IlUlIIIIIIIIIMIIIIIIIIlUlIlUlIlU USFC2006-1168-09 {632F930B-7F99-471 E-8ABA-B4B025CC2042} {70890} {32-060712:082607} {060506} REPLY BRIEF 06-1168 UNITED STATES COURT OF APPEALS FOR THE FEDERAL CIRCUIT DESA IP, LLC Plaintiff-Appellant Vo EML TECHNOLOGIES, and COSTCO WHOLESALE LLC CORPORATION Defendants-Appellees APPEAL FROM THE UNITED STATES DISTRICT COURT FOR THE MIDDLE DISTRICT OF TENNESSEE IN CASE NO. 3:04-CV-0160 JUDGE ALETA A. TRAUGER CORRECTED REPLY PLAINTIFF-APPELLANT OF DESA JAMES ,,,._._,_=v _'_ BRIEF IP, LLC R. HIGGINS, AUGUSTUS JR. S. HERBERT ROBERT J. THEUERKAUF MIDDLETON REUTLINGER 2500 Brown & Williamson Tower Louisville, Kentucky 40202-3410 (502) 584- I 135 (Telephone) (502) 561-0442 COUNSEL (Facsimile) FOR PLAINTIFF-APPELLANT, DESA IP, LLC For_Ji" ¥O'RWg.c_rfff=t__f-interm.. TABLE OF CONTENTS PAGE CERTIFICATE OF INTEREST TABLE OF CONTENTS TABLE OF AUTHORITIES Introduction ARGUMENT I° .............................................................................. ........................................................................................ ii ................................................................................. iv .............................................................................................................. IN REPLY ......................................................................................... The Judgment Must Be Reversed Because it is Based On the District Court's Erroneous 112/6 Construction .............................................. a. b* C° d* eo 1 4 4 The District Court's 112/6 Construction Improperly Assigns as Corresponding Structure for "Sensor Means" Circuitry Which Does Not Perform the Identified Function ............................... 6 The District Court's 112/6 Construction Improperly Imports Non-Claimed Functions From the Preferred Embodiment Into the "Sensor Means" Claim Term ............................ 8 The District Court's 112/6 Construction Improperly Renders Pulse Count" as Actually Recited in Claim 12 a Surplusage, and Destroys the Internal Coherence of the '066 Patent's Claim Structure ........................................................... 11 Raper's Demonstration That a Bare PIR Can and Does Detect Motion Demonstrates That the Supposed Need for "Selection Circuitry" to Detect Motion is a Ruse .............................. 12 Defendants Construction f. i Concede That The District Court's of"Control Circuit Means" The District Court's Construction is Improper Because it Assigns ii 112/6 is Improper of"Switching as Corresponding ....................... Means" 17 Structure Components of Switching go Conclusion II. As Actually the Function Recited ...................................................... 17 DESA Did Not Waive Its Argument That Other "Means" Terms Were Improperly Construed .................................................... 18 as to 112/6 Construction Issues ........................................................... 18 The Judgment of Non-Infringement Must Be Reversed Because it is Based on the District Court's Erroneous Holding That "Sensor Means," "Control Circuit Means" and "Switching Means" Are Governed By 112/6 .................................................................. The Claim Terms Are Not Presented in "Classic Means Plus Function Format ................................................................................. a. 19 20 The Only Testimony From Persons Skilled In the Art Was That "Sensor Means," "Control Circuit Means" and b. "Switching c. III. That Do Not Perform Means" Were Structural, is Either Structural ........................ 22 or it is Not ................. 23 Defendants Proffer a Disguised Prosecution Disclaimer Argument to Justify Interpreting "Pulse Count" as Part of Every Claim ...................... 25 al A Term in a Patent Claim Not Functional The Jensen/McAvitt Declaration Does Not Meet This Court's "Clear and Unmistakable" Standard to Create a Prosecution Disclaimer Requiring "Pulse Count" to be Part of Every Claim ............................................................................ Both the Grammatical bJ Structure and the Schematic Diagram of the '066 Patent Unequivocally Require "Pulse Count" as a "Portion of the Circuit" Not Part of Any Sensor ............................ IV. PROOF Conclusion .................................................................................................... OF SERVICE CERTIFICATE ........................................................................................... OF COMPLIANCE .................................................................... iii 24 27 30 31 32 TABLE OF AUTHORITIES PAGE Cases Apex, Inc. v. Raritan Computer, Inc., 325 F.3d 1364 (Fed. Cir. 2003) ............................................................. 20, 21, 23, 24 Applied Medical Resources Corporation v. United States Surgical Corporation, __ F.3d ______, 2006 WL 132504 (May 15, 2006) .......................................................................................................... Asyst Tech., Inc. v. Empak, lnc., 268 F.3d 1364 (Fed. Cir. 2001) ............................................................................................... 9 4, 7, 18 Atmel Corp. v. Information Storage Devices, Inc., 198 F.3d 1374 (Fed. Cir. 1999) ............................................................................... CAE Screenplates, 224 F.3d Inc. v. Heinrich Fiedler GmbH 16 & Co. KG, 1308 (Fed. Cir. 2000) ............................................................................... 11 Cardiac Pacemakers, lnc. v. St. Jude Medical, Inc., 296 F.3d 1106 (Fed. Cir. 2002) ................................................................................. 9 CellNet Data Systems, Inc. v. ltron, Inc., 17 F.Supp2d 1100 (N.D. Calif. 1998) ............................................................... Cole v. Kimberly-Clark Generation Corp., Il Orthotics, 102 F.3d 524 (Fed. Cir. 1996) ............................... JVW Enters. v. Ethicon v. Interact 21 Inc. v. Med. Tech., Inc., 263 F.3d 1356 (Fed. Cir. 2001) ............................................................................. Greenberg 20, 21 Endo-Surgery, Accessories, 7, 9 Inc., 91 F.3d 1580 (Fed. Cir. 1996) ...... 20, 23 Inc., 424 F.3d 1324 (Fed. Cir. 2005) .................................................................................. Linear Technology Corp. v. Impala Linear Corp., 379 F.3d 1311 (Fed. Cir. 2004) ................................................................... iv 9 20, 23, 24 Markman Merck v. WestviewInstr., Inc., 517 U.S. 370 (1996) ......................................... & Co., Inc. v. Teva Pharmaceuticals 11 USA, 347 F.3d 13672 (Fed. Cir. 2003) ............................................................................. 14 Micro Chem., Inc. v. Great Plains Chem. Co., 194 F.3d 1250 (Fed. Cir. 1999) ................................................................................. 4 Nilssen v. Magnetek, Omega Eng'g, Inc., 1999 W.L. 982966 Inc. v. Raytek Panduit Corp. v. Dennison Phillips v. AWttCorp, Rodime PLC v. Seagate Sage Products, (N.D. Ill. 1999) .............................. Corp., 334 F.3d 1314 (Fed. Cir. 2003) .................... 26 Mfg. Co., 810 F.2d 1561 (Fed. Cir. 1987) .................. 12 415 F.3d 1303 (Fed. Cir. 2005) ................................... Technology, Inc., 14, 20 174 F.3d 1294 (Fed. Cir. 1999) ........... Inc. v. Devon Ind., Inc., 126 F.3d $3 Inc. v. Nvidia 20 1420 (Fed. Cir. 1997) .............. Corp., 259 F.3d 1364 (Fed. Cir. 2001) .................................. Texas Instruments, Inc. v. U.S. Int'l. 12 22 15, 16 Trade Comm "n., 988 F.2d 1165, 1177 (Fed. Cir. 1993) ..................................................................... 27 Unique 27 Concepts, Inc. v. Brown, 939 F.2d 1558 (Fed. Cir. 1991) ........................ Statutes 35 U.S.C. § 1 !2 ¶6 .................................................................................................. 20 Other Modem Dictionary of Electronics ......................................................................... 19 Introduction The judgment that "pulse Opening count" of non-infringement is a required Brief and confirmed that is contrary to Federal The specification count" is to reduce count" only in claim District Court's construction of"detecting The Response (RBr47). that "pulse motion Column of a person The real "error" that the function requires means" or object" count" recited Despite "pulse error" is the Judgment's "pulse this, the count" as part of of every claim to perform (JA43). (hereafter, construction is not recited (and hence the in the "sensor means" claim 6, 9, 10 or 11), and despite in non-asserted circuit means"). obvious of''pulse 4, Line 1-2), and recites Court's in any asserted is part of"first on a claim construction of Defendants/Appellees is explicitly it is a "fairly As set forth in DESA's is based circuit means." the District ("control this Court concludes and must be reversed. of the "sensor that "pulse anywhere count" count" (JA22, Brief ("RBr") claim element 12, contending precedent circuitry" notwithstanding (or indeed the Judgment of the '066 Patent seeks to justify fact that "pulse different Circuit of every claim. 12 as part of"control the function element below, false triggers "selection Judgment), component stand unless of the '066 Patent teaches the so-called "Defendants") cannot (JA778) Defendants 12 as part of a brush aside claim or one of several embracing sensor means." claim the and adopting Such a notion "anomalies" the notion derives from the extrinsic testimony of Defendants' expert Prof. Massengill who: never read the prosecution history of the '066 Patent (JA908); never spoke to the patent expert (Thesz) he supposedly relied on (JA92 I); never read any prior art reference (JA908); never read the entire deposition of DESA's expert (Carlson) and instead only read excerpts provided by Defendants' counsel (JA918) but nevertheless concluded that Carlson "conceded" to his position; and obviously did not prepare his own report but merely signed it as prepared by Defendants' counsel based on exhibits (Master Claim Chart, etc.) prepared by counsel (JA919) 1. Prof. Massengill's opinion is contrary to the '066 Patent's teaching. There is n___q teaching in the '066 Patent that "pulse count" is part of any sensor; in fact, both the specification and claims of the '066 Patent explicitly recite that "pulse count" is part of the control construction which circuit. (adopted at their urging) Prof. Massengill motion alleges from non-motion DESA's document SL-5315 that PIPs to so-called to detect motion claim "selection sensor detects importing is truly a person (JA237). violates a non-claimed _xperienced In at least two function in the field the '066 Patent claim terms, see infra, pp. 13-14. 2 for but in fact that motion" circuitry" circuitry" by distinguishing point to the Instructions based on such "selection Prof. Massengill Court's do not detect motion, infrared) of this Court, by [1] improperly to interpret the District by pointing is necessary states, "A PIR (passive ' As to whether qualified justify (RBr 38). Defendants as ''proof' truth, claim construction precepts Defendants (discriminating human motion from object motion) and/or [2] including corresponding structure that does not perform the identified function. Defendants state the disputed claim limitations are in "classic means plus function format" (RBr60) but that is not correct. The key limitations means," "control modifier that removes Defendants ("112/6") and "switching from persons skilled should not be construed because its own judgment criticize testimony structure" premise Court's of DESA's construction These and other points means" of"eontrol are explained that those claim Instead, (JA38). the District Defendants test, but the "connote directly from case authority Defendants circuit means" Brief, the District ("sensor were governed wholly the do stipulate is incorrect of that the (P-d3r 56-57). in more detail below. Opening means") (adopted explanation Surprisingly, disregarding § 112, sixth paragraph not functional. is derived [1 ] that key limitations and "switching 112/6 construction without witnesses As set forth in DESA's basic errors, ruling under 35 U.S.C. a structural format. and Carlson), as not based on the proper this Court and was fully explained. Dislriet each contain the District Court's in the art (Raper such terms are structural Court substituted DESA's means") them from the classic means-plus-function cite no authority which justifies only testimony limitations circuit means" ("sensor and entirely Court committed means," "control circuit by 112/6; and [2] providing as proffered two by Defendants) a that was erroneous either because identified function structure to perform 112/6 response Response [a] it incorporated and/or [b] it assigned the identified arguments excessive function. first, because corresponding they devote Defendants' the larger portion of their IN REPLY The Judgment Must Be Reversed Because it is Based District Court's Erroneous 112/6 Construction. To construe a 112/6 term, first a court must "identify recited in the claim," and then "identify written description that performs Tech., Inc. v. Empak, must not include v. Great Plains Chem. function, construction or object" the particular different structure but rather merely Response both incorporates and assigns function on the the function explicitly structure set forth in the set forth in the claim." 1364, 1369 (Fed. Cir. 2001). from that explicitly recited, Micro A court Chem., Inc. Co., 194 F.3d 1250, 1258 (Fed. Cir. 1999), and must not 268 F.3d at 1369-70, Defendants' the corresponding Inc., 268 F.3d a function assign as corresponding Asyst, over-inclusive into the Brief to that issue. I. recited functions This Reply addresses ARGUMENT Asyst non-claimed components enable perform the strtitcture to operate the as intended. 1371. Brief does not justify functions as corresponding to do with (or even prevents) that do not actually detecting why the District other than "detecting structure motion circuitry or simply Court's motion 112/6 of a person that either has nothing enables the device to operate as intended perspective, to detect motion of a person or object. following is "first sensor means" To put this Reply of claim 6 as construed District Court: 6. An apparatus comprising 2 (JA22) 3 (JA22) '066 Patent: '066 Patent: Col. 3, lines 36-39 Col. 3, line 44 4 (JA22) (JA22) 6 (JA22) '066 Patent: '066 Patent: '066 Patent: Col. 3, line 49 Col. 3, line 57 Col. 3, line 61 7 (JA22) 8 (JA22) '066 Patent: '066 Patent: Col. 3, line 67 Col. 4, lines 1-2 9 not expressed in '066 patent; supplied by Prof. MassengiU by the into 10 KEY: _ = claim term as recited The District ao Court's in '066 Patent 11216 Construction Improperly Assigns as Corresponding Structure for "Sensor Means" Circuitry Which Does Not Perform the Identified Function. The District means" Court assigned as corresponding structure from Column 3 Line 24 through Column everything includes all of Defendants' function of detecting '066 Patent, _ motion PIR sensors none of the other "selection identified "selection circuitry") of a person or object 4 Line 5 (which (JA43) to perform the identified (JA43-44). Q1 and Q2 are capable circuitry" components for "first sensor However, of detecting in the motion, can or do actually perform the function: Detector Block 43 cannot and does not detect motion of a person or object, it merely processes signals from the PIR sensors (which have already detected all forms of motion by detecting changes in infrared radiation) to select those which correspond to human body (JA22, Column 3, Line 40), which in fact de-selects motion of an object, part of the identified function of 'Tu'st sensor means;" to (JA22) _ stipulated '066 Patent: function Col. 4, lines 4-5 of ''first sensor means" and JA43-44 Turn-on Inhibit Block 46 cannot and does not detect motion of a perso.n or object, instead it disables the output of PIR sensors (which prevents "detecting motion") until the circuit is stabilized (JA22, Column 3, Line 43); Amplif-y & Filter Block 47 cannot and does not detect motion of a person 9 r object, it merely further filters and amplifies (JA22, Column 3, Line 49) the signal from the PIRs (which Prof. Massengill agreed have already detected motion (JA918); Window Comparator Block 48 cannot and does not detect motion of a person or object, it merely and only divides the amplified and filtered signals into positive and negative spikes and rectifies positive 3, Line 50-61); and Pulse Count Block person or object, triggers (JA22, Assignment of a person or object," the assigned structure construction it merely to perform to a human counts structure so that detection out of the claim. Med. Tech., Inc., 263 F.3d 1356, 1364-65 function different Defendants sensor means" from that explicitly respond spikes Column motion of a to reduce false other than PIR sensors function Asyst, Q1/Q2 is of "detecting motion 268 F.3d at 1371. Further, of motion of an object so that the District Generation (i.e., not Court's IlOrthotics, (Fed. Cir. 2001) (improper Inc. v. to adopt a recited). only that the parties was "detecting the the identified body) is de-selected, reads "or object" (JA22, and does not detect and so must be reversed. operates spikes 4, Line 1-2). of corresponding over-inclusive into negative 51 cannot Column excessively corresponding spikes the motion agreed of a person that the function or object" of "first (JA43-44). Such a response, however, Q2, the assigned b. does not change the fact that, other than P1R sensors structure does not actually "first sensor means" hearing, was "detecting on Prof. Massengill's opinion was "the conditions correspond hearing, to whatever Defendants of"first (JA43-44). Defendants Defendants motion argued sought that "predetermined [of motion] that overly-narrow sensor means" function (JA896) the Judgment theory (RBr37-42). "selection circuitry" is to select the type of motion argument based on "selection function wish to detect") (detecting instead of a person Therefore, circuitry" motion However, because sought actually based have decided the Markman and agreed that or object" on the basis of their the purpose of (e.g., humans), based upon to be detected; function (JA790), of a person largely is an argument sought of the broader motion of the of the "first sensor During was "detecting seek to justify to be detected" (JA768). circuitry" function or object." that the function that the circuit designers "selection motion of a person condition" it is they wish to detect" dropped the function original motion The District Court's 112/6 Construction Improperly Imports Non-Claimed Functions From the Preferred Embodiment Into the "Sensor Means" Claim Term. Prior to the Markman means" "detect Q1 and Defendants' i.e, "whatever construed an it is they (detecting or object). the District than it actually Court's identified actual construction is based on a different for the "first sensor means" and is thus improper. Cardiac Pacemakers, Inc. v. St. Jude Medical, 1113 (Fed. Cir. 2002) ("The court must construe function limitation to include only those limitations"); the limitations see also Generation the function in the claim language, II, supra, 263 F.3d at Id. ("we must limit the function different in the claim"). Defendants allege that the purpose motion from "non-motion" sought to be detected; Court adopted relying (RBr40), function circuitry" construed Surgical (JA1403); claim." to which Corporation, __ Medical F.3d____, see also JVW Enters. the parties function Resources v. Interact (JA43-44) the District unclaimed Accessories, (May motion but by Court actually, it adopted. functions Corporation 2006 WL 132504 is to distinguish Thus, the District from the function imports and a function way of saying agreed as urged by Defendants, a different Applied circuitry" it is they wish to detect." "A court errs when it improperly plus function of "selection by adopting but that is just another i.e, "whatever the correct on "selection and improperly, recited of a means-plus- contained take great care not to impermissibly from that explicitly lnc., 296 F.3d 1106, into a means v. United 15, 2006) States atp. 11 lnc., 424 F.3d 1324, 1331 (Fed. Cir. 2005) 12. _ In DESA's view Applied Medical, JVW and other cases cited at pp. 42-43 of DESA's opening brief can properly be cited as applying the "cardinal rule" of claim construction in a 112/6 context. As noted, the agreed function of "first sensor means" a person or object" the District (JA43-44). Court's incorporates As set forth in DESA's construction the non-claimed which function forth in the function detecting motion itself includes resemble and [4] monitoring sensor for a positive spike and negative to justify the District triggers" function merely Court's importation agreed on the function the correctness and filtering signals over-inclusion above). 10 signals from from the PIR the positive any facts or cite any authority "preventing false which make up that function. should of "first sensor means." of DESA's beyond the output of the PIR on of the non-claimed argument false to be ignored. sub-functions that DESA's "reducing spike (the region between as "noise") And as set from the PIR sensors and amplified Brief does not provide and the non-claimed contend [3] amplifying the filtered spike or a negative Response signals of circuitry" sub-functions body; [2] disabling spike being considered Defendants' validates the human [1] selecting motion Brief (pp. 40-43), false triggers." at least four non-claimed until the circuit is stabilized; the PIR sensors; parties all "selection of "reduc[ing] of a person or object: that most closely Defendants Opening above (pp. 5-6) the non-claimed triggers" initialization includes is "detecting be rejected because Such an argument argument only (I.a, immediately the c. The District Court's 112/6 Construction Improperly Renders "Pulse Count" as Actually Recited in Claim 12 a Surplusage, and Destroys the Internal Coherence of the '066 Patent's Claim Structure. The Supreme Court has stated claims are to be construed patent's internal coherence." (1996). This Court instructs we must presume meanings" Markman that "[i]n the absence of any evidence that the use of... for those terms. identically different terms in the claims CAE Screenplates, in claims "first sensor means" and also requires Claim pulse...), that "sensor 12 additionally which obviously identically means" recites there is a presumption have different meanings Court's claim construction coherence count" (means as part of"control circuit means" where requires that at Id., similarly. for generating a aspart 11 at Id. and "pulse of"first it is actually and must be reversed. and "pulse C,4E Screenplates, treats "first sensor means" count" is term" than "first sensor means". in the '066 Patent. it treats "pulse GmbH & Here, "first sensor means" that "first sensor means" the same (indeed, different in claim I, 6 and 12, Markman, "pulse Consequently, Fiedler in other claims be construed is a "different to the contrary, connotes Inc. v. Heinrich 1, 6 and 12. Thus, internal be construed the v. Westview Instr., Inc., 517 U.S. 370, 390 Co. KG, 224 F.3d 1308, 1317 (Fed. Cir. 2000). recited to '`preserve The District count" as one and sensor means" recited). count" instead This is improper of Defendants' Response Brief attempts First, Defendants rely on Prof. Massengill's he is not a patent lawyer, obvious error" (JA778). that claim based on clear and convincing evidence. Panduit doctrine of claim differentiation." holding that the logic of the claim structure informs the meaning v. Seagate of the different Technology, d. the "selection raise "claim by 112/6 (RBr60-61). invokes (i.e., the patent's DESA's not invoke precedent claim terms in different Inc., 174 F.3d 1294, it is an "anomaly." to claim 12 "does merely and the of this Court "internal claims. coherence") Rodime PLC 1303 (Fed. Cir. 1999). Raper's Demonstration That a Bare PIR Can and Does Detect Motion Demonstrates That the Supposed Need for "Selection Circuitry" to Detect Motion is a Ruse. Defendants' construction DESA Mfg. Co., 810 of no ease authority, a claim because are "trumped" Brief stated at page 46 that reference the law of this Corp. v. Dennison also argue that while claim 12 might Opening or a "fairly valid and can only be invalidated invalidate issues, those issues (RBr47-48) at all, and ignores DESA knows cite none, which would differentiation" he says, notwithstanding 12 is an "anomaly" is presumed F.2d 1561, 1570 (Fed. Cir. 1987). Defendants report where This is no response Court that every claim of a patent Defendants to deal with claim 12 in two ways. primary argument supporting is that a PIR cannot detect motion, eircuilry" notion espoused the District a theory proposed by Prof. Massengill 12 Court's claim by and through (RBr37-42). This is contrary to the intrinsic teachings of the '066 Patent which states multiple times that a PIR does detect motion for detecting motion")); to detection JA22, of motion (JA16, Column Abstract physical by the [PIR.] sensors only components by DESA that biased and did detect motion respond works, because Persons (RBr36, 37). testified to and demonstrated skill-in-the-art witness (JA23, in response Column 6, Lines (Id., Lines It is also contrary to the Raper that a "bare PIR" (connected the PIR to its normal teachings sensor Q l and Q2 detect motion")); (JA 1242, Exhibit that the patent technically Q1 and Q2")); Q1 and Q2 detect motion")). demonstration infrared 4, Lines 7-8 ("the lamp is activated 2-3 ("if at some point the [PIR] sensors 34-35 ("if the sensors ("a passive operating E to DESA's are merely a PIR only detects "short Opening hand" changes skilled in the art appreciate by Raper (JA1242), level that a PIR does, as intrinsically mode (JA912)) Brief). to can Defendants for how a PIR in infrared radiation and accept that (JA155), they understand expressed but as at the practical, in the '066 Patent, detect motion. instead coupled The District Court ignored accepted Prof. Massengill's to "selection for several Massengill's reasons. opinion circuitry." Raper's testimony opinion and demonstration, that a PIR cannot Prof. Massengili's theory detect motion should First, as set forth supr a p. 2 it is_fairly obvious was not prepared by him (JA918-19) 13 and unless not be accepted that Prof. as required by Fed.R.Civ.P. 26(a)(2)(B). Further, Prof. Massengill is not experienced in the field of the '066 Patent (indeed, he has no induslrial experience at all (JA925)), so under precedent of this Court, his opinion should not be accepted. See Merck v. Teva Pharmaceuticals claim construction experience notable USA, 347 F.3d 1367, 1372 (Fed. Cir. 2003) (rejecting because in the specific was from "a witness qualified it was based on a proffered field of the invention"). who, although for his distance Prof. Massengill qualified has a Ph.D. and is certainly in his Department of Defense documents which are contrary overly -- if not hyper-technical operated Further, the extrinsic security of Prof. Massengill. 1317, 1318 (Fed. Cir. 2005). motion/lighting PIR detects PIR in detecting (JA155). motion Persons actually The '066 Patent (JA22, opinion was Here, although and undoubtedly field, he has no is both based on extrinsic of the '066 Patent, and "in the field of the patent," Column teachings Phillips arts (like Raper and Carlson) motion teaching engineer], lights. a court must accept the intrinsic opinion clearance His opinion to be a reliable who was "without ld. at 1371. well-educated to the intrinsic a This Court stated the opinion as a[n electrical security in the field of the '066 Patent. sensor expert from the field [of the patent]." experience motion & Co., lnc. v. AIFI-ICorp., over 415 F.3d 1303, skilled in the field of understand explains 3, Lines 24-33), 14 of the '066 Patent how, and therefore the technical operation so it is not necessary that, a of a that every other reference motion to detecting recite the inner workings '066 Patent persons need not explain actually '066 Patent skilled hearing a PIR sensor cannot based on an argument detects of that signal), only detects revolutions detect motion, case. that a radar detector between or that a thermocouple in voltage documents. motion. judge her the notion that must accept a construction of a radio (technically, two dissimilar it only counts materials), the number This court has said many times this Court explained, for persons experienced in the field of the invention. [intemal citations 6mitred] To hold otherwise would require every patent document to include technical treatise for the unskilled reader. 15 it or that of axle that patents I are written it signal and return The law is clear that patent documents need not include subject matter that is known in the field of the invention and is in the prior art, for Patents See conducting detect speed (technically, given offby the is an If this Court accepts impingement to infra. argument cannot detect temperature In $3, supra, the Thus, intrinsically discussed circuitry" cannot detect speed (technically, of both testified, how and that a PIR detects this Court likewise in a given time period). not engineering arts. upon a conscientious in her first patent detection detail how a PIR sensor works "selection ruse foisted the time interval cannot As Raper and Carlson 1364 (Fed. Cir. 2001), Defendants' the difference a speedometer and claims Corp., 259 F.3d overly-technical first Markman of a PIR. or claim in minute teaches For these reasons, elaborate, or every claim term reciting in the field of motion/lighting adequately $3 Inc. v. Nvidia actually motion a are Id. at 1371 (emphasis Devices, Inc., encumber supplied); 198 F.3d reinvcnt teaches specification multiple "detects motion," District Court accepted Patent's teaching this as detecting Court's length no sense to of the past .... The if one had to literally construction times that a "conventional who have "experience insisted Persons and unnecessary what the District Carlson radiation. with all the knowledge Storage the wheel"). Yet this is exactly Patent of a patent would be of enormous and describe Corp. v. Information 1374, 1382 (Fed. Cir. 1999) ("it makes the specification specification see also Atmel an intrinsic teaching that a PIR only detects (JA155), in the field to understand the District Court's that, or chooses (really, Defendants') "selection circuitry" argument, interpreted like an engineering ($3 at/d.). document. 16 infrared readily apparently understand does not have the not to. If this Court accepts claim construction it will have required Yet the who contrary to the '066 in the field of the invention experience by Raper and changes in incident but Prof. Massengill The '066 in the fully understood of Prof. Massengill, with experience motion PIR" as described in the field of the invention" the opinion requires. based on the the '066 Patent to be e. Defendants Concede Construction Defendants function of "Control "so stipulate" of the "control limitation means" the District Court's circuit means" assigned the function Opening Brief), which requires no citation to confirm functions to re-write Defendants the District the appellate The District is Improper The District the 95% brightness function the function (see Exhibit characterize of "first sensor Brief that of the "control and Defendants' construction (R.Br57). Response to perform It Brief cites none, two different To fix that, Defendants of"control to H of DESA's as "nit-pick[ing]" the same structure ask this Court circuit means" (RBr57), a role of this Court. Court's Because Components of Switching Court construed Construction of "Switching it Assigns as Corresponding That Do Not Perform As Actually Recited. the function the lamp to either be on or off' triac Q3 plus the resistors imports of the (plus Node 61 and triac Q3) assigned claim limitations. Court's identification to perform to case authority, of two different Court's out at pp. 53-54 of its Opening of the "first sensor means" Structure Function that allows structure the error of assigning task well beyond f. also pointed 112/6 is Improper. into the identified was the same structure perform Court's Means" improperly embodiment DESA Circuit that the District circuit means" of the preferred (RBr 56-57). That The District and transistor and assigns which 17 of "switching Means" the means" as corresponding as "a switch structure feed a signal from the Phase Angle to the triac (JA49). Here also, this is over-inclusive because the only component that performs the function ("a switch that allows the lamp to either be on or off') is the triae itself. The feeding components do not cause the lamp to be on or off, they only enable the triac Q3 to perform that function as intended. Asyst, 1369-70, 1371. g. DESA Did Not Waive Its Argument That Other "Means" Terms Were Improperly Construed. In the Conclusion and Relief Requested set forth what it believes the '066 Patent. section of its Opening is the proper 112/6 construction Defendants section of its Response its right to request that relief regarding Brief. over-inclusion argument some claim terms. Here, there can be no "waiver" section 07,.Brl 9), However, "waived" waiver of in the Reply, not raised because DESA raised the in its Opening Brief, and the terms mentioned citations to the Joint Appendix terms of Brief, that DESA only applies if the party makes a new argument in the Opening Brief DESA of the "means" argue in the Summary of Argument but not in the actual argument argument 268 F.3d at where proper construction (with was presented rejected by the District Court) is part and parcel of DESA's to but over-inclusion argument. Conclusion For the foregoing the Judgment reasons, ofnon-infi'ingement as to 112/6 Construction even if 112/6 applies must be reversed 18 Issues (see Argument because II, below), it is based on an improper 112/6 claim construction structure that does not actually improperly imports coherence perform non-claimed assigns" claim elements; and/or the identified teachings to perform [fJ renders corresponding function; and/or and/or [c] destroys claim strategy; and/or to the intrinsic the same structure [a] over-includes function(s); of the '066 Patent's theory contrary which: [b] the internal [d] is based on an extrinsic of the '066 Patent and/or two different functions a term a surplusage; [e] "double of two different and/or [g] reads a function out of the claim. II. The Judgment of Non-Infringement Must Be Reversed Because Based on the District Court's Erroneous Holding That "Sensor "Control 112/6. Circuit Means" At the Markman (DESA witnesses Raper the '066 Patent claims "connote disregarded structure" ruling and should was incorrect. '_ One of Defendants' Are Governed from persons skilled not be govemed (JA161-62; witnesses JA113-116). and ruled merely DESA's Particularly, by 112/6 because Opening relied solely on the opinion application of 112/6. Court that the 112/6 presumption Brief(pp. 35-39) showed dictionary definitions art and presented no testimony or functional. Instead, of Prof. Massengill 19 had why that is skilled i.n the motion/lighting could have presented such testimony, but Defendants him as to whether the "means" terms were structural Defendants terms of those terms The District DESA cited to technical (Evans) By in the art CarlsoN) 13was to the effect that the "means" testimony (JA38). Means" the only testimony not function DESA's not been rebutted hearing, and "Switching it is Means," which assumed from the in the Modem Dictionary circuit means" and "switching CellNet, Nilssen, Apex, reasonably Response either because means" Greenberg, a term has a meaning Defendants' of Electronics the '066 Patent's format" (RBr60), because there the presumption for "sensor means," as well as cases (Linear etc.) holding understood Brief argues function ("MDE") Technology, that 112/6 is not implicated in the art to "connote that this argument "means" where structure." by DESA should be rejected terms were in "classic or that the "connote "control means plus structure" cases do not control was the other way and 112/6 did not apply (RBr24- 25). a. The Claim Terms Function Format. In Phillips, claims." recites Thus, "classic" just "means This is because means "without means-plus-function for "switching means") 14each include appeal ("sensor in the electronics/lighting be clear, DESA's ruling as to "sensor format Means means," a structural arts. appeal "control of structure." "control modifier Such well-known only challenges circuit 20 means" functional 35 U.S.C. her el The "means" means," Plus itself only applies ifa claim is where no structure ." That is not the situation of DESA's " As should the statute the recitation the subject known in "Classic this Court stated that 112/6 applied only to "purely 415 F.3d at 1311. limitation Are Not Presented § 112 916. at all is recited, terms that are circuit means" and that recites structure well electronic structural terms the District and "switching Court's means." 112/6 should be enough toremove thoseterms from 112/6,as was the casein CellNet Data Systems,Inc.v.Itron,Inc.,17 F.Supp2d 1100, 1107 0N.D. Calif.1998) ("the Court findsthatthoseskilledinthe artwould understandthe term 'circuit means' as a structural ratherthan a means-plus-function element").This Courthas not squarelyaddressedthisissueinan electronics case,althoughinApex, Inc.v. Raritan Computer, Inc., 325 F.3d 1364 (Fed. Cir. 2003) this Court cites CellNet with approval, 325 F.3d at 1373 at fla. 1. Apex also states "the term 'circuit' an appropriate modifier identifies such as 'interface,' some structural meaning Cole v. Kimberly-Clark Defendants, applied means" the claim limitation limitation means), because "control mdans," I This Court reasoned function DESA's means" "sensor his analysis "control means," a structural means":and the statute because the term "sensor" Id. means." (perforation "switching means" means ' the structure supporting how Carlson ' tbrlns of the '066 Patent: was certainly structural 21 of the ... for tearing' Id. at 53 l_ !This is exactly i of the mc_s In Cole, modifier it degcHbcs i not be a means-plus-function that "the _perforation and interpretation certainly that 112/6 should or "switching was heldnot • described skill in the art." argument circuit means" (i.e., perforations)." and 'logic' 102 F.3d 524 (Fed. Cir. 1996), cited by the claim term contained ... fails to satisfy the tearing Corp., "perforation just like "sensor '066 Patent. element to one of ordinary can be read as supporting to "sensor 'programming,' with and when he read the for claim in total context what sort of sensor means" (JA113, to glean the function was recited (JA114, _[26) and switching (i.e., detection of motion) he thus knew 728); the same was true for "control means (JA113, 9127). Raper testified circuit similarly (JA161-62). b. The Only Testimony From Persons Skilled In the Art Was That "Sensor Means," "Control Circuit Means" and "Switching Functional. The District "sensor "control terms of the '066 Patent not function. any proffered court should expert perform testimony means" that a trial judge but where there is no competing to do more than merely that and other means by 112/6 because acknowledges they connoted can accept or reject testimony, state "the presumption Court did quote the Sage Products rule that "there entirely sufficient the recited structure function" PIR sensor or a break beam detector of detecting motion material (JA38). were sensors capable to accomplishthe the lamp to emit light at two different 22 or acts within But Carlson of a person or object fact many) could easily be designed causing and Raper's and "switching should not be governed testimony, in the claims the function Not the has not (JA38). .The District elaborated circuit means" DESA be required been rebutted" Were Structural, Court did not accept Carlson's means," structure Means" is not the claim to was specific of performing (JA117); complete levels in response a control function that: a entirely circuit of to (or in the (in absence o0 motion; complete function did not elaborate of switching any reason Prof. Massengill's "for" and a triac or a number of switches the lamp on or off (JA 113-14). to support oft-repeated Court's (JA893-900). precedent. However, Greenberg her conclusion, statement "did not allow me to envision function could accomplish specific "specific v. Ethicon structure" structure" The District but it appears that the words the Court she relied on in the claim after the word for performing is not required Endo-Surgery, the recited by this lnc., 91 F.3d 1580, 1583 (Fed. Cir. 1996). Defendants structure reading argue that Carlson and therefore of Carlson's "agreed" testimony claim terms in isolation structure Carlson to perform "agreed" c. Defendants "circuit" reveals any context functions in a Patent concede, "agreed" did not connote (JA854-59)_ A principled that certain sufficient Thus, any conclusion is make-weight Claim there was insufficient (R.Brl 5, 33). only that Carlson with Prof. MassengiU A Term (RBrl4) with Prof. Massengill and without certain "admitted" is Either that at best. Structural or it is Not. as they must, that this Court held that the claim term is structural in both Linear Technology Corp. v. lmpala Linear Corp., 379 i F.3d 1311 (Fed. Cir. 2004) and Apex, supra. Apex reveals defined that it was persuasive in a technical dictionary Review of Linear to this Court that the claim embraced Technology term at issue was by those skilled in the art. Here, 23 and "sensor," "control circuit" and "switch" all have structural definitions MDE, which even Prof. Massengill Defendants argue that neither "switching means" presumption acknowledges "sensor can be structural, means" nor "control because (that 112/6 should be invoked) as authoritative. in Linear A claim term is either structural art, or it is not. the mere addition Surely, strip a claim term - especially Technology way." nor and Apex the This cannot be to a person of the word "means" an electronic Yet, circuit means" was the "other the law of this Circuit. based in the skilled cannot in the magically claim term -- of its structural connotation. This is what both Raper and Carlson same meaning "control circuit (JA113-14, means;" 161-62). employed attomeys as "sensor means;" that "control and "switch" If anything, in the context (see Exhibit that electrical circuit" claim term, as taught claims Opening are generally ! intended to accomplish temperature, with the word "means" if not thousands of electronic of the term "means" to generations as means" is of patent Brief). When understood drawn to what the device is , speed, control claim term might be structural opens' a whole Pandora's patents 24 as "switching turn dn a lamp, control etc.), the notion that an electrical when not associated hundreds (e.g., detect motion, had the had the same meaning the addition D to DESA's patent to -- that "sensor" had the same meaning historically to avoid an overly narrow by Landis testified at unnecessary risk. only box that puts III. Defendants Proffer Argument to Justify Every Claim. a Disguised Prosecution Interpreting "Pulse Disclaimer Count" The only way the Judgment can stand is if"pulse as Part of count" somehow required part of every claim, even those claims (such as asserted and 11) where "pulse Court's construction this Court's count" based on the "selection the vulnerability argued to the District worked a prosecution of their "selection notion cannot stand under as a matter circuitry" theory, 15Jensen/McAvitt disclaimer ''pulse that required 939-40). Declaration, Defendants Declaration count" to be interpreted In their Response based on the Jensen/McAvitt Brief, only here the argument of the "sensor is of grammar. Prosecution Disclaimer Part of Every Claim. Defendants as they make the same The Jensen/McAvitt Declaration Does Not Meet This Court's "Clear and Unmistakable" Standard to Create a. '_ Below, underlined circuitry" above, the District Court that the underlined part of every claim (JA744, framed As discussed 6, 9, 10 precedent(s). Realizing argument is not recited. claims remains Requiring "Pulse Count" to be argue that if this Court does not accept that "pulse means" under the "selection circuitry" theory, a count" is part then the Defendants conceded that it was "an assumption" that the Examiner "manual override" and ''pulse count" in the Jensen/McAvitt Declaration (JA794), but here they present that "assumption" (RBr42). argument that the public is justified 25 in relying on a Jensen/McAvitt Declaration count to be "generally claims themselves must be "reasonably claimed" "fairly interpretation" included of the Jensen/McAvitt by virtue circuit means.'" and unmistakable" The Jensen/McAvitt Switch reference including specifically and cannot disclaimer. Omega is means' interpretation" then in is insufficient Eng'g, Inc. v. Raytek disclaimer requires of claim scope). discusses and distinguishes on the basis of features "manual be a "clear "is that pulse counting "Reasonable Declaration (JA576-77) or a also argue that the "only reasonable (Fed. Cir. 2003)-(,prosecution disavowal fact, (RBr48) of § 112 76 - if not in the 'sensor a prosecution Corp., 334 F.3d 1314, 1325-26 in only one claim, anomalies" Declaration (RBr60). as a matter of law to create "clear Defendants pulse The actual by the logic of that undisputed 12 is one of"several error" (JA778). in the claims the 'control as part of every claim (RBr50-51). Undeterred contend that claim obvious as requiring reject this notion, for pulse count is claimed claim 12, not "generally." Defendants understood" override' and "other and unmistakable" disavowal the Nippon other than pulse count, features" (JA464). of claim scope. This is not Moreover, in D the Preliminary clearly recited Amendment the patent pulse count in only one claim, claim Further still, claim means" but claim J (JA468-78), 1 does not recite 12 does. If"pulse "pulse count" 26 count" attorney 16 (issued presented claims as claim as part of"control is part of every claim 12). circuit as part of that "control circuit means" the express recitation "meaningless," Unique 1991) and "mere Comm'n., requiring argued claim surplusage." Inc. v. Brown, 939 F.2d 1558, 1563 (Fed. Cir. Texas Instruments, Inc. v. U.S. Int 7. Trade 988 F.2d 1165, 1177 (Fed. Cir. 1993). Certainly the Examiner "pulse without Concepts, of pulse count in claim 12 is both count" the recitation did not treat the Declaration in every claim, of"pulse count" pulse count as a patentable for he allowed (JA506-510). as a disclaimer claims And, the patent feature only in reference 12), the only claim to recite that feature (JA477-78). Examiner did not treat the Jensen/McAvitt unmistakably" b. requiring both with and Declaration to claim attorney 16 (issued Obviously, as "clearly the and pulse count in every claim, nor should this Court. Both the Grammatical Structure Diagram of the '066 Patent "Pulse Count" as a "Portion and the Schematic Unequivocally Require of the Circuit" Not Part of Any Sensor. Defendants Jensen/McAvitt urge that the "only reasonable Declaration requires the fact that pulse count appears this as a matter of grammar. Patent itself requires A security infrared pulse count to be "generally explicitly However, otherwise. only in claim the grammatical For example, light has a quartz-halogen sensor for detecting and a circuit which causes interpretation" motion 27 structure of the '066 a passive to the security lamp to operate despite premise states, lamp, a:photocell, the quartz-halogen claimed," 12. Defendants the Abstract external of the light, at about 50% of full brightness in the absence of detection motion at night, to operate at 95% of full brightness predetermined time interval in response to detection night, and to be off while the photocell (JA16) Obviously, "control the "circuit" mentioned circuit means." [PIR] sensor" in the Abstract The Abstract is "for detecting is detecting motion," for a of motion at daylight .... is the control also teaches of circuit, claimed that that the "passive as infrared and that the PIR sensor is separate from the circuit. Further, in the text of the specification, and Q2 are "responsive Patent explains to infrared at Column after explaining light" (JA22, Column how PIR sensors Q1 3, Line 27), the '066 3, Lines 34-39 that, The sensors Q1 and Q2 are each coupled to a detector portion 43 of the circuit., which detects any significant change in the output of either sensor, and which filters and amplifies the resulting signal so as to select and amplify signals most likely to correspond to infrared signals from a human body. Here also, the word "circuit" (included "portion "for detecting of the circuit." of the "circuit" the "pulse of the circuit" (J.A. motion") control circuit, and PIR sensors are not part of the circuit, The '066 Patent goes on to explain are coupled count portion means to other "portions" of the circuit, 51" of the circuit (Colurrm and its substitute 1421) to list the components "portion" Q1 and Q2 but are _ to a that other components including specifically 4, Line 1). The term "portion appear over 50 times in the '066 Patent of the "circuit." 28 This shows unequivocally that pulse count is part of the circuit, not part of the "sensor means" as Prof. Massengill alleges in his "selection circuitry" theory adopted to support the construction by the District Court. Defendants also argue that the structure of the schematic diagram supports their view that pulse count is part of the sensor means for detecting motion (RBr50-51). But the schematic diagram (Fig. 2A/2B) of the '066 Patent flatly contradicts this argument. As to the schematic, • ; . . qlt:llr- "_-_ _" lc-_lT:ll::l:o_r_l_. , ' " ...... -_'"-T--_ il F ::,;_t--T,--_ _-.-_ i1"_-g nml: 7 1_ / ii note that dotted lines surround sensors Q1 and Q2 are outside Persons skilled sensors Q1 and Q2 sensors "r,. i_ • _ "r: _.:.t : =ell=-ilail_lla Ili'l"._i every component the dotted in the art understand but they are not part of the circuit. if i -!_ ." i . After the PIR sensors 29 -'_" (which : . . t,,_.l ? "_" lilllalt Ill_llllll circuit, and that PIR as is lamp 18. presentation of the apparatus output is fed into the dotted lines of the circuit t;_-.rg tL _. of the control lines of the circuit, are the sensors "_" : l_l;_ i by this schematic . :I I:" ; "a.U'lq_hlk_lllb r _-- " Ill _ _q.141 i'q''l ................ P!_. 1 _ : which that PIR detect motion, detect motion, Prof. Massengill their calls "selection circuitry"), in the manner IV. where the motion described signals in the specification are processed and claimed by the control circuit in the claims. Conclusion For the reasons Court should reverse Court, disputed and remand stated in DESA's Opening Brief and in this Reply Brief, this and vacate the non-infringement this case back to the District claim terms be construed judgment of the District Court with instructions as set for at pp. 57-60 of DESA's that the Opening Brief. Robert J. Theuerkauf Middleton Reutlinger 2500 Brown & Williamson Tower Louisville, Kentucky 40202-3410 (502) 584-1135 (Telephone) (502) 561-0442 (Facsimile) COUNSEL APPELLANT, 30 FOR PLAINTIFFDESA IP, LLC PROOF The undersigned of the foregoing served Appeals 20439; for certifies Corrected by Federal OF SERVICE that on this £,,_'day Express for the Federal delivery Circuit, upon 717 Madison Roger L. Cook TOWNSEND & CREW, Two Embarcadero End Avenue, L. Cook Steven W. Riley, Nashville, ,,7__._3_day of June, DESA the Clerk 2006, the foregoing at rlc(_,townsend.com; Center, N.W., IP, LLC were States delivery Iris Mitrakos, Eighth Floor, Court Washington, Express S. copies of D.C. upon Counsel TOWNSEND San Francisco, CA BOWEN RILEY WARNOCK & JACOBSEN, 1906 West TN 37203. IP, LLC was served and twelve DESA of the United Place, and two copies each were served by Federal and Steven 2006, Reply Brief of Plaintiff-Appellant Defendants-Appellees, 94111; of June, by email The undersigned Corrected to Counsel Iris S. Mitrakos W. Riley at sriley@bowenriley.com. 31 further Reply Brief certifies that on this of Plaintiff-Appellant for Defendants-Appellees, at ismitrakos@townsend.eom; Roger and CERTIFICATE WITH TYPE-VOLUME REQUIREMENTS Appellate parts of Procedure the brief LIMITATION, AND TYPE STYLE This brief complies o OF COMPLIANCE TYPEFACE REQUIREMENTS with the type-volume 32(a)(7)(B). exempted The brief by limitation contains Federal 6,914 Rule of of Federal words, Rule of excluding Appellate the Procedure 32(a)(7)(B)(iii). 2. This brief complies Appellate Procedure 32(a)(5) Appellate Procedure 32(a)(6). spaced typeface using Microsoft with the typeface and the type style The brief requirements requirements has been prepared Word 2002 with 14-point Robert Times of Federal of Federal New Roman. Middleton Reutlinger 2500 Brown & Williamson Tower Louisville, Kentucky 40202-3410 (502) 584-1135 (Telephone) COUNSEL APPELLANT, 32 (Facsimile) FOR PLAINTIFFDESA Rule in a proportionally J. Theuerkauf (502) 561-0442 Rule of IP, LLC of