Item 9.C-August 8, 2014 ADMINISTRATIVE FACULTY POSITION DESCRIPTION QUESTIONNAIRE To expedite and facilitate the PDQ review process, please send the PDQ and Org Chart electronically to marshag@unr.edu for discussion and for initial review before routing PDQ for approval signatures. Questions - call UNR Faculty HR at 682-6114 INSTRUCTIONS: See http://www.unr.edu/hr/compensation-and-evaluation for complete instructions. Incumbent(s) Name (if applicable): Karen Smith Position #(s): 10846 Current Title: Manager, Sponsored Projects - Pre-Award Current Range: 4 (JCC:67028) Department: Office of Sponsored Projects Administration Account #(s): 1204-121-0816 Action Proposed: (check all that apply) ( ) New position: Proposed Range: Proposed Title: ( ) Title Change, Proposed Title: ( ) Proposed Reassignment from Range (X) Revised PDQ only (no change in range) ( ) Line of Progression (show titles below) College/Division: Vice President, Research / Dean, Graduate School to Range Range: JCC (Current or new HR assigned): I certify that the statements in this description are accurate and complete to the best of my knowledge. ____________________________________________________________ Employee’s Signature __________________ Date I/we have reviewed the statements in this form and they accurately reflect the job assignments. ____________________________________________________________ __________________ Immediate Supervisor’s Signature Charlene Hart Date Asst. Vice President, Research Administration ____________________________________________________________ __________________ Director/Chair/Dean Charlene Hart, Asst. Vice President, Research Administration Date Approved for Salary Placement Committee review. ____________________________________________________________ __________________ Pres / Vice Pres / Vice Prov Signature Mridul Gautam Date Vice President Research and Innovation Action Approved by the Provost/President (Completed by Faculty HR): 67290 Range: 4 Pos #(s): 10846 JCC: EEO: 3D Eff: 8/1/2014 Approved Title: Manager, Sponsored Projects - Pre-Award Employee signs on “final” stamped approved PDQ and sends to HR for personnel file. Employee Signature:_______________________________________________ __________________ Date Printed Name: ____________________________________________________ Rev: 6/1/2012 Position Description – Manager, Sponsored Projects – Pre-Award Page 2 1. Summary Statement: State the major function(s) of the position and its role in the university. Attach an organizational chart with positions, ranges, and names for the division which reflects the position in it as well as those supervised in the department. (This section is used for advertisement of the position.) The Manager, Sponsored Projects – Pre-Award, reports directly to the Assistant Vice President, Research Administration at the University of Nevada, Reno (University ) but acts in an autonomous manner to set up, manage and ensure compliance with federal and state laws and regulations related to the fiscal and administrative oversight of sponsored projects. The position reviews and processes grant and contract proposals and awards for the University faculty. The individual supervises preaward staff and assists faculty with proposal preparation and review, proposal/contract negotiation, and contract interpretation of awards. The position communicates University policies and government regulations to Principal Investigators (PI) to ensure compliance. The Manager works with the Manager, Sponsored Projects – Post-Award, and the Manager, Grants and Contract, and assists the Assistant Vice President, Research Administration in establishing, updating, and implementing departmental and institutional policies and procedures. The position has signature authority to legally commit the University in sponsored projects. 2. List the major responsibilities, including percentage of time devoted to each. Provide enough detail to enable a person outside the department to understand the job (percentage first with heading and then bulleted information). 50% - Pre-award Proposal Administration (Preparation, Review, Signature, and Submission) Keep faculty updated on new regulatory and budgetary requirements of proposal submission Act as the liaison between principal investigators, the University, and funding agencies, providing documentation and policy guidelines interpretation Review budgets and forms for compliance with Federal Office of Management and Budget (OMB) and institutional requirements Review proposals to ensure that all federal, state, and institutional laws, regulations and policies and procedures have been met prior to submission Review and approve proposal processing Assist faculty in the creation of proposals, budgetary reviews of proposals and electronic submission of federal proposals through grants.gov or other electronic mechanisms Submit proposals through appropriate electronic mechanisms including grants.gov Review and approve post-award modifications and subcontracts done by Research Administrators Pre-Award Act as the authorized organizational representative with signature authority to sign and/or submit electronic proposals and progress reports to a variety of sponsors on behalf of the Board of Regents of the Nevada System of Higher Education (NSHE) on behalf of the University 30% - Supervision/Management Hire staff, conduct staff evaluations and carry out personnel actions, disciplinary or otherwise Supervise, train and mentor staff and schedule and manage staff meetings Assign and oversee Research Administrator’s work product Manage day-to-day operations of Pre-Award staff 10% - Award Negotiation Review contracts for institutional and legal issues Act as the authorized organizational representative with signature authority to sign contracts and other awards Position Description – Manager, Sponsored Projects – Pre-Award Page 3 10% - Policy Development Interpret and communicate changes in procedures and policies that affect research and other sponsored project activities to faculty and sponsored projects staff Develop sponsored project policies and procedures in collaboration with upper level administration and compliance personnel Oversee and/or collaborate with OSPA training specialist on appropriate training of staff and the campus community on OSPA Pre-Award issues 3. Describe the level of freedom to take action and make decisions with or without supervision and how the results of the work performed impact the department, division and/or the university as a whole. Level of Freedom: The Manager works autonomously with minimal oversight from the Assistant Vice President, Research Administration. The Manager has signature authority to act as the University’s representative to sign proposals, subcontracts and progress reports. The manager has responsibility for developing, modifying and enforcing pre-award policies and procedures. Impact: The current fiscal impact of decisions exceeds $100 million in annual external funding to the University. Since compliance failures can result in significant damages, the fiscal impact of various decisions can be substantial. The position communicates regulations and policies to PIs to ensure compliance. The Manager, by signing documents, has the authority to commit the university to deliverables in proposals, subcontracts and progress reports. Poor assessment and evaluation of proposals could result in performance issues and disallowed costs for the University. 4. Describe the knowledge, skills (to include cognitive requirement and verbal and written communication), and abilities (to include task complexity, problem solving, creativity and innovation) essential to successful performance of this job (in bullet format). Knowledge of: State and federal laws and regulations concerning grant and contract administration Interpretation of purchasing and grant procedures, laws and regulations Applicable public purchasing and contract regulations Financial management and accountability under federal cost accounting standards and the OMB Higher education policies and procedures on allowable use of funding from grants, contracts and sponsored projects, including Institutional Cost Accounting Standards Institutional and department policies and procedures, state laws and regulations, as well as federal laws and regulations, especially the Federal Acquisition Regulations and the contractual alternatives available to educational institutions under these agreements Negotiation tactics and strategies related to contract negotiations Sponsor-required compliance terms and conditions Electronic Research Administration initiatives such as grants.gov, e-commons, IIPS, fastlane, etc. University and State of Nevada regulatory and policy compliance mechanisms University-related research initiatives Legal Issues in industry contracts as they related to Nevada law and non-profit governmental liability issues Position Description – Manager, Sponsored Projects – Pre-Award Page 4 Skills: Excellent verbal and written communication Proficiency in use of a personal computer and current software applications including but not limited to Microsoft Office Suite (Word, Access, Excel, PowerPoint, and email) plus financial systems programs Legal issue spotting and contract negotiation skills Leadership/supervision Organizational and time management Excellent analytical (critical thinking) and decision-making skills Developing and sustaining effective relationships with faculty, staff, colleagues, government and community members in an increasingly diverse environment Ability to: Manage high volume and highly complex issues in a heavily regulated environment with minimal supervision requiring considerable latitude for initiative and independent judgment Supervise staff Maintain confidentiality of sensitive information Formulate partnerships between the outside funding communities and the University that result in collaborative efforts Understand and interpret formalized policies, guidelines, rules, regulations, legal contract language and applicable laws and develop and implement policies through appropriate channels based on federal and state regulatory requirements Appropriately determine priorities in order to manage a multitude of projects with various timelines, deadlines, and needs in a timely, productive and professional manner Prepare administrative reports as requested Review, manage, revise, and oversee project and office budgets under University policies and the Cost Accounting Standards (CAS) Work well and negotiate with a variety of individuals including faculty, staff, sponsor personnel, legal counsel at external entities, and state and local government officials while keeping the organization’s primary goals and interests intact Develop and sustain effective relationships with faculty, staff, colleagues, government and community members in an increasingly diverse environment Cultivate and maintain relationships with administrators at other institutions Travel with some overnight travel to attend meetings and conferences 5. Describe the type of personal contacts encountered in performing the duties of the job. Explain the nature and purpose of these contacts: i.e., to provide services, to resolve problems, to negotiate. Internal Research faculty and staff Legal Counsel External Federal, state and industry partners Reason for Contact To provide pre-award management services and to resolve postaward modification needs and management needs of projects To effectively negotiate and understand and identify areas of legal and compliance impact and act in the best interest of the University in these areas Reason for Contact To resolve problems related to sponsored activities Position Description – Manager, Sponsored Projects – Pre-Award Page 5 6. Indicate the minimum qualifications which are necessary in filling this position should it become vacant. Please keep in mind the duties/responsibilities of the position rather than the qualifications of the incumbent. a. Minimum educational level, including appropriate field, if any. Bachelor’s Degree from a regionally accredited institution b. Minimum type and amount of work experience, in addition to the above required education necessary for a person entering this position. Bachelor’s Degree and five years, or a Master’s Degree and three years, of experience in research related activities and staff supervision Preferred Licenses or Certifications: Certified Research Administrator c. Indicate any license or certificate required for this position. None