Equalities Division Birmingham City Council Congreve House 3 Congreve Passage Birmingham B3 3DA Telephone: 0121 303 2545/2715 Fax: 0121 233 9117 Email: equalities@birmingham.gov.uk Website: www.birmingham.gov.uk/equalities Birmingham Race Action Partnership (B:RAP) 9th Floor, Edgbaston House 3 Duchess House Hagley Road Birmingham B16 8NH Telephone: 0121 456 7400 Fax: 0121 456 7419 Email: brap@brap.org.uk Website: www.brap.org.uk commissioned by: Race Equality and Education in Birmingham Contents LIST OF TABLES i LIST OF FIGURES i EXECUTIVE SUMMARY ii INTRODUCTION 1 FACTS & FIGURES 6 THE VIEWS OF KEY STAKEHOLDERS 24 MAKING CHANGES: PLANNING, POLICY & PRACTICE 36 RECOMMENDATIONS 55 REFERENCES 57 Race Equality and Education in Birmingham List of Tables Table 1: Pupil Population by Ethnic Origin, Birmingham, 2001. Table 2: Trends in GCSE performance by Ethnic Group and Gender, Birmingham 1998 – 2001. (five or more GCSE higher grade (A*-C) passes) Table 3: Baseline Assessments and Ethnic Origin: English & Mathematics, Birmingham, 1997 & 2000. Table 4: Permanent Exclusions by Ethnic Origin, Birmingham 1998/99-2000/01 Table 5: Permanent Exclusions by Ethnic Origin and Gender in Primary, Secondary and Special Schools, Birmingham 1999/2000 Table 6: Fixed Term Exclusions by Ethnic Origin and Gender in Primary, Secondary and Special Schools, Birmingham 1999/2000 List of Figures Figure 1: Rising Attainments at 16, Birmingham and National trends, 1989 - 2001.(five or more GCSE higher grade (A*-C) passes) Figure 2: Achievement by Ethnic Origin and Gender, Birmingham 2001. (five or more GCSE higher grade (A*-C) passes) Figure 3: Achievement by Ethnic Origin, Boys only, Birmingham 1998 - 2001 (five or more GCSE higher grade (A*-C) passes) Figure 4: Achievement by Ethnic Origin, Girls only, Birmingham 1998 - 2001 (five or more GCSE higher grade (A*-C) passes) Figure 5: Baseline to GCSE (2000/01): Boys by Ethnic Origin in English/literacy Figure 6: Baseline to GCSE (2000/01): Boys by Ethnic Origin in mathematics/numeracy Figure 7: Baseline to GCSE (2000/01): Girls by Ethnic Origin in English/literacy Figure 8: Baseline to GCSE (2000/01): Girls by Ethnic Origin in mathematics/numeracy Figure 9: Baseline to GCSE: the growing Black/White inequality of attainment (percentage points) by gender and ethnic origin in maths and English (Birmingham, 2001) Figure 10: Strategic Race Equality Framework Figure 11: Core LEA Functions Figure 12: Delivery Mechanisms Figure 13: Managing the Gap Figure 14: Complex Delivery Mechanism i Race Equality and Education in Birmingham EXECUTIVE SUMMARY RACE EQUALITY IN BIRMINGHAM This report is the result of collaboration between the Birmingham Race Action Partnership (BRAP), Birmingham Local Education Authority, Birmingham City Council's Equalities Division, and the Institute of Education, University of London. The report covers a wide range of issues, beginning with some key facts and figures about ethnic diversity and education in the city. The statistics show significant improvements in certain respects but also raise some important concerns about race equality. These are pursued in the next section, which explores the perspectives of parents and students from a diverse range of minority ethnic backgrounds. This is followed by an analysis of the LEA’s key policies and approaches in the field. The ‘intended’ outcomes are compared against the ‘realised’ picture which shows a great deal of activity but again highlights particular causes for concern. These issues are then addressed in three key recommendations which we believe would provide a strong framework for further advances in race equality in Birmingham education. Birmingham has been identified nationally as a leading authority in the field of race equality: consequently, our findings (on the progress that has been made and the problems that persist) have significance beyond the city itself. Birmingham has one of the largest minority ethnic populations in Britain and previous studies suggest that patterns of race equality in the city often resemble the overall picture nationally. Any issues arising from our research, therefore, may point to problems that are currently undetected elsewhere. For the sake of clarity we have highlighted key findings as they emerge throughout the main text. These are also gathered below for ease of reference. We must emphasise, of course, that although this report is the result of a collaboration with numerous partners, the views expressed here are those of the authors and do not necessarily reflect those of any other organisation(s). ii Race Equality and Education in Birmingham FACTS AND FIGURES Attainment and Progress from 5 to 16: Ethnic differences in baseline assessments Achievement at 16: the picture nationally and locally Baseline assessments offer a picture of children’s skills when they enter compulsory schooling at age 5. In several English LEAs it is known that Black children are the highest attaining group in baseline assessments. Standards of attainment have risen significantly since the late 1980s. This is true nationally and for Birmingham LEA. Overall attainment in the city is less than the national level, which partly reflects the city’s urban character and the way that national statistics are calculated. In Birmingham in 1997 African Caribbean children were the most likely to attain the desired levels in their baseline assessments. This was true for both sexes and was repeated in English and maths tests. The rate of improvement in Birmingham has been significantly higher than the national pattern since the mid-1990s. However, the picture had changed dramatically a few years later. In Birmingham in 2000 African Caribbean children were no longer the most likely to attain the desired levels in their baseline assessments. This position had now been assumed by white children: a pattern that is true for both sexes and is repeated in both maths and language and literacy. Patterns of attainment by ethnic origin and gender At age 16 girls in Birmingham are achieving better results than boys in each ethnic group. For both sexes, African Caribbeans are the least likely to attain five higher grade passes and Indian pupils are the most successful. Because of changes to the assessment system, it is not possible to isolate the cause(s) for the relative decline of African Caribbean children in baseline assessments. This should be examined further as a matter of priority. The gender gap is increasing within each ethnic group. Boys in different ethnic groups have experienced different rates of improvement. Indian and Pakistani boys have improved most. One possibility is that the new assessments are less inclusive or accessible than was true of the previous system. Bangladeshi and African Caribbean boys experienced a fall in their attainments between 1999 and 2001. Consequently, inequalities of achievement have grown between white boys and their peers of Bangladeshi and African Caribbean backgrounds. It is also possible that the LEA’s range of Early Years initiatives have disproportionately benefited certain groups, particularly white children. Ethnic origin and differences in progress 5 to 16 There is a general pattern of improvement for girls in each of the main ethnic groups. Educational statistics make it possible to Differences in the rates of girls’ examine how different groups of children perform, relative to others, as they move through the school system from age 5 to 16. The quality of statistics in Birmingham means that we can look at these questions in greater detail than has been possible in any previous research. improvement, however, mean that Indian girls are now further ahead of other groups, while African Caribbean girls remain as far behind their white peers as they were in 1998. iii Race Equality and Education in Birmingham The data show that despite entering the African Caribbean students are permanently school system with assessments that are generally in advance of the LEA average, Black pupils experience a dramatic decline in their performance relative to other groups. In other words, pupils in other ethnic groups draw more benefit (make greater progress) during their time in school. excluded more than twice as often as predicted by their numbers in the Birmingham population. Mixed race (dual heritage) children are over- represented by a factor of 4 in the latest figures: this is the highest rate of over- representation and appears to be worsening each year. The over-representation of African Caribbean and mixed race students is common to boys and girls in both primary and secondary schools. This pattern is true for African Caribbean children of both sexes and is visible in both the curriculum areas for which data are available (English/literacy and maths/numeracy). The inequality in attainment between Black African Caribbean and mixed race students pupils and their white peers (the so-called Black-White gap) tends to increase significantly in secondary school: for both sexes and in both curricular areas. are also over-represented in shorter (fixed term) exclusions. The pattern is repeated for both sexes in primary and secondary schools. The greatest inequalities are experienced by Black boys but Black girls also experience significant and growing inequalities of attainment as they move through school. THE VIEWS OF KEYSTAKEHOLDERS Parents’ Voices The Black-White gap is not consistent between different curricular subjects: mathematics is associated with greater inequalities in attainment and this may be related to the subject’s greater use of selective teaching groups. Parents’ relationship with the education service can be characterised as one of ‘high investment – low trust’. Parents complained that teachers have expectations of their children which under-estimate their academic potential but exaggerate a potential for causing trouble. Indian pupils tend to score higher than the LEA average in formal assessments at each key stage and are further ahead at age 16 than at age 5. This is true for both sexes and in both curricular areas (English and mathematics). Minority ethnic parents are not asking for preferential treatment: they are asking for fair treatment. Parents are concerned that racism is not Pakistani and Bangladeshi pupils tend to being challenged in schools. In some cases this can lead to worsening problems and a situation where both parents and students see the school as taking the side of white racist pupils. make greater than average progress but are still attaining below the LEA average at age 16. Exclusions from School The number of permanent exclusions has Parents are frustrated and angry at what fallen sharply in recent years, both in Birmingham and nationally. they see as a distant and unresponsive system. Birmingham’s long history of ethnic diversity is not mirrored in schools’ lack of awareness of the problems faced by many communities. Despite the fall in numbers, however, it remains the case that some minority ethnic groups are significantly more likely than others to be permanently excluded. iv Race Equality and Education in Birmingham It is a matter of concern that even Students’ Voices articulate and confident parents feel distant from the structures of influence in education. This is especially worrying in view of the emphasis on ‘partnership’ in the policy texts. Despite the diversity of student backgrounds, there is agreement on the importance of educational success as a possible gateway to further and higher education and/or the job market. Parents express support for mentoring Students felt that positive relations with programmes, especially where the mentor is seen as operating outside the low expectations and stereotypes that can characterise teachers’ views. schools were made possible by visible investments in the students, as evidenced by things like additional classes, high quality resources and pastoral support. Minority ethnic parents invest a good deal Respectful relations between teacher and (of time and money) in additional resources to support their children’s learning: this is seen individually, through the use of private tutors, and communally, through the provision of supplementary schools. student are the cornerstone to positive relations with school and the learning process itself. Being treated as ‘an adult’ was highly prized by students regardless of their level of attainment. Birmingham education strategy documents present supplementary schools as part of a joint educational project. But for many parents, especially those of African Caribbean ethnic heritage, the supplementary school system is a sign of the failure of mainstream education and their communities’ unwillingness to accept that failure. Students see respect as a two-way process. Teachers who quickly resort to disciplinary sanctions, or fail to engage with the students’ perspectives, are sometimes seen as unworthy of respect. Teachers are highly regarded who show genuine interest in their subject matter and all their students. Unfortunately, many students report teachers whose interests do not extend equally to all their students. Suggested Improvement Strategies There needs to be a more rigorous and effective co-ordination between antipoverty and education strategies Many students see their families as the most important source of motivation and advice. For some ‘at risk’ students, learning mentors can play a similar role. Professional identities and professional knowledge needs to be organised around a deep and proper understanding of the recurring obstacles to achievement and participation. Recruitment policies in schools need to better reflect the population profiles of the city. African Caribbean parents, in particular, want a more culturally relevant and sensitive curriculum. v Race Equality and Education in Birmingham The LEA is involved in numerous MAKING CHANGES: PLANNING, POLICY AND PRACTICE partnerships, which provide an important mechanism for exchanging information. In analysing the effects of the many Partnerships also provide a formal means by policies adopted by the Education Department, it is useful to draw a distinction between the intended strategy (i.e. what the polices are meant to achieve) and the realised strategy (what actually happens in practice). which communities are drawn into equality strategies. The Realised Strategy In practice, Birmingham’s improvement strategy is delivered by a multiplicity of discrete initiatives, many of them determined by national Government. The Intended Strategy In order to support school based improvement a key role for the LEA is the identification, support and sharing of ‘good practice’ and building effective partnerships. In this context it is unclear how a clear focus on race equality is maintained when Birmingham’s achievement strategy is dispersed across such a wide range of initiatives. Excellence in Cities (EiC) is identified by the LEA as the main vehicle through which the closing of the attainment gap and increased inclusion is to be achieved. Although Excellence in Cities includes a range of race equality indicators, these are not evenly spread across the different strands of activity. Some strands have no explicit race equality indicators at all. The LEA achievement strategy is aimed at supporting school-based processes based on a school improvement and effectiveness model. The complexity of the delivery mechanisms, and the dispersal of responsibility between so many different people and agencies, is highly problematic. It means that it is difficult to ensure that race equality features prominently in all schools’ concerns and informs the way that they deliver the range of improvement strategies. Excellence in Cities in Birmingham contains important race equality indicators. EiC Partnership targets include the aim to double the rate of improvement of boys of African Caribbean, Bangladeshi and Pakistani heritage. Schools are required to set differential This approach to devolved management targets to close the ‘equality gap’. may lead to increased variation in the standards and quality of provision to minority ethnic pupils. Link Advisors play a key role in managing the relation between the Strategic Framework and implementation at the level of the school. Birmingham schools have played a key role in developing the EiC plan in the city. But it is far from clear what influence minority ethnic communities or parents have played in this process. The content and direction of equality strategies in Birmingham tends to be shaped by national strategies, such as Excellence in Cities and the National Literacy and Numeracy strategies. RACA, community mentoring and supplementary schools could potentially play an important role but none of these enjoy core status in the city’s improvement strategy. Unlike Excellence in Cities, the Core Skills programme does not include prominent equality indicators. vi Race Equality and Education in Birmingham In practice, professional definitions of ‘the Building on the requirements of the Race problem’ are given a privileged position in discussions and strategies for improvement. Relations (Amendment) Act 2000, it is likely that the LEA and local schools will have to develop explicit work on race equality to meet their duties under the Act and to achieve the goal of narrowing the ‘equality gap’. Community and parental involvement is highly structured by the definitions imposed by the education professionals. Without comparable structures of influence, parents and communities cannot hope to participate in the policy process as equals. The new strategic plan has replaced the radical commitment to ‘closing the equality gap’ with an aim of working towards ‘reducing’ it instead. National initiatives now largely determine the content and direction of Birmingham’s achievement strategy as it operates both at the strategic and school level. RECOMMENDATIONS As a result, it may be that insufficient The points (above) suggest numerous pressing areas where action should be taken. In addition, there are three broad ways ahead that may prove helpful: attention is paid to the particular social profile of the city or the known obstacles to achievement for pupils from minority ethnic communities LEA co-ordination and race equality The dominance of national education policy, As we have seen, the LEA expends a great deal of energy on race equality and is a national leader in the field. Nevertheless, there is an implementation gap between the ideals of policy and the reality of practice. Many responsibilities are dispersed across the system and some of this is unavoidable given the changing roles and responsibilities of schools and the LEA. However, one way ahead would be to appoint a named officer with responsibility for co-ordinating all race equality work in the LEA. This would be a senior position, with appropriate support. This officer would collate all race equality reports and evaluations; they would sift the emerging evidence for important trends; and they would make findings available (accompanied by practical suggestions) that would be accessible to all involved in Birmingham education. There is already a great deal of information available, and there will be more when public bodies meet their new obligations under the Race Relations (Amendment) Act 2000: unless this information is used intelligently, however, it will be a futile effort. and the publication of crude performance tables, can also conflict with the LEA’s desire to close the ‘equality gap’. There is evidence that schools might be determining their day-to-day practices in relation to national priorities that do support (and may conflict with) Birmingham’s commitment to closing the ‘equality gap’. Leadership needs to be provided to ensure that the race equality agenda becomes embedded in the common-sense practice of teachers on a daily basis. This will require the support of headteachers and others, but the city’s success in disseminating ‘school improvement’ shows what can be done. School improvement and effectiveness does not necessarily embody a meaningful concern with race equality. Research elsewhere (and Birmingham’s own recent statistics) suggest that pursuing ‘effectiveness’ without a conscious and explicit focus on race equality will not narrow the ‘equality gap’. vii Race Equality and Education in Birmingham Birmingham Race Action Partnership There is enormous commitment to education among minority ethnic communities. At present, however, this commitment and a wealth of experience and support, are largely going to waste within a system that is shaped by national initiatives and the concerns of educational professionals. There is a key role for organisations such as BRAP in helping to bridge the gulf between the professionals and the people whose children experience the education system and have to live with its failure. The LEA should explore, as a matter of priority, how BRAP and other organisations can help advance meaningful partnerships with minority ethnic communities in the future. Action, evaluation and review This review has proven to be a much greater undertaking than was originally recognised by any of those involved. The effort has led to the production of a unique study of race equality in policy and practice in the LEA. We are sure that the report will be useful for many groups working in the field, irrespective of their geographical location. Within Birmingham, we know that the process of research itself has already generated some new awareness around these issues. These insights must lead to actions. And those actions must be evaluated for their impact on race equality. One of the lessons to emerge from this review is that talk of ‘good practice’ does not always reflect evidence. There is a clear need for targeted work on race equality; systematic evaluation to identify what works; and co-ordinated dissemination and support strategies to spread the impacts widely. If the LEA is to deliver on its commitments, it will be essential to revisit these issues in a co-ordinated manner in the near future. A repeat review in four years time (along similar lines to this current study) would be an important way of pulling together evidence from disparate sources in an attempt to see how far race equality has progressed; identifying any new or continuing problems; and helping to map a way ahead. viii Standards of attainment have risen significantly since the late 1980s. This is true nationally and for Birmingham LEA. Introduction Race Equality and Education in Birmingham INTRODUCTION This report arises from a partnership between several bodies committed to extending equality of opportunity and social inclusion. The principal force behind the project was the Birmingham Race Action Partnership (BRAP), an innovative community-based project that seeks to advance race equality by building upon the views and experiences of diverse local communities. BRAP is committed to driving forward change by working with a range of bodies to create an analysis of current problems and evolve practical and effective strategies for improvement that are shaped by community voices. Second, the project could not have been completed without the support of Birmingham Local Education Authority who offered extensive access to their data and facilitated the co-operation of many already over-worked officers. Thirdly, as well as BRAP, this project was made possible by the financial support of Birmingham City Council, Equalities Division, Birmingham Partnership for Change and the Careers and Education Business Partnership (now Connexions). Finally, the Institute of Education, University of London and its Education Policy Research Unit (EPRU) were also major investors, particularly in terms of the additional time commitments that were required to bring the study to fruition.1 This project was, therefore, set up as a partnership between ourselves, BRAP, the Equalities Division, and the LEA. The wide scope and short timescale of the project meant that identifying and gaining access to necessary information and stakeholders depended largely on the institutional partners (the LEA and BRAP) facilitating that process.2 This was the basis on which we were contracted to undertake the research. Focus groups were used as the most effective and rigorous means of involving a range of both parents and students. BRAP facilitated our access to various community organisations, who then set up focus groups with parents from Birmingham’s African Caribbean, Bangladeshi, Pakistani, and Refugee communities. In all, 34 parents participated in the focus groups.3 2 When considering the perspectives of school students, we decided that there were two groups of minority ethnic young people that we urgently needed to speak with: first, ‘high achieving’ students attending secondary schools in the city, and second, students judged to be ‘at risk’ of educational failure.4 In this way, we hoped to explore the very real problems faced by some young people but, at the same time, to acknowledge the successes of minority students and avoid the danger of some previous research that has tended to paint a too fatalistic picture of failure. To do this, the LEA identified schools that they categorised as successfully ‘bucking the trend’; subsequently, the schools themselves identified the students who participated in the focus groups. The focus groups with ‘at risk’ students were facilitated by independent mentoring organisations who act as service providers for Birmingham schools: Second City Second Chance and Afiwi.5 Five student focus groups were conducted: two with high achieving students, three with ‘at risk’ students. In all, more than 40 students were involved in the focus groups.6 The institutional partners bring different experiences and approaches to bear upon the research: this diversity strengthens the account we are able to build. We have, therefore, consulted widely and drawn upon a range of official data; nevertheless, the views and conclusions expressed in this report are, of course, the sole responsibility of the authors. We trust that the resulting research sheds new light on these issues and potentially represents a major contribution to education for race equality (in the city and beyond) for those who are willing to listen and meet the challenges that are presented. Race Equality and Education in Birmingham Race Equality in Birmingham ‘Things are not working.’ ... There were some recurrent themes in the community submissions, particularly, the under performance of some minority ethnic pupils, the disproportionate impact of school exclusions, the issue of racism in the education system and teacher expectations of and assumptions about minority ethnic pupils. The Birmingham Stephen Lawrence Commission (2001, p. 11 and 17) 7 The LEA’s work on combating racism ... is very good, and involves a lot of effective initiatives ... which represent effective action to embed equality issues within the mainstream, and to tackle racism. Office for Standards in Education (2002, para. 148 and 149) 8 Birmingham Local Education Authority (LEA) has established an enviable reputation as an urban authority that takes seriously both an overall agenda to ‘raise standards’ and a commitment to greater equity and social inclusion. Recent years have seen two high profile investigations which have, to differing degrees, both addressed education and race equality in the city. First, the Birmingham Stephen Lawrence Commission, established in the wake of the Macpherson Inquiry9, drew attention to widespread unease among many members of minority ethnic communities in the city. The report suggested that despite a high level of official activity (seen in various policy statements and initiatives) there was a continuing problem of deep seated inequality and a frustration that progress was too slow or even non-existent. In contrast, when the Office for Standards in Education (Ofsted) carried out its inspection of the LEA, it made very complimentary remarks about the city’s investment in race equality and the standard of provision in this field. Unless the city had made incredible progress in the 12 months between the two reports, it would seem that there is a major discrepancy between the two. In fact, our study suggests that, in some respects, the reports highlight different aspects of the same situation. On one hand, the LEA does focus attention and resources on minority ethnic attainment in a way that is far in advance of most LEAs in the country: this was reflected in the support which Birmingham initiatives received from Ofsted. However, the evidence about the co-ordination and effectiveness of those initiatives is much more varied and uncertain. This latter judgement was reflected in the Lawrence Commission report and it was repeated in some of our own interviews with key stakeholder groups. We hope that our report will shed further light on these issues and provide some ideas about possible ways ahead in this difficult but vitally important field. The Terms of the Debate: Birmingham and Beyond This report explicitly addresses the local situation in Birmingham; the patterns of success and failure, and the various strategies and initiatives that have been attempted in order to change the situation. Nevertheless, our findings are also of relevance beyond the city. If, as Ofsted suggest, the LEA is among the country’s leading authorities in its attempts to address ethnic diversity, then the significance of our findings is clear. Additionally, the size of Birmingham’s minority ethnic population (both in relative and absolute terms) means that the data are more substantial than is often possible. Although rates of attainment can vary dramatically from one local authority to another,10 previous analyses have suggested that patterns of attainment in Birmingham tend to closely resemble the overall patterns revealed by national statistics.11 Where our analyses reveal new or emerging areas of inequality, therefore, it may be that similar problems lie undetected in other parts of the country. Birmingham has been identified nationally as a leading authority in the field of race equality: consequently, our findings (on the progress that has been made and the problems that persist) have significance beyond the city itself. 3 Race Equality and Education in Birmingham Birmingham has one of the largest minority Birmingham is a large, complex and diverse city of more than one million people. It includes wards of considerable prosperity and areas of severe economic disadvantage.13 Black and other minority ethnic communities make up a large proportion of the Birmingham population and account for around 43% of school students (see Table 1). The LEA estimates that by 2008 no ethnic group (including whites) will account for 50% of the population under 16: that is, before the end of this decade, there will be no ethnic majority in Birmingham schools. ethnic populations in Britain and previous studies suggest that patterns of race equality in the city often resemble the overall picture nationally. Any issues arising from our research, therefore, may point to problems that are currently undetected elsewhere. Throughout this report we have tried to use terminology which would be recognised and accepted by the people so labelled. However, the complex and changing nature of group and individual identifications in contemporary Britain mean that there is no single set of terms which is acceptable to all.12 In addition, we have been constrained by the terms used by the various bodies involved locally, most obviously the LEA whose ethnic classifications have shaped much of the statistical data at our disposal. This means, for example, that we have not been able to deal separately with groups identifying their heritage as Black Caribbean or Black African, because most LEA data adopt a joint category of African Caribbean. In addition, the term ‘mixed race’ has recently been adopted in some statistics (both nationally and in the city) but this is absent from most of the data. Throughout the report we focus on the largest minority ethnic groups. In line with currently accepted conventions we use the terms ‘Black’ and ‘African Caribbean’ interchangeably. We also use the term ‘South Asian’, rather than ‘Asian’, where the text refers jointly to people of Indian, Pakistani and Bangladeshi ethnic heritage. The city’s schools are as varied as the population that they serve. Its roll of more than 400 schools includes 22 former grant maintained (now foundation) schools; 29 special schools; and eight selective grammar schools. There are also fifteen non-selective single sex schools (ten of which are girls’ schools).14 In view of the limitations of time, funding and resources at our disposal, we have not been able to examine how each of these variables is related separately to the issues we discuss. Nevertheless, it is important to remember that this diversity of school type exists because it is a level of complexity which can sometimes be overlooked when dealing with LEA-wide trends and statistics. Table 1: Pupil Population by Ethnic Origin, Birmingham, 2001 School African White Caribbean Indian Pakistani Bangladeshi Chinese Mixed Race Any Other Total Primary 56.4% 6.7% 5.8% 18.6% 4.0% 0.3% 5.4% 2.8% 100% Secondary 56.9% 7.0% 7.6% 17.0% 3.6% 0.4% 2.7% 4.8% 100% Special Total 11.0% 6.9% 2.3% 6.5% 13.2% 17.9% 1.7% 3.8% 0.1% 0.3% 3.2% 4.3% 13.2% 3.7% 100% 99.9%* 55.3% 56.5% Source: Unless otherwise stated, all statistical data in this report are based on information from Birmingham City Council, Education Department. *because of rounding, percentages do not always total 100. 4 Race Equality and Education in Birmingham Notes to the Introduction 1 2 3 4 5 In particular we would like to acknowledge the important contribution made by several individuals. Inderjit Dehal, former director of BRAP, was decisive in bringing together the different partners in this project. His successor, Joy Warmington, who originally conceived the project, has been immensely supportive and encouraging throughout the entire process. At the LEA, the support of the then Chief Education Officer, Professor Tim Brighouse, was crucial in many ways. We are also indebted to several officers whose co-operation was vital: John Hill, Head of Research and Statistics, not only provided access to the wealth of statistical data but also ran additional analyses for us, often at very short notice. In addition, Satpal Hira, Head of Education Equalities, helped us to gain access to a range of local information that has been invaluable. Howard Hall (Education Equalities) and Pam Chand (Birmingham Equalities Division) were invaluable in arranging meetings with key officers, students and parents, as well as tracking down important information and documentation. The project was initially conceived as lasting a little over six months. In the event, the main data gathering and report writing period extended to over a year. The following community organisations facilitated the parent focus groups: United Evangelical Project, Bangladeshi MultiPurpose Centre, Sparkhill Fora and the Midlands Refugee Council. For a discussion of these problems in research, see Mirza, H.S. (1998) ‘Race, gender and IQ: the social consequences of a pseudo-scientific discourse’, Race Ethnicity and Education, 1(1): 109-126. The LEA has identified a range of schools with high concentrations of minority ethnic students but which are ‘bucking the trend’ of low achievement. See Gunter, H. (2001) An evaluation of the impact of EDP Priority (Activities 4 and 5) on raising the achievement of pupils at risk of underachieving in a cross-section of Birmingham Secondary Schools. Birmingham, University of Birmingham and Birmingham Advisory and Support Service. 6 Overall, including group meetings, individual discussions with officers, and the different focus groups, a total of 21 different discussions and group meetings were held. 7 Birmingham City Council (2001) Challenges for the Future: Race Equality in Birmingham. Report of the Birmingham Stephen Lawrence Inquiry Commission. Birmingham, Birmingham City Council. 8 Office for Standards in Education (Ofsted)(2002) Inspection of Birmingham Local Education Authority. London, Ofsted. 9 Macpherson, W. (1999) The Stephen Lawrence Inquiry. CM 4262-I, London, The Stationery Office. 10 Gillborn, D. and Mirza, H.S. (2000) Educational Inequality: mapping ‘race’, class and gender. London, Ofsted. See pages 8-11. 11 Gillborn, D. and Gipps, C. (1996) Recent Research on the Achievements of Ethnic Minority Pupils. London, Ofsted. 12 See Parekh, B. (2000) The Future of MultiEthnic Britain: Report of the Commission on the Future of Multi-Ethnic Britain. London, Profile Books. 13 The recent Ofsted report (see above) noted that the overall rate of unemployment runs at more than double the national average but rises considerably higher than this in certain areas. 14 Office for Standards in Education (Ofsted)(2002) Inspection of Birmingham Local Education Authority. London, Ofsted, para. 16. 5 The gender gap is increasing within each ethnic group. Facts and Figures Race Equality and Education in Birmingham FACTS & FIGURES Education is about more than qualifications and test results. Since the late 1980s public debate about education has been dominated by arguments about statistics. Undoubtedly, this has led some parts of the system to prioritise external indicators over less quantifiable, but equally important, social and affective aspects of education. Nevertheless, it would be foolish to pretend that statistics have no use, or that qualifications are over-rated. For many young people the qualifications they attain in education will have a direct impact on their life chances after school. For some minority ethnic groups the importance of qualifications is amplified by discrimination in the labour market. It is true, of course, that possessing qualifications does not guarantee employment: indeed, people of minority ethnic heritage are generally more likely to be unemployed than white people even when they have similar levels of certification. Nevertheless, in each ethnic group there is a marked increase in income and employment levels where qualifications are gained.1 broad patterns of experience and identifying areas of notable success, as well as possible causes for concern. We begin by contextualizing the patterns of achievement in relation to those found nationally and in other local education authorities. Achievement at 16 Young people’s achievements at the end of their compulsory schooling have become the single most important focus for attention in national debates about ‘educational standards’. There is clear evidence that, measured against this indicator, standards have been consistently rising in Birmingham. Beyond the overall picture, however, it is necessary to examine how quickly the improvements have been made and which groups have drawn most benefit. Rising standards: the picture nationally and locally The proportion of students attaining five or more higher grade (A*-C) passes in their GCSEs, or the equivalent in other examinations, has risen nationally in every year since the late 1980s. For most of the period, the same can be said for overall results in Birmingham: see Figure 1. In this part of the report we examine some of the facts and figures of educational attainment in Birmingham. This is a useful way of mapping Figure 1: Rising Attainments at 16, Birmingham and National trends, 1989-2001 (five or more GCSE higher grade (A*-C) passes) 1992 1993 1994 1995 7 1996 1997 1998 1999 2000 2001 Race Equality and Education in Birmingham The rate of improvement in There is a clear difference in the overall level of attainment at 16 between young people in Birmingham and the national figure. This is not surprising given the socio-economic profile of the city: students in urban areas face numerous additional barriers to attainment and nationally it is known that relatively deprived areas fare less well in educational attainment.2 Additionally, it should be noted the published ‘national’ figures refer to all pupils in the country, including those who attend independent (private) schools, which tend to be more generously funded. The latter influence the overall level significantly. In 2001, for example, the DfES celebrated the fact that 50% of year 11 students had attained five higher grade passes: however, the score for all pupils in maintained schools only (which is the fairest comparison with Birmingham LEA) was actually 47.5%.3 Birmingham has been significantly higher than the national pattern since the mid-1990s. Clearly this finding is of considerable importance. It demonstrates, not only that significant progress is possible despite socioeconomic disadvantage, but also reflects great credit on the new direction and strategies enacted since the appointment of the then Chief Education Officer, Professor Tim Brighouse.4 This strategy set a new agenda for the LEA and explicitly addressed the city’s social and economic circumstances when it proclaimed: ‘if there is one place where it might be possible to make an urban education system work for everyone rather than a few, it should be Birmingham and it should be now’.5 The city’s subsequent success, in terms of overall attainments at age 16, shows that raising standards can go hand-in-hand with a concern for greater equity and social inclusion. However, the prominence given to issues of ‘race’ equality and ethnic diversity has not always been secure. In that first report of September 1993, for example, the position of ‘black and other ethnic minority communities’ was only briefly addressed under the heading of ‘other matters’.6 Since then, of course, considerable energy has been expended in addressing ethnic diversity. This raises the question of whether the results can be seen in the headline statistics for attainment at age 16. Standards of attainment have risen significantly since the late 1980s. This is true nationally and for Birmingham LEA. Overall attainment in the city is less than the national level, which partly reflects the city’s urban character and the way that national statistics are calculated. The illustration also shows that rates of improvement have varied over time. Initially, the gap widened between the national level and attainment in Birmingham. In 1989, the official national figure was 32.8% of students gaining five or more higher grade passes. This was 11.8 percentage points above the Birmingham level of 21%. By 1993 the gap had grown to 14.2 percentage points. However, this trend has been dramatically reversed since the mid-1990s when almost every year has seen a greater improvement in Birmingham than nationally. Between 1993 and 2001, nationally the proportion attaining five higher grade passes rose by 8.8 percentage points but in Birmingham the improvement has been 14 percentage points. Fair shares? Patterns of attainment by ethnic origin and gender Nationally a great deal of attention has focused on the difference in average attainment between boys and girls.7 When examining patterns of attainment for different ethnic groups, therefore, it is important to bear in mind possible differences related to gender. Figure 2 shows the proportion of boys and girls attaining five or more higher grade GCSEs in each of the principal ethnic groups in Birmingham. 8 Race Equality and Education in Birmingham Figure 2: Achievement by Ethnic Origin and Gender, Birmingham 2001 (five or more GCSE higher grade (A*-C) passes) The most recent GCSE attainments show that the so-called ‘gender-gap’ is present in each ethnic group. This gap ranges from 11 percentage points (for Pakistani and white students) to 23 percentage points (for Bangladeshis). When comparing students of the same gender, some consistent patterns are also visible. Indian students are the highest attaining for both boys and girls; African Caribbean students are the lowest attaining of the principal ethnic groups. At age 16 girls in Birmingham are achieving better results than boys in each ethnic group. For both sexes, African Caribbeans are the least likely to attain five higher grade passes and Indian pupils are the most successful. As we have already seen, however, rates of attainment are not static from year to year. This raises the question whether all ethnic groups, and both sexes, have shared equally in the overall pattern of rising standards of attainment at 16? TABLE 2: Trends in GCSE performance by Ethnic Group and Gender, Birmingham 1998 - 2001 (five or more GCSE higher grade (A*-C) passes) African Caribbean boys African Caribbean girls Bangladeshi boys Bangladeshi girls Indian boys Indian girls Pakistani boys Pakistani girls White boys White girls 1998 1999 2000 2001 Improvement 1998-2001 13% 28% 28% 36% 40% 50% 21% 31% 34% 444% 20% 30% 31% 40% 43% 55% 26% 32% 33% 45% 19% 31% 30% 42% 49% 61% 27% 41% 36% 45% 17% 34% 27% 50% 49% 65% 31% 42% 39% 50% 4% 6% -1% 14% 9% 15% 10% 11% 5% 6% 9 Race Equality and Education in Birmingham Specifically, between 1999 and 2001, the gap between Bangladeshi and White boys rose from 2 to 12 percentage points: during the same period, the gap between African Caribbean and White boys grew from 13 to 22 percentage points. As Table 2 shows, girls and boys have not shared equally in the improvement in performance at 16. Within each ethnic group girls have improved more than boys; consequently the gender gap increased over time. The greatest improvement was made by Indian and Bangladeshi girls (up 15 and 14 percentage points respectively). In contrast, the proportion of Bangladeshi boys attaining five higher grade passes was 1 percentage point less in 2001 than in 1998. Boys in different ethnic groups have experienced different rates of improvement. Indian and Pakistani boys have improved most. Bangladeshi and African Caribbean The gender gap is increasing within boys experienced a fall in their attainments between 1999 and 2001. Consequently, inequalities of achievement have grown between white boys and their peers of Bangladeshi and African Caribbean backgrounds. each ethnic group. By focusing on each gender separately, Figures 3 and 4 show the recent changes in attainment more clearly. Between 1998 and 2001, Indian and Pakistani boys’ attainments rose in each successive year. Overall, Pakistani boys achieved the most improvement, up 10 percentage points from 21% to 31% attaining five or more higher grade GCSEs. In contrast, both Bangladeshi and African Caribbean boys have experienced a drop in attainments in 2000 and 2001. As a result of these changes certain ethnic inequalities of attainment are rising for boys. In contrast to their male counterparts, girls’ improvements have been more consistent and secure. Girls in every ethnic group have raised their attainments in almost every year since 1998: the only exception being White girls in 2000 (where attainment remained the same as the year before). As with the boys’ attainments, however, girls in different ethnic groups have not enjoyed equal improvements. Figure 3: Achievement by Ethnic origin, Boys only, Birmingham 1998-2001 (five or more GCSE higher grade (A*-C) passes) 10 Race Equality and Education in Birmingham Figure 4: Achievement by Ethnic origin, Girls only, Birmingham 1998-2001 (five or more GCSE higher grade (A*-C) passes) The most improved group are Indian girls, whose attainment rose by 15 percentage points (from 50% in 1998 to 65% in 2001). In contrast, African Caribbean and White girls’ improved by the least during the same period, 6 percentage points. As a consequence of these changes, Indian girls are moving ever further away from their female peers, while African Caribbean girls remain as the lowest attaining group. Attainment and Progress: from 5 to 16 In this section we want to consider data in relation to two main questions. First, are there any differences in children’s attainments when they enter compulsory education aged 5 (as measured in the so called, ‘baseline assessments’)? Second, are there any differences in the amount of progress that different groups make relative to the LEA average? In essence, this question looks at the amount of benefit that different groups draw from the education system. Before looking at the data, we want to remind readers that the quality of the monitoring and educational statistics service in Birmingham has recently been highlighted as one of the outstanding features of the LEA.8 It is important to acknowledge that the range and sophistication of the data available in Birmingham is probably as good, and in most cases better, than that available in any other English authority. We draw attention to this because, as you will see, the data raise key questions that cannot always be answered from existing material. Changes in the assessment mechanisms and criteria, for example, mean There is a general pattern of improvement for girls in each of the main ethnic groups. Differences in the rates of girls’ improvement, however, mean that Indian girls are now further ahead of other groups, while African Caribbean girls remain as far behind their white peers as they were in 1998. 11 Race Equality and Education in Birmingham that it is not possible to determine why certain patterns emerge nor to gauge their true significance. Nevertheless, although the lack of answers can be frustrating, the questions themselves are vitally important and are not even being asked in many parts of the country. Caribbean boys and 36% of African Caribbean girls attained the desired score of 5 or above. This compared with a figure of 22% of all pupils in the city. In the mathematics assessments African Caribbean children again performed in excess of any other groups: 35% of Black boys and 38% of Black girls attained the desired score, compared with an LEA total of 27%. Under starter’s orders: ethnic differences in baseline assessments African Caribbean children are often assumed to be at risk of academic failure: indeed, the Birmingham statistics that we have reviewed to this point (above) confirm that at age 16 Black children in the city do not achieve average results on a par with many of their peers from other ethnic backgrounds. However, commentators are often surprised to learn that in some LEAs African Caribbean children score highest, as a group, in the baseline assessments that are administered when they begin compulsory schooling (aged 5).9 This has been welcomed by many as an indication that Black children enter school well prepared. However, new data from Birmingham suggest that caution should be exercised because this position may not be as secure as is sometimes imagined: recent changes in baseline attainment in the city suggest that any early advantage enjoyed by Black children may be under-threat. Table 3 shows that in 1997, as in several other LEAs nationally, African Caribbean children entered Birmingham schools with the highest baseline attainments. In English, 31% of African More recent baseline data, however, paint a somewhat different picture. Both the assessment criteria and the score range have been changed in the new assessments: this means that it is not possible to make a direct comparison of the proportions succeeding in 1997 and 2000. Nevertheless, a comparison of the relative success of different ethnic groups in each cohort is useful.10 Significantly, African Caribbean children are no longer the highest attaining group in 2000. In the new language and literacy assessments, white children are now the most likely to achieve the desired score: 29% of white boys and 42% of white girls achieved this level compared with 28% of African Caribbean boys and 39% of African Caribbean girls. As a group, Black pupils are also out-performed in the new maths assessments: here 47% of white boys attained the desired score compared with 44% of Black boys. For girls, the 46% success rate achieved by African Caribbeans was bettered by both white and Indian girls (51% and 48% respectively). Table 3: Baseline Assessments and Ethnic Origin: English and Mathematics, Birmingham, 1997 and 2000 Af Carib Af Carib Bang Bang Indian Indian Pakistani Pakistani White White LEA boys girls boys girls boys girls boys girls boys girls all pupils English 1997 (scoring 5 or above) Language and Literacy 2000 (scoring 11 or above) Maths 1997 (scoring 5 or above) Maths 2000 (scoring 11 or above) 31% 36% 8% 10% 20% 29% 8% 13% 20% 28% 22% 28% 39% 16% 21% 27% 38% 12% 18% 29% 42% 30% 35% 38% 10% 13% 24% 28% 12% 16% 30% 33% 27% 44% 46% 23% 26% 41% 48% 20% 21% 47% 51% 41% 12 Race Equality and Education in Birmingham Baseline assessments offer a picture of children’s skills when they enter compulsory schooling at age 5. In several English LEAs it is known that Black children are the highest attaining group in baseline assessments. In Birmingham in 1997 African Caribbean children were the most likely to attain the desired levels in their baseline assessments. This was true for both sexes and was repeated in English and maths tests. However, the picture had changed dramatically a few years later. In Birmingham in 2000 African Caribbean children were no longer the most likely to attain the desired levels in their baseline assessments. This position had now been assumed by white children: a pattern that is true for both sexes and is repeated in both maths and language and literacy. Clearly this finding raises very important questions. Unfortunately, because of the changes to the assessments themselves, it is not possible to identify precisely what has happened to bring about these changes in the relative performance of children in different ethnic groups. It could be that some groups, notably white and Indian children, have improved their performance and over-taken their African Caribbean peers. Alternatively, Black children might be entering school less well prepared than they were a few years ago. A additional possibility is that the new assessments are in some way more/less accessible to certain ethnic groups. All or none of these explanations might be true. What is beyond dispute, however, is that relative to some other groups (notably white children) African Caribbean boys and girls have experienced a decline in their baseline assessment performance. This should be examined further as a matter of priority. A recent study of different baseline assessments, prepared for the Qualifications and Curriculum Authority (QCA), has shown that some tests produce relatively higher scores for traditionally disadvantaged groups (including those in receipt of free school meals and those for whom English is an Additional Language).11 The relative changes in attainment for different ethnic groups, therefore, may be the result of using a new test that does not produce such scores. It might be argued that the earlier tests were more ‘culture fair’ in that they did not discriminate between different groups on the basis of ethnicity and/or socio-economic status. Alternatively, it could be argued that those tests gave an ‘unrealistic’ picture of children’s preparedness for a system that traditionally uses tests which (for a variety of reasons) do produce distinctive patterns of results in this way.12 A further clue to what is happening may lie in research which indicates that ethnic groups have not drawn equal benefit from recent educational reforms. We have already noted (above) that certain groups (by gender and ethnicity) have enjoyed greater improvements in their attainments at 16: in particular, African Caribbean students have not shared equally in the overall improvements. These results confirm findings that have emerged in other LEAs nationally.13 It is possible that similar processes have operated through the Birmingham’s recent focus on raising attainments in the early years. For example, a recent report summarised the wide range of activities in this area: ‘The LEA has in place an early years strategy, involving a range of initiatives such as the Effective Early Learning Project, the Climbing Frames Curriculum Framework, Sure Start, the Flying Start Project and the Bookstart Project. There is a policy of increasing pre-school provision through the implementation of the Early Years Development and Childcare Plan.’14 13 Race Equality and Education in Birmingham If these activities have not mainstreamed a particular concern with race equality it is possible that some groups, particularly white students, may have drawn disproportionate benefit. Indeed, the growing awareness of Black success in baseline assessments could even have had a detrimental effect by encouraging teachers to focus on other groups. Whatever the reason(s) behind the changing patterns of attainment in baseline assessments, it would seem that further examination of these issues should be an urgent priority. The Birmingham data reveal a pattern of relative decline for Black students that is similar, although less pronounced, than that seen in some other national statistics. Nevertheless, the finding should be seen as a major cause for concern. For both sexes, and in both the relevant curriculum areas (English/literacy and mathematics/numeracy) African Caribbean students generally enter schools performing above the LEA average but then experience a relative decline in their performance. This decline grows at virtually every key stage and is most pronounced in the case of African Caribbean boys (see Figures 5 and 6). Because of changes to the assessment system, it is not possible to isolate the cause(s) for the relative decline of African Caribbean children in baseline assessments. This should be examined further as a matter of priority. Educational statistics make it possible to examine how different groups of children perform, relative to others, as they move through the school system from age 5 to 16. The quality of statistics in Birmingham means that we can look at these questions in greater detail than has been possible in any previous research. One possibility is that the new assessments are less inclusive or accessible than was true of the previous system. It is also possible that the LEA’s range of Early Years initiatives have disproportionately benefited certain groups, particularly white children. The data show that despite entering the school system with assessments that are generally in advance of the LEA average, Black pupils experience a dramatic decline in their performance relative to other groups. In other words, pupils in other ethnic groups draw more benefit (make greater progress) during their time in school. A level playing field? Ethnic origin and differences in progress 5 to 16 In 2000 the Office for Standards in Education published a review of available statistics on the influence of ‘race’, class and gender in relation to educational achievement. One of the findings which received national attention concerned the relative deterioration in the performance of Black students as they moved through the school system. In one particular case it was noted that Black students entered compulsory schooling scoring 20 percentage points above the LEA average when aged 5 but left at age16 scoring 21 points below the local average.15 Data from Birmingham allow us to examine this phenomenon in more detail than has been previously possible: specifically, the Birmingham data include statistics on every Key Stage and allow separate calculations for boys and girls (neither of which was possible in the Ofsted review).16 This pattern is true for African Caribbean children of both sexes and is visible in both the curriculum areas for which data are available (English/literacy and maths/numeracy). These findings are of great significance because they highlight the continued, and growing, inequality of attainment between African Caribbean students and their White peers. The situation is presented graphically in Figure 9. The illustration presents the differences in attainment between White and African Caribbean pupils in their formal assessments at critical points in their schooling: specifically, at age 5 (in their baseline assessments), ages 7, 11 14 Race Equality and Education in Birmingham Figure 5: Baseline to GCSE (2000/01): Boys by ethnic origin in English/literacy Figure 6: Baseline to GCSE (2000/01): Boys by ethnic origin in Mathematics/numeracy 15 Race Equality and Education in Birmingham Figure 7: Baseline to GCSE (2000/01): Girls by ethnic origin in English/literacy Figure 8: Baseline to GCSE (2000/01): Girls by ethnic origin in Mathematics/numeracy 16 Race Equality and Education in Birmingham and 14 (the end of Key Stages 1, 2 and 3 respectively) and, finally, aged 16, in their GCSE and equivalent examinations. At each point we show the difference between the proportion of Black and White boys and girls who secured the required level.17 The horizontal axis, running left to right across the centre of the Figure, can be thought of as a line of equity: if the Black and White pupils were equally likely to succeed then the relevant data point would fall on this line. If, however, White pupils are more likely to attain the desired level, the data point falls above axis (indicating White advantage). Similarly, a point below the horizontal axis indicates that a greater proportion of Black pupils attained the relevant scores. For example, 41.8% of White boys attained a higher grade pass (A*-C) or its equivalent in mathematics in 2001: this was achieved by 16.6% of Black boys. Consequently at GCSE the gap between Black and White boys for mathematics is 25.2 percentage points in the direction of white advantage. There are several points to note from Figure 9. First, the inequalities in attainment between Black and White pupils are almost always in the direction of white advantage and they tend to increase as pupils move through the school system. The so-called Black/White gap18 is never as large as 10 percentage points during the primary school years: at Key Stage 3 and GCSE in secondary school, however, the gap is always greater than 10 percentage points (with the exception of girls’ performance in English). Second, the inequalities are especially pronounced for boys: this is no surprise in view of our earlier findings (see above). However, in Figure 9 the inequalities for Black girls are also significant. Black boys and young men are frequently cited in public debates about inequalities in attainment but it is rare for Black girls’ attainments to be given similar attention.19 This data indicate that Black girls and young women also experience significant inequalities of opportunity. Third, the data show that the inequalities of attainment differ from subject-to-subject. Specifically, for both sexes, the Black-White inequalities in attainment tend to be greatest in mathematics. This is interesting because mathematics has a long established history of using selective teaching groups and it has been argued that such practices tend systematically to disadvantage Black students.20 Figure 9: Baseline to GCSE: the growing Black/White inequality of attainment (percentage points) by gender and ethnic origin in Maths and English (Birmingham, 2001) 17 Race Equality and Education in Birmingham The inequality in attainment between Pakistani and Bangladeshi pupils tend Black pupils and their white peers (the so-called Black-White gap) tends to increase significantly in secondary school: for both sexes and in both curricular areas. to make greater than average progress but are still attaining below the LEA average at age 16. Exclusions from School Being excluded from school is a very serious act. Permanent exclusion (expulsion) can mark the end of a student’s contact with mainstream schooling and is associated with a much higher risk of unemployment and contact with the criminal justice system.22 The consequences of fixed term exclusions (suspensions) are less certain: for some students a fixed term exclusion serves as a one-off punishment, while for others they become a more frequent indication of a breakdown in the relationship between a student and their school.23 The greatest inequalities are experienced by Black boys but Black girls also experience significant and growing inequalities of attainment as they move through school. The Black-White gap is not consistent between different curricular subjects: mathematics is associated with greater inequalities in attainment and this may be related to the subject’s greater use of selective teaching groups. The picture is much more positive for certain other groups. In each case (for both sexes and both curricular areas) Indian pupils enter school attaining higher than the LEA average and, at age 16 in their GCSE performance, Indian pupils are even further ahead of the LEA average. For Pakistani and Bangladeshi children the picture is less clear cut, but remains generally positive: that is, although they enter school with attainments that are significantly less than the LEA average, at age 16 Pakistani and Bangladeshi pupils have generally made greater than average progress and are closer to the LEA average in their GCSE attainments. This pattern has been identified nationally and is often attributed to greater levels of English language fluency as students move through school. 21 Indian pupils tend to score higher than the LEA average in formal assessments at each key stage and are further ahead at age 16 than at age 5. This is true for both sexes and in both curricular areas (English and mathematics). As a result of the Social Exclusion Unit’s report on exclusions, in 1998 the Labour Government set national targets for a one-third reduction in the overall number of permanent exclusions. Having almost met the initial targets a year early, in 2001 the Government announced that no new targets would be set.24 It has been known for some time that certain minority ethnic groups tend to be excluded more often than would be expected in view of their representation in the student population. In particular, Black students are frequently found to be over-represented in permanent exclusions at both a local and national level.25 The national reduction in permanent exclusions has led to a fall in the numbers of students excluded in each ethnic group. However, the over-representation of Black students, while fluctuating, has remained significant. 18 Race Equality and Education in Birmingham Table 4: Permanent Exclusions by Ethnic Origin, Birmingham 1998/99 - 2000/01 1998/99 African Caribbean Bangladeshi Indian Mixed race Pakistani Other White Total N % N 1999/2000 % N 2000/01 % Percentage of the School Population 62 5 11 40 30 2 188 338 18% 1% 3% 12% 9% <1% 56% 100% 66 5 4 44 27 0 142 228 23% 2% 1% 16% 9% 0% 49% 100% 40 2 3 40 17 2 113 217 18% 1% 1% 18% 8% 1% 52% 99% 6.9% 3.8% 6.5% 4.3% 17.9% 4.1% 56.5% 100% Note: because of rounding, percentages may noy always equal 100 Tables 4, 5 and 6 present a breakdown of exclusions in Birmingham by ethnic origin, gender and type of school. Table 4 shows a breakdown of permanent exclusions in Birmingham between the school year 1998/99 and 2000/01. The first thing to note is that the number of exclusions has fallen quite sharply, by more than a third in three years, from 338 to 217. Most, though not all, ethnic groups have shared in this decline to some extent. When comparing the likelihood of exclusion for each member of the different ethnic groups, however, it is clear that certain groups are overrepresented. As with national trends, white students are generally excluded at a level roughly proportionate to their numbers in the school age population; South Asian students tend to be under-represented, while African Caribbean students are significantly more likely to be excluded.26 exclusions in the most recent statistics, just as they did three years ago. This means that African Caribbean students are permanently excluded more than twice as often as they should be if exclusions were evenly distributed between different groups (by a rate of 2.6). The situation for students categorised as ‘mixed race’ is even worse.27 Not only are they overrepresented in each of the three years, but the level of over-representation worsens: from 2.7 times the predicted level in 1998/99 to 4.1 in 2000/01. To our knowledge, this is the first time that statistics on the exclusion of mixed race students have been made public by a major public authority. They identify a major cause for concern: a growing proportion of the student population are categorised as mixed race and the evidence suggests that their likelihood of permanent exclusion is increasingly disproportionate. The number of permanent exclusions African Caribbean students are permanently excluded more than twice as often as predicted by their numbers in the Birmingham population. has fallen sharply in recent years, both in Birmingham and nationally. Despite the fall in numbers, however, it Mixed race (dual heritage) children are remains the case that some minority ethnic groups are significantly more likely than others to be permanently excluded. over-represented by a factor of 4 in the latest figures: this is the highest rate of over-representation and appears to be worsening each year. Despite the fall in numbers excluded, the overrepresentation of certain groups has not declined. In particular, African Caribbean students (who make up 6.9% of the school age population in Birmingham) account for 18% of 19 Race Equality and Education in Birmingham Table 5: Permanent Exclusions by Ethnic Origin and Gender in Primary, Secondary and Special Schools, Birmingham 1999 - 2000 Primary Girls African Caribbean Bangladeshi Indian Mixed Race Pakistani White N= 20.0% 0.0% 0.0% 40.0% 0.0% 40.0% 5 Secondary Boys Girls Special Boys 22.8% 25.8% 0.0% 0.0% 0.0% 0.0% 17.5% 9.7% 7.0% 0.0% 52.6% 64.5% 57 31 Girls Boys 24.6% 0.0% 2.7% 0.0% 2.2% 0.0% 13.7% 0.0% 12.0% 0.0% 44.8% 100.0% 183 2 10.0% 0.0% 0.0% 30.0% 10.0% 50.0% 10 Percentage of the School Population 6.9% 3.8% 6.5% 4.3% 17.9% 56.5% Note: because of rounding, percentages may noy always equal 100 Table 5 allows us to look in a little more detail at the excluded students and their schools.28 It is clear that, as with the national pattern, in Birmingham most permanent exclusions are from secondary schools and involve boys (57 of the 62 exclusions from primaries and 183 of the 214 secondary exclusions). However, when comparing pupils of the same gender and in similar schools, it is apparent that the overrepresentation of certain minorities is not restricted to boys alone. The over-representation of African Caribbean and mixed race students is present in both primary and secondary schools, and is common to both sexes. The relatively small number of children involved, especially in primary schools, means that more detailed analysis is difficult. Nevertheless, the general patterns are clear and worrying. A similar pattern emerges in Table 6 in relation to fixed term exclusions. These temporary exclusions (sometimes also called ‘suspensions’) are more numerous than permanent exclusions but the same patterns of ethnic inequality are evident. African Caribbean and mixed race students account for disproportionately high numbers of fixed term exclusions: 21.3% and 13.6% respectively. Once again, this is true for both sexes and in both primary and secondary schools. African Caribbean and mixed race students are also over-represented in shorter (fixed term) exclusions. The pattern is repeated for both sexes in primary and secondary schools. The over-representation of African Caribbean and mixed race students is common to boys and girls in both primary and secondary schools. Table 6: Fixed Term Exclusions by Ethnic Origin and Gender in Primary, Seconary and Special Schools, Birmingham 1999/2000 Primary Girls Boys African Caribbean Bangladeshi Indian Mixed Race Pakistani White Other N= Secondary Girls Boys 15.4% 18.5% 30.2 0.0% 1.3% 1.5% 0.0% 3.1% 2.9% 12.8% 17.6% 12.7% 1.3% 7.0% 6.4% 67.9% 51.5% 45.0% 2.6% 1.0% 1.3% 78 874 907 20.4% 3.3% 2.6% 12.2% 13.2% 46.2% 2.2% 2693 Special Girls Boys 5.0% 0.0% 0.0% 15.0% 10.0% 65.0% 5.0% 20 8.4% 1.6% 0.0% 20.4% 14.1% 53.9% 1.6% 191 All Fixed Term Percentage of the School Population 21.3% 2.4% 2.6% 13.6% 10.6% 47.7% 1.8% 4763 6.9% 3.8% 6.5% 4.3% 17.9% 56.5% 4.1% Note: because of rounding, percentages may not always equal 100 20 Race Equality and Education in Birmingham Beyond the Numbers In this section we have reviewed available data in relation to some of the most pressing questions for education in an ethnically diverse society. The picture is mixed. In some cases there is great cause for optimism. Standards of attainment for 16 years olds in the city have risen consistently since the late 1980s and in recent years Birmingham has been improving faster than the national average - a remarkable achievement in view of the social disadvantage faced by many residents. However, patterns of success and year-on-year improvement are not shared equally between different groups. Girls in each ethnic group are moving further ahead of their male peers. This is specially pronounced in the case of Bangladeshi and African Caribbean children. Indian students, of both sexes, are the most likely to attain five or more higher grade GCSEs while African Caribbean students (of both sexes) are the least successful by this measure. In some cases these inequalities are worsening. rate; for dual heritage children the overrepresentation is considerably higher and seems to be worsening. The statistical picture, therefore, raises a number of concerns. Numbers alone can often reveal (or confirm) the existence of a problem, but they rarely explain its source or suggest ways forward. In the following sections, we try to shed light on some of the processes by looking at a range of more qualitative information, drawn from interviews, discussions and an analysis of recent policies. Measures of children’s skills when they enter compulsory schooling give some cause for optimism. For example, Black students generally score well in their baseline assessments (when aged 5). However, once again, the long term analysis gives some cause for concern. First, it appears that white children have over-taken their African Caribbean classmates in recent baseline assessments. Second, any advantage enjoyed in the first years of school seems to disappear quite quickly for Black students, whose relative performance in English and maths declines markedly as they move through the education system. These findings suggest that children from different ethnic groups are not sharing equally in the benefits of school. Further cause for alarm lies in the statistics on exclusions from school: an issue that has long been a priority for Black communities (both nationally and locally). Despite a fall in the overall numbers of students who are excluded, it remains the case that certain groups are much more likely to suffer this sanction. In particular, African Caribbean students are excluded at more than twice the anticipated 21 Race Equality and Education in Birmingham Notes to FACTS and FIGURES 1 Modood, T., Berthoud, R., Lakey, J., Nazroo, J., Smith, P., Virdee, S. and Beishon, S. (1997) Ethnic Minorities in Britain: Diversity and Disadvantage. London, Policy Studies Institute. See page 91. 2 See Power, S., Warren, S., Gillborn, D., Clark, A., Thomas, S. and Coate, K. (2002) Education in Deprived Areas: Outcomes, inputs and processes. Perspectives on Education Policy no. 12, London, Institute of Education University of London. 3 See table 1 in DfES (2001) GCSE/GNVQ and GCE A/AS/VCE/Advanced GNVQ results for Young People in England, 2000/01 (provisional statistics) SFR 45-2001. London, DfES. 4 See, for example, the Report of the Chief Education Officer (14 September 1993), Birmingham City Council. Also, the recent report by the Office for Standards in Education: Ofsted (2002) Inspection Birmingham Education Authority, London, Ofsted. 5 Birmingham LEA (1993) Report of the Chief Education Officer (14 September), Birmingham City Council, p. 1. 6 Birmingham LEA (1993) Report of the Chief Education Officer (14 September), Birmingham City Council, p. 9. 7 Arnot, M., Gray, J., James, M., Rudduck, J. with Duveen, G. (1998) Recent Research on Gender and Educational Performance. London, The Stationery Office. 8 Ofsted (2002) Inspection of Birmingham Local Education Authority. London, Ofsted. 9 This finding emerged most strongly from a review of previously unpublished data from 118 English LEAs (Gillborn, D. and Mirza, H.S. (2000) Educational Inequality: Mapping ‘race’, class and gender. London, Ofsted). Similar patterns had already been identified in a sample of London boroughs (Richardson, R. and Wood, A. (1999) Inclusive Schools, Inclusive Society: Race and Identity on the Agenda. Stoke-on-Trent, Trentham). 10 In effect, the changes to the test mean that we cannot compare children taking the tests in different years, but we can compare the results for different ethnic groups taking the same test in any single year. 11 Sammons, P., Sylva, K. and Mujtaba, T. (1999) What do baseline assessment schemes measure? A comparison of the QCA and Signposts schemes. London, Institute of Education University of London. 12 As Sammons and her co-authors note, ‘The issues are complex and much further research and discussion are required’ (Sammons et al, (1999) What do baseline assessment schemes measure? A comparison of the QCA and Signposts schemes. London, Institute of Education University of London, p. 51). 13 Gillborn, D. and Mirza, H.S. (2000) Educational Inequality: Mapping ‘race’, class and gender. London, Ofsted, see pages 13-15. 14 Birmingham City Council (2001) Report of the Chief Education Officer. November. Birmingham City Council, p. 4. 15 Gillborn, D. and Mirza, H.S. (2000) Educational Inequality: Mapping ‘race’, class and gender. London, Ofsted, see pages 15 -17. For an indication of how this finding has influenced public debate see the Times Educational Supplement (2003) ‘Race chief slates schools’, 24 January, p. 1. 16 In these data the baseline scores represent the proportion of children scoring 11 or above. The KS1 results are those achieving level 2 or above; KS2 are those achieving level 4 or above; KS3 shows those attaining level 5 or above. The final figure (KS4) is the proportion attaining five or more higher grade GCSEs. In each case the distance above/below the horizontal access represents how this compares with the LEA average. 22 Race Equality and Education in Birmingham 17 That is, a score of 11 or more in their baseline assessments; level 2 or better at Key Stage 1; level 4 or better at Key Stage 2; level 5 or higher at Key Stage 3; and a higher grade pass (A*-C) in GCSE or its equivalent at age 16. 18 Drew, D. and Gray, J. (1991) The BlackWhite gap in examination results: a statistical critique of a decade’s research, New Community, 17(2): 159-72. 19 See, for example, Majors, R. (Ed.)(2001) Educating Our Black Children: New Directions and Radical Approaches. London, RoutledgeFalmer. 20 See Gillborn, D. and Youdell, D. (2000) Rationing Education: Policy, Practice, Reform and Equity. Buckingham, Open University Press; Qualifications and Curriculum Authority (2000) Pupil Grouping and its Relationship with Gender, Ethnicity and Social Class: A Summary of the Research Literature. London, QCA. 21 See, for example, Gillborn, D. and Gipps, C. (1996) Recent Research on the Achievements of Ethnic Minority Pupils. London, HMSO. 22 See Social Exclusion Unit (1998) Truancy and School Exclusion Report by the Social Exclusion Unit. Cm 3957. London, SEU. 23 Nationally, robust statistics have not been gathered for a long enough period to allow a detailed analysis of the consequences of fixed term exclusions. 25 See Bourne, J., Bridges, L. and Searle, C. (1994) Outcast England: How Schools Exclude Black Children. London, Institute of Race Relations. Also, Gillborn, D. and Gipps, C. (1996) Recent Research on the Achievements of Ethnic Minority Pupils. Report for the Office for Standards in Education. London, HMSO; and Wright, C., Weekes, D. and McGlaughlin (2000) ‘Race’, Class and Gender in Exclusion from School. London, Falmer. 26 Department for Education and Skills (2001) Permanent Exclusions from Schools, England 1999/2000 (final). SFR 32/2001. London, DfES. 27 The term ‘mixed race’ is increasingly recognised in official statistics. A ‘mixed’ category was added to the 2001 census and is required in all educational statistics under the terms of the Race Relations (Amendment) Act 2000. However, this ‘mixed’ label has been criticised for echoing the discredited language of racial purity. In fact, there is no biological basis for the belief in separate ‘races’ at all. See Rassool, N. (2002) Deconstructing ‘standards’ in education, British Journal of Sociology of Education, 23(1): 135-140. As a result of these concerns some observers prefer the term ‘dual heritage’. 28 We have chosen to focus on the middle of the three year span of data because this begins to take account of changes in exclusion levels but also, at the time of writing, offers the most detailed level of statistical data. 24 Department for Education and Skills (2001) New measures will tackle violent pupils and parents and help promote good behaviour: Estelle Morris, Press Notice 2001/0300, London, DfES. 23 Parents’ relationship with the education service can be characterised as one of ‘high investment – low trust’. The Views of Key Stakeholders Race Equality and Education in Birmingham THE VIEWS OF THE STAKEHOLDERS From the earliest stages of this project we wanted to ensure that there was a place for the voices of key stakeholders in education. Although there is a great deal of educational research published each year, relatively little includes the direct experiences and voices of the people for whom the quality of education is of most importance, i.e. school students and their parents/carers.1 Because of the limitations of space, however, it is not possible to deal with each group separately. Rather, we have chosen to focus on the key findings to emerge from across the different groups. A continual problem for research that engages with multiple viewpoints is the claim that people’s perceptions are ‘subjective’. This is often equated with a sense that the arguments are not trustworthy, and that further ‘hard’ evidence is needed before action can be taken. Undoubtedly, some education professionals (especially headteachers and teachers) would disagree with how they are perceived by others, but that is not the central issue. The question is not whether one side is right and the other is wrong; the most important question is that if minority ethnic parents and/or pupils perceive the system to be at best disinterested, and at worse actively discriminatory, then what are the schools and the LEA going to do to improve the situation? The timescale and resources for conducting this research means that it was not possible to access a statistically representative sample of parents and students. Nevertheless, the experiences and perceptions recorded below are far from unique: in many ways they echo and develop viewpoints that have also been expressed in previous research.2 In this context it worth reminding ourselves of the formal definition of a racist incident that has been adopted in response to the Stephen Lawrence Inquiry: ‘A racist incident is any incident which is perceived to be racist by the victim or any other person.’ 3 The viewpoints expressed by key stakeholders can make uncomfortable reading but they are a vital part of any process by which greater equality and inclusion are to be achieved. This is a process to which the city has already committed itself: Birmingham Education Service has a vision of Birmingham as a learning city – a city which celebrates its many cultures, languages, faiths and races; a city of peace and prosperity and a city which secures and encourages opportunities for lifelong learning through which children and adults can achieve their highest potential and become active participants in the economic, social, political and social life that Birmingham has to offer (Birmingham Service Strategy 2001/2002, p.1). There are two important points to be made regarding the views of parents and students reported in this section of the report. First, there is a great deal of congruence of educational values and objectives between parents and students on one hand, and the education service on the other hand (as captured in the Education Service Strategy quote above). Second, however, the daily experience of parents and students is at odds with this apparent common ground. PARENTS’ VOICES Parents want their children to succeed within mainstream schools. ‘If a school is a vehicle to help your child go onto education, that seems to be the main issue; whether they’re achieving in terms of awards and the grades that they pass.’ (African Caribbean mother) 25 Race Equality and Education in Birmingham In our meetings with parents there was no strong or consistent argument for any ‘special’ or preferential provision. The aspirations expressed by the parents were generally quite straightforward : ‘Go to school to learn’ (Pakistani mother). However, education was seen to play a particular role in challenging racial discrimination and social exclusion in society. The whole life of the school, not just the academic environment, has a role to play in challenging stereotypes and in offering more positive life-chances: Parents did not appear to experience in any consistent manner the achievement strategies set out in the authority’s Strategic Framework, and more recently by Ofsted.4 This raises questions about how consistently these achievement strategies are deployed across Birmingham schools, the quality of the relationship between schools and parents from minority ethnic communities, and the relationship between these strategies and any measurable improvement in students’ performance. Although teachers were often very positive about individual children’s progress, all parents had experienced a culture of low expectations: ‘And it’s also quite good in terms of, that the child can see that it is an activity not just for one class of people; so they [the children] know that if they wanted to ski, it’s not just “I’m not white” – “I can do it”, not just because of my colour’ (African Caribbean mother commenting on the role of school trips and extra-curricular activities). ‘I know my child and they’ve got the ability to achieve more, but there tends to be a certain [low] expectation from teachers.’ (African Caribbean mother) ‘They [refugee children] are seen as children from war affected areas, that stigmatises them, keeps them low.’ (Refugee mother). Parents’ view of schools The minority ethnic parents in our study expressed the strong view that for most of them there was no realistic choice of alternative forms of education. Consequently they depended on the mainstream system to provide an adequate service and they believed that the LEA and schools had a moral responsibility to provide such a service. Unfortunately, they did not think that schools had the capacity to meet this obligation. In general terms, parents’ relationship with the education service appears to be one of high investment (they support schools and view their children’s success as vitally important) but low trust (they are fearful that schools are unable or unwilling to deliver on their promises of equal opportunities). ‘It’s the attitude of some of the teachers. Bright children get bored of the curriculum or syllabus, and if they are not keep occupied, or the materials are not interesting, they tend to be mischievous. And then the attitude of the teachers is that they are trouble-makers’ (Pakistani father). These are disturbing experiences. They suggest that parents’ high expectations (of their children and their schools) are being frustrated. Parents complained that teachers have expectations of their children which under-estimate their academic potential but exaggerate a potential for causing trouble. Parents’ relationship with the education service can be characterised as one of ‘high investment – low trust’. On the basis of this the education service does not seem to be meeting its objective of providing an appropriately challenging curriculum.5 In the eyes of parents, this culture of low expectations was related to a wider problem of teachers having the tendency to stereotype minority ethnic children and parents: 26 Race Equality and Education in Birmingham ‘It’s a self-fulfilling prophecy. If you keep telling a child “you are not performing, you are not achieving”, he is bound to say “OK. If I’m not doing well, and nobody is helping me to do it, then why should I bother?”. So many children who have the potential to out-perform are being failed by the system’ (Pakistani father) ‘I think [white teachers] have got an expectation of who you are, how you will act, and what you will say’ (African Caribbean mother).6 Dealing with racism and stereotyping It is important to recognise that the parents with whom we spoke were not asking for any form of preferential, or special treatment: they simply wanted their children to be dealt with fairly. Parents made a clear distinction between schools that were well organised, had high expectations of all children and work-focused, and those that dealt with children, parents and communities in racist and stereotypical ways. Minority ethnic parents are not asking for preferential treatment: they are asking for fair treatment. Many parents did not feel that schools dealt with racism appropriately: ‘Racism is something that teachers are shoving under the carpet and they don’t deal with it’ (Pakistani mother). Following, is an example of the difficulty schools may have with dealing with racism: A PAKISTANI MOTHER’S STORY Her son was facing a great deal of racism at his mainly-white secondary school. The mother and father wrote a letter regarding this to the Chair of Governors, because: ‘If we thought the school was dealing with the problem we wouldn’t have approached the governors in the first place’. The Chair of Governors wrote back saying the parents should take the matter up with the Headteacher instead. The situation for the boy became even more serious after the events of 11 September 2001. The boys’ frustration with the lack of a positive response from the school led him to become increasingly aggressive in his own defence. The school’s response to this was to issue an ‘unofficial’ exclusion. Since the boy was about to sit his GCSEs the parents did not have the option of withdrawing him from the school. Instead they had to challenge the school’s actions. This scenario was one readily recognised by the parents we spoke with and resonates with the community submissions made to the Birmingham Stephen Lawrence Inquiry Commission, which noted the lack of confidence and resolution by public bodies in Birmingham to deal with issues of racial inequality and discrimination. It is also out of step with the LEA’s racial harassment and September 11 guidelines. 7 Parents are concerned that racism is not being challenged in schools. In some cases this can lead to worsening problems and a situation where both parents and students see the school as taking the side of white racist pupils. 27 Race Equality and Education in Birmingham Low expectations, racial stereotyping and a reluctance to deal adequately with incidents of racism are historic and recurring features of minority ethnic communities’ experience of education in the UK. An additional recurring problem faced by the Bangladeshi community is that of divided families, an issue raised forcefully by the Bangladeshi parents we spoke to, captured by the case below: DIVIDED FAMILIES The school noticed that the 12 year old Bangladeshi girl was having difficulty attending to her work and socialising with other students. Her father was asked to come in and talk with the Headteacher about the school’s concerns. He explained that her mother was prevented by the immigration authorities from coming to the UK, and that this was causing his daughter to be extremely upset and unsettled. Although the teachers were sympathetic, they did not appear to know what to do to support the girl. The father did not feel that the school adequately understood the problem facing his daughter nor that they backed up their kind words with practical help. Parents are frustrated and angry at what they see as a distant and unresponsive system. Birmingham’s long history of ethnic diversity is not mirrored in schools’ lack of awareness of the problems faced by many communities. Parents felt very distant from the processes and structures of influence, such as school governors.9 Their principal experience of the education service was with their children’s schools. Given that schools carry the main responsibility for the achievement strategy, and partnerships with parents is claimed to be an important part of this strategy, it is disturbing that these parents felt they had very little influence on the process. This is even more disturbing since these parents were very confident and articulate. It is a matter of concern that even articulate and confident parents feel distant from the structures of influence in education. This is especially worrying in view of the emphasis on ‘partnership’ in the policy texts. Many of the parents we met have personal experience of schools providing an inadequate and inappropriate service that does not appear The issue of ‘divided families’ is a barrier 8 to tackle the endemic underachievement of encountered by many South Asian families. The parents were very aware of the limitations placed some minority ethnic groups. In their view, the system has failed to respond appropriately for a on schools in dealing with this situation. A key aspect of this problem, as with low expectations long time. They feel that the LEA and schools do not express an appropriate sense of urgency and dealing with racism, is that this is a long concerning the historic underachievement of term, recurring issue that has been in the public their children. domain for many years. Also, Birmingham schools have a great deal of experience of Mentoring is an important strategy within the working with the city’s diverse communities and Excellence in Cities initiative, which, in turn, is many parents’ expectations of support were one of the principal means by which the simply not being met. It would appear that many authority is seeking to raise the achievements Birmingham schools do not have an appropriate of minority ethnic students.10 In general, parents understanding of the historic and recurring were supportive of this means of helping their obstacles to achievement and access experienced children achieve. However, concerns were raised by different communities. Greater awareness of about the role of school-based mentors: these issues, and the development of practical support strategies, is urgently required. 28 Race Equality and Education in Birmingham ‘I would probably have a problem if the mentor was actually going to be a teacher, or somebody who actually works in the school. If you view the problem as being with the schools and the teachers, then how can the teacher solve the problem’ (African Caribbean father). This is an important viewpoint. It is often assumed by policy-makers that mentoring is an approach that helps encourage students to take school seriously and ‘knuckle down’ (as if the ‘problem’ lay with the child). In the eyes of parents, however, mentoring is most useful where it offers a fresh perspective, separate from the school (identifying a problem in schools’ actions) extensive individual and community investment in supplementary forms of education can be viewed as a measure of the failure of the mainstream education service. African Caribbean parents were very sympathetic to the view that the only solution was to set up their own separate education system. Minority ethnic parents invest a good deal (of time and money) in additional resources to support their children’s learning: this is seen individually, through the use of private tutors, and communally, through the provision of supplementary schools. Birmingham education strategy documents present supplementary schools as part of a joint educational project. But for many parents, especially those of African Caribbean ethnic heritage, the supplementary school system is a sign of the failure of mainstream education and their communities’ unwillingness to accept that failure. Parents express support for mentoring programmes, especially where the mentor is seen as operating outside the low expectations and stereotypes that can characterise teachers’ views. Community-based schooling Parents looked to their own community-based organisations to mediate between them, their children and schools because of the low level of trust won by the mainstream system. African Caribbean and Refugee parents, in particular, felt that they had to compensate for the failings of the education service. This was done individually, through private tuition, and communally through the extensive network of supplementary schools across the city.11 In this way African Caribbean parents, especially, appeared to be subsidising Birmingham education service through their personal and collective investment in private tuition and supplementary schools. It was pointed out by the African Caribbean parents that the supplementary school system was initiated by their communities in the 1960s because of the way the education service was failing their children. It appeared to them that while there were improvements, these were not nearly enough to redress the disadvantage faced by their children and their communities. Within the Birmingham strategic framework, supplementary schools are seen as ‘partners’ in a common educational project.12 Alternatively, the Parents accepted the need for individual and communal responsibility to support their children’s learning. However, Bangladeshi, Pakistani and Refugee parents made the point that as communities they experienced relatively high levels of poverty. They also recognised that despite the willingness of parents and communities to support their children’s learning, they did not always possess the necessary skills or proficiency in English to realise this desire. They therefore felt that the LEA had a responsibility to support communities to meet this obligation. Improvement Strategies Arising from our conversations with parents, it is worth identifying some of the clearest messages that emerged concerning how Birmingham could improve the service it offers. There needs to be a more rigorous and effective co-ordination between anti-poverty and education strategies: Parents were clear about the links between economic deprivation and educational opportunities. 29 Race Equality and Education in Birmingham families and communities had to support their children’s education, they felt that they currently carried too much of the burden. Education strategies need to be based upon a rigorous needs assessment of the obstacles to achievement and participation faced by minority ethnic communities. At present parents feel that race equality concerns appear to be ‘added-on’ as something of an after-thought. ‘Another barrier is the high unemployment percentage amongst refugees. I remember one child whose father was encouraging him to study. He was unemployed, he was a PhD holder. [The child] said “why bother, you have a PhD and you are not working, why bother?”’ (Refugee community worker). Recruitment policies in schools need to better reflect the population profiles of the city: This When many members of minority ethnic communities suffer high levels of economic disadvantage, and in the case of refugees are often denied access to employment, it can be difficult to motivate young people to invest in education. In these circumstances students can come to question whether there are any real returns on the investment in terms of improved access to employment and higher education. This was expressed in terms of the need for education strategies to be placed within the context of building community capacity. Economic deprivation has real consequences for children’s access to education. The Refugee parents told us of a Somali mother who could not afford to pay for the bus passes for her four daughters at secondary school, so she bought two passes, and two of the girls effectively dropped out of school. Pakistani, Refugee and Bangladeshi parents felt that school-based achievement strategies needed to be accompanied by an energetic effort to support families and communities to develop the necessary skills and knowledge that would enable them to provide an appropriate support for their children’s education. This was seen as an effective way of connecting the raising of aspirations with positive learning identities among young people. was seen as a necessary requirement to improve student behaviour and motivation. Teachers drawn from students’ own communities were regarded as having a better understanding of the young people and could avoid the cultural dissonance and low expectation that often occurred. As well as a concerted effort to recruit more minority ethnic governors, governing bodies need to be much more responsive to parents’ concerns and aspirations. Governing bodies need to act as advocates on behalf of parents and, where necessary, challenge the professional practice of teachers. African Caribbean parents, in particular, wanted a more culturally relevant and sensitive curriculum: There was a strong feeling expressed by the African Caribbean parents that the official curriculum excluded the African and Arab contribution to Western knowledge. A positive understanding of Black history and knowledge was seen as an important element in unravelling the historical legacy of slavery and racism.13 Professional identities and professional knowledge needs to be organised around a deep and proper understanding of the recurring obstacles to achievement and participation: There was a strong feeling amongst the parents that education professionals displaced the problem of underachievement onto minority ethnic communities. While parents believed that 30 Race Equality and Education in Birmingham STUDENTS’ VOICES Aspirations We spoke with a wide variety of students, of different ages and ethnic backgrounds, but there was a striking similarity in what they want from education: Good qualifications College/university access and/or good jobs/careers All the students were very clear about the investments they need to make to achieve these aspirations. They recognised that hard work was necessary but they were also clear about the forms teaching and schooling that would help them. We begin this section by reflecting on the things that students value about their schools. Despite the diversity of student Positive Teaching The quality of the relationship between student and teacher was identified by all of the students as critical to developing a positive learning identity. The students from all schools, whether they were achieving well or not, were consistent in outlining the central elements of a positive learning relationship. Respectful relations between teacher and student are the cornerstone to positive relations with school and the learning process itself. Treating students with respect was a universally admired characteristic. Respectful interactions are not always easy to describe, for example, some students spoke of being treated ‘like an adult’. Respect involves giving value to students’ own perspectives by listening to them without quickly resorting to disciplinary measures: backgrounds, there is agreement on the importance of educational success as a possible gateway to further and higher education and/or the job market. ‘[Bad teachers] don’t treat you like adults, they treat you like children.’ (High achieving Pakistani girl) Being Valued Being valued by the school was an important feature of students’ relations with their schools. While this was demonstrated by teachers’ own practices (see below) students also felt that positive relations with schools were made possible by visible investments in their opportunities to achieve. For example, investment in learning resources was highly valued by students as demonstrating a clear commitment by the school towards student achievement. The higher achieving students identified guidance on educational pathways, revision classes and learning support as prime examples of this investment. ‘At risk’ students14 tended to emphasise pastoral support. While students could be very critical of the quality or dated nature of some resources, this indicates their desire to learn and achieve. Students felt that positive relations with schools were made possible by visible investments in the students, as evidenced by things like additional classes, high quality resources and pastoral support. ‘They listen to you and let you talk.’ (High achieving Bangladeshi boy) The lack of respect demonstrated by some teachers is regarded as unfair and an abuse of their authority: ‘If something’s happened, when you know its not your fault, and the teacher’s saying it was, you raise your voice because of what happened. They say you must treat the teacher with courtesy and respect, but if the teacher can’t do that to you, what’s the point of having the rules?’ (‘At Risk’ African Caribbean boy). There was a strong feeling expressed by the students that they often experience a lack of balance in the way respect is distributed in their schools, with students having to carry the burden of respect. This feeling of injustice can lead students to question the authority of teachers. 31 Race Equality and Education in Birmingham ‘[The teachers] talk to you as if you’re nobody. And it gets you angry and aggressive’ (‘At Risk’ White boy) ‘[Teachers] who listen to you, you give them more respect, and do more work.’ (High achieving African Caribbean boy) Students feel that this can be unfairly interpreted as simply being insolent.15 An alternative interpretation would be to regard these behaviours as triggers for examining the quality of the learning relationships. For the ‘at risk’ students, this questioning of teachers’ authority results in disrupted learning experiences due to exclusion from class or school. For vulnerable young people it appears that being treated as a ‘nobody’ leads to a spiral of decline in relations with school and learning. Some students will respond to respectful teachers even when they regard the lesson itself as boring: ‘I might actually like the lesson on the whole, but if that lesson is boring, I still won’t mess about, but I might like, not do as much work as I’m supposed to. I won’t mess about because the teacher’s all right.’ (High achieving Bangladeshi boy) Being treated as ‘an adult’ was highly prized by students regardless of their level of attainment. Students see respect as a two-way process. Teachers who quickly resort to disciplinary sanctions, or fail to engage with the students’ perspectives, are sometimes seen as unworthy of respect. Additionally, some ‘high achieving’ students were prepared to ‘put up’ with potentially demotivating factors if they saw a direct link between a subject and their career aspirations. ‘I’m doing Graphics (GCSE), and there’s only two girls in class. And we’re doing this project at the moment. I don’t really want to do anything in there, but I’m doing it because I want to do Interior Design.’ (High achieving African Caribbean girl) Lack of respect from teachers does not necessarily lead to disruptive behaviour, but may lead to dis-investment in the learning experience: ‘The ones [teachers] who don’t respect you, you don’t do the work.’ (High achieving Pakistani girl) ‘More likely to misbehave if teacher does not show respect – might work a bit slower.’ (High achieving African Caribbean boy). The teacher is work- and student-focused One of the qualities of a teacher who shows respect is that they are work-focused. Students therefore appreciate teachers who are well organised, interested in their subject and push their students to achieve. These teachers appear to be willing to support their students to do well and not just teach the subject: ‘Teachers give up their own time to give you extra support.’ (High achieving Pakistani girl) It is worth pointing out that these statements were made by ‘high achieving’ students. Even these successful students are affected by the unequal distribution of respect in their schools and say they respond by partially withdrawing their investment in the learning experience. Students did not feel that there were many teachers in their schools that showed real respect for them. However, it was clear that they will invest in teachers who develop respectful relations with them: ‘More than a teacher really, more like a mentor, someone who can come and help if you’ve got problems.’ (‘At Risk’ Sikh boy) ‘Help you out with your problems.’ (High achieving Pakistani girl). 32 Race Equality and Education in Birmingham ‘At risk’ students are concerned that some teachers neglect them: ‘ You work harder because you think you disappoint your Mom and Dad if you don’t work up to their standards.’ (High achieving African Caribbean boy) ‘The bad teachers are helping you, pushing you, but they’re not actually showing you they’re on your side. People just start thinking “forget it”.’ (‘At Risk’ Sikh boy) ‘The teacher in History, straight to your work, straight in to start work. But in Maths, you just keep on, keep on, keep on, just going round the bush, not starting the lesson. Like, when people just messing around [the teacher] just leaves them to do what they want and just teaches the ones he wants to teach.’ (‘At Risk’ African Caribbean boy) ‘That’s what your whole family wants [to do well]. Not only yourself, your brothers and sisters want you to go to college, want you to do well.’ (High achieving Pakistani girl) Students’ success is made possible by family investment in their children’s achievement, both in terms of motivation and materially in terms of resources. Achievement can also be motivated by personal and family desires to improve their own situation: ‘My Mom wants me to do well, so she’s pushing. I want to do as well as her because she was talking about how she was struggling to get her nursing degree, and all this business, and now she’s doing her counselling diploma. So I’m like I want to live up to her standards. So, using help from school, but she’s there as well.’ (High achieving African Caribbean girl) It is clear, therefore, that teachers can establish positive relations whatever their subject specialism and regardless of the students’ age, ethnic background, or level of attainment. The key factor is whether the teacher can earn students’ respect.16 Teachers are highly regarded who show genuine interest in their subject matter and all their students. Unfortunately, many students report teachers whose interests do not extend equally to all their students. ‘Because you want to get out of this environment and do something big.’ (High achieving Pakistani girl) ‘I want to show [white society] that some of us can do that, we are achievers and everything.’ (High achieving Pakistani girl) Families and Mentors Although many students reported good relationships with one or more teachers, they did not generally see schools as the single most important factor in helping them learn and achieve in a sustained fashion. ‘In a way the school, but really parents.’ (High achieving African Caribbean boy) For the students identified as being ‘at risk’ the independent mentoring projects are among the most important places where they find these values of support in operation. Participation in the projects has a real impact on these students: The students saw families as critically important in supporting their achievement and participation: ‘I wouldn’t have got this far really, if you think about it, because they gave you advice. And if you don’t have that advice you can’t get to where you need to go’ (‘At Risk’ Pakistani boy). 33 Race Equality and Education in Birmingham The mentoring projects, and to some extent Learning Support Teachers, provide opportunities for these vulnerable students to be listened to in a way they seldom experience elsewhere in their school life. 17 Many students see their families as the most important source of motivation and advice. For some ‘at risk’ students, learning mentors can play a similar role. The difference between ‘at risk’ and ‘high achieving’ students The difference between the ‘at risk’ and ‘high achieving’ students is simple. The ‘high achieving’ students appear to come into school believing that there are real pay-offs to investments in their own learning. Their negative experiences of school will not usually deter them from this objective. Their belief in the positive potential of education is reinforced, firstly by their families, and secondly by the schools. For the ‘at risk’ students, however, any pay-off to investment is never self-evident. Their negative experiences of schools can be enough to knock them off-track. These young people are convinced that there are realisable pay-offs to renewed investments in the context of mentoring schemes, which appear to make the difference for them. The difference in initial perception of the value of investment is speculative. But if we consider that many African Caribbean children enter Birmingham schools performing as well, if not better, than their peers, but by the beginning of secondary school are already under-perfuming, the experience of education that produces this phenomena may be enough to explain the different perceptions of realistic pay-offs to investment. Notes to The Views of Key Stakeholders 1 We have also spoken with groups of education professionals, including teachers, headteachers and LEA officers: their views have informed parts of the subsequent section (which addresses policy and practice in Birmingham). 34 2 See, for example, Birmingham City Council (2001) Challenges for the Future: Race Equality in Birmingham. Report of the Birmingham Stephen Lawrence Inquiry Commission. Birmingham, Birmingham City Council. 3 Home Office (2000) Code of Practice on Reporting and Recording Racist Incidents in Response to Recommendation 15 of the Stephen Lawrence Inquiry Report. London, Home Office. 4 For the purposes of this report ‘Strategic Framework’ refers to a series of related policy documents that set out the scope and nature of race equality in the education service. The Strategic Framework incorporates the following documents – Education Service Strategy, Education Development Plan, the Equality Action Plan, and ‘Success for Everyone’. The Strategic Framework is examined in detail in the next section of this report. 5 School-based processes, particularly ‘teaching and learning’, are identified by the Strategic Framework as central to raising the achievement of minority ethnic students. Hence the commitment to the education service providing an appropriately challenging curriculum. 6 Very similar points were raised by the Conference for African Caribbean Parents in 1998 (BASS 1998). One of the key points raised at this conference was that ‘Education is highly valued within the African Caribbean community, but many African Caribbean parents feel excluded from school’. This experience of exclusion and stereotyping was a key message identified in the Birmingham Stephen Lawrence Inquiry Commission where it stated that ‘There were some recurrent themes in the community submissions, particularly, the under performance of some minority ethnic pupils, the disproportionate impact of school exclusions, the issue of racism in the education system and teacher expectations Race Equality and Education in Birmingham of and assumptions about minority ethnic pupils’ (Birmingham City Council (2001) Challenges for the Future – Race Equality in Birmingham. Report of the Birmingham Stephen Lawrence Inquiry Commission. Birmingham, Birmingham City Council. Page 17, paragraph 4.3). 7 Birmingham City Council (2001) Challenges for the Future – Race Equality in Birmingham. Report of the Birmingham Stephen Lawrence Inquiry Commission. Birmingham, Birmingham city Council. Birmingham LEA (2001) Guidelines for Reporting, Recording and Monitoring Racial Incidents. Birmingham, Birmingham City Council. 8 See Bhatti, G. (1999) Asian Children at Home and at School: An Ethnographic Study. London, Routledge. 9 See, for example, Bhatti (1999) above. For critical work on parental and community relations in education that does take seriously ethnic diversity, see Vincent C. (1996) Parents and Teacher: Power and Participation. London, Falmer Press; Vincent, C. (2000) Including Parents? Education, citizenship and parental agency. Buckingham, Open University Press. 10 For further details on Excellence in Cities (EiC) see the section on policy and practice later in this report. 11 The Education Service currently provides grant aid for 112 community supplementary schools, predominantly for the African Caribbean, Bangladeshi, Pakistani and Indian communities. See Birmingham LEA (2002) Education Service Grants to Voluntary Organisations – Supplementary Schools 2002/2003 Financial Year, Education Equalities. Birmingham, Birmingham City Council. Of course there are many more supplementary schools funded by community organisations and other funding opportunities. 12 Community-based organisations such as Afiwi and Ishango are employed by the Education Service as service deliverers. 13 See Birmingham City Council Education and Arts Overview and Scrutiny Committee Report to Council (2002) ‘The extent to which services do and are able to respond to the educational needs of children and young people of diverse cultural, religious and community groups within the city. The extent to which attainment and school improvement is, and can be, influenced by the support of cultural and religious groups in the city. Community expectations and perceptions.’ July 2002. Birmingham, Birmingham City Council. 14 The notion of ‘at risk’ students has become increasingly common over the last ten years. Originally used in North America, in the UK the term has become synonymous with children who are in a range of challenging or difficult circumstances, which render them ‘at risk’ of educational failure and/or exclusion. 15 These perceptions mirror the experiences reported at the LEA’s Conferences for African Caribbean Young People in 1998, see Birmingham LEA (1998) The Way Forward: Raising African Achievement in Schools Conferences Reports. Birmingham, BASS; see page 4. See also, Office for Standards in Education (2001) Improving Attendance and Behaviour in Secondary Schools. London: The Stationery Office. 16 Students’ focus on relationships with teachers fits well with the LEA’s emphasis on teaching and learning as the key area for raising achievement. 17 See Warren, S. (2001) Stories of Success Reducing Exclusions of African and AfricanCaribbean pupils from School in Islington. London: Education Policy Research Unit, Institute of Education. 35 It is unclear how a clear focus on race equality is maintained when Birmingham’s achievement strategy is dispersed across such a wide range of initiatives. MAking Changes: Planning, Policy and Practice Race Equality and Education in Birmingham Making Changes: Planning, Policy and Practice In this section we examine some of the ways in which the Education Department has addressed race equality in Birmingham. In particular, we analyse the conscious goals and strategies that have been adopted (what we call, ‘the intended strategy’) and compare these to the actual ways of working and effects that emerge in practice (‘the realised strategy’). As we will see, the two do not always correspond. The development of a Strategic Race Equality Strategy is directly informed by the findings of the Stephen Lawrence Inquiry1 and the positive duties placed upon public bodies by the Race Relations (Amendment) Act 2000. The Birmingham Strategic Race Equality Strategy is comprised of three key strategic documents: The Education Service Strategy (ESS), the Equality Action Plan (EAP), and the Education Development Plan (EDP). 2 In analysing the effects of the many policies adopted by the Education Department, it is useful to draw a distinction between the intended strategy (i.e. what the polices are meant to achieve) and the realised strategy (what actually happens in practice). These documents have been produced in different ways and for different purposes. However, it is possible to distil the most important points in order to identify the key objectives of the Strategic Framework: Key Objectives of Strategic Framework THE INTENDED STRATEGY STRATEGIC FRAMEWORK The LEA has responsibility for developing a strategic framework setting out the objectives and strategies for raising achievement. Primary commitment to ‘closing the attainment gap’ (EDP); Excellence in Cities (EiC) acts as the main vehicle for raising attainment and closing the attainment gap (ESS); 3 Teaching and Learning in the mainstream classroom identified as the key to raising achievement, based on a plural definition of intelligence (EDP, ESS); Figure 10: Strategic Race Equality Framework Identifying, supporting and sharing ‘good practice’ through an information strategy and Professional Development (EDP, ESS); Targeted support and guidance for schools (EDP, ESS); Closing the attainment gap can only be achieved through effective partnerships (EDP, ESS). Birmingham LEA has not only committed itself to raising educational standards, as it is required to do by national education policy. Significantly, Birmingham LEA has also committed itself to closing the ‘equality gap’. 37 Race Equality and Education in Birmingham The LEA recognises that while overall achievement in the city has risen, and the rate of improvement for particular groups has increased, these improvements have not consistently produced a closing of the attainment gap for African Caribbean, Bangladeshi and Pakistani pupils (as we noted in an earlier section of this report). The move away from a generalised commitment to raising standards is an important development. This signals the aspiration for the LEA to be more than the local office of the DfES and for the LEA to have a distinctive, local role. In order to support school based improvement a key role for the LEA is the identification, support and sharing of ‘good practice’ and building effective partnerships. Excellence in Cities (EiC) is identified by the LEA as the main vehicle through which the closing of the attainment gap and increased inclusion is to be achieved. Figure 11: Core LEA functions An underlying perspective, drawn from work on school improvement and effectiveness, guides the development of an achievement culture in schools.5 This model rests on several key processes:6 Processes of Successful Schools and School Improvement The exercise of leadership; The practice of management and organisation; The practice of teaching and learning; The creation of an environment most suitable for learning; The promotion of staff development; The promotion of collective review; The encouragement of parental and community involvement. The Core LEA Functions The role of LEAs has changed radically in the past decade or so.4 To assess whether the work of the LEA contributes to improving the situation of minority ethnic pupils in Birmingham schools, it is important that we can be clear what the actual functions of the LEA are. In some respects LEAs are in a process of ‘finding an identity’. While the Department for Education and Skills (DfES) attempts to define the role of the LEA in terms of supporting school-based improvement, this does not capture the multidimensional relations that LEAs are situated within. The term ‘partnership’ has come to define this complex network of associations and connections, but it does not fully capture the complexity of these relations, nor the full range of roles the LEA does or is expected to play. Very simply we can define three main functions undertaken by Birmingham LEA as supporting school-based improvement; developing effective partnerships; and identifying and disseminating ‘good practice’. These processes relate to school-based improvement activities and they indicate that the basic orientation of the LEA achievement strategy is defined as supporting these schoolbased processes. The LEA achievement strategy is aimed at supporting school-based processes based on a school improvement and effectiveness model. This is very much in line with current Government thinking. In the Birmingham context these processes are seen to provide all educators with a ‘common language’ that enables schools to improve. 38 Race Equality and Education in Birmingham In order to guide the direction of education services in Birmingham the LEA has to work in partnership with a wide range of stakeholders. The Education Service Strategy makes it clear that the development of partnerships is a necessary product of the changed role of LEAs. It also makes clear that partnership working is necessary in order to develop coherent and joined-up approach to social exclusion, health, and neighbourhood regeneration. The positive focus the LEA gives to school-based improvement translates into an investment in developing the skills of teachers and school managers. This is closely related to the development of a ‘common language’ of school improvement. Delivering Achievement and Equality So far we have outlined the strategic framework that guides the drive to improve standards and close the ‘equality gap’. We have also identified the main functions that the LEA defines for itself. The question we need to answer now is what mechanisms exist in order for these commitments and roles to be translated into real practice? Analysis of the Strategic Framework, and discussion with LEA personnel, indicates that there are five mechanisms for delivery of a race equality and achievement agenda in education, summarised in Figure 12. These mechanisms are very similar to the ‘Birmingham Map of School Improvement’ established in 1996.7 However, there have been some significant changes since then, not least the introduction of national education strategies, such as the Excellence in Cities initiative, and the national Literacy and Numeracy strategies. These developments also influence the mechanisms for delivering achievement and closing the ‘equality gap’. EiC and race equality As indicated above the Excellence in Cities (EiC) initiative has become the key vehicle in Birmingham for raising standards and driving race equality in education. EiC is a generic strategy for improving education in England’s major urban centres. One of the objectives of our work was to identify the extent to which race equality concerns were built into the mainstream functions of the LEA, particularly as they relate to closing the attainment gap. Therefore it is important to identify the extent to which the strategy in Birmingham contains race equality indicators: Figure 12: Delivery Mechanisms 39 Race Equality and Education in Birmingham Excellence in Cities Equality Indicators8 Resource Allocation: EiC resources (including Learning Mentors) driven by commitment to support underachieving pupils, pupils with special educational needs and children in public care. Objectives: EiC Partnership targets include the aim to double the rate of improvement of boys of African Caribbean, Bangladeshi and Pakistani heritage. Since EiC is the main delivery mechanism for race equality in Birmingham schools it is vitally important that it contains strong equality indicators. As the details above suggest, the Birmingham EiC plan indicates that the commitment to closing the ‘equality gap’ is given some real substance. Excellence in Cities in Birmingham contains important race equality indicators. EiC Partnership targets include the aim to Learning Mentors: EiC schools are committed to providing continuity of education for excluded pupils. Minority ethnic mentoring organisations are identified as having a key role in both the provision of mentoring expertise and evaluation of the Learning Mentor strand. Gifted and Talented: Gifted and Talented strand includes specific criteria related to underachieving groups: * Increasing their access to and participation in extension and enrichment events. * Improved academic attainment. EiC plan identifies the monitoring of the proportion of underachieving groups in identified Gifted and Talented cohorts as ‘good practice’. Learning Support Centres: Criteria for referring pupils to Learning Support Centres include a need to evaluate the contribution of teacher behaviour and the appropriateness of the teaching and learning environment to producing troubling pupil behaviour. Centres of Excellence: It is expected that the criterion for identifying schools as ‘Centres of Excellence’ will include ‘above average progress’ of underachieving groups. Monitoring and Evaluation: All performance measures for monitoring the progress and achievement of the EiC plans to be analysed by gender, ethnic background and Looked After status. 40 double the rate of improvement of boys of African Caribbean, Bangladeshi and Pakistani heritage. It is important to note that in Birmingham the ‘Gifted and Talented’ strand (which at a national level does not explicitly address the performance and participation of minority ethnic pupils) establishes key performance indicators that are informed by the LEA’s overall commitment to closing the ‘equality gap’. The entry and exit criteria for Learning Support Centres (LSCs) are also significant because they place an important focus on school-based processes that contribute to the production of troubling pupil behaviour, rather than adopting a deficit model of pupil behaviour (which would assume that any problems rest with the child rather than the school). The EiC Evaluation Framework (draft consultation), produced by the National Foundation for Educational Research (NFER), makes it possible to evaluate each of the strands in relation to individual pupils, therefore enabling the evaluation tool to measure the impact of the strands on minority ethnic pupils. At present this evaluation tool is used by the DfES in relation to individual schools. At the local level each EiC Network will have its own methods of evaluation and monitoring, which do not necessarily feed directly into the LEA’s evaluation systems. The resources necessary for undertaking a rigorous evaluation of the EiC across Birmingham schools, especially its impact on children from minority ethnic communities, are not there.9 Race Equality and Education in Birmingham Schools are required to set differential Targets setting and race equality targets to close the ‘equality gap’. One of the roles that LEAs are required to undertake is to work with schools to set appropriate targets for raising standards. As we have noted (above) it is significant that Birmingham has committed itself to closing the ‘equality gap’: this commitment is reflected in the target setting process in Birmingham schools: Link Advisors play a key role in managing the relation between the Strategic Framework and implementation at the level of the school. Birmingham has established a number of mechanisms for managing this gap (see Figure 13). Link Advisors play a key role in managing the relation between the Strategic Framework and implementation at the level of the school. Using an ‘Input – Outcome’ analysis it is possible to illustrate how the role of the Link Advisor is pivotal in connecting school-level practice to the Strategic Framework and the equality agenda. Target Setting Race Equality Indicators10 Schools are required to set differential targets to close the ‘equality gap’; LEA provides guidance on pupil level target setting for particular heritage background pupils; Link Advisors have a key role to play in advising schools to se appropriately challenging targets to close the ‘equality gap’ and not just raise overall levels of attainment. Using pupil level attainment, exclusions and attendance data provided by the Research and Statistics section, the Link Advisor should be able to work with the school to set targets to close the ‘equality gap’ and set in place achievement strategies. We have indicated earlier the presence of important race equality indicators in the target setting guidance for schools and advisors. This process of auditing the functions and outcomes of the school enables the Advisor and school to identify developmental needs. These needs can either be met through the central professional development programme provided by Birmingham Advisory and Support Service (BASS) or ‘bespoke’ packages can be developed to meet the unique needs of a school. Birmingham LEA perceives itself as having a ‘moral authority’ to advocate on behalf of children in Birmingham schools, especially to advance the interests of those who are not benefiting equally from the rise in achievement. This commitment, partly captured in the Strategic Framework, confronts a possible ‘implementation gap’ in that responsibility for actually delivering achievement strategies is devolved to the school level. The LEA is therefore faced with finding ways to manage this ‘implementation gap’. Closing the Equality Gap: Modelling the relationship between the LEA and Schools Inputs Process Outputs ADVISOR SCHOOL • Pupil level attainment, attendance and exclusions data • Audit of practice • Targets to close ‘equality gap’ • Improved attainment of underachieving pupils • Identification of needs • School self-review • Closing of the ‘equality gap’ • Identification of trends • Identification of ‘good practice’ • Improvement strategies • Professional Development 41 Outcomes • Positive Ofsted Report Race Equality and Education in Birmingham The auditing process contributes to schools’ ‘Self-Evaluation’ procedures. This process also allows the Advisor to identify ‘good practice’ that can be disseminated across all schools. The whole process should lead to the improvement in attainment of underachieving pupils.11 While there are no obvious equality indicators present in this programme, it does fund some group specific initiatives such as the second Raising African Caribbean Achievement project (RACA 2) and Ishango.13 The content and direction of equality Figure 13: Managing the Gap strategies in Birmingham tends to be shaped by national strategies, such as Excellence in Cities and the National Literacy and Numeracy strategies. Unlike Excellence in Cities, the Core Skills programme does not include prominent equality indicators. Partnerships As already indicated the development of effective partnerships is a core function of the LEA. The Birmingham Grid for Learning outlines the range of local, national and international partners with whom Birmingham LEA has established relations. As well as the immediate professional partners (headteachers, teachers, educational psychologists, and education social workers) Birmingham has also expressed a commitment to the importance of partnerships with students, parents and communities. One example of this is the recognition that the Learning Mentor strand of the EiC gives to the expertise and evaluative role of communitybased mentoring organisations. The facet we want to focus on here is the presence of particular networks that have the potential for driving a race equality agenda in education. Core skills and race equality The Core Skills programme12 encompasses much of what had previously been termed ‘Creating a Wider Climate for School Improvement’. As with the dominance of the EiC initiative as a delivery mechanism (see above), the Core Skills programme indicates the extent to which national strategies have come to determine the content and direction of equality strategies in Birmingham. In this case, the Core Skills Programme is largely defined by the National Literacy and National Numeracy strategies. The key elements of Birmingham’s Core Skills Programme are illustrated below: A number of these networks, especially the EiC Partnerships have a specific responsibility for monitoring and evaluating the impact of the EiC strands: this includes monitoring the impact on minority ethnic pupils. The EiC Evaluation Framework, as already noted (above), offers EiC Partnerships a useful tool for monitoring the impact of different strands on individual pupils. This enables the EiC Partnerships to draw a picture of the between-strand and betweenschool differences, and within-strand and within-school differences. CORE SKILLS PROGRAMME Extending and enhancing the National Numeracy and Literacy Strategies Targeting literacy and numeracy work with identified groups of pupils Disseminating ‘good practice’ Learning Partnerships with parents, families and supplementary schools 42 Race Equality and Education in Birmingham The various networks are also important mechanisms for the flow of knowledge related to the LEA function of identifying, supporting and disseminating ‘good practice’. We know that these networks already play such a role. The LEA is involved in numerous partnerships, which provide an important mechanism for exchanging information. In the previous section we outlined the relationship between the Strategy Framework, core LEA functions and the delivery mechanisms. We also drew attention to the presence of important equality indicators in these mechanisms. In this section we will focus on two areas: first, the complexity of the implementation process; and second, the management of the gap between strategy and delivery (that is, between policy and practice). Partnerships also provide a formal means by which communities are drawn into equality strategies. THE REALISED STRATEGY Birmingham has initiated and supported an admirable range of initiatives to improve participation and attainment. The issue then is not whether Birmingham has in place achievement strategies: the issue is whether these strategies are appropriate to tackling the obstacles to participation and attainment faced by pupils from minority ethnic communities, and whether they match the LEA’s stated commitments. The Complexity of the Delivery Process In the previous section we outlined what appears to be a fairly coherent achievement strategy encompassing a strategic framework, core functions and delivery mechanisms. This is a picture that we have distilled from a large number of strategy and planning documents, as well as discussions with key LEA personnel. The overall picture is much more complex. There are many aspects of the situation in Birmingham that were established in 1996 in the form of the ‘Improving on Previous Best’ document. The grid below outlines the major elements of this foundation strategy: Improving on Previous Best Principles of Educational The Birmingham Map of Improvement School Improvement Birmingham Specific Initiatives Establishing a Common Language (key processes of school improvement and effectiveness) Success for All Year of….. Creating the Climate for Improvement A Belief in Multi-faceted Ability Early Years, Primary and Secondary Guarantees Networking Schools and Teachers Inclusive Educational Practice The University of the First Age Monitoring and Measuring Achievement Lifelong Learning The Children’s University Ipsative Measurement of Success – Improving on Previous Best Birmingham’s School Improvement Planning Project Numeracy Centre 43 Race Equality and Education in Birmingham The basic principles of school improvement have been incorporated in the Education Service Strategy, as have the key processes of school improvement and effectiveness, and the Birmingham specific initiatives. The networking of schools and teachers, and monitoring and measuring of achievement, also continue within the new strategic framework.14 However, key national initiatives (Excellence in Cities, the National Literacy Strategy, the National Numeracy Strategy) have had to be accommodated since 1996. In addition, the broad range of Birmingham-specific initiatives remain in place. In practice, Birmingham’s improvement strategy is delivered by a multiplicity of discrete initiatives, many of them determined by national Government. Impacting on this complex picture are other statutory obligations that the LEA is required to undertake (such as the development of Figure 14: Complex Delivery Mechanism Behaviour Support Plans, ‘Quality Protects’ plans for looked after children and the reduction of infant class sizes) as well as additional corporate responsibilities related to Best Value and various neighbourhood and economic regeneration programmes. While there are still five main delivery mechanisms, these operate in conjunction with a much wider range of initiatives. This complex picture is represented graphically in Figure 14. In practice, Birmingham’s improvement strategy is delivered by a multiplicity of discrete initiatives. This is presented by key LEA personnel as a ‘menu’ approach. A range of initiatives are offered by the LEA on the understanding that not all initiatives are equally appropriate to all schools. The multiplicity of initiatives means that there are also a multiplicity of methods of monitoring and evaluation, whereby each initiative, or set of initiatives, often establish their own priorities. On one hand this could be seen as offering flexibility; however, if we take a broader view, the same situation can be seen as lacking coordination.15 In this context it is unclear how a clear focus on race equality is maintained when Birmingham’s achievement strategy is dispersed across such a wide range of initiatives. 44 Race Equality and Education in Birmingham An example of this is the uneven presence of race equality indicators in the different EiC strands. While there are clear and robust indicators in the Learning Mentor, Learning Support Centres (LSCs), and Gifted and Talented strands, there is no consistency in the kind of indicator present in these or other strands. For instance, in the Specialist Schools strand there is no specific race equality element in the ‘Pupil and student outcomes’ indicators.16 Instead, the only clear reference to equality issues is contained in the criteria for selecting schools in terms of ‘Tackling Underachievement’ and ‘Closing the Equality Gap’, whereas there is no stated race equality indicator in the Beacon School strand.17 The Core Skills Programme contains no race equality indicators at all.18 The result is that there is no common knowledge-base upon which the LEA, the EiC Partnerships and individual schools can monitor and evaluate the different EiC strands. The problematic nature of the complexity of the delivery process is highlighted further when we focus on the various levels of delivery (EiC Partnership, Headteachers Forums, School) and who has responsibility for delivery. Although Excellence in Cities includes a The LEA has maintained a pro-active approach to its relationship with Birmingham schools. This enables it to both identify and support schools facing difficulties, and those who are doing well. The LEA’s commitment to closing the ‘equality gap’ is represented in the Birmingham Primary and Secondary school EiC Plans. But management of EiC has to be devolved to the local EiC Partnerships. In this context it is difficult to ensure that race equality issues remain central to school’s concerns and inform the way they deliver the range of improvement strategies. Evidence from evaluations of other areas of social provision, including area-based initiatives in Birmingham, suggest that race equality issues are often marginalised at the level of local provision.20 The concern is that this will lead to an increased variation in the standards and quality of provision as a result of the devolution of management to the level of EiC Partnerships and individual schools who have the responsibility of defining and responding to local ‘needs’. The diversity of ways Learning Mentors appear to be deployed in Birmingham schools, and the absence of a coherent race equality agenda in their work, supports this analysis. The complexity of the delivery mechanisms, and the dispersal of responsibility between so many different people and agencies, is highly problematic. It means that it is difficult to ensure that race equality features prominently in all schools’ concerns and informs the way that they deliver the range of improvement strategies. We will use the EiC as a critical case study to demonstrate the potential problems of this complexity. EiC as an example of the complex delivery mechanism range of race equality indicators, these are not evenly spread across the different strands of activity. Some strands have no explicit race equality indicators at all. Race equality is generally subsumed within an overall commitment to tackling underachievement. The working assumption that appears to underlie this is that since many minority ethnic pupils do not share in the benefits of rising overall achievement, then generic achievement strategies (e.g. the EiC strands) will necessarily have a positive impact on these students. Current evaluations of the EiC and Key Stage 3 strategies in Birmingham do not support such an assumption.19 In this context it is unclear how a focus on race equality issues is maintained when Birmingham’s achievement strategy is dispersed across such a wide range of initiatives. The emergence of a complex delivery process is not, of itself, necessarily problematic. However, it does present difficulties in ensuring that provision at the level of the school is based upon an understanding of the obstacles to achievement faced by minority ethnic students. 45 Race Equality and Education in Birmingham This approach to devolved management Birmingham schools have played a key role may lead to increased variation in the standards and quality of provision to minority ethnic pupils. in developing the EiC plan in the city. But it is far from clear what influence minority ethnic communities or parents have played in this process. Managing the Implementation Gap The model for managing the ‘implementation gap’ (outlined above), and the role that Link Advisors have within it, operate in a context of particular kinds of strategic partnership and the influence of national priorities. These directly affect the way the ‘implementation gap’ is managed on a day-to-day basis, influencing the way schools interpret the race equality agenda. The dominance of professional partnerships Birmingham LEA has defined its role as one of supporting school-based improvement. This has entailed the development of a strategic partnership with Birmingham schools in the form of a comprehensive range of headteacher and school networks. The commitment to developing community and parent partnerships was established as part of the LEA’s strategic vision at an early stage of its development.21 Since then the LEA and its schools have had to respond to important national initiatives, including EiC, NLS and NNS. The different strategic partnerships provide the main mechanism through which different stakeholders can influence the policy process. Birmingham schools have played a key role in developing the EiC plan in the City. But it is far from clear what influence minority ethnic communities or parents have played in this process. Although the RACA initiative is partly a product of community pressure, it is additional to the core improvement strategies.22 Similarly, while community mentoring organisations are identified as playing a potentially important service delivery and evaluative role, their insecure financial base will mean that they may not be able to realise this potential. The role of supplementary schools faces the same dilemma. RACA, community mentoring and supplementary schools could potentially play an important role but none of these enjoy core status in the city’s improvement strategy. The strategic partnership with schools has a clear set of structures, most notably the EiC Partnerships and local networks that have responsibility for developing the strategy in practice, and monitoring and evaluating its impact. Minority ethnic communities and parents have no comparable structure through which they can influence this key delivery mechanism. The place of the community Achievement Groups in the overall structure is unclear, and their relative influence highly variable.23 This means that in effect the LEA privileges professional definitions of the ‘problem’ of underachievement rather than the educational experiences of minority ethnic communities. The importance given the ‘Processes of Successful Schools and School Improvement’ by the LEA demonstrates the privileging of professional definitions. In practice, as experience of the EiC illustrates, parents and communities are invited by the professional partners to become involved in a system on terms defined by the professional partners. Without comparable structures of influence, parents and communities cannot hope to participate in the policy process as equals. In practice, professional definitions of ‘the problem’ are given a privileged position in discussions and strategies for improvement. Community and parental involvement is highly structured by the definitions imposed by the education professionals. Without comparable structures of influence, parents and communities cannot hope to participate in the policy process as equals. 46 Race Equality and Education in Birmingham If this situation is to improve, the LEA may have to challenge the existing power of headteachers and teachers. If not, then it is clear that there are strict limits on the kind of ‘moral authority’ that the LEA can lay claim to. The improvements that have been brought about in Birmingham, as a result of the LEA’s commitment to closing the ‘equality gap’, may be severely restricted in the future. The dominance of national priorities The Education Service strategy commits the LEA to integrating national initiatives, such as EiC, into Birmingham’s achievement strategy, rather than just responding to these national initiatives.24 This is a sensible approach. However, in practice there are indications that the balance of influence has swung too far towards the national initiatives. Despite the best intentions of key LEA personnel these national initiatives have come to largely determine the content and direction of Birmingham’s achievement strategy as it operates both at the strategic and school level. National initiatives now largely determine the content and direction of Birmingham’s achievement strategy as it operates both at the strategic and school level. As a result, it may be that insufficient attention is paid to the particular social profile of the city or the known obstacles to achievement for pupils from minority ethnic communities dominance of national strategies as key delivery mechanisms is little different to most LEAs. Within these delivery mechanisms there are important equality indicators, but these are ‘added-on’ to a structure largely determined by central Government, and then interpreted by the local professional partners. The dominance of national concerns has an impact on the capacity of schools to identify with and drive the race equality agenda. The LEA attempts to drive a race equality agenda in terms of its commitment to closing the ‘equality gap’25 in attainment. This radical commitment has now been reduced to working towards ‘reducing the equality gap’. However, the annual production of performance tables (the so-called ‘school league tables’) does not use the equality gap as a measurement against which schools are to be judged. Schools can be very sensitive to their position in these ‘league tables’, not least because parents might use them to judge schools’ relative performance. Our discussions with different groups of parents suggest that parents do sometimes make judgements about their children’s schools on the basis of their league position. Ofsted inspections and ‘league tables’ may appear to schools as stronger levers than the LEA’s current role. Discussions with key LEA personnel indicated that schools may be diverted from maintaining a clear focus on the equality agenda, but that there was no inevitable contradiction between meeting national targets and closing the ‘equality gap’.26 The dominance of national education Under successive governments (both Conservative and Labour) the new role of LEAs has developed in a context of ever increasing centralisation of education policy. One of the effects of this is that the kinds of improvement strategy that are developed, the delivery mechanisms deployed, and those given responsibility for managing these processes, are much the same regardless of locality. While the various documents that make up the Strategic Framework in Birmingham have some distinctive features related to the priorities of the LEA (notably the closing of the ‘equality gap’) the policy, and the publication of crude performance tables, can also conflict with the LEA’s desire to close the ‘equality gap’. We are concerned that schools, in determining their day-to-day practices are influenced by national agendas that might conflict with Birmingham’s commitment to closing the ‘equality gap’. We can illustrate this by taking as an example a primary school that has previously been identified by BASS as representing ‘good practice’ 27: 47 Race Equality and Education in Birmingham How good is ‘good practice’? Like many Birmingham schools Primary School A conducts analysis by ethnicity and gender with a view to identifying areas for targeted intervention and improvement. In many cases, however, the improvement strategies appear to be based more on assessment needs than the educational needs of the pupils. This school has been identified by the LEA as an example of ‘good practice’. A case study of the school has been disseminated to all Birmingham schools. Below we provide a list of improvement strategies, contained within the disseminated case study, proposed by the school for Key Stage 2 English: Practice given in writing to a 45 minute time limit; Level 6 tuition for more able – no 6’s achieved but most scored good Level 5’s; More test materials to be bought in; Children need to write in a joined style as marks were lost on this; Spelling to follow NLS lists for rules. Irregular words were weakest in tests; Children in all year groups need to target some comprehension to be completed in a time scale as 36 out of 60 did not complete the paper. For 1/3 of these that meant 1020 marks were not attempted. It appears to us that these strategies are designed to meet the demands of the statutory tests. In the absence of any targeted work to support greater progress by lower achieving minorities, it is difficult to see how these approaches contribute to the objective of closing the ‘equality gap’. There is also evidence in the case study of the school focusing resources at pupils bordering Level 3-4 in their SATs: this is worrying in view of a wealth of research which suggests that booster classes and ability grouping can have a discriminatory effect for some minority ethnic groups, where they do not enjoy equal chances of inclusion in such initiatives. This is despite the fact that the school wants to do well for all of the children in its care. 48 This brief case study illustrates how the perceived demands of national agendas (the measurement of schools against relative overall performance rather than against closing the ‘equality gap’) may indeed have much more influence on the development of improvement strategies. This is especially so considering that this school has been identified by the LEA, through the Link Advisor, as an example of ‘good practice’, and this practice is then disseminated across the city. If this ‘successful’ school is influenced in this way, it would be fair to assume that many Birmingham schools are similarly likely to be influenced by their position in the annually published league tables rather than by the local demands to close the ‘equality gap’. There is evidence that schools might be determining their day-to-day practices in relation to national priorities that do support (and may conflict with) Birmingham’s commitment to closing the ‘equality gap’. Driving the race equality strategy from outside There is little within the overall strategy that indicates that it is one developed in the context of a major urban area where there will soon be no single ethnic majority. There is little recognition of the possible implications of this diversity for policy development and delivery. It appears that little consistent attention is paid to the particular social profile of the city or the known obstacles to achievement for pupils from minority ethnic communities. As indicated above, the city’s improvement strategy is largely determined by external factors. The race equality agenda, as it stands, is also largely driven by external factors. In particular, it is driven by the public focus on racism and institutional racism as a result of The Stephen Lawrence Inquiry.28 The LEA’s ‘Equalities Action Plan’, a key element of the Strategic Framework, is itself a response to the Stephen Lawrence Inquiry and Birmingham’s own Stephen Lawrence Commission. The statutory duties placed upon public bodies by the Race Relations (Amendment) Act 2000 and the Commission for Racial Equality’s ‘Standards’ are additional Race Equality and Education in Birmingham external drivers. There has been pressure exerted on the LEA from within Birmingham by African Caribbean communities in particular. This pressure has partly been channelled through the LEA’s African Caribbean Achievement Group. The chairing of this group by the then Chief Education Officer, Professor Tim Brighouse, led to the LEA being responsive to these concerns by supporting two conferences and the RACA projects. These stand as important examples of the kinds of action that can be taken. Birmingham LEA has demonstrated its leadership capacity by making the ‘Processes of Successful Schools and School Improvement’ the ‘common language’ of school improvement in the City’s schools. The LEA, and in particular its former Chief Education Officer, Professor Brighouse, have been proactive in driving these principles as the basis for improving the quality of education in Birmingham schools. Similar leadership needs to be provided to ensure that the race equality agenda becomes as embedded in the common-sense practice of teachers on a daily basis. We noted (above) that, because of its size and ethnic diversity, Birmingham is often seen as a model for how others should respond to these issues. If the city is to live up to this promise, the LEA needs to be more proactive in driving forward, and widening, understanding of the race equality agenda. Leadership needs to be provided to ensure within the Strategic Framework, the working assumption appears to be that the adoption of these principles of school improvement necessarily translates into effective race equality work in schools. At present we have identified no evidence that this is the case. Our experience is that the variety of interpretations of what ‘leadership’ might mean in any one context suggests that the principles may not be robust enough to ensure that they can encompass race equality concerns adequately. Each of the principles do not, of themselves, embody an adequate understanding of how ‘unwitting discrimination’ is produced. Without an adequate understanding of how institutional racism works, effective leadership may well reinforce it, rather than challenge it. The LEA’s commitment to closing the ‘equality gap’, and the move to measure schools by their performance against this criteria, may prove to be a significant challenge to how the principles of school improvement support the race equality agenda. School improvement and effectiveness does not necessarily embody a meaningful concern with race equality. Research elsewhere (and Birmingham’s own recent statistics) suggest that pursuing ‘effectiveness’ without a conscious and explicit focus on race equality will not narrow the ‘equality gap’. Building on the requirements of the Race that the race equality agenda becomes embedded in the common-sense practice of teachers on a daily basis. This will require the support of headteachers and others, but the city’s success in disseminating ‘school improvement’ shows what can be done. Relations (Amendment) Act 2000, it is likely that the LEA and local schools will have to develop explicit work on race equality to meet their duties under the Act and to achieve the goal of narrowing the ‘equality gap’. Experience over many years and in different parts of the country suggest that a meaningful race equality agenda cannot simply be ‘addedon’ to the principles of school improvement. We have already indicated how, in practice, these principles tend to privilege professional definitions of the ‘problem’ of underachievement. The way ‘the Principles’ are talked about by key LEA personnel, and inferred 49 Race Equality and Education in Birmingham Policy and Practice Notes to MAKING CHANGES The new strategic plan has replaced the 1 Macpherson, W. (1999) The Stephen Lawrence Inquiry. CM 4262-I. London, The Stationery Office. 2 Birmingham LEA (2002) Review of the Birmingham Education Development Plan 1999-2001. Birmingham, Birmingham LEA: ‘The Education Service Strategy, the Equality Action Plan, and the Education Development Plan provide the broad framework for a range of more detailed developments to support our overall aim of Success for Everyone within the context of improvement against previous best’ (p.17). The Education Development Plan is now replaced by the ‘Local Education Standards Strategy’, which aims to provide an overarching strategy document [see Birmingham LEA (2002) Local Education Standards Strategy. Birmingham, Birmingham City Council.] ‘Success for Everyone’ is a generic equal opportunities tool designed to feed into school-based self-review providing schools with a ‘map’ to ‘plot how they can take steps under the 7 processes of school improvement to improve their practice’ (Forward by Tim Brighouse, Chief Education Officer, November 1998) in Birmingham LEA (1998) “Success for Everyone” A Standard of Equality of Opportunity in Schools. Birmingham, BASS. 3 The Education Service Strategy states that much of the work to raise achievement will be conducted through Excellence in Cities (EiC) (p.7). Also, in setting out targets for improvement in academic results for underachieving groups EiC is identified as the ‘primary source’ for these targets (p.11). 4 See Audit Commission for Local Authorities and the National Health Service in England and Wales (1999) Held in trust: the LEA of the future. London, Audit Commission; Department for Education and Employment (DfEE)(2000) The Role of the Local Education Authority in school education. London, DfEE. radical commitment to ‘closing the equality gap’ with an aim of working towards ‘reducing’ it instead. Despite the complex and extensive strategic planning for education in Birmingham, therefore, there is evidence of a significant ‘implementation gap’. The intended strategy includes a bold and important commitment to closing the existing ‘equality gap’. This sets the LEA apart from many other authorities who have not been prepared to make such a commitment. However, in practice the realised strategy has tended to be dominated by national initiatives and professional concerns. It is particularly worrying to note the way that schools may be more influenced, in their daily practices, by a national agenda, and officially promoted ‘improvement’ strategies that are known to detrimentally affect minority ethnic pupils. This should be of further concern when the new strategic plan, that replaces the Education Service Strategy and Education Development Plan, has replaced the radical commitment to ‘closing the equality gap’ with the aim of working towards ‘reducing’ it instead. The voices of minority parents and communities have not generally been heard and the responsibility for race equality has become dispersed. Key aspects of the Birmingham Stephen Lawrence Inquiry recommendations relating to community consultation, participation, and strategic management do not appear to have been adequately addressed. 50 Race Equality and Education in Birmingham 5 Birmingham LEA (2001) The Education Service Strategy 2001/2002. Birmingham, Birmingham City Council, p.2. 6 Birmingham LEA (1996) Improving on Previous Best: An Overview of School Improvement Strategies in Birmingham. Birmingham, BASS. 7 8 9 Birmingham LEA (1996) Improving on Previous Best: An Overview of School Improvement Strategies in Birmingham. Birmingham, BASS. See Birmingham LEA (2000) Birmingham Excellence in Cities Partnership: Primary Plan. Birmingham, Birmingham City Council ; Birmingham LEA (1999) Excellence in Cities: Birmingham Plan, Birmingham, Birmingham City Council. These plans have now been replaced by the Birmingham Excellence in Cities Partnership: Strategic Plan 2002 [see Birmingham LEA (2002) Birmingham Excellence in Cities Partnership: Strategic Plan, Birmingham, BASS.] The targets contained within the new EiC Strategy remain broadly similar to the previous strategies. The DfES has commissioned a national evaluation exercise to give a thorough overall picture of the achievements and working of EiC and also to support the work of schools and LEAs. This evaluation is being carried out over 3 years by a consortium drawn from the National Foundation for Educational Research (NFER), centres of research at the London School of Economics and from the Institute for Fiscal Studies. Birmingham LEA envisage that locally the evaluation of the EiC will be undertaken at four different, but related levels. Schools will conduct value-added evaluations of the EiC strands they are participating in; EiC networks will examine the collective targets annually; and school link inspectors will work with schools in setting appropriate targets each autumn related to the EiC. These are then supposed to feed into an overall evaluation by the EiC Partnership, related to the Local Education Standards Strategy. It is unclear how rigorous the race equality targets will be or what the nature of an LEA evaluation will be. See Birmingham LEA 2002 Birmingham Excellence in Cities Partnership: Strategic Plan 2002. Birmingham: BASS. 10 See Target Setting: Autumn Term 2001, Circulars S2957 (Primary) and S2968 (Secondary). Birmingham LEA Research and Statistics Unit. 11 The pivotal role of the Link Advisor is further underlined in the new Local Education Standards Strategy. 12 Birmingham LEA (2001) The Support of the Birmingham Core Skills Development Partnership for Raising Standards in Literacy and Numeracy: A Guide to Education Department Activities and Procedures for 2001/2002. Birmingham, Birmingham City Council. This is a technical guide for schools who access devolved money from the LEA to support the Core Skills Programme, which provides resources to accelerate the LEAs strategies to improve literacy/numeracy levels for underachieving pupils. 13 Ishango is an African Caribbean science club that provides out of hours classes in Maths, Science and Design Technology for children in Birmingham schools. Whilst there are no explicit race equality indicators in the Core Skills Programme its resources are aimed at supporting the raising of achieving for underachieving pupils. However, this targeting of resources is implemented at the school level. 14 The seven processes of school improvement remain the underlying philosophy for raising pupil achievement and the race equality agenda in the new Local Education Standards Strategy that replaces the Education Service Strategy and the Education Development Plan. 51 Race Equality and Education in Birmingham 15 The complexity of the delivery mechanism is an issue identified by a recent Ofsted report on the organisation of the Ethnic Minority Achievement Grant [see Office for Standards in Education (2001) Managing Support for the Attainment of Pupils from Minority Ethnic Groups. London, Ofsted]. In particular, the report identified the problem of ‘management by initiative’ whereby there was no clear overarching improvement strategy. Instead, the report stated, improvement strategies were often driven by a multiplicity of discrete initiatives, both local and national, where initiatives overlapped or were identical. Importantly, though, the lack of a coherent and longterm overarching strategy, and the lack of effective monitoring, meant that there may be no logical deployment of staff or resources, or the co-ordination of work: ‘without strategic direction and careful progress-chasing, good initiatives come to nothing’ (page 12). The new Local Education Standards Strategy and the unitary Excellence in Cities Strategy, now in place in Birmingham, may go some way to tackling this problem of ‘management by initiative’. There is certainly a more coherent plan for evaluating the EiC. However, it is still unclear how robust the remaining race equality indicators will be in the actual process of school, network and partnership level evaluation. area-based initiatives are assumed to directly benefit those communities. However, the inconsistency of the scope and nature of race equality indicators found in the previously separate Primary and Secondary EiC plans, are present within the new EiC Strategy. An example of this is that none of the 22 Beacon Schools detailed in the Birmingham Excellence in Cities Strategy have race equality as a specific area of expertise. 17 See Birmingham LEA (2002) Birmingham Excellence in Cities Partnership: Strategic Plan. Birmingham, BASS. 18 Birmingham LEA (2001) The Support of the Birmingham Core Skills Development Partnership for Raising Standards in Literacy and Numeracy: A guide to Education Department and Procedures for 2001/2002. Birmingham, Birmingham City Council. 19 Birmingham LEA (2001) Excellence in Cities Evaluation: Performance Compared to Targets. Research and Statistics Section, Birmingham Education Service. Birmingham LEA Research and Statistics Section. 20 See Public Sector Management Unit (1985) Five year Review of the Birmingham Inner City Partnership. Birmingham: Aston University. For a discussion of the rationale for area-based initiatives see: Smith, G. (1987) ‘Whatever happened to Educational Priority Areas?’, Oxford Review of Education, 13(1) 23-38. Burton, P. (1997) ‘Urban Policy and the Myth of Progress’, Policy and Politics, 25(4) 421-536; Smith, G. (1999) Area-based Initiatives: The rationale and options for area targeting. CASE papers, 25. London: CASE, London School of Economics 16 Birmingham’s EiC strategy is now much more closely linked to the objectives of the Local Education Standards Strategy, and therefore to the commitment to close the attainment gap. Correspondence from the LEA has suggested that Specialist and Beacon Schools, as with all Birmingham schools, have their own race equality targets (negotiated with their Link Advisor). Also, as part of the Excellence in Cities initiative Specialist and Beacon Schools are located in urban areas containing high levels of deprivation and low educational attainment. These are also the areas where the majority of Birmingham’s minority ethnic communities live. Therefore, these 21 Birmingham LEA (1993) Report of the Chief Education Officer (14 September), Birmingham City Council. 52 Race Equality and Education in Birmingham 22 The Birmingham Stephen Lawrence Inquiry Commission (see above) was critical of the way race equality issues were bolted-on to ‘mainstream’ strategies (page 3). The Commission went on to argue that race equality had to be clearly and deeply embedded in the mainstream decisionmaking and implementation process, ‘There is a greater urgency to accept the pursuit of race equality as part of the core business of the City Council’ (page 66, para. 12.19). 23 The African Caribbean Achievement Conferences held in 1998-99 were a result of pressure on the LEA by members of Birmingham’s African Caribbean communities. This pressure was channelled through the African Caribbean Achievement Group chaired by then CEO, Professor Tim Brighouse. No comparable influence by other communities was brought to our attention, further emphasising the variability of influence of these achievement groups. The representativeness of the members of these groups was also uncertain. The parents we spoke to were unaware of these achievement groups or of how they could influence them. The Birmingham Stephen Lawrence Inquiry Commission was critical of the mechanisms for community consultation and participation. The report pointed to the inadequacy and un-representative nature of the model of consulting with a limited range of community leaders and organisations, and was seen as being one of the City Council’s ‘mistakes’ (page 47, para. 8.3). The Achievement Groups (African Caribbean and Asian) appear to reflect this out-dated model, and as yet do not seem to have responded positively to the Commission’s 2001 Recommendations. The Commission report also highlighted the way consultation structures were based on local authority wards. The Commission was critical of this because it privileged ‘communities of place’ rather than ‘communities of interest’, which more properly reflected the nature of minority ethnic association and organisation (page 48, para. 8.7). The Birmingham Supplementary Schools Forum, which coordinates the work of LEA supported supplementary schools uses a ward-based structure. The forum is made up of two representatives from each of 6 Ward Forums (each covering a number of geographically related wards) and chaired by the Head of Education Equalities Unit (see www.bgfl.org/services/suppschl/forum.htm). 24 Birmingham LEA previously committed itself to ‘closing the equality gap’. The new Local Education Standards Strategy (LESS) now commits the LEA to a more moderate position of working to ‘reduce the equality gap’ (page 3). The relationship between local and national strategies is similar to that stated in previous documents (especially the Education Service Strategy and the Education Development Plan). However, the LESS places more emphasis on the similarities between national strategies and Birmingham initiatives (e.g. baseline assessment). This differs from the commitment in the previous Education Service Strategy to integrate national initiatives into Birmingham’s own improvement strategy. But, significantly, targets in the LESS for ‘reducing’ the equality gap are much more detailed. 25 See Birmingham LEA (2002) Local Education Standards Strategy. Birmingham, Birmingham City Council. 26 For further discussion of how school performance tables can impact against equality issues, see Ball, S.J. (2003) Class Strategies and the Education Market, London, RoutledgeFalmer; and Gillborn, D. and Youdell, D. (2000) Rationing Education, Buckingham, Open University Press. 53 Race Equality and Education in Birmingham 27 This case study does not represent a criticism of the particular school. The scale and scope of the research did not allow for any detailed examination of school-based practices. The focus is on the use of the case study of this school as an officially supported example of ‘good practice’ by the LEA. The material from which this example was taken also included other case studies of variable detail and specificity. Throughout the lifespan of the research, especially in discussions with LEA personnel, the same few examples of ‘good practice’ schools were cited again and again. It was not clear whether these particular schools were exceptional or were representative of widescale ‘good practice’. The case study provokes a series of questions about the problems of identifying what is ‘good practice’, and for whom. There s a problem of focusing on these few schools as embodying generic practices that can be applied (with modification) in other schools without a rigorous examination of questions relating to professional knowledge, professional practice and the quality of learning relationships. 28 Macpherson, W. (1999) The Stephen Lawrence Inquiry. CM 4262-I, London, The Stationery Office. 54 Leadership needs to be provided to ensure that the RACE equality agenda becomes embedded in the common-sense practice of teachers on a daily basis Recommendations Race Equality and Education in Birmingham RECOMMENDATIONS This report has covered a great deal of territory. Some immediate causes for concern are apparent and these are all clearly highlighted in the Executive Summary at the start of the document. For example, we would hope that urgent action can be taken to address several issues including: the recent decline in African Caribbean children’s relative attainment at baseline (age 5) and GCSE (age 16); the persistent and growing disparity in exclusions experienced by African Caribbean and dual heritage children; and the dominance of national initiatives that permit a gulf between the LEA’s stated race equality objectives and the reality of practice that alienates many parents and students. It is likely that each reader will draw their own conclusions about some particular ways in which race equality can best be pursued in the future. Rather than attempt to produce an exhaustive list of specific actions aimed at each group of participants, we feel that three broad recommendations may provide a workable basis for future progress. ONE: LEA co-ordination and race equality As we have seen, the LEA expends a great deal of energy on race equality and is a national leader in the field. Nevertheless, there is an implementation gap between the ideals of policy and the reality of practice. Many responsibilities are dispersed across the system and some of this is unavoidable given the changing roles and responsibilities of schools and the LEA. However, one way ahead would be to appoint a named officer with responsibility for co-ordinating all race equality work in the LEA. This would be a senior position, with appropriate support. This officer would collate all race equality reports and evaluations; they would sift the emerging evidence for important trends; and they would make findings available (accompanied by practical suggestions) that would be accessible to all involved in Birmingham education. There is already a great deal of information available, and there will be more when public bodies meet their new obligations under the Race Relations (Amendment) Act 2000: unless this information is used intelligently, however, it will be a futile effort. 56 TWO: Birmingham Race Action Partnership There is enormous commitment to education among minority ethnic communities. At present, however, this commitment and a wealth of experience and support, are largely going to waste within a system that is shaped by national initiatives and the concerns of educational professionals. There is a key role for organisations such as BRAP in helping to bridge the gulf between the professionals and the people whose children experience the education system and have to live with its failure. The LEA should explore, as a matter of priority, how BRAP and other organisations can help advance meaningful partnerships with minority ethnic communities in the future. THREE: Action, evaluation and review This review has proven to be a much greater undertaking than was originally recognised by any of those involved. The effort has led to the production of a unique study of race equality in policy and practice in the LEA. We are sure that the report will be useful for many groups working in the field, irrespective of their geographical location. Within Birmingham, we know that the process of research itself has already generated some new awareness around these issues. These insights must lead to actions. And those actions must be evaluated for their impact on race equality. One of the lessons to emerge from this review is that talk of ‘good practice’ does not always reflect evidence. There is a clear need for targeted work on race equality; systematic evaluation to identify what works; and co-ordinated dissemination and support strategies to spread the impacts widely. If the LEA is to deliver on its commitments, it will be essential to revisit these issues in a co-ordinated manner in the near future. A repeat review in four years time (along similar lines to this current study) would be an important way of pulling together evidence from disparate sources in an attempt to see how far race equality has progressed; identifying any new or continuing problems; and helping to map a way ahead. References Respectful relations between teacher and student are the cornerstone to positive relations with school and the learning process itself. Race Equality and Education in Race Equality and Education in Birmingham REFERENCES Arnot, M., Gray, J., James, M., Rudduck, J. with Duveen, G. (1998) Recent Research on Gender and Educational Performance. London, The Stationery Office. Birmingham LEA (1998a) “Success for Everyone” A Standard of Equality of Opportunity in Schools. Birmingham, BASS. 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