vii TABLE OF CONTENTS CHAPTER 1 2 TITLE PAGE DECLARATION ii DEDICATION iii ACKNOWLEDGMENTS iv ABSTRACT v ABSTRAK vi TABLE OF CONTENTS vii LIST OF TABLES x LIST OF FIGURES xii LIST OF SYMBOLS xvi LIST OF ABBREVIATIONS xix LIST OF APPENDICES xx INTRODUCTION 1 1.1 Background 1 1.2 Problem Statement 6 1.3 Objectives 7 1.4 Scope of Study 8 1.5 Significance of Research 9 1.6 Study Area 10 LITERATURE REVIEW 12 2.1 Introduction 12 2.2 The Basic Concept for Understanding Signal and Light 13 Interference within Marine Features from Space 2.3 Techniques used to Study and Map Sea Bottom 16 viii Distribution 3 2.3.1 Mapping Sea Bottom using Direct Observations 16 2.3.2 Mapping Sea Bottom using Indirect Methods 19 2.4 Algorithms for Sea Bottom Mapping 24 2.5 Summary 29 DATA AND METHODOLOGY 30 3.1 Introduction 30 3.2 Data Sources and Materials 30 3.2.1 Satellite Data 31 3.2.2 Ancillary Data 36 3.3 Software 45 3.4 Methodology 45 3.4.1 Pre-processing 47 3.4.1.1 Subset Image 47 3.4.1.2 Geometric Correction 47 3.4.1.3 Masking 48 3.4.1.4 Sun Glint Removal 49 3.4.1.5 Transformation of Digital Number (DN) to 50 Radiance 3.4.2 Processing 3.4.2.1 Depth Invariant Index Technique 54 3.4.2.2 Bottom Reflectance Index Technique 56 3.4.2.3 Density Slicing 60 3.4.2.4 Supervised Classification 60 3.4.3 Analyses of the Results 4 53 61 3.5 Summary 62 RESULTS, ANALYSIS AND DISCUSSION 64 4.1 Introduction 64 4.2 Pre-processing Results 65 4.2.1 Results of Subset Images 65 4.2.2 Results of Geometric Correction 67 4.2.3 Results of Image Masking 67 4.2.4 Results of Sun Glint Removal 69 ix 4.2.5 Results of Transformation of Digital Number to 73 Radiance 4.3 Results and Analysis of Sea Bottom Mapping Using 76 Depth Invariant Index Technique in Sibu Island and Merambong Shoal 4.4 Results and Analysis of Sea Bottom Mapping Using 97 Bottom Reflectance Index Technique in Sibu Island and Merambong Shoal 5 4.5 Discussion 115 4.6 Summary 121 CONCLUSIONS AND RECOMMENDATIONS 122 5.1 Conclusions 122 5.2 Recommendations 123 REFERENCES 125 APPENDICES 135 x LIST OF TABLES TABLE NO. TITLE PAGE 1.1 Comparison between Seaweed and Seagrass 2 1.2 Habitat Requirement for Seaweeds, Seagrass and Coral Reefs 5 2.1 Summary of Techniques and Equipment 18 3.1 Characteristics of ALOS AVNIR-2, Quickbird and Landsat-5 32 TM satellite data Satellite 3.2 Description of Images Used for Sibu Island 33 3.3 Description of Image Used for Merambong Shoal 33 3.4 Summary of Equipment Used 37 3.5 Constant Value for Rescaling Gains and Biases for ALOS 51 AVNIR-2 3.6 Constant Value for Rescaling Gains and Biases for Landsat-5 52 TM 3.7 Quickbird absCalFactorBand Value 53 3.8 Quickbird effective bandwidth (Δλ) 53 3.9 Level of Agreement of Kappa Coefficient Values 61 4.1 Deep Water Radiance Value for Each Satellite Data and 76 Study Area 4.2 Value of Correlation Coefficient, R2 for Sibu Island 2 83 4.3 Value of Correlation Coefficient, R for Merambong shoal 83 4.4 Ratio of Ki/Kj 83 4.5 Error Matrix for Depth Invariant Index Using Quickbird 92 Satellite Data in Sibu Island 4.6 Error Matrix for Depth Invariant Index Using ALOS 94 AVNIR-2 Satellite Data in Sibu Island 4.7 Error Matrix for Depth Invariant Index Using ALOS 96 xi AVNIR-2 Satellite Data in Merambong Shoal 4.8 Date and Time of Satellite Pass 97 4.9 Value of Attenuation Coefficient for band 1 (blue) and band 102 2 (green) for ALOS AVNIR-2 and Quickbird Satellite Data 4.10 Sun and Satellite Elevation Angle for ALOS AVNIR-2 103 and Quickbird Satellite Data 4.11 Geometric Factor, g Value for ALOS AVNIR-2 and 103 Quickbird Satellite Data 4.12 Error Matrix for Bottom Reflectance Index Using Quickbird 110 Satellite Data in Sibu Island 4.13 Error Matrix for Bottom Reflectance Index Using ALOS 112 AVNIR-2 Satellite Data in Sibu Island 4.14 Error Matrix for Bottom Reflectance Index Using ALOS 114 AVNIR-2 Satellite Data in Merambong Shoal 4.15 Analysis of Results for Both Techniques 119 xii LIST OF FIGURES FIGURE NO. TITLE PAGE 1.1 Morphological Differences Between Seaweed and Seagrass 2 1.2 Types of Coral Reefs 3 1.3 Location Map of Sibu Island and Merambong Shoal in 11 Johor 2.1 Absorption, Scattering and Attenuation of Light in Water 14 2.2 Signal Components of Electromagnetic Radiation Between 15 Sea and Satellite Sensor 2.3 Box Classification for Seven Classes 26 3.1 Full Raw Satellite Scene for (a) ALOS AVNIR-2 (b) 35 Landsat-5 TM and (c) Quickbird of Sibu Island 3.2 Full Raw Satellite Scene of ALOS AVNIR-2 of 35 Merambong Shoal 3.3 Sea Truth Equipment 37 3.4 Side Scan Sonar Image in Sibu Island 38 3.5 Sea Truth Map of Sibu Island Obtained on 28 September 39 2011 3.6 Sea Truth Map of Merambong Shoal Obtained on 2 July 40 2010 3.7 Topographic Map of Sibu Island 41 3.8 Topographic Map of Merambong Shoal 42 3.9 Hydrographic Chart of Sibu Island and Surrounding Areas 43 3.10 Hydrographic Chart of Merambong Shoal and Surrounding 44 Areas 3.11 Flow Chart of Methodology 46 3.12 Relationship Between Visible Band and NIR Band of Glinted Image 50 xiii 3.13 Graph of Xi Versus Xj 54 3.14 Sun and Satellite Zenith Angles on Air and Below Water 57 3.15 Satellite Zenith Angle 58 3.16 Relationship Between Radiance and Depth for Sand Where 59 is y-Intercept, is Horizontal Asymptote and is Regression Value 4.1 Subset of Satellite Images in Sibu Island 66 4.2 Subset of Satellite Images in Merambong shoal 67 4.3 Masked Images of Sibu Island 68 4.4 Masked Images of Merambong Shoal 69 4.5 Relationship of Sun Glint Digital Number Between Visible 70 Band and NIR Band 4.6 Deglinted Image for (a) Band 1 (Blue), (b) Band 2 (Green), 72 (c) Band 3 (Red) and (d) All Bands 4.7 Image Radiances for Bands 1, 2 and 3 in Sibu Island 74 4.8 Image Radiances for Bands 1, 2 and 3 in Merambong Shoal 75 4.9 Maps Derived from ALOS AVNIR-2 Imagery of Sibu 77 Island Using Density Slicing of Bands 1 and 3 4.10 Enhanced Methodology Using Maximum Likelihood 77 Supervised Classification 4.11 Scatter Plot of Sand Substrate at Various Depths Between 79 Transformed Measured Radiance, X Values from Bands 1 & 3 for Landsat-5 TM, ALOS AVNIR-2 and Quickbird Satellite Data in Sibu Island and Merambong shoal 4.12 Scatter Plot of Sand Substrate at Various Depths Between 81 Transformed Measured Radiance, X Values from Bands 2 & 3 for Landsat-5 TM, ALOS AVNIR-2 and Quickbird Satellite Data in Sibu Island and Merambong shoal 4.13 Depth Invariant Index Images of Sibu Island 85 4.14 Depth Invariant Index Images of Merambong Shoal 86 4.15 Sea Bottom Map Using Landsat-5 TM Satellite Data (2005) 87 in Sibu Island Over Sibu Island 4.16 Sea Bottom Map Using Quickbird Satellite Data (2007) in 88 Sibu Island 4.17 Sea Bottom Map Using ALOS AVNIR-2 Satellite Data 89 xiv (2008) in Sibu Island 4.18 Sea Bottom Map Using ALOS AVNIR-2 Satellite Data 90 (2010) in Merambong Shoal 4.19 Qualitative Analysis of Processed Quickbird Satellite Data 91 Using Depth Invariant Index Technique for Sibu Island 4.20 Qualitative Analysis of Processed ALOS AVNIR-2 93 Satellite Data Using Depth Invariant Index Technique for Sibu Island 4.21 Qualitative Analysis of Processed ALOS AVNIR-2 95 Satellite Data Using Depth Invariant Index Technique of Merambong Shoal 4.22 Tidal Height During Satellite Passes in Study Areas 98 4.23 Relationship Between Radiance and Depth for Bands 1 and 99 2 for Quickbird Satellite Data in Sibu Island 4.24 Relationship Between Radiance and Depth for Bands 1 and 100 2 for ALOS AVNIR-2 Satellite Data in Sibu Island 4.25 Relationship Between Radiance and Depth for Bands 1 and 101 2 for ALOS AVNIR-2 Satellite Data in Merambong Shoal 4.26 Bottom Reflectance Index from Band 1 and Band 2 Using 104 Quickbird and ALOS AVNIR-2 Satellite Data in Sibu Island 4.27 Bottom Reflectance Index from Band 1 and Band 2 Using 105 ALOS AVNIR-2 Satellite Data in Merambong Shoal 4.28 Sea Bottom Map from Quickbird Satellite Data (2007) in 106 Sibu Island 4.29 Sea Bottom Map from ALOS AVNIR-2 Satellite Data 107 (2008) in Sibu Island 4.30 Sea Bottom Map from ALOS AVNIR-2 Satellite Data 108 (2010) in Merambong Shoal 4.31 Qualitative Analysis of Processed Quickbird Satellite Data 109 Using Bottom Reflectance Index Technique in Sibu Island 4.32 Qualitative Analysis of Processed ALOS AVNIR-2 Satellite Data Using Bottom Reflectance Index Technique in Sibu Island 111 xv 4.33 Qualitative Analysis of Processed ALOS AVNIR-2 113 Satellite Data Using Bottom Reflectance Index Technique in Merambong Shoal 4.34 Coral Reefs Distribution in Sibu Island in 1997 116 4.35 Location of Pulai estuary 117 4.36 Accuracy Comparison of Sibu Island 120 4.37 Accuracy Comparison of Merambong Shoal 120 xvi LIST OF SYMBOLS absCalFactorBand - Absolute Radiometric Calibration Factor c - y-intercept Dn, DNi - Digital Number FOV - Field of View g - Geometric Factor Accounting for Path Length Through Water h - Satellite Height i - i-th Habitat M - Number of Habitats m - Slope of Graph N - Total Number of Sites qPixel,Band - Radiometrically Corrected Image Pixels R - Earth Radius -RB - Index Substrate Reflectance SX - Swath Width T - Tau Coefficient X, Y - Coordinates on Map x, y - Coordinates on Image Z - Depth ΔλBand - Effective Bandwidth for a Given Band Ø - Satellite Zenith Angle - y-intercept - Horizontal Asymptote - Regression Value Ri’ - Deglinted Image Ø’s - Sun Zenith Angle Below Water Ø’ - Satellite Zenith Angle Below Water xvii Øs - Sun Zenith Angle ai - Wavelength Dependent Constant Accounting for Atmospheric Effects and Water Surface Reflection a1-a6 - Coefficients Brescale - LMINλ b1-b6 - Coefficients bi - Regression Slope CalCoefi - In-band Radiance Calibration Coefficient Ki, Kj - Attenuation Coefficient for Bands i and j Li, Lj - Measured Radiance in Bands i and j Lsi, Lsj - Deep Water Radiance in Bands i and j LMAXλ - Spectral Radiance that is Scaled to Qcal max LMINλ - Spectral Radiance that is Scaled to Qcal min Lλ - Spectral Radiance at the Sensors Aperture LλPixel,Band - Top-of-atmosphere (TOA) Band Integrated Radiance Image Pixels MinNIR - Minimum Pixel Value in NIR Band na - Air Refraction Index ni - Total Row for Habitat i nw - Water Refraction Index P0 - Overall Accuracy Qcal - Digital Number Qcal max - Maximum Quantized Calibrated Pixel Value (DN) Corresponding to LMAX Qcalmin - Minimum Quantized Calibrated Pixel Value (DN) Corresponding to LMIN Rbi - Bottom Reflectance Ri - Pixel Value in Band i RNIR - Pixel Value in NIR Band ri, rj - Bottom Reflectance in Bands i and j Xi, Xj - Transformed Measured Radiance in Bands i and j X1 - Transformed Measured Radiance for Band 1 X3 - Transformed Measured Radiance for Band 3 xi - Diagonal Value for Habitat i Yi - Depth Invariant Index xviii Yio - Constant for Fixed Illumination and Atmospheric Conditions xix LIST OF ABBREVIATIONS ALOS : Advanced Land Observing Satellite AVIRIS : Airborne Visible Infrared Imaging Spectrometer AVNIR-2 : Advanced Visible and Near Infrared Radiometer Type 2 CASI : Compact Airborne Spectrographic Imager DIB : Depth-invariant Bottom Index DGPS : Differential Global Positioning System DN : Digital Numbers EMR : Electromagnetic Radiation ETM+ : Enhanced Thematic Mapper Plus GCP : Ground Control Points GIS : Geographic Information System GPS : Global Positioning System IRS : Indian Remote Sensing JAXA : Japan Aerospace Exploration Agency LISS III : 1C and 1D Linear Imaging Self-scanning Sensor III MSS : Multispectral Scanner NIR : Near Infrared NRE : Ministry of Natural Resources and Environment ROV : Remotely Operated Vehicle SOS : Save Our Seahorses SPOT : Systeme Probatoire de I’Observation de la Terre TM : Thematic Mapper TOA : Top-of-Atmosphere xx LIST OF APPENDICES APPENDIX TITLE PAGE A Sea Truth Calibration Points for Sibu Island 135 B Sea Truth Validation Points for Sibu Island 137 C Sea Truth Calibration Points for Merambung Shoal 146 D Sea Truth Validation Points for Merambong Shoal 147 E Sea Bottom Features of Sibu Island 152 F Sea Bottom Features of Merambong shoal 153