An Coiste Feabhais Acadúil The Committee on Academic Quality Improvement The Academic Quality Assurance Programme, 2007–2008 Review of The Department of Mathematics Final Report 29 April 2008 This report arises from a visit by a Review Group to the Department of Mathematics on 19th -21st February 2008. The Department had already prepared and submitted a 'Self Assessment Report' that, with other documentation, was made available to the Group in advance of the visit. The Review Group consisted of: Professor Jürgen Berndt, Chair and Head of Department of Mathematics, University College Cork (Chair); Professor Anthony J. Lawrance, Department of Statistics, University of Warwick; Professor Edmund F. Robertson, School of Mathematics and Statistics, University of St. Andrews; Dr. David O’Sullivan, Department of Industrial Engineering, NUI Galway; Dr Maria Tuohy of the CFA acting as rapporteur, and Professor Annick Johnson, Managing Director of AVEPRO, Rome, as Observer. The report is structured as follows: 1. Aims, Objectives and Planning 2. Organization and Management 3. Programmes and Instruction 4. Scholarship and Research 5. Community Service 6. The Wider Context 7. Concluding Remarks and Executive Summary 8. Comments on the Methodology of the Review Process During its two-and-half-day visit (Tuesday 19th – Thursday 21st February 2008), the Review Group had the opportunity to meet with all members of the Department, first on Wednesday morning with the Head of Department and followed by a one-and-half-hour meeting with all members of staff. The Review Group subsequently met with many individual members on Thursday. It also met with five undergraduate students representing the different programmes to which the Department of Mathematics contributes, seven postgraduate research students (at Master and PhD levels) and two recent graduates, and with the administrators in the Department. The Review Group conducted interviews with the Deans of the Colleges of Arts, Engineering and Science, with the Vice-Dean of the Faculty of Commerce, and with senior representatives of the University administration, including the Vice-President for Physical Resources, the VicePresident for Research, the Assistant Secretary in the Registrar’s Office and the Assistant Director of CELT. The Review Group also visited all the accommodation facilities of the Department. 1. Aims, Objectives and Planning The Review Group was impressed by the self-assessment report and supporting documentation provided by the Department of Mathematics. The Review Group also wishes to thank the staff of the Department for the requested additional documentation provided in a comprehensive and professional manner during the course of the review. The staff in the Department made considerable effort to inform the reviewers of the 2 achievements and difficulties of the Department over the last ten years, together with its areas for improvement and current concerns. The self-assessment report and the accompanying documentation provided an overview of a Department with a large and diverse portfolio of core and service teaching programmes and a clear indication of a Department with significant and increasing research activity. The Departmental aims and objectives, as laid out under the constituent headings on page 5 of the self-assessment report, are clearly formulated in relation to teaching and learning, to research, to staff development, to the wider community and to the University. These matters must be slightly provisional, given that a new School incorporating Mathematics and Mathematical Physics is in the course of formation. As a further consequence of this situation, the Review Group heard that final steps in the finalization of a strategic plan for the Department had been deferred until the new School structure was clear. However, the Department has clearly outlined the priorities to be incorporated in the operational plan on page 6 of the self-assessment report, some of which the Review Group discussed with the Head of Department and individual members of staff. The priorities listed encompass key areas of teaching and learning, research, and infrastructure. The Review Group understands that the aims and objectives for the Discipline (the current Department) of Mathematics will be encompassed in the new School structure and comments made in this report will need to be read in this context. The following recommendations are made: 2. The Review Group recommends that the Department of Mathematics (or new Discipline of Mathematics in the new School) should revise its aims and objectives and develop a strategic plan for teaching, research, staffing and other academic matters within the context of the new School. A long-term strategy should be formulated to underpin future negotiation with the University management on decision-making in regard to academic issues such as staffing and priorities. The Review Group recommends that the Department (or Discipline) should continue to develop their service teaching in all Colleges and Faculties along the lines of the excellent model provided by their interaction with the Faculty of Commerce. It should continue to be an aim of the Department to provide excellence in service teaching and to work constructively with the relevant Colleges and Faculties towards providing the best possible student learning experience. Organization and Management The Department of Mathematics currently consists of 19.5 permanent academic staff (including two university professors, 1 personal professor and 3 senior lecturers), one contract academic staff member, one part-time teaching assistant and two administrative assistants. The dedication, commitment, enthusiasm and collegiality of staff in the Department was clearly evident to the Review Group, despite the appalling and disparate accommodation facilities available to the Department. The external members of the Review Group found that the current standard of the Department’s buildings amounted to ‘mathematical slums’, almost unbelievable in a western university, and actually unsanitary according to some comments made by postgraduates. Another unpleasant 3 surprise was that the Department has absolutely no support staff, highly regrettable for a modern Mathematics Department. This role is currently and inappropriately provided by academic staff. On the positive side, the Department has in place an active and overarching Departmental Committee, which comprises all academic staff. In addition, three sub-committees for Teaching, Research, and Teaching Allocation, are in place supporting the management of the Department. The Review Group recommends that additionally the Department has unified Health & Safety policy. The Department is commended for the policy it has implemented to ensure an equitable and structured approach to the distribution of teaching loads in the Department, and the manner in which sabbatical periods and research developments (including the De Brun Centre and statistical expansion) are supported. The Review Group was very concerned about the relatively low number of senior staff in the Department and about low staff morale arising from issues in relation to promotion from Lecturer to Senior Lecturer. The current promotion procedure is implemented with emphasis on quantitative measures for research output rather than qualitative ones and fails to acknowledge the specific intellectual nature of mathematical research. It is also not in line with Section 2.1.6 of the University Strategy for Research 2007-2011, where it is stated that the University is committed to measuring the output of its investments in research, with one of the four important outputs being the quality of publications. In mathematics, even initial quality judgements outside the department can only be made on the basis of external review and this apparently is not done. The following recommendations are made: The Review Group strongly recommends immediate steps to correct the appalling lack of good quality, consolidated office and meeting facilities currently available to the Department. After various discussions, the Review Group recommends that the only acceptable long-term solution is a new building for the new School including the Discipline of Mathematics. However, more immediately, they see a shorter-term solution arising from the pending move of Zoology releasing space in the Aras de Brun Building. After some renovation, the Vice-President for Physical Resources thought it could provide sufficient office and meeting space for academic, research and administrative staff, and for postgraduate students. The Review Group thinks it is highly important that the new School in its entirety be located at a single location from the beginning, and from which a unified mathematical community can develop. The mathematical research benefits of this are hard to overstate, and it would also be working ‘home’ for mathematical undergraduates and so enhance their experience too. From meetings that the Review Group had with senior members of University management, a radical improvement of accommodation will have the support of Deans of the Colleges of Arts, Engineering and Science, the Vice-Dean of the Faculty of Commerce, and senior representatives of the University Administration, particularly including the VicePresident for Physical Resources and the Vice-President for Research. The Assistant Secretary in the Registrar’s Office was also made aware of the urgent need for vastly improved facilities by the Review Group. The Review Group recommends implementing criteria to improve the promotional prospects of mathematics staff and so reduce poor staff morale, both for those who 4 3. already deserve promotion and for those younger colleagues who are dispirited by the promotion block they see ahead. Such improvements should incorporate promotion on the basis of externally validated research quality. This will ensure staff retention and also adequate representation of the Discipline of Mathematics by senior academics at senior levels on University decision-making bodies. The University should implement its promotional strategy in ways that reflect the different nature of individual disciplines, in mathematics principally on the basis of publication quality, rather than from volume or finance perspectives. The Review Group, in addition to the previous recommendation, recommends that the University applies an exceptional one-off correction to repair the unacceptable situation that has arisen in regard to several highly deserving but unpromoted staff in Mathematics. The Review Group recommends the recruitment of a full-time technical support officer for the Department. It is now widely accepted in the mathematical community that adequate computing facilities and software are required for the delivery of high quality undergraduate and postgraduate programmes. It is vital to have technical support with the relevant expertise for maintaining and developing computing facilities, installing and upgrading software and advising students and staff on computing matters. The Review Group recommends that the Department revises the remit of the current Faculty service teaching representatives to be responsible for liaising with, and managing all aspects relating to, teaching matters with the individual Colleges and Faculties. The Review Group recommends that the Department negotiate with University Management to secure funds from earned research overheads generated by the De Brun Centre to fund the essential administrative support required for the centre’s activities. Programmes and Instruction The Department has a reasonable overall strategy on teaching and learning and currently provides a diverse array of courses and service teaching, perhaps too diverse from efficiency considerations. The Review Group noted the success of key programmes (e.g. Financial Mathematics) and the continued performance of the Department in attracting good quality students. The Review Group would have liked a clearer understanding of the relationship between different course codes and apparently similar course descriptions. A breakdown of individual workloads, in terms of lecturing, tutorial and supervisory duties and contact hours would also have been useful. The Department currently makes an invaluable contribution to a wide variety of programmes across five different Colleges. In some instances, significant collaboration has taken place between the Department and individual Colleges on course design and improvement (e.g. Commerce and Arts), while closer collaboration should be developed with other Colleges (e.g. Engineering and Science). The Faculty of Commerce highly commended the level of engagement and openness displayed by the Department of 5 Mathematics to the development of their new ‘mathematics for business’ programme, which has been implemented in the 1st and 2nd years of the BComm degree. Plans are in progress to continue the collaboration with a view to developing modules for 3rd and 4th year courses. New approaches to student assessment and the evaluation of learning outcomes have been included as part of the 1st year programme. The Faculty of Commerce is keen to progress towards accreditation of its degree programmes and would welcome the continued interaction/collaboration of the Department of Mathematics. The Faculty also envisages that the BComm programme could be used as a model to revise and restructure the involvement of Mathematics in their other degree programmes e.g. BComm (International) and BSc Information Systems. In addition, the Department of Mathematics has developed a new ‘Blended Learning’ (part-time) degree option in Commerce. The College of Arts has introduced very significant changes in the 1st year BA programme to promote early student engagement, and while this has very considerable resource and time implications, the Department has engaged fully with the College in facilitating these changes. The Review Group was taken aback with the amount of time spread right through the terms and vacations which the College of Arts gave to multiple examination opportunities. The Review Group commends the Department’s proactive approach to developing methods to provide students with key problem-solving, numeracy, reasoning and communication skills through the development of focused workshops, group projects, and to the development of new courses in key emerging areas of strategic importance to the University, e.g. in Biostatistics and Bioinformatics. The Review Group noted the very significant demands on administrative and academic staff in the Department of Mathematics due to the time-consuming nature of examination processes (60-70 examination papers per academic year). The enormous workload reflects the varied natures of courses, differences between ‘Marks & Standards’ requirements for similar/identical programmes in different Colleges/Faculties and multiple exam periods throughout the academic year, including repeat examinations. Some points were raised regarding the relevance of some modules in some programmes, where students would have preferred the opportunity to take additional coursework in key topics. More appropriate choice in terms of final year projects in some programmes, e.g. Financial Mathematics, would also be welcomed by the students. In this particular regard, the Review Group did not favour a major diversification into Financial Mathematics; rather it felt that existing staff could be given time and resources to develop mathematical and statistical teaching areas in finance outside of their existing expertise comfort zones. The provision of new consolidated accommodation facilities for Mathematics would be viewed as a very positive development by the students, who value the friendly, enthusiastic, helpful and approachable nature of staff in the Department of Mathematics and appreciate the efforts, contribution and dedication of staff. The following recommendations are made: The Review Group recommends that the future Discipline of Mathematics adopt a thorough review of undergraduate and taught postgraduate programmes aiming at relevance and delivery efficiency. In this process, the new Department and 6 4. Discipline should engage fully with all of the constituent stakeholders in other faculties and in so doing would have the full support of their Deans. The opportunity should also be taken to review the Departments traditional programmes and prune away outmoded or inefficient offerings. The Review Group recommends that the Department avails itself of opportunities envisaged for the incorporation of Mathematics modules at postgraduate level in new 4th level initiatives (e.g. in Engineering). The Review Group recommends reduced tutorial size for courses with large numbers of students (e.g. in Arts), and more postgraduate tutors with formalized training and for tutor briefing sessions prior to tutorials. The Review Group recommends improved and clearer student guidance on programme selection, e.g. provision of course booklets, clear information on subject choices for different mathematical degree/career paths, especially more clarity in course selection for students taking mathematics in the Undenominated Science programme versus the Denominated Mathematics degree programmes. The Review Group recommends the implementation of a formalized approach to student feedback for all programmes and the creation of a staff-student committee. The Review Group recommends recruitment of a Technical Support Officer and ready access to a range of core and software packages for students. Scholarship and Research The Department of Mathematics is a research-active Department with many high profile, excellent staff who have international recognition and display a high level of commitment to research. The significant research activity of the Department is reflected in the marked increase in the number of graduate students, including IRCSET-funded graduate students. The Review Group noted that the number of PhD students would be considered high for a Mathematics Department. In addition, there has been a significant increase in postdoctoral researcher numbers, in the ability of the Department to attract international research staff, and in the level of research funding awarded to the Department from various funding bodies, including Science Foundation Ireland (SFI). The Review Group noted publications in journals of high reputation, as well as excellence in several key areas of Mathematics, especially the established area of Algebra and Group Theory and the invigorated area of Statistics. The Review Group commended the excellent interaction between staff in organizing research seminar programmes and in developing initiatives to foster a research culture for graduate and postdoctoral researchers in spite of deplorable accommodation facilities. The Review Group also noted the significant potential of the De Brun Centre, which is a prestigious (SFI) research initiative in Computational Algebra to enhance the national and international research profile of the Department and the reputation of the University in mathematical research. The Review Group further noted significant developments in the area of Statistics since the external appointment some five years ago of a Chair in the subject, among these being associated research students and fellows, and the imminent appointment of an SFI-funded Lecturer and an SFI-funded Chair in Bioinformatics. Clearly, the twin peaks of computational 7 algebra and statistics need continued emphasis in strategic planning. The Review Group recommends exploiting the new School structure for future interdisciplinary activities. The Review Group was impressed by the high regard in which the Department is held amongst its postgraduate students, who feel that the Department is very encouraging, helpful and approachable and does its best despite the appalling situation with offices. The Department has also been very encouraging to mature students proceeding with research degree options. Given all of the above, the Review Group was highly concerned about the negative impact of the lack of acceptable accommodation facilities on the ability of the Department to maintain and develop its research reputation, especially in its two key areas of research excellence. In view of the staff’s perception that the nature of mathematical research is not fully understood at upper management committee levels, the Review Group wishes to make the following statement, and a list of recommendations. Research in Mathematics is generally done on an individual or two-person basis, not in large groups. Likewise, research supervision is an individual and hence very time consuming activity; so generally there are fewer numbers of graduate students than in other scientific disciplines. Despite the greater funding opportunities for applied and inter-disciplinary research, core mathematical research should have equal standing in the University with these areas. It follows that decisions on staff advancement and resource allocation should be on the basis of research performance evaluated externally and therefore on a basis which is fair relative to the norms of Mathematics, not by universal and perhaps inapplicable volumes, finance and scores. The following recommendations are made: The Review Group recommends that the importance and role of Mathematics in the strategic research goals of the University should be promoted and developed; currently, staff consider their research is undervalued by the University. While some opportunities would appear to exist for Mathematics in the University Research Strategy 2007-2011 and in SFI-funded inter-University clusters, Mathematics does not have a central profile. The Review Group recommends the Department or new School makes a strong case for the appointment of two new Chair positions in central mathematical and statistical areas, and this to be a key component of their strategic plan. The Department is currently well below weight in senior appointments relative to its size; one would expect 4 established Chairs in a research-active Department of its size. The Review Group recommends that the DeBrun Centre should be formally recognised by the University as a research unit and that a link from the relevant University website to the excellent website of the DeBrun Centre should be established. The DeBrun Centre is funded by the Science Foundation of Ireland, which is funding research projects on behalf of the Irish Government. The DeBrun Centre should be promoted to the general public by the University and not only by the Department of Mathematics. The Review Group urges the University to create relevant promotional opportunities for mathematics staff, otherwise their research excellence and 8 5. dedication in teaching will inevitably suffer. The Review Group recommends the streamlining of teaching activities in order to reduce the impact of large and diverse teaching loads on research. The Review Group recommends that the University provide the Department with additional administrative assistance to meet increasing research needs, justified by income generated from research support overheads. The Review Group recommends the development of interaction at research level with the College of Arts and Celtic Studies where this fits with the Department’s research strategy. Community Service The Department has played a very active role in the University community, which is clearly evident from the contribution of staff to University committees and initiatives. It was clear to the Review group that staff in the Department are actively involved in promoting the University in the community e.g. through Science Promotion Group under the auspices of the College of Science and through Department-led initiatives to promote mathematics at primary and secondary school levels. The Review Group commends the Department for its contribution to Community Service, and no recommendations for improvement are required here. 6. The Wider Context The Review Group noted the very significant contribution made by the Department at local, national and international levels through its many external scholarship and research links. Not only has the Department developed innovative schemes to promote mathematics at primary and secondary school levels through its outreach activities, but it also actively participates in Erasmus/Socrates and JYA undergraduate exchange programmes. Members of staff act as external examiners, are members of judging panels (e.g. Young Scientist & Technology Exhibition), represent the Department and University on various national and international professional boards, and act as international evaluators and reviewers for professional funding agencies and journals. Members of staff have many research and teaching links with 3rd Level institutions all over the world. The following recommendation is made: 7. The Review Group urges further staff promotions to strengthen the Department’s ability to further enhance the national and international profile of the University. Concluding Remarks and Executive Summary The achievements of the Department of Mathematics in recent years are remarkable. Just 9 to mention a few highlights; the quality of undergraduate education and students is very high, the number of PhD students increased significantly, the quality of research is excellent. There are two external factors that have a significant negative impact on the further development of the Department: accommodation and promotion. It should be a high priority of the University to work with the Department towards a satisfactory resolution of these two problems. The main internal factors requiring development by the Department are a published strategy for staffing, teaching, research and other academic matters, and clarity of the programme descriptions in the teaching portfolio of the Department. The Department should act soon on these matters taking into account the new School structure. Finally, it appears to the Review Group that the University does not fully understand and appreciate the importance of the academic discipline of Mathematics in the context of its strategic priorities. Mathematics is pervasive in many other academic disciplines and must be a core discipline at any University aiming at international recognition. Research in Mathematics, covering pure, applied and statistics, is a fundamental component of the research portfolio of such a University. Research in Mathematics is performed either by individuals or in groups which are very small compared to other disciplines. Research funding in Mathematics is of much less importance than in many other science subjects, and mainly required to support PhD students or postdoctoral fellows, and for organising and attending workshops and conferences. International recognition and esteem in Mathematics is achieved by research of high quality, as judged by external peers. The Department of Mathematics at NUI Galway has achieved this in some fundamental areas of Mathematics, particularly in Algebra and Statistics. The DeBrun Centre for Computational Algebra is an excellent and potentially long-standing achievement. NUI Galway should build on these achievements and provide an adequate environment for research activities. The main recommendations arising from the review process are stated in the following Executive Summary. Executive Summary 1. The Review Group strongly recommends immediate steps by the University to correct the appalling lack of good quality and consolidated accommodation facilities by implementing both its proposed long-term and short-term solutions. 2 The Review Group recommends a revision of promotional criteria for staff in Mathematics focused on research quality as mainly judged by external mathematical evaluation rather than by volume, finance and scores, and urges a one-off correction to repair the unsatisfactory current situation. 3 The Review Group recommends the appointment of two further Chairs in central areas of Mathematics and Statistics in order to bring the discipline in line with international proportions. 4 The Review Group recommends that the present Department of Mathematics adopt a thorough review of undergraduate and taught postgraduate programmes at Discipline level aimed at relevance and delivery efficiency in the new School. 10 5 6 The Review Group recommends that the present Department of Mathematics should develop a strategic plan for teaching, research, staffing and other academic matters in the context of the new School. The Review Group urges the University to promote and develop the importance and role of Mathematics in its strategic research plan. Comments on The Methodology of the Review Process The review was well organised, and everyone the Review Group met with made the whole process a very constructive exercise. In retrospect, the Review Group might have found it valuable to meet with all staff a second time after completing its meetings with other individuals and groups. Professor Jürgen Berndt (Chair) Professor Anthony J. Lawrance Professor Edmund F. Robertson Dr. David O’Sullivan Dr Maria Tuohy (Rapporteur) Professor Annick Johnson (Observer) (29 April 2008) 11