Duke Energy Carolinas
Quarterly Stakeholder Meeting
4th Quarter 2011
Independent Entity Services
Thursday, January 19, 2012
2:00 to 4:00 p.m. EST
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Agenda
 Action Items & Follow Up from September 15, 2011
 Business Practices - Pending Change to 3.F.
Preempting Requests
 NAESB Update - Wholesale Electric Quadrant
 ATC Training
 Wrap-up
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Action Items & Follow-up from
September 15, 2011
September 15, 2011 meeting
Duke was asked:
1. Consider posting a five year forecast of transmission rates.
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Business Practice - Pending Change to
3.F. Preempting Requests
3.F includes the process of Preemption and Right of First Refusal
Duke will deploy an OATI tool, Preemption & Competition Module or PCM. PCM will semiautomate Preemption and Right of First Refusal.
Business Practice 3.F will be modified to outline the PCM process of Preemption and Right
of First Refusal when ATC/AFC is limited.
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Challenging Requests must be preconfirmed and not profiled
Pending Requests have no ROFR and will be superseded to accommodate the Challenging Request
Existing Reservations not eligible for ROFR will be recalled to accommodate a higher priority
Challenger
Existing Request eligible for ROFR
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Capacity to accommodate the Challenger will be recalled from the reservation with ROFR
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A MATCHING request will be automatically generated with a status of COUNTEROFFER in
place of the reservation with ROFR
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The MATCHING request must be confirmed within the response time to retain capacity
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Rebids of MATCHING requests will not be accepted
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If the MATCHING request is confirmed, the Challenger will be Counteroffered or Refused and
the balance remaining will be recalled from the Existing request with ROFR
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Customers who opt not to challenge and do not want the remaining capacity may ask for full
displacement of the original reservation
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Preemption and Right of First Refusal
Customer Notification
When the ATC Validation Criteria detects a deficiency in ATC/AFC, Preemption and
Competition Module (PCM) will perform an assessment as to the feasibility of
entering into a Preemption and/or Competition scenario to grant service to the new
request.
Notifications for Preemption
If PCM determines service requests or reservations should be Preempted a RECALL or
SUPERSEDE of the existing service will be created by PCM.
 OASIS Notification
 Existing reservation will be recalled by the amount need to accept the Challenging
request
 The AREF of the Challenging request will be indicated in Seller Comments when a
RECALL or SUPERSEDE is created
 E-mail notification of “transstatus” change will be sent to the person who created
the existing request
 Subject: XXXXXXXX RECALL transstatus
 User must have Notification Method enabled and a Notification Address on their
User Preferences
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Preemption and Right of First Refusal
Customer Notification
Notifications for Competition
If PCM determines service requests or reservations should be placed into Competition,
a RECALL of the existing service and a MATCHING request will be created by PCM.
 OASIS Notification
 New TSR will be created with a Status of COUNTEROFFER and request type MATCHING in
the amount and time span calculated
 Match MW is determined by the MWs need to accommodate the Challenging
request
 Seller Comments will indicate the AREF of the Challenging request
 Existing reservation will be recalled by the amount need to accept the Challenging
request
 RECALL TSR text in Seller Comments will indicate the AREF of the Challenging
request
 If the MATCHING TSR is Confirmed a RECALL will be issued for the balance of the
Defender
 RECALL TSR text in Seller Comments will indicate the AREF of the MATCHING
request for ROFR
 E-mail notification of “transstatus” change will be sent to the person who created the
existing request
 Subject: XXXXXXXX RECALL transstatus
 User must have Notification Method enabled and a Notification Address on their
User Preferences
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NAESB Update
Wholesale Electric Quadrant
2012 Annual Plans
 Link to Wholesale Electric Quadrant Annual Plan
 Link to Wholesale Gas Quadrant Annual Plan
 Link to Retail Annual Plan
Network Service on OASIS (NITS)
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(OASIS Subcommittee)
Recommendation Completed by Subcommittee on Dec 1, 2011 – link
Formal Industry Comment Period Until Feb 27, 2012 – link
Review Session for Industry – Jan 24, 2012 - link
EC Single-Topic Meeting for Vote - to be Scheduled
File with FERC -- 2nd Quarter 2012
Preemption and Right of First Refusal
(OASIS Subcommittee)
 Work begins on Jan 25th
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NAESB Update
Wholesale Electric Quadrant
Electric Industry Registry (EIR) (NAESB Office/JESS)
 Transfers TSIN Registry from NERC to NAESB
 OATI will administer for NAESB
 Data will need to be registered again – not moving TSIN data to
EIR
 Annual registration fee will be required
 RFP and System Specification Document - link
 Frequently Asked Questions - link
 EIR Calendar – link
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Testing and Approval of EIR – End of January – link to Test Plan
Training planned for Feb & Mar 2012
Should be operational in 2nd Qtr 2012
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NAESB Update
Wholesale Electric Quadrant
Parallel Flow Visualization for Eastern Interconnect
(Business Practices Subcommittee)
 The WEQ Executive Committee approved the recommendation for
the interim solution on 10/26/2010 (approved recommendation)
 The BPS is working on a permanent solution:
 Hybrid Option
 Tag all Non-Firm transactions within a BA
 Require upload of firmness of transmission service for each running generator
every 15 minutes (Generator Prioritization)
 BPS is considering a two-tiered firm curtailment process (first-tocut / last-to-cut)
 Policy Change issue has been addressed
 Will require coordination agreements between BAs for loop flows to be granted firstto-cut priority
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NAESB Update
Wholesale Electric Quadrant
FERC Order 1000
 Task Force established to review Order 1000 to determine
what, if any, actions should be undertaken by NAESB WEQ
 FERC Order 1000 Matrix - link
 FERC Order 1000 Summary – link
 Provisional Item 19 Added to 2012 WEQ Annual Plan
PKI (Public Key Infrastructure) Subcommittee
 New Subcommittee – link to subcommittee’s web page
 Responsible for Proposing Modifications to or Developing
New WEQ-012 PKI Standards
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ATC Training
Due to the size and detail of this presentation, it will
be presented from a separate document.
The ATC Training presentation can be found on the Duke OASIS Homepage
under Documents > Stakeholder Meetings > Q4 20120119 - ATC Training
Presentation
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Wrap-up
Proposed Next Quarterly Stakeholder Meeting
– Thursday, March 22, 2012 – 2 p.m. to 3 p.m. ET
Customer Suggested Topics?
– This is the forum for discussing emergent topics
(Upcoming changes, stakeholder input)
Questions and Comments
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