NZQA registered unit standard
29189 version 1
Page 1 of 3
Title
Apply operational knowledge of regulatory compliance in an
operational regulatory compliance context
Level
4
Credits
8
Purpose
People credited with this unit standard are able to apply
operational knowledge of regulatory compliance in an
operational regulatory compliance context.
Classification
Public Sector Compliance > Public Sector Compliance
Operations
Available grade
Achieved
Explanatory notes
1
Definitions
Organisational requirements refer to instructions to staff on policies, procedures, and
methodologies which are documented and are available in the workplace.
The Regulatory Compliance sector has a number of terms with specific usage. For
current definitions visit http://www.skills.org.nz/resources-for-training-providers/.
2
Legislation and standards relevant to this unit standard include but are not limited to:
New Zealand Bill of Rights Act 1990;
Search and Surveillance Act 2012;
specific legislation mandating the powers and duties of a specific organisation with
respect to its regulatory compliance role and/or any other legislation applicable to a
particular regulatory compliance situation (e.g. Fisheries Act 1996, Resource
Management Act 1991);
and any subsequent amendments or replacements.
Outcomes and evidence requirements
Outcome 1
Apply operational knowledge of regulatory compliance in an operational regulatory
compliance context.
Range
situations may be actual and/or simulated;
two situations are required.
Evidence requirements
1.1
Apply operational knowledge of the law in accordance with organisational
requirements.
The Skills Organisation
SSB Code 100401
 New Zealand Qualifications Authority 2016
NZQA registered unit standard
knowledge of the law may include – legal systems, powers and
obligations, offences, evidence.
Range
1.2
29189 version 1
Page 2 of 3
Apply knowledge of regulatory compliance activities in accordance with
organisational requirements, and taking into account the safety of regulatory
staff and others.
activities may include – intelligence, problem solving, entry and
exit control, education and/or assistance, checking compliance,
audits, operations, investigations.
Range
1.3
Apply knowledge of regulatory compliance interventions in accordance with
organisational requirements.
1.4
Apply knowledge of communication in accordance with organisational
requirements.
Range
written and oral communication to organisational standards.
Planned review date
31 December 2020
Status information and last date for assessment for superseded versions
Process
Version Date
Last Date for Assessment
Registration
1
18 February 2016
N/A
Consent and Moderation Requirements (CMR) reference
0121
This CMR can be accessed at http://www.nzqa.govt.nz/framework/search/index.do.
Please note
Providers must be granted consent to assess against standards (accredited) by NZQA,
before they can report credits from assessment against unit standards or deliver courses
of study leading to that assessment.
Industry Training Organisations must be granted consent to assess against standards by
NZQA before they can register credits from assessment against unit standards.
Providers and Industry Training Organisations, which have been granted consent and
which are assessing against unit standards must engage with the moderation system that
applies to those standards.
Requirements for consent to assess and an outline of the moderation system that applies
to this standard are outlined in the Consent and Moderation Requirements (CMRs). The
CMR also includes useful information about special requirements for organisations wishing
to develop education and training programmes, such as minimum qualifications for tutors
and assessors, and special resource requirements.
The Skills Organisation
SSB Code 100401
 New Zealand Qualifications Authority 2016
NZQA registered unit standard
29189 version 1
Page 3 of 3
Comments on this unit standard
Please contact The Skills Organisation at reviewcomments@skills.org.nz if you wish to
suggest changes to the content of this unit standard.
The Skills Organisation
SSB Code 100401
 New Zealand Qualifications Authority 2016