EL PASO COMMUNITY COLLEGE PROCEDURE For information, contact Institutional Effectiveness: (915) 831-2614 3.22.01.10 Performance Evaluation for Non-Faculty Employees APPROVED: January 11, 1991 REVISED: April 13, 1999 Year of last review: 2011 AUTHORIZING BOARD POLICY: 3.22.01 Designated Contact: Office of Human Resources OBJECTIVE: To provide guidelines for the evaluation of the performance of all full-time and part-time non-faculty employees. To ensure that institutional goals and objectives are attained, this evaluation program focuses upon results achieved and job related behaviors, both of which have direct relationship to the level of attainment of institutional goals and objectives. PROCEDURE: I. II. III. Definitions A. Employee - Non-faculty staff member. B. Supervisor - Staff member's immediate supervisor. C. Reviewer - Staff member's second-line supervisor. Primary Objectives A. To support attainment of institutional goals/objectives. B. For supervisory personnel, to evaluate how assigned resources are allocated and used in the attainment of goals/objectives as they relate to a particular department/function. C. To strengthen the supervisor/employee relationship by developing a mutual understanding of responsibilities, expectations, goals, measurement criteria, and performance. D. To enhance professional development of the employee by identifying areas of needed improvement and areas of expertise beyond those currently in use. E. To evaluate the performance of employees for personnel-related purposes. These purposes may include but are not limited to: promotion, transfer, intern/externships, job exchanges, consideration for educational development leave, salary enhancements, and disciplinary action, to include suspension with or without pay, nonrenewal and dismissal. Initiation and Monitoring the Evaluation Process Prior to the annual rating period, the Human Resources Department will notify the supervisor of those employees who require a performance evaluation report. Upon completion, the original evaluation report form is to be forwarded to the Human Resources Department for inclusion in the employee's personnel file. The Human Resources Department will provide a completed copy of the finalized evaluation to the individual employee. When evaluations are not received by the established due date, the Human Resources Department will follow up with the supervisor to ensure completion of the evaluation process. IV. Rating Plan The budget head disseminates the Performance and Evaluation Form to employee's supervisor and specifies who the supervisor and reviewer are for each staff member. V. District Mission EPCC does not discriminate on the basis of race, color, national origin, religion, gender, age or disability. Page 1 of 10 As part of a new employee's orientation, the supervisor should ensure that the employee understands the central purpose and mission of the District as well as how the department relates to the overall mission of the District. The supervisor should also conduct an appropriate orientation for employees transferred from other District departments. VI. Evaluation Program The supervisor will review with the staff member the essential elements of the District's evaluation program. The Performance Evaluation Report form may be used as a tool to explain the evaluation program. VII. Review Position Description The position description provides for a mutual understanding of expectations, responsibilities, authority, and accountability relationships. It is essential that the supervisor ensure that the staff member fully understands all responsibilities and functions as described in the position description. Standards/expectations related to job responsibilities and functions should be communicated to the employee by the supervisor. The Performance Evaluation Report form may be used as a guide in discussing responsibilities and performance standards. VIII. Ongoing Coaching/Counseling This evaluation program should be an on-going process and not a once-a-year exercise; therefore, the supervisor should review progress with the employee on an on-going basis. The review process must include two-way communication between the staff member and the supervisor on a regular, on-going basis. The supervisor reviews progress toward meeting established goals and objectives as well as standards for day-to-day operations. Variances, if any, between standards and actual performance should be continuously reviewed and discussed. IX. X. Frequency of the Performance Evaluation Report A. Initial Employment All employees begin their initial fun-time employment with the District under a sixmonth probationary period. During this six-month period, employees will be evaluated by their supervisors at the end of the second and fourth months of employment. These progress reviews will focus on assisting the employee in transitioning to the new job through appropriate coaching and counseling techniques. The Probationary Period Progress Review form will be completed in accordance with the above timeliness and will be forwarded to the Human Resources Department for inclusion in the official personnel file. Recommendations for non-continuation at the completion of the probationary period will be in accordance appraisal period falls during a time when a new employee is still in the probationary period, the probationary report will take priority and the employee will not undergo a regular annual performance review until the next regular evaluation cycle. B. Transfer: It is suggested that a review of an employee's job performance be conducted at the end of the third and six months of work after a transfer within the institution. C. Annual Performance Evaluation: Supervisors are required to complete an annual Performance Evaluation Report for all non-faculty employees for the period March 1 -February 28. This written report is to be completed by April 20, and then forwarded to the reviewer. The completed report must be forwarded to the Human Resources Department by the reviewer by April 30. D. Change of Supervisor: Employees who move from one rating supervisor to a new rating supervisor will have a Performance Evaluation report completed by the losing supervisor as part of the transfer process. Only supervisors who have supervised the employee for 60 days or more may render an evaluation. Annual Performance Evaluation A. Self-Evaluation: When a formal report is due, the supervisor will initiate the process by forwarding the Performance Evaluation Report form to the employee for completion of a self-evaluation. When completed, the employee will return the Report form to the supervisor. The Department of Human Resources has a narrative which provides definitions of the evaluation ratings and of the evaluation factors used on the Performance Evaluation Report form. B. Supervisor Evaluation: The supervisor will then complete his or her evaluation of the staff member with applicable position requirements and standards. The supervisor should review the employee's self-evaluation and should respond to those items where variation occurs. The supervisor's narrative summary of the employee's performance should also indicate the following types of comments: EPCC does not discriminate on the basis of race, color, national origin, religion, gender, age or disability. Page 2 of 10 1. Any significant changes in the performance since the employee's last evaluation. 2. Recommendations for further development and training for purposes of preparing the employee for additional responsibilities or for the improvement of current performance, particularly for factors rated as "Needs Improvement." 3. Any training or developmental activities the employee has completed since his or her last evaluation. Indicate whether such training was taken as a result of the supervisor's recommendation or the employee's initiative. 4. Considering the experience/education/training of the employee, performance that exceeds expectations. C. Performance Review with Reviewer. The supervisor should schedule a performance review session with the reviewer prior to the performance evaluation review session with the employee. After the review session has been completed with the reviewer, the supervisor should then schedule the performance evaluation review session with the employee to discuss the evaluation. D. Performance Evaluation Review/Coaching Session: Performance evaluation reviews (coaching sessions) are most important. They go beyond the mere identification of strengths and weaknesses of an employee's performance. The coaching session should be constructive and lead to personal and professional growth and development, which is directly related to organizational development as well as attainment of District objectives and goals. The coaching session should focus on the answers to two basic questions: 1. Did the staff member perform in accordance with the position description and standards set for the position? 2. Were specific planned activities/priorities accomplished in a timely and acceptable manner? During the coaching session, the supervisor should address differences between his/her evaluation of the employee's performance and the employee's self-evaluation; however, the supervisor is not obligated to change an evaluation based upon a difference of opinion. If goals are not met, or standards not achieved, the reasons for these are to be explored. The purpose of comparing the supervisor's evaluation with the employee's evaluation is to ensure mutual understanding of performance and accomplishments. The coaching session should also include a discussion of supervisory comments. The emphasis of this discussion should be on what both the employee and the District can do to help the employee achieve his/her career goals. E. Employee Review. The supervisor forwards the completed evaluation form to the employee for comments and signature, and return to the supervisor. If the employee disagrees with the evaluation of the supervisor, the employee should include reasons for his/her disagreement. The employee then returns the signed Performance Evaluation Report form to his/her supervisor in a timely manner. XI. F. Reviewer Acknowledgment: The supervisor forwards the completed form to the Reviewer for comments, if any, and signature. The Performance Evaluation Report form is then forwarded to the Human Resources Department for processing and distribution by April 30. G. Distribution: 1. The Human Resources Department will forward a copy of the fully completed Performance Evaluation Report form to the employee and to the supervisor. 2. The original form is then retained in the Human Resources Department for inclusion in the employee's personnel file. Technical Assistance The Director of Human Resources is available to answer questions pertaining to the Performance Evaluation Program. XII. Confidentiality EPCC does not discriminate on the basis of race, color, national origin, religion, gender, age or disability. Page 3 of 10 All discussions and evaluation forms pertaining to staff members are to be treated in a confidential manner. Release of such information with other individuals not involved in the evaluation process is prohibited (Open Records Act, Section 3(2), Art. 6252-17a). EPCC does not discriminate on the basis of race, color, national origin, religion, gender, age or disability. Page 4 of 10 PERFORMANCE EVALUATION REPORT FOR NON-FACULTY EMPLOYEES ANNUAL REVIEW CHANGE OF RATER ______________________________________________________________________________________________________ Employee: SSN: Title: Department: Time in Current Position: Dates of Evaluation Period: ______________________________________________________________________________________________________ PERFORMANCE RATING Factors for review: Check appropriate rating for each factor. cOUTSTANDING: Performance significantly exceeds job standards; exceptional overall accomplishment and/or achievement; such performance must be described in the narrative comments. dMEETS EXPECTATIONS: standards. Performing acceptable work in a competent and consistent manner; meets job eNEEDS IMPROVEMENT: Needs to improve or correct performance within a given time; performance action required and time line for improvement must be reflected in narrative comments. EMPLOYEE FACTORS Rate Applicable Factors Attendance/Punctuality c d e SUPERVISOR c d e EMPLOYEE'S SELF-EVALUATION REMARKS Grooming/Appearance (Personal appearance, attire appropriate to workplace.) Human Relations (Awareness, sensitivity, attitude, ability to work with others.) Judgment/Decision Making (Consistent, effective, accurate.) Professional Job Knowledge (Current, in-depth, comprehensive; technical skills and abilities.) Quality of Work Accurate, timely, meets deadlines.) PF800-237 (9/96) EPCC does not discriminate on the basis of race, color, national origin, religion, gender, age or disability. Page 5 of 10 Employee Name SSN FACTORS Rate Applicable Factors c EMPLOYEE d e c Evaluation Date SUPERVISOR d e EMPLOYEE'S SELFEVALUATION REMARKS Quantity of Work (Completes reasonable amount of work.) Organization/Planning (Ability to plan/schedule work; demonstrates economy of time and materials.) Initiative/Responsibility/Effectiveness (Creative, self-starter, thorough.) Written Communications Skills (Organized, demonstrates competency.) Oral Communication Skills (Articulate, clear in both oral expression and listening.) Adaptability (Manages stress, flexible, accepts constructive comments, demonstrates improvement.) Adherence to College Policy and Procedures (General compliance.) FOR SUPER VISORY PERSONNEL ONLY Management Ability (Effective use of resources, people, time, money.) Leadership Skills (Motivates others, role model, knowledgeable, nurtures staff.) EEO/AA Compliance (Attentive to diversity issues.) Supervisor's comments relating to actors and overall evaluation summary. Evaluation comments should be specific, detailed, and include job-related examples. All evaluation ratings of "Outstanding" must be described in detail. Ratings of "Needs Improvement" must describe action required and time line for improvement. EPCC does not discriminate on the basis of race, color, national origin, religion, gender, age or disability. Page 6 of 10 Employee Name SSN Evaluation Date OVERALL PERFORMANCE RATING Outstanding Meets Expectations Needs Improvement Employee’s remarks regarding supervisor's overall evaluation: This evaluation is accurate, based on my knowledge of the employee's performance, and has been discussed with the employee. Supervisor's Signature Title Print/Type Supervisor's Name Date My signature means that this evaluation has been discussed with me. I understand that my signature does not necessarily indicate agreement. Employee's Signature Date EPCC does not discriminate on the basis of race, color, national origin, religion, gender, age or disability. Page 7 of 10 Employee Name SSN Evaluation Date Reviewer's Comments: Reviewer's Signature Title Print/Type Reviewer's Name Date HUMAN RESOURCES PROCESSING Date Received: Date Posted: Date Copy Provided to Employee and Supervisor: EPCC does not discriminate on the basis of race, color, national origin, religion, gender, age or disability. Page 8 of 10 PROBATIONARY PERIOD PROGRESS REVIEW Last Day of the 2nd Month Last Day of the 5th Month Employee Name SSN Employment Date Position Department PERFORMANCE RATING cMEETS EXPECTATIONS: Performing acceptable work in a competent manner, including performance which is above job standards, which should also be reflected in narrative comments. dNEEDS IMPROVEMENT: Needs to improve or correct performance within a given period of time; performance action required and time line for improvement must be reflected in narrative comments. FACTORS Rate Applicable Factors c d SUPERVISOR'S REMARKS Note Factors Which Exceed Expectations and/or Need Improvement and Method of Improvement Need Attendance/Punctuality Grooming/Appearance (Personal appearance, attire appropriate to workplace.) Human Relations (Awareness, sensitivity, attitude, ability to work Judgment/Decision (Consistent, effective, accurate.) Professional Job Knowledge (Current, in-depth, comprehensive, technical skills and abilities.) Quality/Quantity of Work (Accurate, timely, meets deadlines.) Organization/Planning (Ability to plan/schedule work, demonstrates economy of time and materials.) Initiative/Responsibility/Effectiveness (Creative, self-starter, thorough.) Communication Skills (Organized, articulate, clear in both written and oral communication.) Adaptability (Manages stress, flexible, accepts constructive comments, demonstrates improvement.) FOR SUPER VISORY PERSONNEL ONLY Management Ability (Effective use of resources, people, time, money.) Leadership Skills (Motivates others, role model, knowledgeable, nurtures staff.) EEO/AA Compliance (Attentive to diversity issues). PF800-232 (9196) (Continued on Reverse Side) EPCC does not discriminate on the basis of race, color, national origin, religion, gender, age or disability. Page 9 of 10 Employee Name SSN Evaluation Date Continuation of Comments Relating To Factors (by Supervisor): OVERALL PERFORMANCE RATING Meets Expectations Needs Improvement Recommendations for Probationary Employee: Continuation of Employment Noncontinuation of employment (Attach recommendation for administrative approval.) Employee's Remarks: My signature means that this report has been discussed with me. I understand that my signature does not necessarily indicate agreement. Employee Signature Date Supervisor Signature Second Level Supervisor Signature Date Date Vice President/Executive Dean Signature Date EPCC does not discriminate on the basis of race, color, national origin, religion, gender, age or disability. Page 10 of 10