Elsenham crossing: a wholly avoidable accident . . . what can we learn from a serious incident in another sector? Cranfield Healthcare Management Group Research Briefing 9 How do they manage? a study of the realities of middle and front line management work in healthcare David A. Buchanan: March 2011 Elsenham crossing On 3 December 2005, Olivia Bazlinton (14) and her friend Charlotte Thompson (13) were heading out to do some Christmas shopping. When they reached Elsenham railway station, the level crossing barriers were closed for an approaching train. The warning light was red, and the ‘yodel alarm’ was sounding. Their train to Cambridge had just arrived and stopped in the station. The girls knew that they were late, and they had been delayed buying their tickets. Excited and in a hurry, they opened the unlocked pedestrian wicket gate and ran across the track. They were struck by the Birmingham to Stanstead Airport express, which was travelling at speed on the other line. Both died instantly. The Essex coroner’s inquest in 2007 reached a verdict of accidental death. How did this tragic local accident become a national ‘rail scandal blunder’? Network Rail (private company) was responsible for the crossing. In January 2011, a risk assessment from 2002 was found among legal papers relating to a civil case that Network Rail decided not to defend. The assessment recommended that, ‘consideration should be given to the practicality of incorporating the wicket gates into the interlocking of Elsenham crossing controls and effectively lock them closed when trains are approaching’. This was not done. When they were shown this risk assessment, relatives assumed that it had been deliberately withheld to protect the company’s reputation. Charlotte’s father concluded, ‘this was a wholly avoidable accident’. If the gates had been locked, the girls would have been safe. The events that occurred before, during, and after this incident show a common pattern, which is seen in different incidents, in other sectors. Exploring this pattern may help to develop our understanding of such events, particularly with regard to the conditions that can respectively encourage and inhibit the actions and changes that would help to prevent or limit future harm. Immediate and underlying causes Why did this accident happen? The incident was the subject of two formal inquiries, by the Rail Safety & Standards Board (RSSB), and the Rail Accident Investigation Branch (RAIB), and a coroner’s inquest. All concluded that the immediate cause of the accident was the girls ignoring the red light and audible alarm. Three underlying causes were also identified: 1. that the gates could be opened when it was not safe to do so 2. the need for Cambridge passengers to buy their tickets on the ‘up’ platform before crossing back to the ‘down’ platform, as the girls had done 3. regular misuse of the crossing by other (older) users, which the girls, who were familiar with the station, would have witnessed After the accident, when the gates were temporarily locked, users were still seen climbing over the gates and barriers, against the visible and audible alarms, in sight of floral tributes, and contrary to warnings from railway staff. The RAIB noted in its report that around 96 per cent of risk at level crossings arises from the actions of users. The occurrence books kept by the crossing keepers recorded 303 cases of misuse between 1999 and 2005. Some keepers kept better records, so that number understates the problem. One crossing keeper was subjected to verbal abuse on four occasions in the two years before the accident, when he had tried to point out the dangers. There were no technical failures contributing to this accident. The main explanations lay with the immediate human factors, with ‘motivation and distraction’. The crossing equipment was in good working order, as were the trains. There was nothing that the driver of the Stanstead express could have done to avoid hitting the girls. To understand why this incident was still making national news in 2011, we need to look more closely at the event sequence narrative - at the timeline. 2 Incident timeline This incident event sequence covers four periods, each suggesting a different management orientation: 1 background: 1989 - 2005 [management in anticipation mode] November 1989 An elderly woman is killed at Elsenham - ignores the warning signs, walks onto the tracks, and is struck by a train; minor changes to layout and signage; both inquiries later mention this May 2002 Network Rail risk assessor recommends that pedestrian gates at Elsenham should have automatic locks which activate when trains approach; recommendation not adopted 1994 - 2005 There are 124 accidental deaths, mostly older people, on Network Rail infrastructure, 86 of which involve pedestrians, none at station footpath crossings with warning lights April 2005 Elsenham gets a risk assessment score of 28, meaning no action required to improve safety; crossing keeper does not inform assessor about frequency of misuse of the crossing November 2005 Network Rail Safety Management Information System logs three near misses in the past two years at Elsenham; marked for review by company risk management group, but not urgent 2 incident and inquiries: 2005 - 2006 [management in reaction mode] December 2005 Charlotte Thompson and Olivia Bazlinton are killed when they open the pedestrian gate at Elsenham crossing and step into the path of the Stanstead Express; two days later, a new risk assessment gives a score of 47, requiring measures to be taken May 2006 RSSB inquiry attributes cause of accident to the girls’ behaviour, unlocked gates, the location of the ticket office, and the visible misuse of the crossing by other members of the public December 2006 A wider-ranging RAIB inquiry into crossing safety notes the risk at Elsenham is among the highest in the UK; recommends assessment of risk management across the network, the locking of pedestrian gates for approaching trains at Elsenham, and the construction of a footbridge 3 incident closed [management in implementation mode] January 2007 Parents put a banner at the crossing to highlight the failure to install automatic locks on the pedestrian gates January 2007 After a five day hearing, the jury in the coroner’s inquest reaches a verdict of accidental death; the 2002 risk assessment is not disclosed in evidence August 2007 Network Rail opens a footbridge over the track at Elsenham crossing and installs locking gates 4 incident reopened [management in damage limitation mode] December 2010 Civil case against Network Rail ends when no defence is given; company settles compensation with families out of court; a copy of the 2002 risk assessment is found among legal papers January 2011 The families see the 2002 assessment; The Times reports, ‘scandal of a rail blunder’; comment shifts to the organization culture of ‘pressure and fear’ at Network Rail, and risk assessment methods which are not ‘suitable or sufficient’. Charlotte’s father says, I want people named February 2011 The Office of Rail Regulation explores whether Network Rail breached health and safety law could lead to criminal action; Olivia’s father writes to Transport Secretary asking for a full inquiry; Network Rail’s new chief executive pledges to restore trust in the company’s safety record The involvement of several organizations, no shortage of complex safety legislation, regulations, standards and guidelines, multiple inquiries and recommendations, media influence, focus shifting to organization culture and management practices - these are common features of such incidents. 3 Timeline features, management questions From a management perspective, there are five other common key features of the timeline in this case: brief incident, lengthy timeline - over 20 years, from 1989 to 2011; from the time the girls arrived at the ticket office until they were struck by the train, less than 10 minutes had elapsed known risks, slow actions one previous fatal accident, three recent near misses, routine unsafe misuse of the crossing; but improvements not seen as urgent, and changes take years to implement accusation, counter-claim Network Rail was accused of withholding a key document; the company says it gave the risk assessment to the coroner, and to family lawyers who did not act on it give me names those affected wanted to identify individuals to blame and to punish newspapers write your script journalists want a clear, strong, simple, sensational story; what the company did or did not do is less important now than what the media can say that the company did regulations said that wicket crossing gates should not be locked, as users could be trapped on the tracks, increasing accident risk; The Times reports omitted this detail Do you need to look beyond the immediate incident, to distant events that still carry lessons? Will failure to act, given weak but consistent cues, attract more criticism than actions that fail? Are you prepared for public scrutiny of your internal documents, methods, organization culture? How will you respond when others commit the fundamental attribution error, blaming individuals while ignoring the context that influenced their behaviour? Can you manage the flow of information to the media to give you some control over your script? If you have a view on any these issues, please let us know. *********************************** Sources Pank, Philip (2011) ‘Scandal of a rail blunder that allowed girls to die at level crossing’, The Times, 12 February, pp.4-5. Rail Accident Investigation Branch (2006) Rail Accident Report: Investigation into Station Pedestrian Crossings: With Reference to the Fatal Accident at Elsenham Station on 3 December 2005, RAIB Investigation Branch, Department for Transport: Derby. Rail Safety & Standards Board (2006) Formal Inquiry: Two Girls were Struck and Fatally Injured by the 07.24hrs Birmingham New Street to Stanstead Airport Train on the Station Footpath Crossing at Elsenham on 3 December 2005: Final Report, Rail Safety & Standards Board: London. Thompson, Reg (2011) ‘My daughter paid with her life for the cost of two locking gates’, The Times, 14 February, pp.12-13. The research This part of the study is based on the analysis of cases of how changes are managed following serious incidents. Project team Prof David A. Buchanan (PI) Dr Charles Wainwright Prof David Denyer Dr Clare Kelliher Ms Cíara Moore Dr Emma Parry Dr Colin Pilbeam Dr Janet Price Prof Kim Turnbull James Dr Catherine Bailey Dr Janice Osbourne Acknowledgements: The research on which this briefing is based was funded by the National Institute for Health Research Service Delivery and Organization programme, award number SDO/08/1808/238, ‘How do they manage?: a study of the realities of middle and front line management work in healthcare’. Disclaimer: This briefing is based on independent research commissioned by the National Institute for Health Research. The views expressed are those of the author(s), and not necessarily those of the NHS, the National Institute for Health Research or the Department of Health. For further information about this project, contact Jayne Ashley, Project Administrator T: 01234 751122 E: J.Ashley@Cranfield.ac.uk 4