THE TSENG COLLEGE OF EXTENDED LEARNING ______________________________________________________________________ Seminar in Effective Public Sector Management MPA623A Class: # 18287 _______________________________________________________________________ KALYAN CHAKRAVARTY SPRING 2009 March 4 – April 29 2009 Location: DPW Cohort 15 6-9:45p SYLLABUS Seminar in Effective Public Sector Management – MPA 623A 1 SEMINAR IN EFFECTIVE PUBLIC SECTOR MANAGEMENT MPA623A Kalyan Chakravarty Mar 4 – Apr 29 2009 Location: DPW Cohort 15 6-9:45p Email: kalyan.chakravarty@csun.edu Telephone: (818) 677-2435 COURSE DESCRIPTION This course is designed to introduce seminar participants to the effective functioning and management of organizations in the public sector. The course will focus on key management issues in public sector organizations, and how to more effectively function in leadership roles in those organizations. The participants are encouraged to relate work-life issues to theoretical perspectives and to bring in examples from their professional experiences to seminar discussions. COURSE OBJECTIVES At the end of the course, the participants will… 1. acquire the knowledge needed to understand the distinctive character and responsibilities of public sector administration in a diverse democratic society. 2. understand the continuum relationship among needs assessment, strategic planning, program development, and evaluation, in support of the organization’s stated missions and goals. 3. recognize the importance of interdependence of strategy formulation and strategy implementation processes in a public sector organization. 4. be able to conduct a strategic analysis of his/her own organizational unit. 5. enhance ethical reasoning and decision-making skills. 6. learn the elements of organization design in order to assess the role and impact of structure and culture in organizations. 7. improve leadership capabilities required to manage people, finances and and information in the complex political public sector environment. 8. develop the skills needed to manage communication and information networks to help expedite the process of transfer of knowledge in public sector organizations. Seminar in Effective Public Sector Management – MPA 623A 2 REQUIRED TEXTS AND COURSE MATERIALS Texts o The Effective Local Government Manager, Third Edition, Edited by Charldean Newell, International City/County Management Association, 2008 (Required) o Classic Drucker, Essential Wisdom of Peter Drucker from the Pages of Harvard Business Review, HBS 2008 (Required) o Managing Local Government: Cases in Decision Making, Second Edition Edited by James M Banovetz ISBN: 0-87326-157-7 International City/County Management Association, 1998 (Required) o Articles on-line accessed through various reputed Library databases. COURSE PHILOSOPHY The stakeholders (participants and the instructor) in this course will be working towards creating a learning community where a group of people would come together regularly to learn collaboratively, based upon their common purposes, interests and values. This community will promote the creation of a learning culture in which effective decision making and interactions with one another shall be emphasized. Since the members of a learning community are responsible for ensuring quality learning, class preparation, attendance and citizenship are of paramount importance throughout the course. This course looks at both pieces of the local government manager’s work: leadership and management, with the emphasis on the manager’s role as standard bearer for high performance and ethical conduct. It is intended for all local government managers and all professionals whose aim is one day to serve as a city, village, town or township manager, as a county manager, as a director of a council of governments or in one of many other executive positions in local government. Each participant must come to class both able and willing to discuss the course materials and contribute to the learning community. While this may seem little difficult initially, one of the objectives of this course is to increase your effectiveness in leading and managing others. Ability to articulate your ideas and engage in effective dialogue is, in any case, a basic prerequisite of both leadership and management. Seminar in Effective Public Sector Management – MPA 623A 3 The following assignments will be evaluated: Individual Assignments: Personal and Professional Development Plan (Paper), Case Analysis/Application Exercises, Team Assignments: Team Concept Area Project (Paper and Presentation), Team Organizational Culture Project (Paper and Presentation), The key criteria of evaluation will include: 1. Quality and quantity of your written and oral participation in class. 2. Degree of INTEGRATION and APPLICATION of the materials we are covering in your day-to-day experience. This will be evidenced by class participation, written assignments and oral presentations. 3. Ability to understand the PROCESS level of human interactions in your written assignments and in making salient "process observations" on a regular basis. For example, what are you learning about group dynamics, the management of team projects, self-managed teams, and the classroom dynamics? 4. Growth in self-understanding as revealed in oral and written contributions. 5. Effectiveness of your contributions to your assigned team’s performance. CRITERIA APPLIED IN GRADING WRITTEN WORK FOUR MOST IMPORTANT CRITERIA (60 points, 15 points each) DEPTH. Analyze with astute insight, comprehension and intelligence. SUBSTANCE. Give significant information. Validate, authenticate consistently THOROUGHNESS & PROPORTION. Develop a balanced, comprehensive report PRECISION. Be exact; include specific examples and details. Seminar in Effective Public Sector Management – MPA 623A 4 TWO SECONDARY CRITERIA (20 points, 10 points each) PERTINENCE. Preserve relevance throughout. COHERENCE. Maintain connectedness, cohesion. use of headings, etc. FOUR ASPECTS OF FORMAT, CORRECTNESS, ETC. (20 points total) Demonstrate a clear, easy-to-follow style of writing. Introduce and conclude your reports meaningfully. Express ideas in a vigorous, absorbing way. Be concise. Get to the point directly. Write with accurate grammar and spelling. Number the pages (but don’t count a title page, if you use one). Provide one-inch margins all around. Double space (about 22-25 lines per page). Staple your reports. (No binders please) See the “Criteria for Written Work” for further details. INDIVIDUAL ASSIGNMENTS Personal and Professional Development Plan (Max. 5 pages, comprises 10% of grade.) One of the primary objectives of this course is to increase your personal and professional effectiveness. It is our hope that throughout your career you will revisit the personal development goals identified in this paper and mark your progress with a sense of true accomplishment. The extent to which the concepts and theories presented in this course will have benefit for you shall depend upon your ability to incorporate that knowledge into your daily experience. To encourage self-reflection and to enhance the likelihood of change, please submit a max 5 page paper identifying your personal and professional vision and identifying areas of personal and professional development associated with achieving that vision. Take the risk of asking your peers/family/boss for feedback when identifying both strengths and weaknesses. This assignment asks you to address the questions: a) Where do I want to go in my life? ( purpose and personal vision), b) What are my strengths and learning needs in reaching my goals?, and c) How will I get there (obstacles, tactics and social support). Seminar in Effective Public Sector Management – MPA 623A 5 Also, include one page of this paper discussing how you perceive yourself as ethical in a business environment. What is your primary ethical perspective? Is this culturally based? Family based? (In other words, how did you develop it?) Describe the ethical climate of your current workplace. What is truly valued there and how do you know this? When have you felt “ethically challenged” in your workplace and what was your response? If your workplace is not ideal from an ethical standpoint, describe the environment, which would meet your ideals ethically and why. Case Analysis/Application Exercises (comprises 40% of grade) Throughout the course, there will be two case analyses/application exercises of 20% weightage to each to be prepared in advance of the class. They are intended to provide an opportunity to actively experience the reality and complexity of the issues facing practicing local government managers today. Among other benefits, they would help the participants sharpen their analytical and problem-solving skills. Each participant will be required to submit a written report on each case, on those days scheduled in the timetable, presenting a coherent and defensible analysis of the situation based on essential management practices learnt. The report should be an individual effort and anyone attempting to share analyses and ideas will be penalized. More details shall be provided later in the course. Punctuality, Attendance and Class Participation (comprises 10% of grade) You are expected to attend each class meeting. In the unlikely event that you must miss a meeting, you are accountable for the course material and class activities missed. Please notify the instructor in advance to make arrangements to make up this work. Missing class-meetings could result in an adverse effect on your grade. You must attend at least 80% of the class meetings in order to receive credit for the course. If you find you are unable to continue in the course, you must officially withdraw by notifying CSUN Extension in writing. In the event CSUN is not notified of your withdrawal, you will receive an F for the course. Please come to each class prepared to discuss the readings and assignments and to play an active role in contributing to class discussions. Those making insightful comments that increase the level of energy and interest in the topics discussed would definitely make a discernible impact than others. A superior participation score is given to one who demonstrates the ability to comment upon the content and the process of our discussions. Seminar in Effective Public Sector Management – MPA 623A 6 Some questions to help illustrate the preferred mode are: Does the group become more energized after this person contributes? Is this person more focused? Does this person listen to others and build upon their ideas? TEAM ASSIGNMENTS Team Concept Area Project Paper (20-minute presentation, max 7pages, comprises 20% of grade) Participants will form groups of three (triads), and each triad will review a chosen article (a different one for each triad) of Peter F Drucker, from his landmark articles published in Harvard Business Review since 1967 onwards. We recognize the essential wisdom of Drucker is as fruitful today as they ever were. This is an assignment to reinforce the learning of a few of those priceless ideas and concepts needed to help heighten our individual and organizational effectiveness. Each triad will carry out an in-depth analysis of a few article related (to ensure they are contextual) management policies and practices of public sector organizations in general, their implications in public sector management, key issues or roadblocks faced in the application of those time tested concepts and reviewing the results achieved thus far. It may be pertinent to share success stories of a few such local governments across the nation. While doing so, they may be required to use a training model as the guide for their triad, thus ensuring their report or presentation does not turn into a reading exercise word for word from the article. It is, therefore, important for the triad to internalize the learnt ideas first before they present around an executive summary example in a ‘real life’ organizational context. More details shall be provided later in the course. Handout Before your presentation, distribute to the class a one-sheet (two-sided) summary about the article you have chosen. Headings, if any, may flow from some of the topics listed in the article, or they could be chronological, developmental, as you may find appropriate. Seminar in Effective Public Sector Management – MPA 623A 7 Team Organizational Culture Paper (30-minute presentation, max 10pages, comprises 20% of grade) This assignment provides each learning team, groups of 5 or less, an opportunity to integrate the major concepts that shall be studied by applying them to the analysis of a work setting. Select an organization in which one of your team members is currently employed OR a not-for-profit agency in which a team member has served. It is important to keep the focus of your study to a unit of the organization you select (e.g. division, department or work team). The outcome of this field research is a presentation and paper that should be a thoughtful, in-depth analysis of the culture of the organization that you are studying. If your team wants to compare two sub-units of an organization that may represent different subcultures, this is fine. Each team will need to specify the organization in which it will conduct the analysis and the issue/s that will be studied no later than week 3 of the course. Choose an issue or problem to study after you have talked to key members of the organizations you are considering. There are many possibilities for focus, including organization satisfaction or commitment, employee turnover, communication, change efforts, team dynamics and leadership style/transition. Be sure not to choose an issue which is more appropriate only for marketing, finance or strategy. The overall format of the paper, grading and presentation format are as follows: Background: Do research on the type of organization you have selected and some of the organizational culture-related problems associated with this type of organization. In your paper briefly describe the historical development of the organization (founders, milestones), key players, its apparent strategy, how it is structured, etc. Include a contextual understanding of the issue/s you have selected; why is this issue important in this setting right now? You can examine best practices or research particular cases which demonstrate some problem areas in this type of organization and how they are managed. Research methodology: For your study determine what data needs to be collected and from whom. DESCRIBE YOUR RESEARCH APPROACH. Carefully assess your sample and consider the effect that your study will have on the organizational members who participate. For example, if you only use information from management, you will probably hear their “espoused” theories rather than their “theories in action”, or, what is really going on. Be sure that your approach will provide you with the information you need. Research methods include: interviews, focus groups, questionnaires/surveys, direct observation, archival data, internet search and personal experiences. Using multiple methods will elicit a deeper understanding of the issue. Seminar in Effective Public Sector Management – MPA 623A 8 Research Findings, Speculations, Implications and Recommendations: This is the most significant part of the presentation. Be sure to include your raw data and how you analyzed your data in an index of your paper. Tabulate and report your results before making inferences from them. Given your analysis, what can you say about the issue you were studying? Present all questionnaire and/or interview results clearly and graphically. Use your intuition to reach beyond the "hard findings". Include illustrations, anecdotes, direct quotations, and behavioral observations to support and enrich your conclusions. Point out the implications of what you found for the future of the organizational unit. Your recommendations need to be feasible and directly flow from your analysis. Provide detailed action steps, if you can, that organization members may want to take. Who in the organization should be involved in implementing the recommendations you make? What outcomes do you predict if there is followthrough? Process: What did the team learn about the process of conducting research from this project? What would you like to do differently if you were to conduct this study again? OVERALL GUIDELINES FOR THE TEAM PROJECTS 1. Key goals Acquire and share knowledge and skills that enhance success in public sector management. Comprehend and appreciate other cultures including global trends. Better understand the assumptions and values that underlie cultural customs, Perceive the USA in a cross-cultural context. 2. Criteria Analyze in depth. Go far beyond a mere compilation of statistical or encyclopedic data. Follow all the criteria for course-related written work provided. Relate to relevant theories, to our course content, to state-of-the-art business information pertinent for the organization selected. Organize your report coherently; use headings and sub-headings skillfully. Document sources and quotations. Provide a well-organized and thorough Table of Contents, a substantive Introduction and a Bibliography. Give a presentation in which every team member must speak. Team choices of themes/organizations will be recorded in the order received by the professor. Once a theme or organization has been selected, it may not be allowed to be duplicated by another team. Seminar in Effective Public Sector Management – MPA 623A 9 3. Behavioral Emphasis In this report, focus on the topics assigned in the syllabus (e.g., don’t write lengthy descriptions of the economic issues that apply to a nation and then neglect the cultural norms, underlying assumptions, motivations, lifestyle issues, etc., that pertain). Though you will include non-behavioral information, ensure our course topics are featured. 4. Task and Content Research on such underlying issues as: Individualism Future Orientation Power Distance. In-Group Collectivism Gender Egalitarianism Performance Orientation Assertiveness Humane Orientation Uncertainty Avoidance. And describe how those underlying issues get manifested in such areas as: Mores. Folkways and Customs Religions Rituals and rites Subcultures Treatment of minorities Organizational culture Ethics Family life Women in society Communication patterns Motivational dynamics Attitudes toward Change Taboos Ethnic groups Education Leadership styles Politics Grading Summary Your final grade will be based upon the following: 10% 40% 20% 20% 10% Personal and Professional Development Plan (Individual Assignment) Case Analyses/Application Exercises (2) (Individual Class Assignment) Concept Area Project: Paper and Presentation (Team Assignment) Organizational Culture: Paper and Presentation (Team Assignment) Punctuality, Attendance and Class participation Grading Scale: 90-100 = A- to A 80-89 = B- to B+ 70-79 = C- to C+ 60-69 = D- to D+ Below 60 = F Letter grades will be given for final course grade. Any grade less than a C will not count toward completion of the program. Seminar in Effective Public Sector Management – MPA 623A 10 Papers received after the beginning of class on the day that they are due will be considered late and shall be appropriately penalized. Please turn in one hard copy of each assignment and email one copy to me. Please remember that failing to provide citations for the words or thoughts of another is considered plagiarism. Citations must be provided for direct quotes as well as paraphrases. Note: The reading and homework schedule is subject to change at the discretion of the instructor. Should any changes be necessary, every effort will be made to communicate them quickly to current participants. It is the participant’s responsibility to ensure he or she has the current schedule. Confidentiality of class discussions must be respected by all the students. You will be expected to read all assignments before class and be prepared to participate during the lecture portion each week. The book contains information critical to the class. Assigned readings will be supplemented with supporting lectures. Seminar in Effective Public Sector Management – MPA 623A 11 MPA623A SPRING2009 - TIMETABLE SESSIONS 1 (3/4) TOPICS, TASKS, READINGS Housekeeping; Course Introduction; Syllabus Review; Clarifying Mutual Expectations; The Profession of Local Government Manager Understanding the Role of Local Government Managers Practices for Effective Local Government Management Readings: Chapter 1, pgs 1-15, Appendix B, pgs 237-239 2 (3/11) Establish PresentationTeams/Triads Personal and Professional Development Plan Paper (Individual Assignment) due at the start of the class Achieving Effective Community Leadership; Role of Power and Politics in Public Administration; Enhancing the Governing Body’s Effectiveness; Dual Responsibilities: Networking with Citizens/Groups and Orienting Staff/Organization: Importance of Transparency and Responsiveness to help shape the Policy Agenda Readings: Chapter 2, pgs 21-54, Chapter 3, pgs 57-78 Structured Guidelines for the Team Assignments 3 (3/18) C Case: Principles under pressure Environmental Scanning: The General Environment, The Local County/City Environment and The Internal Environment (Staff & Organization) Philosophy and Purpose of Strategic Planning: Strategic Inputs, Strategic Actions and Strategic Outcomes Readings: Chapter 4, pgs 83-110 Case: Efficiency, Effectiveness and Patronage Seminar in Effective Public Sector Management – MPA 623A 12 MPA623A SPRING2009 - TIMETABLE SESSIONS 4 (3/25) TOPICS, TASKS, READINGS Essential Management Practices: Human Resource Management, Financial Management and Budget Development and Management of Information Infrastructure Readings: Chapter 5, pgs 113-149 Preparatory Work for the Team Assignments: An Update 5 (4/1) Case: Redesigning the Budget Process Policy Implementation, Productivity and Program Evaluation: Agenda Setting; Policy Formulation; Readings: Chapter 6, pgs 153-176 Concept Area Project Paper (Team Assignment) due at the start of the class Triad Presentations and Discussions: Concept Area Project 20 minutes each Case Analysis/Application Exercise 1: Replacing the Police Chief 6 (4/15) Triad Presentations and Discussions: Concept Area Project - contd. 7 (4/22) Policy Implementation, Productivity and Program Evaluation: Program Implementation; Performance Measures and Evaluation Readings: Chapter 6, pgs 153-176 Preparatory Work for Team Presentations 8 (4/29) Case Analysis/Application Exercise 2: Developing a Purchasing System Organizational Culture Paper (Team Assignment) due at the start of the class Team Presentations: Organizational Culture in Public Sector 30 minutes each Wrap up 1 The timetable is subject to change. 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