A data-information sharing framework for roading organizations’ response to a natural disaster. Dharmista Gohil* André Dantas Erica Dalziell Resilient Organisations Research Programme, Department of Civil Engineering, University of Canterbury, New Zealand 1. Introduction After a natural disaster strikes, roading organisations need to efficiently respond in order minimize the damage to society (Gordan et al, 1998). Roading authorities (Department of Transport, Consultants, Contractors, etc) involved in the maintenance and operation of roading assets have to respond in a coordinated fashion both within themselves and with other lifeline organizations. Data and information sharing within roading organizations is crucial for a coordinated response to a natural disaster to make an accurate decision on the action to be taken. At all response stages, data and information will affect the quality and reliability of the decisions taken, because the more the involved parties know about the damage situation and resources the more they will be able to accurately and efficiently respond (Briton, 2004). Also, the sharing of the data and information will play a considerable role in order to keep all informed about the latest development at each response stages. Although the importance of data and information sharing during disaster is widely acknowledged, current practices and techniques presents considerable limitations in providing tools that fulfil emergency management practitioners. On one hand, many scholars have demonstrated that information gathering and processing during disaster may affect the efficiency of response and recovery activities, but very limited efforts have been observed in order to face this problem. On the other hand, technological advances in information management of spatial-temporal data such as Geographical Information Systems (GIS) have been made in recent years, but they cannot be applied as conceived. This is mainly because of the special and dynamic requirements during response activities to natural disasters. This paper presents the development and application of a data-information sharing framework for roading organizations’ response to a natural disaster. Using a Geographical Information System (GIS), a standardized neutral structure for data and information sharing is conceived to provide assessment of damages, resource availability, treatment options, cost and time spent to resume normal activities. Authorities will use this framework in a coordinated fashion to efficiently respond to damages caused by natural disasters. This paper is divided into five sections. After this introduction, the roading organisations emergency management context in New Zealand is presented. Third section describes the conceptual data/information sharing framework. A case study in which the framework is applied in New Zealand is presented in the fourth section. Finally, the fifth section presents the conclusions. *Contact details: dgo26@student.canterbury.ac.nz, Phone: +64-3642238, University of Canterbury, Private Bag 4800, Department of Civil Engineering, Christchurch, New Zealand. 2. Roading organisations emergency management context in New Zealand This section aims to describe the context in which roading organisations operate during emergency events. Next two sub-sections describe the major role of the Ministry of Civil Defence and Emergency Management (MCDEM) in New Zealand and how roading organisations interact in this context. 2.1. Ministry of Civil Defence and Emergency Management (MCDEM) MCDEM is the leader for making New Zealand and its communities resilient to disasters. It employs a risk management strategy approach to reduction, readiness, response and recovery to disasters. This approach starts with understanding and studying the disasters likely to be faced in New Zealand and the vulnerability of the communities and infrastructure to those disasters. It also educates the community on what these disasters could do to the community. MCDEM also focuses on the measures for reducing the risks and for managing the impacts when they occur (MCDEM, 2005). The MCDEM is a semi-autonomous body within the Department of Internal Affairs. MCDEM is responsible to ensure the preparedness of the New Zealand community for any natural and technological hazards or disasters. This is done by recognizing the potential hazards and what these could do to the New Zealand residents, developing measures for reducing the risks as well as managing the impacts when they occur. The MCDEM works in coordination with local government, utilities and the emergency services involved in civil defense management. Events of large proportions affecting vast areas and creating massive damages that treat human beings are mainly controlled by the MCDEM. Under the supervision of a Civil Defence Controller, lifelines organisations (telecommunication, energy, water, roading and waste treatment providers) interact with local and regional authorities. The complexity of the interactions among involved organisations is considerable. In addition, CD controller is directly responsible for taking actions in loc. 2.2. Transit New Zealand New Zealand has about 10,837 kilometers of state highway network. Transit NZ achieves its objectives by maintaining the existing roads and developing new construction programmes. Transit NZ appoints Consultants for the technical services and Contractors for carrying out the physical works. During an emergency situation, it is the responsibility of the Contractor to carry out the physical repairs and reopen the road to the traffic as soon as possible. The Consultants are mainly involved in providing the technical details and strategic advice to the Contractors. The Consultants also interact with Civil Defence and Emergency Services and Transit. The Contractors are mostly involved in supplying information about the road condition. In Transit NZ’s procedures, emergency situations are classified into 3 levels (small, medium and large) and according to time required for the road reopening and extension of the damaged area (Transit NZ, 2003). Figure 1 presents a schematic representation of levels of emergency and the involvement of organisations. Emergency Levels of Emergency Small Event Medium Event Large Event Response Local Authorities Consultants Contractors Transit Transit Headquarters Land Transport NZ Civil Defence Emergency services Ministry of Transport Roading organizations involved Figure 1: Levels of Emergency and roading organizations involved 3. Conceptual data/information sharing framework for natural disaster response within New Zealand roading organizations Based upon the understanding of the context in which Transit NZ, its consultants and contractors operate during emergency events, this section presents a conceptual framework that integrates information management techniques and GIS to improve the efficiency of response actions and resources during natural disasters. The general conception of the data/information sharing framework is based in utilizing Transit NZ’s current asset management information system (Road Asset Maintenance Management - RAMM) to create a georeferenced database according to disaster response needs. The information framework for the roading organization uses information from RAMM initially to identify the location according to the unique road ID given to each road. This information is exported to a GIS database linking each ID to the map. The information is filled in the emergency tables prepared at each of the phases discussed in section 2. This information is then shared between the contractors, consultants and Transit New Zealand in a Small and Medium Event. In case of a large event, the information is shared between the contractors, consultants, Transit New Zealand as well as Civil Defense. Figure 2 shows the information framework for roading organizations. Initial Warning (Phase 0) Prepare the framework tables Disaster/ Emergency RAMM database Data retrieved by Spatial query data exported GIS database ID X Y 1 X1 Y1 2 X2 Y2 … … … -Consultant -Contractor -Transit New Zealand i Small and Medium Small Emergency Emergencies Large Emergency Yi Information Shared j Information shared … Xi Xi … n Yj … … … Yn Xn ID X Y RAMM Z T V … $ i Xi Yi Zi Ti Vi … $i j Xi Yj Zj Tj Vj … $j … -Consultant -Contractor -Transit New Zealand -Civil Defence Concultants fill table A while contractor reaches the site 1B Event reporting (Table B filled) -2A Event assessment -2B Decision making (Table C filled) -3A Response deployment -3B Field operation -3C Following up -4A Results reporting (Table D filled) Condition not good -5A Efficiency assessment -5B Decision making Road condition good Stop Figure 2: Information framework for roading organizations 4. Case study A case study was conducted using road closures in the South Island of New Zealand Using a GIS software, road closure records (from April 2004 to March 2005) were georeferenced according to the conceptual information framework. In order to assess the efficiency of the data/information sharing framework, we conducted a comparative analysis between response phase durations before and after the potential implementation of the framework. Based upon the estimation of response duration, cost reduction scenarios were analyzed. Considering current Transit NZ practices, Table 1 shows the results for small, medium and large emergencies for different types for road closures. The information framework may reduce the time for response in some of the phases. There may not be any change in time for some phases; however the overall time will be reduced. They comprise: Phase 3 (time taken for contractor to reach the site): This time can be reduced if the contractor has a GIS map showing the exact location. The amount by which this time is reduced may be assumed to be between 1 to 5 % of the original time; Phase 4 (contractor informs the consultant the actual site condition): This time can also be reduced using the information framework by 1 to 5%; Phase 5 (decision making stage on the treatment to be given): time can be reduced by 10 to 15% since there will be all the data available for the decision to be made quickly; Phase 6 (waiting time for the orders from Civil Defense in case of large events): time for this phase can be assumed to be reduced by 10 to 15% since the Civil Defense will have the GIS map and the required information based on which the decision may be made faster; Phase 7 (the time taken to do the repair work): time may be reduced by 1 to 5% if the contractor has the map of the existing road features, etc before the road closures; and Phase 8 (consultants can report back to the Civil Defense and the contractors of the condition of the after repair): it can be reduced by 1 to 5% with the use of the framework The combination of these levels of reduction of each response phase as presented in Table 2, the costs after the implementation of the framework are shown in Table 3. The comparative analysis of Tables 1 and 3 shows that considerable reduction costs associated with road closures could be reached. In the best case (scenario 2), a total reduction of $16,733 in cost would be achieved. On the other hand, the worst case (scenario 3) could generate a total reduction of $5,772. Table 1: Average time and cost for all emergency level and type without the data/information sharing framework Emergency level Small Medium Large Average total Average total Average total Average total Average total time (Min) Cost ($) time (Min) Cost ($) time (Min) Emergency type Accident 177 28551 554 27884 Slips 156 1211 1072 18113 2951 Flooding 169 5202 1033 28280 2260 Snow 246 3839 1006 30394 3941 Fire 120 1136 Highwind 178 3356 Rain 420 6311 - Average total Cost ($) 60744 3405 105704 - Table 2: Percentage of time reduced for each phase for all scenarios. Phases Reduction % Scenario 1 Scenario 2 Scenario 3 1 2 3 4 5 6 7 8 0 0 0 0 0 0 2.50% 5% 1% 2.50% 5% 1% 12.50% 15% 10% 12.50% 15% 10% 2.50% 5% 1% 2.50% 5% 1% Table 3: Average time and cost for all emergency level and type without the data/information sharing framework Emergency level Small Scenario 1 Avg Avg time Cost (Min) ($) Emergency type Accident 172 27723 Slips 152 1175 Flooding 162 4989 Snow 225 3519 Fire 116 1101 Highwind 173 3262 Rain ▬ ▬ Scenario 2 Avg Avg time Cost (Min) ($) Scenario 3 Avg Avg time Cost (Min) ($) Medium Scenario 1 Avg Avg time Cost (Min) ($) Large Scenario 2 Scenario 3 Scenario 1 Avg Avg Avg Avg Avg Avg time Cost time Cost time Cost (Min) ($) (Min) ($) (Min) ($) Scenario 2 Avg Avg time Cost (Min) ($) Scenario 3 Avg Avg time Cost (Min) ($) 168 27058 174 28138 539 27149 527 26515 547 27539 ▬ ▬ ▬ ▬ ▬ ▬ 148 1148 154 1193 1040 17576 1015 17159 1055 17838 2838 58412 2768 56957 2885 59372 158 4868 164 5071 1002 27445 979 26797 1017 27852 2165 3269 2111 3188 2201 3323 220 3432 230 3594 977 29519 954 28823 992 29954 3813 102259 3717 99699 3873 103883 114 1075 118 1117 ▬ ▬ ▬ ▬ ▬ ▬ ▬ ▬ ▬ ▬ ▬ ▬ 169 3186 175 3309 ▬ ▬ ▬ ▬ ▬ ▬ ▬ ▬ ▬ ▬ ▬ ▬ ▬ ▬ ▬ ▬ 404 6078 395 5934 411 6174 ▬ ▬ ▬ ▬ ▬ ▬ 5. Conclusions This paper presented the conception and application of a data/information sharing framework that is likely to contribute to the improvement of response activities during natural disasters. Results of the case study demonstrate the potential for implementing the framework in the operations of NZ roading organisations (Transit NZ, its consultants and contractors) in conjunction with other lifeline organisations and the MCDEM. This is the first step in a long-term research project that intends to create a planning instrument that evaluates how efficiently infrastructure organisations will make use of physical and human resources during and after hazard events and assists asset managers to optimise the deployment of resources in an actual event. The data/information sharing framework plays a fundamental role in this project, because it allows the efficient processing and analysis of data according to emergency management needs. Further studies will gear towards the physical implementation of the data/information sharing framework in form of a prototype, which will be adjusted and tested according to Transit NZ operational procedures. This will result in a Dynamic Response GIS (DRGIS) tool that will operate using Global Positioning Systems (GPS) in order to incorporate on-line Locational and attribute properties of roading assets during emergency events. References Gordon, P. Richardson, H.R. and Davis, W., (1998) Transport-related impacts of the Northridge earthquake, Journal of Transportation and Statistics, 1(2): 21- 36. Britton, N. (2004) Response Strategies within an Integrated Disaster Risk Management Framework, Fourth Annual IIASA-DPRI Meeting on Integrated Disaster Risk Management: Challenges of Implementation, p.p.29-43. MCDEM, (2005) Ministry of Civil Defense and Emergency Management: Structure URL:http://www.civildefence.govt.nz/memwebsite.nsf/wpg Transit New Zealand (2003) Network Consultants Emergency Management Plan: Malborough, TNZ Contract 81PT, Malborough roads network contract