IRIU Follow-Up Report 2012 INTRODUCTION The Institutional Review Report of NUI Galway including the University’s response was received on the 4th April 2011 and tabled at all major University committees and fora. In addition a number of Actions were initiated in response to the recommendations in the report. A summary of these Actions and their direct relationship with the Recommendations and Suggestions of the reviewers are presented below. ACTION PLAN The reviewers identify seven key recommendations in their report and the University has drawn up an Action Plan for implementation: Recommendation Section 1 (p11 and p14) NUI Galway takes steps to ensure that the governance structure of the decision-making and deliberative bodies adopts a more strategic focus and includes a wider spectrum of external stakeholders. (p12 and p14) NUI Galway consider carefully the working relationship and communication arrangements between the academic Deans and the University Management Team to ensure effective connectivity between academic management and institutional management and the embodiment of a strong leadership culture across the institution which will reinforce the crucial leadership role that Deans must play in the reorganised academic structure of the University. Section 3 (p21 and p24) The current policy on student feedback be reviewed to ensure that all modules are regularly evaluated, using tools that collect comparable data, for independent analysis and the transmission of summaries to programme, School and College leadership, as well as to students. (p22 and p24) The development of an integrated institutional information system that will allow more shared information and transparency of key University policies and processes and strive to ensure that University policies are implemented and 27 February 2012 Action Introduction and Context A significant amount of time is now set aside at each Údarás na hOllscoile meeting for strategic discussion on corporate issues. These sessions consist of formal presentations followed by a detailed consideration of key documentation and finally a plenary discussion. Similarly, Údarás statutory committees are increasingly engaging with macro policy formulation and implementation issues. The Academic Council, in recent months, is engaging more directly with the University Strategic Plan 200914 and DES/HEA/IUA policy documents on higher education reform. A CEO of a large private company has recently been appointed to the University Risk Management Group. Heretofore membership of the Group had been internal to the University. Since mid 2011, the Office of An Rúnaí has broadened its interface with private and public sector stakeholders in strategic matters relating to Regional Development. The impending appointment of a new Director for Adult and Continuing Education will provide further scope for consulting with stakeholders in multiple domains. Consideration of this recommendation is being actively pursued. It is intended that the Deans of College will form the core of a new Academic Management team which will meet regularly with the UMT. Quality Assurance and Accountability A new policy has been approved that incorporates ‘independent’ analysis of student feedback. The policy will be formally implemented in 2011/2012 and reviewed and, where necessary, revised annually. Compliance reports on implementation of the policy by Schools will be provided to the Council of Deans A major academic ‘simplification’ project is currently underway that will lead to new processes and information system requirements. The University is committed to seeing an integrated institutional information system in place over the next three years. Page 1 monitored fully and consistently, thereby ensuring greater accountability across units of the organisation. (p23 and p24) The University strives to close the gap between policy requirements and their implementation and monitoring, thereby ensuring greater accountability. Policy implementation is being tightened through initiatives such as Operational Planning and formal repository and templates for ‘Policies and Procedures’. Training and monitoring of policy implementation is now a key element in the Quality Review process. Section 4 Quality Enhancement (p28) NUI Galway pursues an assertive internationalisation agenda to achieve a more open, outward-looking approach by the University. (p28) The University reconsiders its resource allocation arrangements to ensure that they are more transparent and, to the extent possible, incentivise academic and administrative innovation and development. Colleges have appointed Vice Deans for Internationalisation who now work with the International Office on strategy and initiatives. Internationalisation will be reviewed through the formal Quality Review process in 2011/2012. The creation of a post of ‘Dean of International Affairs’ has been approved. The post will have a wide-ranging remit and will be advertised shortly. The staff of the International Office has been augmented and financial incentives offered to Colleges to encourage the recruitment of full degree students. The College Deans are integrally involved in the resource allocation process through the Council of Deans, the Academic Staffing Priorities Committee and the Technical Staff Committee. They receive quarterly reports on the University’s income and expenditure, almost all of which is tied back to their Colleges. Regular briefings on the University’s budget are provided to the Council of Deans by the Bursar’s Office. Support service resource allocation procedures have also been enhanced to emphasise the innovation and development agenda. The reviewers also make a number of other suggestions in their report for changes to be considered by the University. The University regards each of these as a valuable contribution to its ongoing improvement efforts and has drawn up the following additional Actions for implementation: Suggestion Action Section 1 (p10) NUI Galway to have stronger external representation and student representation on the Údarás, as well as an overall reduction in size, thereby enabling it to strengthen its focus on strategic issues, external relations and risk management. (p10) NUI Galway might wish to consider whether a reduction in the size of the Academic Council, together with student representation on its Standing Committee, would help to strengthen the AC’s focus on overseeing the implementation of central policies throughout the Colleges and Schools and the consideration of initiatives from the Colleges. Introduction and Context The term of office of the current Údarás na hOllscoile will expire in early 2013. The opportunity will therefore present itself at that stage to streamline and re-constitute the membership of Údarás na hOllscoile in a manner that will strengthen external representation, student representation and quality Governance processes and procedures. External representation has now been added to the Risk Management Group. The Council of Deans acts as the executive arm of the Academic Council in overseeing the implementation of academic policies throughout the University and Colleges. It, with the Standing Committee of Academic Council, has a particular role in considering initiatives from the Colleges. The Academic Council is, increasingly, focusing on issues of policy. While appreciative of the intent of the recommendation , it is not considered that the balance of advantage lies at present in decreasing the membership of Academic Council with such a move likely to be considered as excluding staff from the policy formulation and deliberative processes of the University and weakening the authority of policy decisions taken by the Council. There is already student representation on the Standing Committee. (p11) the University considers articulating more clearly It is likely that the reconstitution of the Council of Deans as an Page 2 NUI, Galway the governance structures and their relationships to the emergent management structure across the five Colleges that comprise NUI Galway. (p13) encourages the Údarás and the UMT to continue to influence, through appropriate channels, the ongoing debates within Ireland in relation to higher education and its funding. Academic Management Team will significantly progress this particular recommendation. A second round of School and College plans with hands-on guidance provided by the office of the Registrar and Deputy-President, the VicePresident for Innovation and Performance and the Quality Office are now in place. An individually based Performance Management model (PMDS) linked to the above plans is bedding down among academic personnel. Criteria for promotion to Lecturer above the bar and Senior Lecturer posts have been recently re-calibrated to provide for a more flexible approach to professional recognition and career advancement. All of the above innovations have been the subject of discussion, advice and direction from Údarás na hOllscoile, the Academic Council, the Council of Deans and the University Management Team (UMT). The President and other senior staff are actively engaged, on behalf of the University and through the IUA, in influencing both key stakeholders and public opinion on the issue of funding in the Higher Education sector. This is achieved through a combination of media commentary and more direct, one-to-one contact with key influencers and decision-makers. The University has research expertise in the area of public policy and the Irish economy, and has hosted a number of public lectures on the subject. In 2012, the University plans to establish a series of breakfast-briefings in Dublin aimed at key political and business influencers. Section 3 (p20) encourages the University to review the relationship of internal quality review procedures to other internal review procedures and to the emerging operational plans in order to minimise the burden of preparing multiple reviews on staff. (p20) consider a process for securing external commentary with respect to prospective markets for graduates and curricular imperatives that could provide additional perspectives prior to launching new courses or significantly revising existing ones. The University might also wish to encourage the wider use of external advisory boards or similar structures for Colleges, Schools and research units where appropriate and where these do not already exist. (p22) - the current title “Academic Manual” did not fully reflect its scope - consider a means of guiding users around the content of the Manual so that it would achieve the aim of becoming a common point of reference for all staff. - consider having a more open access policy in relation to all parts of the Academic Manual. (p23) greater clarity might be helpful about where Quality Assurance and Accountability Reviews and operational planning are now integrated with review recommendations feeding the revision of operational plans and operational planning data now providing a large proportion of review self assessment data. Self assessment is now focused mainly on engagement and assessment rather than data gathering. This process will improve more as operational plans are more integrated with institutional data in the future. Consideration will be given to this recommendation by the Council of Deans. There is already considerable engagement in this respect in the case of programmes which attract external accreditation Consideration will be given to this recommendation by the Council of Deans Noted and agreed. The Academic Manual will also be integrated into the official Staff Intranet for the University. Noted and agreed. Deans will be asked to allocate responsibility for Page 3 NUI, Galway responsibility lay for quality and enhancement at College and School level through parallel mechanisms across Colleges and Schools, for example, investing responsibility for quality with a Vice-Dean and/or quality committees or groups within Schools. Section 4 (p26) Given NUI Galway’s equal priority to the development of high quality teaching and research, the University might wish to take steps to make all staff more aware of its policy and strategy in this respect. (p26) Whilst induction is now offered annually, it is not always available for students arriving at times other than the beginning of an academic year and training for graduate supervisors is offered, but is not compulsory; the University might wish to address these issues. (p27) The University might also wish to consider the governance arrangements of research institutes to better meet the needs of those units with research interests in more than one College and to reflect the desired linkage to the VicePresident for Research in promoting interdisciplinary research across the institution. (p27) There is no integrated student information and referral system and relatively little web support. ........ encourages the University to develop and implement this strategy (Integrated Support Services Plan), bringing administrative and support services into an integrated structure that parallels those already achieved within many academic units. communicating and where necessary co-ordinating quality assurance activities to appropriate vice-deans. Quality Enhancement The President and Vice-President for Innovation and Performance met with all Schools early in the present academic session and, inter alia, communicated this to staff. Regard is also being had to ensuring that the University’s policy in this respect is explicit in the revision of the Senior Lecturer Promotions (it may be noted that parity of esteem has always been accorded to teaching and research in the Scheme).The President’s Teaching Awards Scheme is a high profile recognition of pedagogical excellence across the University and is a significant event on the University Calendar. Induction is offered twice per year, in October and January and a postgraduate guide has been developed which provides incoming students with relevant information whenever they arrive on campus. Training for supervisors has been offered on a more regular basis and there is module offered annually through CELT as part of their programme in academic practice. Consideration will be given to embedding a requirement to avail of such training as part of the Probation process. Developments on supervisor training are also underway with NAIRTL to map out a national programme with the potential of it being compulsory for academic staff who are new to supervision. The Graduate Research Committees give incoming academic staff some experience of supervisory practice prior to being principal supervisors. The Vice-President for Research has the governance arrangements of research institutes under active consideration, in consultation with the Registrar and Deputy-President and College Deans. Initiatives are under way to address these concerns which are noted and accepted. A proposal has been developed for the implementation of a common Customer Relationship Management IT system, to provide a foundation for tracking and managing student interactions across units. Development work to reduce the number of student “touch points” with support services is also under way, and this is expected lead to improved Web support. Work continues to complete and publish the Integrated Support Services Plan, which will provide further stimulus to the work of developing integrated support structures. Page 4 NUI, Galway