U.S. DOC Form doc-cd-409 FORM CD-409 (REV. 12-98) LF FAR (48 CFR 4.601) U.S. DEPARTMENT OF COMMERCE INDIVIDUAL CONTRACT ACTION REPORT (OVER $25,000) 1. REPORTING AGENCY (FIPS 95) 2. DOC CONTRACT, PURCHASE OR DELIVERY ORDER NUMBER 4. CONTRACT ORDERED AGAINST 5. CONTRACTING OFFICE 3. MODIFICATION OR CHANGE ORDER NUMBER 6. AWARD DATE 0 0 0 7. TYPE OF DATA ENTRY 8. REPORT PERIOD A. Original B. Deleting C. Correcting FY DAY Q YR A. Initial Letter Contract B. Definitive Contract Superseding Letter Contract C. New Definitive Contract D. Purchases Using Simplified Acquisition Procedures E. Order Under Single Award Indefinite Delivery Contract F. Order Under BOA B. ESTIMATED CONTRACT LIFE COST (Round to the nearest Dollar—Right Justify) , DAY YR 9. KIND OF CONTRACT ACTION A. READY REQUISITION DATE MO MO G. H. J. K. L. Z. 1. 2. 3. 4. 10. DOLLARS OBLIGATED (Round to the nearest Dollar—Right Justify) , , 11. TYPE OF OBLIGATION Order/Modification Under Federal Schedule Modification Termination for Default Termination for Convenience Order Under Multiple Award Contract Initial Load of Federal Schedule Order Against ADP Schedule Order Against GWAC-Single Award Contract Order Against GWAC-Multiple Award Contract Option Exercise Modification , 12. PRINCIPAL PRODUCT/SERVICE CODE A. Obligated B. Deobligated (From FPDS Product Service Code Manual) 13. PRINCIPAL STANDARD INDUSTRIAL CLASSIFICATION (SIC) CODE 14. COMMERCIAL ITEM ACQUISITION Y = YES N = NO (OMB SIC Manual) C. REVENUE GENERATING AGREEMENT Y = YES N = NO 15. CONTRACTOR NAME D. CONTRACTOR DIVISION E. STREET ADDRESS OR BOX NUMBER F. CITY STATE ZIP CODE 16. CONTRACTOR IDENTIFICATION NO. (DUNS NUMBER) 17. PRINCIPAL PLACE OF ASSEMBLY, MANUFACTURER OR PERFORMACE State or Country 19. RESERVED 18. CONTRACT FOR FOREIGN GOVERNMENT OR INTERNATIONAL ORGANIZATION City, Place or County 20. MULTI-YEAR CONTRACT Y = YES N = NO 21. RESERVED Y = YES N = NO 23. SYNOPSIS CODE A. B. C. 1. 2. 3. 4. 5. Synopsized—Prior to Award Not Synopsized—Due to Urgency Not Synopsized—Other Reason Not Synopsized—Utility Services, Only Source Available Not Synopsized—Unsolicited Research Proposal/Proposal Under PL 97-219 Not Synopsized—Action Under Terms and Within Scope of Previously Synopsized Contract Not Synopsized—Source Authorized or Required by Law Not Synopsized—Waiver Pilot Program/Procurement Memorandum 98-07 22. COUNTRY OF MANUFACTURE (FIPS 10-3) 24. TYPE OF CONTRACT A. J. K. L. R. 25. CICA APPLICABILITY S. T. U. V. Y. Z. Fixed Price Redetermination Firm Fixed Price Fixed Price with Economic Price Adjustment Fixed Price Incentive Cost Plus Award Fee Cost No Fee Cost Sharing Cost Plus Fixed Fee Cost Plus Incentive Fee Time and Materials Labor Hours A. CICA Applicable B. Purchases Using Simplified Acquisition Procedures C. Subject to Statute Other Than CICA D. Reserved E. Commercial Items Acquisition Under Test Prog. 26. SOLICITATION PROCEDURES (Complete only if item 25 = A) A. B. C. D. E. Full and Open Competition—Sealed Bid Full and Open Competition—Competitive Proposal Full and Open Competition—Combination Architect-Engineer Basic Research F. G. H. J. K. L. Multiple Award Schedule Alternate Sources Reserved Reserved Set-Aside (Exclude 8(a) Awards) Other Than Full and Open Competition 27. AUTHORITY FOR OTHER THAN FULL AND OPEN COMPETITION (Complete only if item 26 = L) A. B. C. D. E. Unique Source Follow-on Contract Unsolicited Research Proposal Patent/Data Rights Utilities F. G. H. J. K. Standardization Only One Source—Other Urgency Mobilization, Essential R&D Capability, & Expert Service Reserved 28. NUMBER OF OFFERS RECEIVED (Complete only if item 25 = A) A. One B. 2 - 5 C. 6 - 10 D. 11 - 15 L. M. N. P. Q. International Agreement Authorized by Statute Authorized Resale National Security Public Interest 29. EXTENT COMPETED A. B. C. D. E. 16 - 20 F. 21 - 50 G. Over 50 Competed Action Not Available for Competition Follow-on to Competed Action Not Competed 30. TYPE OF CONTRACTOR A. B. C. D. Small Disadvantaged Business Other Small Business Large Business JWOD Nonprofit Agency G. MINORITY E. F. G. H. Non-Profit Educational Org. Non-Profit Hospital Other Non-Profit Org. State/Local Gov’t.—Educational 31. WOMAN-OWNED BUSINESS Y = YES N = NO A. Directed to JWOD Nonprofit Agency B. 8(a) Contract Award C. Reserved D. Small Business Set-Aside E. Reserved E. Reserved 34. SUBJECT TO LABOR STATUTES A. Required B. Not Required A. Subject to Walsh-Healey Act B. Reserved 35. ESTIMATED CONTRACT COMPLETION DATE DAY M. Domestic Contractor Performing Outside U.S. U. HBCU or MI 32. PREFERENCE PROGRAM Y = YES N = NO 33. SUBCONTRACTING PLAN (SB, SDB, WOSB) MO J. State/Local Gov’t. Hospital K. Other State/Local Gov’t. L. Foreign Contractor F. G. H. J. 1. Reserved Buy Indian/Self-Determination Act No Preference Program or Not Listed Small Disadvantaged Business Set-side Streamlined 8(a) Contract Procedures C. Service Contract Act D. Davis-Bacon Act E. Not Subject to Above Statuatory Requirements 36. CONTRACTORS TIN YR 37. COMMON PARENT’S NAME 38. COMMON PARENT’S TIN I. CONTRACT SPECIALIST’S INITIALS H. CONTRACTING OFFICER J. CONTRACTING OFFICER TELEPHONE NUMBER K. PMAT SAVINGS (Round to the nearest Dollar—Right Justify) , M. PMAT COMPLEXITY L. PMAT SAVINGS CATEGORY 1. 2. 3. 4. Competition Negotiations Volume Discounts Consolidation of Requirements , 5. 6. 7. 8. Reduction of Administrative Time Lease vs. Buy Decision Price Renegotiations during Contract Performance Other CONTRACTING OFFICER SIGNATURE — I certify that the above information is accurate. 1. Simple 2. Medium 3. Complex DATE