National University of Ireland, Galway An Coiste Feabhais Acadúil The Committee on Academic Quality Improvement The Academic Quality Assurance Programme 2009 - 2010 REVIEW OF THE MOORE INSTITUTE NATIONAL UNIVERSITY OF IRELAND, GALWAY Final REPORT (24th March 2010) The Moore Institute: Review Report, March 2010 Introduction and Summary Overview This report arises from a visit by a review panel to the Moore Institute (MI) on 2nd March 2010. The panel had received in advance of the visit a self assessment report completed by the Institute, along with other supporting documentation. The review panel consisted of: Professor Jane Ohlmeyer, Erasmus Smith’s Professor of Modern History, School of History and Humanities, Trinity College Dublin (Chair); Professor John McGowan, Director of the Institute of Arts and Humanities, University of North Carolina; Ms Caitriona Crowe, National Archives of Ireland; Dr Aoife Boyd, Department of Microbiology, NUI Galway; and Dr Tony Dundon, J. E. Cairnes School of Business and Economics, NUI Galway acting as Rapporteur. The review panel would like to thank the director and staff of the MI for providing informative documentation and for facilitating such a constructive site visit. We would also like to congratulate all those associated with the MI on the quality and scale of research activity, and on their exceptional achievements over the course of the past decade. It would be invidious to single out any particular project for praise, but the panel felt that the extraordinary career achievements of MI postdoctoral fellows should be noted. The panel also found all staff to be fully engaged in the process and highly committed to the scholarly and collegiate environment of the MI. Importantly, across the Arts and Humanities (A&H), research paradigms are changing as more collaborative frameworks become increasingly common and as graduate education and instruction shifts to a structured platform of delivery. The MI has a leading role to play in championing such a shifting research paradigm for the A&H through its population of new academic spaces, its advocacy function both within and outside the university, its enabling approach to new research ideas, and by fostering a research culture of scholars facilitating best practice graduate education. These reflect the high standards of excellence of research in the A&H for NUI Galway and the region, given the collaborative environment created by those associated with the MI primarily (though not exclusively) through the College of Arts, Social Sciences and Celtic Studies. In this context of research excellence the reviewers explored a number of sensitive issues with members of the university’s senior management team, and would like to report the following: i. ii. iii. PRTLI 5: Arts, Humanities and Social Sciences Research Building (AH & SS). The Registrar and Deputy President confirmed unequivocally that this building would go ahead irrespective of the outcome of PRTLI5. Research funding: A new internal university-wide fund to support research (the Research Support Fund Strategic Initiatives Scheme, derived from research overheads) was to be advertised on the day of the site visit; A&H researchers are encouraged to apply. Research committee: Concern about the lack of activity of the university’s research committee was explored. It was confirmed to 2 The Moore Institute: Review Report, March 2010 the panel that the membership of this committee had been reviewed and the committee was in the process of being reconstituted with revised terms of reference. The composition of the new research committee would include a representative of the directors of the university’s four research institutes, including MI. iv. Sabbatical leave: Proposed changes to the university’s sabbatical leave policy were explored by the panel. While precise details are yet to be finalised, the panel felt that the university’s senior management team are aware of a number of implications concerning the impact of proposed changes on scholarship and research. There was a ‘sense’ that provision for one semester of leave every 3 to 4 years might be a likely outcome. The views and representations of MI and A&H scholars were acknowledged in this process by senior managers of NUI Galway. The panel congratulate and welcome the senior university management team’s recognition that A&H researchers are making to the university, in particular the strenuous improvements made by A&H scholars in exercises like the THES rankings. The panel welcomed the university’s commitment to research scholarship, with the A&H as one of five key strategic research priorities for the university, and the MI as the ‘flagship’ institute for research in the A&H. The panel’s view is that by focussing on existing strengths and building on real achievements, the MI and A&H research will help ‘raise the game’ across the university as a whole. The reviewers felt that the MI has suffered somewhat from an ambiguous status in the university; located between a faculty-driven initiative and a fullyfledged institute which falls short of graduate school status. Notwithstanding reference to the MI in the university’s recent strategic plan, it appears that the MI has never been given a clear objective and signal from above. The review panel felt this was reflected to some extent in an awkward and somewhat vague mission for the MI as a whole. Recognising that MI staff continue to make significant inroads and scholarly contributions, it was evident to the panel that many of these emerged opportunistically rather than through a coordinated and proactive plan. The reviewers therefore suggest that the MI ought to be given a more specific objective of facilitating research and graduate studies for the A&H at NUI Galway. The MI is at a significant juncture in its development. Having emerged organically from a highly respected academic community, the MI has grown through strong academic leadership of international repute. Importantly, the MI is faced with a number of immediate issues, and the decisions taken now will shape the future research platform for the institution. In this context the report makes seven specific areas of recommendations, as follows: 1. Leadership of the Moore Institute 2. Steering Group 3. Funding of the Institute 3 The Moore Institute: Review Report, March 2010 4. Moore Institute Governance 5. Communications 6. Graduate Studies Programme and Instruction 7. The Moore Institute Mission 1. Leadership of the Moore Institute The MI has had an exceptional if not unrivalled quality of academic leadership, and the significance of this to the achievements of the MI to date cannot be overstated. It is imperative that a scholar of international repute (i.e. with a significant number of peer-review publications, a track record in grant writing and securing grants, significant experience of supervising graduate students and mentoring postdocs), who is capable of providing charismatic leadership, and with a proven track record of interacting effectively with a wide range of stakeholders including key leaders in institutions (academic and other) and potential donors, be appointed. Given the retirement of Professor Canny, the role and function of academic leadership for the MI should be an immediate priority and the reviewers recommend the following: 1. The position of academic director is externally advertised as soon as possible (and the appropriate budget line identified as a strategic priority) 2. The appointment is made in a timely fashion with a view to having a new director in place by January 2011 3. There is a ‘handover’ period with the existing and new director working together for approximately six months 4. The first task of the new director should be to undertake, in conjunction with the Dean of College of Arts, Social Sciences and Celtic Studies, a full strategic review of research in the A&H. 2. Steering Group Given the unequivocal commitments reported to the review panel by the university’s senior management team (see above), in particular that the university will proceed with a new building for Arts, Humanities and Social Sciences (AH & SS), the reviewers recommend the establishment of a steering group. The steering group should include as a minimum the following in its terms of reference: 1. To include all relevant stakeholders who will occupy the new AH & SS building, with the MI as the ‘anchor’ tenant (as reported to the panel by the Registrar and Deputy President) 2. To oversee and to allocate space in the new AH & SS building to maximise collegiality and creativity 3. To outline the proposed activities of the MI in the new AH & SS space 4 The Moore Institute: Review Report, March 2010 3. Funding of the Institute The funding arrangements for the MI have been based primarily on what can be defined as ‘soft’ funding (e.g. PRTLI / IRCHSS etc). While the reviewers note the support of the university in providing some additional funding in terms of space and staff, the panel feels the Institute is severely under-funded relative to its academic standing and achievements to date as the ‘flagship’ institute for A&H for NUI Galway. The reviewers therefore recommend, as a matter of urgency, the establishment of a longer-term funding strategy that would insure the sustainability of MI for the next decade. In considering such a long-term strategy the reviewers recommend that the following three elements be included as a minimum: 1. A ‘soft funding’ element (PRTLI, IRCHSS, Mellon, FP7 etc). In particular existing funding achievements (such as IRCHSS and Mellon) should continue. At the same time a more proactive element should be included in the ‘soft fund’ plan by targeting new revenue-generating streams for research income (e.g. European Union, FP7 etc). 2. A ‘core funding’ element to cover core staff salaries, space and other essential costs. The reviewers recommend that the MI and College Dean seek to re-direct income from the €4.3 million surplus generated by the College of Arts, Social Sciences and Celtic Studies into core MI activities. 3. A ‘philanthropic funding’ element. The reviewers recommend that an officer of the Galway Foundation be exclusively dedicated to Arts and Humanities research funding, embedded within the College of Arts, Social Sciences, and Celtic Studies, and reporting to both the Director of the MI and the Dean of the College. 4. Moore Institute Governance The reviewers noted the high degree of engagement of all staff associated with the MI, and the clear structures for the efficient operation and management of the institute. The review panel also noted the small number of female PIs and female academic leaders (Heads of School and Academic Disciplines) associated with the MI. Given the MI’s development and current stage of transition, the panel feels that a re-aligned governance arrangement may help make improvements in this area, and recommends the following: 1. External Advisory Board: This should be reconstituted with a view to comprising a range of stakeholders who may assist with academic direction of the MI and in particular dedicated fundraising opportunities. The Board should be active and proactive rather than passive and reactive. It should meet regularly at a stage deemed appropriate to the MI. 2. Internal Management Board: The membership of this Board needs to be transparent and inclusive, comprising key internal stakeholders of the MI (Dean, Heads of Schools, PIs, MI staff, post-graduate student and Post-doctoral representatives etc). 5 The Moore Institute: Review Report, March 2010 5. Communications The review panel were impressed with the level of engagement and dialogue among all stakeholders, including staff, students and post-doctoral fellows. The reviewers observed some fragmentation in relation to communications among groups, with attendant perceptions of elitism between academic disciplines and across the post-graduate student cohorts affiliated with the MI. There is also an influential advocacy role for the MI in relation to the dissemination and communication of its activities. The reviewers therefore make the following recommendations: 1. Internal Communications within the MI: a. To communicate more regularly, either via email or an internal newsletter, with all graduate students informing them of developments, progress on projects and general news items relevant to the MI. Additionally to encourage and facilitate regular communications between the MI graduate students and students, researchers and academics in the Schools of the College of Arts, Social Sciences and Celtic Studies. b. To implement a graduate student seminar series to enable students and staff to interact informally, share ideas and report progress on research within the student cohort for the MI. This need not be weekly but should be regular, perhaps one or two per semester. c. To include internal and external speakers as part of the MI seminar series. d. To establish periodic meetings between graduate students and the MI Development Manager to discuss general issues of interest, especially with regards to funding and career development opportunities. 2. Advocacy and dissemination among stakeholders (internal and external): a. To promote actively MI activities internally within NUI Galway, through official university publications and the MI web site b. To showcase leading outreach activities, both internally and externally to the general public. There are many ‘great stories’, and a proactive plan to articulate these effectively is strongly encouraged. c. To consider a MI publication imprint. This may include a range of media including digitised images, working series monographs and possible ISBN catalogued publications bearing the MI imprint as publisher or co-publisher. The university’s ‘grant-in-aid of publications’ fund may assist in this regard. 6 The Moore Institute: Review Report, March 2010 6. Graduate Studies Programme and Instruction The review panel was extremely impressed with the quality of graduate students we met, reflecting a strong degree of engagement between staff and students associated with the MI. It was also evident to the reviewers that graduates who progress to post-doctoral positions have subsequently achieved extraordinary career positions at world class institutions internationally, reflecting the quality of graduate instruction and supervision. To this end the reviewers felt that the MI has evolved into a central part of the university's strategy going forward, in particular the university’s aspirations toward becoming a research-led institution. However the MI’s central role in that mission has never been officially announced and the reviewers concluded that it would be advantageous to both the MI and the university to publically endorse the MI as the key player in its efforts to maintain and increase A&H research. The university (or the College of Arts, Social Sciences and Celtic Studies) should officially designate the MI the leading player in developing a coordinated approach to post-graduate studies in the arts and humanities for NUI Galway. Given some of the methodological and paradigm shifts in A&H research noted above, coupled with university-wide developments for graduate training and a structured PhD platform, the reviewers make the following recommendations: 1. Consideration be given by the Registrar and Deputy President, the Dean of the College of Arts, Social Sciences and Celtic Studies, and the Director of the MI to how closer co-ordination might be achieved between the various programmes for the induction, mentoring and formation of graduate students in A&H disciplines that have been devised by the MI, by the Vice Dean for Graduate Studies and by the Schools and Disciplines of the College. The review panel believes that the MI should play the role of principal coordinator in consultation with these other interests to develop a coherent Graduate School for the Arts and Humanities at NUI Galway, particularly in anticipation of all research students in A&H disciplines being housed in the projected AH & SS building. . 2. The reviewers recommend that even in advance of the completion of such consultations in recommendation 6.1 above, an early review of current graduate training and supervision is undertaken in order to increase alignment in these practices. This has two subrecommendations: a. The reviewers noted some variability in student supervisory arrangements. We therefore recommend a consistent approach, with team-based graduate supervision for all research students in the A&H. Guidelines from the university’s Dean of Graduate Studies should be considered in this regard. Recommendation 5.1(b) above referring to a graduate student seminar may also accrue a credit value in a new structured PhD arrangement that 7 The Moore Institute: Review Report, March 2010 is under consideration (as could conference presentations and fieldwork-based activities). b. The reviewers also obtained the impression that few academic supervisors had received supervisory training. We therefore recommend the introduction of at least a mentoring system for staff new to PhD supervision. Team-based supervisory boards will facilitate mentoring arrangements between experienced and less experienced staff. In addition, the university’s Centre for Excellence in Teaching and Learning (CELT) could offer further advice and support with regard to supervisory training. 7. The Moore Institute Mission As noted above the MI has a compelling story to tell and needs to reflect on how best it might do this in this period of change and transition. The panel were particularly impressed with the general feeling that the MI is an enabling, bottom-up facilitator of ideas and creativity and a hospitable space for researchers in the A&H. This dynamic and vibrant environment is perhaps not reflected clearly or consistently in the Institute’s mission, and reviewers recommend the following: 1. Devise a clearer and more exciting vision/mission for the MI. This may be considered in relation to some of the above recommendations for a strategic review, a new steering group, or as part of the new director’s role in the near future—and in the context of a clearer mandate from the university for the MI to take the leading role in arts and humanities research. 2. Communicate and publicise the new mission both internally and externally to the general public. 8 The Moore Institute: Review Report, March 2010 Summary and Concluding Remarks The Moore Institute is at a critical juncture in its development. It is the ‘flagship’ Institute for research in the arts and humanities for NUI Galway. It has achieved impressive results and outputs to date and its continued success is dependent on a number of key decisions that need to be taken now. There is considerable energy, enthusiasm and support within the MI that can ‘raise the research game’ for the university as whole. Above all, sustainability is dependent upon dedicated core funding, transparent leadership and governance, and an engaged graduate student body. The reviewers would like to emphasise very strongly that as NUI Galway is in transition towards advancing its objectives of being a research-led institution, more formal structures for A&H research and graduate studies can be better embedded at an institutional level. The MI is an invaluable resource to such an end, but it needs to be given official standing to make the most of its potential. With a significant standing in the institution should come sustainable core funding. The review panel’s conclusion is that reciprocal commitment among senior university management and MI staff exists to obtain and channel available resources to help maintain an Institute of international scholarly repute. Comments on the Methodology of the Review Process The review panel would like to thank the Director of Quality, Dr David O’Sullivan and the staff in the Quality Office in guiding and facilitating the review panel. We would also like to thank in particular Martha Shaughnessy and Marie Kennedy of the Moore Institute for accommodating our needs during the visit. The panel would like to make the following comments in relation to the quality review process: 1. The panel found the process to be objective and independent and we welcomed the freedom to explore issues with staff in an open and collegiate manner. 2. Additional information and documentation was provided to us in an efficient and timely manner. 3. The schedule of meetings was extremely tight, and additional time might have been allocated to the session with post-graduate students. 4. The opportunity to review and reflect on the Institute’s own selfassessment report well in advance of the visit was essential. Professor Jane Ohlmeyer (Chair) Professor John McGowan Ms Caitriona Crowe Dr Aoife Boyd Dr Tony Dundon (Rapporteur) (24th March 2010). 9