 HSC04018 HSC000114 Amanda McKenzie 23. If for any reason a breach of containment occurs, the Trial Director shall notify OSH and ERMA New Zealand within 24 hours of the breach being detected. It is suggested that if a breach in containment results in contamination of a waterway, the relevant iwi authorities be advised. 24. The Authority or its authorised agent or properly authorised enforcement officers, may inspect the facilities and trial sites at any reasonable time. 25. This approval remains in place for the term of any concurrent approval required under the Agricultural Compounds and Veterinary Medicines Act 1997, to a maximum of five years. 26. The maximum total quantity of TNL 2036 that shall be manufactured under this approval is 100L. ERMA New Zealand Decision: Application HSC04018 Page 9 of 9