Ethics in Security Services Course Security Services Unit I Ethics Rationale Similar to Law Enforcement professionals, individuals employed in the field of Security Services must maintain a high standard of professionalism and integrity. Within this unit students will learn how ethics plays a key role in the daily tasks that security professionals face. Essential Question How does the practice of ethical behavior affect the field of security? Objectives The students will be able to: 1. Define terms associated with the lesson. 2. Discuss legal issues relevant to security services. 3. Analyze connections between security and constitutional law. 4. Discuss the possible ramifications of unethical behavior on the part of security professionals. TEKS §130.298(c) (3)(B)(C)(D) (G)(H) Engage Have each student write a list of the five people he or she admires most. Then make a list of the character traits and abilities that each one admires. Have the students examine the lists. Afterward, have each student select the top two people from his or her list and write short answers to the following questions: Do these two people share matching qualities? If so, why? If not, why not? Use the Writing Rubric for assessment. Prior Student Learning Identify core values in the workplace Estimated Time 3 to 5 hours Key Points I. Key Terms A. Ethics: a philosophy that examines the principles of right and wrong, good and bad B. Morality: the practice of moral principles on a regular basis C. Moral development: the theory that we develop morally just as we develop physically D. Ethical egoism: the view that human conduct should be based exclusively on self-interest E. Values: beliefs that guide a person’s or organization’s behavior F. Departmental values: the values that are expressed though the actions of the department G. Professional: exhibiting a courteous, conscientious, and generally business-like manner in the workplace H. Misfeasance: the performance of a duty or act that one is obligated or permitted to do in a manner that is improper, sloppy, or negligent (examples: sloppy report writing, unsafe operation of a motor vehicle, aggressively “reprimanding” a citizen, improper searching of arrestees) I. Nonfeasance: the failure to perform an act that one is obligated to do either by law or directive due to omission or failure to recognize the obligation (example: failure to file a report) II. Ethical/Philosophical Theorists A. John Stuart Mill 1 Copyright © Texas Education Agency, 2011. All rights reserved. 1. The business of ethics is to tell us what our duties are 2. No system of ethics requires that the sole motive of all that we do should be a feeling of duty 3. Ethics is not intended to instruct people on how to act 4. The good that is happiness is not merely the sum total of pleasures because there are important qualitative, as well as quantitative, differences among pleasures B. Jeremy Bentham - Classical Utilitarian 1. Pleasure is the only thing of intrinsic value to people and is thus worthy of pursuit 2. Two important questions a) Good or bad consequences for whom b) How we calculate the value of the consequences relies on the fundamental principles to define what is permissible and what is prohibited 3. The essence of morality is the strict respect for certain duties, and such respect supersedes any other goal 4. Duty is distinct from pleasure, moral virtue is the supreme good, and moral worth is not measured by the consequences of a person’s actions C. Immanuel Kant – German Philosopher 1. Relies on fundamental principles to define what is permissible and what is prohibited. 2. The essence of morality is strict respect for certain duties, and such respect supersedes any other goal 3. Duty is distinct from pleasure, moral virtue is the supreme good, and moral worth is measured neither by the consequences of a person’s actions D. Lawrence Kohlberg 1. We develop morally just as we develop physically 2. We are not born with the ability to understand and apply moral standards to our actions; we develop it in the same way we learn to ride a bicycle or play baseball III. Six Stages of Moral Development A. Level One: Pre-conventional Stages 1. Stage One: Punishment and Obedience Orientation a) Assumption (typically by children) that powerful authorities hand down a fixed set of rules which one must unquestioningly obey b) Morality is viewed as something external to oneself 2. Stage Two: Instrument and Relativity Orientation a) Each person is free to pursue his or her individual interests b) Punishment is simply a risk that one naturally wants to avoid B. Level Two: Conventional Stages 1. Stage Three: Interpersonal Concordance Orientation a) Good behavior means having good motives and interpersonal feelings such as love, empathy, trust, and concern for others b) Living up to expectations 2 Copyright © Texas Education Agency, 2011. All rights reserved. C. Level Three: Post-conventional Stages 1. Stage Four: Law and Order Orientation a) Concerned with society as a whole b) Emphasis on obeying laws, respecting authority, and performing one’s duties so that the social order is maintained 2. Stage Five: Social Contract Orientation a) Belief that a good society is best conceived of as a social contract into which people freely enter in order to work toward the benefit of all b) Introduction of basic rights and democracy to a society 3. Stage Six: Universal Ethical Principles Orientation a) Principles utilized to achieve justice b) Principles of justice are universal c) Principles of justice also require civil disobedience IV. Roles and Responsibilities of Security Professionals A. Protection 1. Protect the people and property under watch 2. A security guard who works at a private residence protects the grounds and the occupants against possible intruders with preventative patrols B. Prevention 1. Security guards attempt to prevent incidents before they occur 2. Guards patrol the grounds of a property and observe anything that looks out of the ordinary 3. In a mall setting, the guard will patrol the parking lot and look for suspicious characters who may be attempting to break into vehicles or cause harm to a shopper returning to his or her car 4. Their presence inside the mall may discourage potential shoplifters C. Observing and Reporting 1. Security guards do not have the same authority as law enforcement officers and may not be armed depending on their work location 2. If an incident occurs they should observe the activity and report it to the proper authorities 3. They should never leave their watch area to intervene in an incident that occurs off of the property grounds D. Inspecting – checking or testing an individual against established standards 1. Sporting event 2. Rock concert 3. Airports E. Administrative 1. Security guards may need to keep records of who enters and exits a facility and provide them with visitor badges 2. In some cases, they may be required to take an inventory of the products that are brought into the facility 3. They may also need to take an inventory of merchandise at the beginning and the end of their shift to ensure that nothing has 3 Copyright © Texas Education Agency, 2011. All rights reserved. been stolen V. Code of Ethics (adapted from the Law Enforcement Code of Ethics) A. To accept my responsibilities and to fulfill the obligations of my role 1. Protecting life and property 2. Preventing and reducing crimes against my employer's business, or other organizations and institutions to which I am assigned 3. Upholding the law 4. Respecting the constitutional rights of all persons B. To conduct myself with honesty and integrity and to adhere to the highest moral principles in the performance of my security duties C. To be faithful, diligent, and dependable in discharging my duties and to uphold at all times the laws, policies, and procedures that protect the rights of others D. To observe the precepts of truth, accuracy, and prudence without allowing personal feelings, prejudices, animosities, or friendships to influence my judgment E. To report to my superiors, without hesitation, any violations of the law or of my employer's or client's regulations F. To respect and protect the confidential and privileged information of my employer or client beyond the term of my employment, except where their interests are contrary to the law or to this Code of Ethics G. To cooperate with all recognized and responsible law enforcement and government agencies in matters within my jurisdiction H. To accept no compensation, commission, gratuity, or other advantage without the knowledge and consent of my employer I. To conduct myself professionally at all times and to perform my duties in a manner that reflects credit upon myself, my employer, and private security J. To strive to continually improve my performance by seeking training and educational opportunities that will better prepare me for my private security duties VI. Private Security vs. Law Enforcement A. Private security is responsible for protecting private property or individuals B. Law Enforcement is responsible for protecting the public C. Each has a valuable role in the criminal justice system, but both serve a different function Activities Security Scenarios – Divide the class into groups, give each group a copy of the Security Scenarios handout, and assign each group a scenario. Have the students decide as a group how they would resolve the situation. A captain may be designated for each group to present the collaborative resolution. Use the Presentation Rubric for assessment. Assessments Ethics in Security Services Exam and Key Discussion Rubric 4 Copyright © Texas Education Agency, 2011. All rights reserved. Individual Work Rubric Presentation Rubric Research Rubric Writing Rubric Materials Ethics in Security Services computer-based presentation Ethics in Security Services Key Terms handout Security Scenarios handout Whiteboard/chalkboard Resources Texas Commission on Private Security http://www.txdps.state.tx.us/psb Code of Ethics, Task Force on Private Security: National Advisory Committee on Criminal Justice and Standards and Goals, 1976 Introduction to Private Security: Theory Meets Practice, Cliff Roberson & Michael L. Birzer Introduction to Security (6th Edition), Robert J. Fischer & Gion Green Investigator/Officer’s Personal Experience Do an Internet search for the following: northwest enforcement armed officer’s training manual Accommodations for Learning Differences For reinforcement, the students will list the key terms and give a workplace example for each. Use the Individual Work Rubric for assessment. For enrichment, the students will research specific cases where security professionals have violated the code of ethics, regulations, and/or career specific policies. Have the students write a 1-2 page paper with their findings. Use the Research Rubric for assessment. State Education Standards Texas Essential Knowledge and Skills for Career and Technical Education §130.298. Security Services (One to Two Credits). (3) The student analyzes the impact of ethical and legal responsibilities relevant to security services. The student is expected to: (B) analyze the impact of legal issues relevant to security services; (C) describe the importance of good public relations techniques as they relate to security and crisis situations; (D) analyze the connections between constitutional law and private security operations by referencing relevant constitutional amendments; (G) compare alternative responses in simulated security scenarios that require application of ethical and legal behavior; (H) discuss the possible ramifications of unethical behavior on the part of security professionals; 5 Copyright © Texas Education Agency, 2011. All rights reserved. College and Career Readiness Standards English/Language Arts Standards III. Speaking B. Develop effective speaking styles for both group and one-on-one situations. 1. Participate actively and effectively in one-on-one oral communication situations. 2. Participate actively and effectively in group discussions. 3. Plan and deliver focused and coherent presentations that convey clear and distinct perspectives and demonstrate solid reasoning. 6 Copyright © Texas Education Agency, 2011. All rights reserved. Ethics in Security Services Key Terms 1. Ethics: a philosophy that examines the principles of right and wrong, good and bad 2. Morality: the practice of moral principles on a regular basis 3. Moral development: the theory that we develop morally just as we develop physically 4. Ethical egoism: the view that human conduct should be based exclusively on self-interest 5. Values: beliefs that guide a person or organization’s behavior 6. Departmental values: the values that are expressed though the actions of the department 7. Professional: exhibiting a courteous, conscientious, and generally business-like manner in the workplace 8. Misfeasance: the performance of a duty or act that one is obligated or permitted to do in a manner that is improper, sloppy, or negligent (examples: sloppy report writing, unsafe operation of a motor vehicle, aggressively “reprimanding” a citizen, improper searching of arrestees) 9. Nonfeasance: failure to perform an act that one is obligated to do either by law or directive due to omission or failure to recognize the obligation (example: failure to file a report) 7 Copyright © Texas Education Agency, 2011. All rights reserved. Security Officer Scenarios Scenario 1 You are a uniformed security officer patrolling a full parking lot during the holiday season. You observe a customer loading Christmas gifts into a station wagon parked in the lot. The customer then goes back into the shopping center to do more shopping. You notice that the windows of the wagon are open, and three boys are gathered around the station wagon looking in. What should you do? Scenario 2 You are an armed and uniformed security officer patrolling a private, residential area at night. Dispatch notifies you that there is a silent intrusion alarm at a home nearby. The dispatcher says that the resident of the home is on vacation and is not expected to return for at least another week. You respond and leave your patrol car to investigate the outside of the residence. You notice that no lights are on in the house. As you walk around the house checking the doors and windows, you come to the back door, which you find to be unlocked, but not forced. You can see no activity within the house, but you decide to go inside to see if the house has been burglarized. Using your flashlight you go from room to room. As you move down the hallway towards the sleeping quarters, a man steps into the hall from one of the bedrooms. He is holding something in his hand, which may or may not be a gun. What should you do? Scenario 3 You are a uniformed security officer on your way home from work. It is 1:00 am, you are still in uniform and you decide to stop at the all-night market for a deli sandwich. As you park your car in the parking lot and are making your way inside the store, you notice a crumpled backpack on the ground. You pick up the backpack with the idea to take it inside the market and give it to an employee of the market in case someone may return for it. As you pick up the backpack several of its contents fall out: three small plastic bags of a white substance and a roll of one-hundred dollar bills. You turn around to see if anyone has noticed you. No one is around. What should you do? Scenario 4 You are a uniformed security officer patrolling a large abandoned and vacant shopping center. There are a variety of “No Trespassing” and “No skateboarding” signs around the property. During your shift two youths arrive on the property and begin skateboarding in front of the empty storefronts and the parking lot. You approach the youths and politely inform them of the signs on the property stating, “No skateboarding,” and you advise them that they need to leave the property. You observe the youths walking off of the property. Approximately 45 minutes later, you continue your patrol of the property and walk towards the rear loading dock. You see the same two skateboarders and three additional youths with skateboards. You tell them to leave the property. The youths refuse to the leave the property and begin questioning you and attempt to belittle you. What should you do? Scenario 5 You are an armed security officer patrolling a warehouse on the nightshift by yourself. The warehouse is located in a secluded industrial area. Most of the equipment stored at this facility is electronics, including televisions, game systems, and radios. It is 4:00 am when you hear noises in an area of the warehouse and you move to investigate. You approach cautiously and observe two men stacking cartons near the door. The door appears to have been forced open. Both men hear you approach and turn towards you. Their hands are empty and they do not move towards you. What should you do? 8 Copyright © Texas Education Agency, 2011. All rights reserved. Scenario 6 You are an armed security officer assigned to guard the main gate at a company. Your job is to identify people and vehicles going in and out of the gate. Your orders include denying access to unauthorized persons. A car has pulled up to the gate, and the driver is a former employee of the company that was recently fired. You had been previously informed not to allow the individual access to the company grounds. You refuse this person entry and do not open the gate. You order the driver to leave. The car begins to back away, but before the driver leaves the location he yells out loud, “I’m going to burn this company to the ground!” What should you do? Scenario 7 You are a plain clothes security officer in a department store. You have followed a suspicious woman in the store for about ten minutes. During that time you have observed her placing several items of merchandise in her large purse. She passes the cashier without paying and quickly walks towards the parking lot. Just outside the store you identify yourself and ask her to accompany you back to the store. She refuses and continues to walk away. You identify yourself again, and indicate that you are placing her under citizen’s arrest for shoplifting and that she must await the arrival of the police. She ignores you, and you place your hand around her arm to detain her. At this point the shoplifting suspect attacks you with her hands, striking and scratching you. The suspect turns and runs away. You order her to stop but she continues to flee. What should you do? 9 Copyright © Texas Education Agency, 2011. All rights reserved. Name:_________________________ Date:__________________________ Ethics in Security Services Exam Answer the following multiple choice questions. 1._____ A philosophy that examines the principles of right and wrong, good and bad. a. Values b. Nonfeasance c. Ethics d. Misfeasance e. Moral development 2._____ The performance of a duty or act that one is obligated or permitted to do in a manner that is improper, sloppy, or negligent. a. Values b. Nonfeasance c. Ethics d. Misfeasance e. Moral development 3._____ The theory that we develop morally in the same way that we do physically. a. Values b. Nonfeasance c. Ethics d. Misfeasance e. Moral development 4._____ The failure to perform an act that one is obligated to do either by law or directive due to omission or failure to recognize the obligation (example: failure to file a report). a. Values b. Nonfeasance c. Ethics d. Misfeasance e. Moral development 5._____ Beliefs that guide a person’s or organization’s behavior. a. Values b. Nonfeasance c. Ethics d. Misfeasance e. Moral development 6._____ The classical utilitarian is considered to be. a. Jeremy Bentham b. Lawrence Kohlberg c. John Stuart Mill d. Immanuel Kant 10 Copyright © Texas Education Agency, 2011. All rights reserved. 7._____ One popular approach to solving ethical problems was developed by an 18th-century German philosopher. His approach relies on fundamental principles to define what is permissible and what is prohibited. Who is he? a. Jeremy Bentham. b. Lawrence Kohlberg. c. John Stuart Mill d. Immanuel Kant 8._____ According to _______________, we develop morally just as we develop physically. a. Jeremy Bentham. b. Lawrence Kohlberg. c. John Stuart Mill d. Immanuel Kant 9._____ According to _______________, the good that is happiness is not merely the sum total of pleasures because there are important qualitative, as well as quantitative, differences among pleasures. a. Jeremy Bentham. b. Lawrence Kohlberg. c. John Stuart Mill d. Immanuel Kant 10.____ There are ____ stages of moral development. a. Four b. Five c. Six d. Seven 11.____ The roles and responsibilities of security professionals include a. Protection b. Prevention c. Observing & Reporting d. Inspecting e. All of the above 12.____ Private security officers hold arrest powers. a. True b. False 11 Copyright © Texas Education Agency, 2011. All rights reserved. 13.____ Morality is a philosophy that examines the principles of right and wrong, good and bad. a. True b. False 14.____ Ethics is the practice of moral principles on a regular basis. a. True b. False 15.____ Values are beliefs that guide a person’s or an organization’s behavior. a. True b. False 16.____ Ethics has been defined as standards of fair and honest conduct. a. True b. False 17.____ Ethics is not concerned with values clarification. a. True b. False 18.____ The classical utilitarian was John Locke. a. True b. False 19.____ Kohlberg’s Pre-conventional Stages are characterized by unquestioning obedience and the gratification of one’s own needs. a. True b. False 20.____ According to Kohlberg, the majority of American people advance to Stage Five. a. True b. False 21.____ Our values are primarily acquired during our early formative years. a. True b. False 22.____ Conflict among values is inevitable. a. True b. False 12 Copyright © Texas Education Agency, 2011. All rights reserved. Ethics in Security Services Exam Key 1. 2. 3. 4. 5. 6. 7. 8. 9. 10. 11. 12. 13. 14. 15. 16. 17. 18. 19. 20. 21. 22. C D E B A A D B C C E B B B A A A B A B A A 13 Copyright © Texas Education Agency, 2011. All rights reserved. Name_______________________________________ Date_______________________________ Discussion Rubric Objectives 4 pts. Excellent 3 pts. Good 2 pts. Needs Some Improvement 1 pt. Needs Much Improvement N/A Pts. Participates in group discussion Encourages others to join the conversation Keeps the discussion progressing to achieve goals Shares thoughts actively while offering helpful recommendations to others Gives credit to others for their ideas Respects the opinions of others Involves others by asking questions or requesting input Expresses thoughts and ideas clearly and effectively Total Points (32 pts.) Comments: 14 Copyright © Texas Education Agency, 2011. All rights reserved. Name______________________________________ Date_______________________________________ Individual Work Rubric 4 pts. Excellent Objectives 3 pts. Good 2 pts. Needs Some Improvement 1 pt. Needs Much Improvement N/A Pts. Follows directions: Student completed the work as directed, following the directions given in order and to the level of quality indicated. Time management: Student used his or her time wisely and remained on task 100% of the time. Organization: Notes and materials were kept in a neat, legible and organized manner. Information was readily retrieved. Evidence of learning: Student documented information in his or her own words and could accurately answer questions related to the information retrieved. *Research/Gathering information (if relevant): Student used a variety of methods and sources to gather information. Student took notes while gathering information. Total Points (20 pts.) Comments: 15 Copyright © Texas Education Agency, 2011. All rights reserved. Name:____________________________________ Date:_____________________________ Presentation Rubric 4 pts. Excellent Objectives 3 pts. Good 2 pts. Needs Some Improvement 1 pt. Needs Much Improvement N/A Pts. Topic/Content Topic discussed completely and in-depth Includes properly cited sources (if used) Creativity/Neatness Integrates a variety of multimedia effects to create a professional presentation (transition and graphics) or appropriate visual aid used Title slide, table of contents, bibliography are included, using acceptable format Mechanics Grammar, spelling, punctuation, and capitalization are correct Image and font size are legible to the entire audience Oral Presentation Communicates with enthusiasm and eye contact Voice delivery and projection are dynamic and audible Audience Interaction Presentation holds audience’s attention and relates a clear message Clearly and effectively communicates the content throughout the presentation Total Points (20 pts.) Comments: 16 Copyright © Texas Education Agency, 2011. All rights reserved. Name______________________________________ Date_______________________________________ Research Rubric 4 pts. Excellent Objectives 3 pts. Good 2 pts. Needs Some Improvement 1 pt. Needs Much Improvement N/A Pts. Question/goal: Identified and communicated a question or goal of the research. Research/Gathering information (if relevant): Student used a variety of methods and sources to gather information. Student took notes as they gathered information. Conclusion/Summary: Draws insightful conclusions and observations from information gathered. Information is organized in a logical manner. Communication: Communicates the information gathered and summary/conclusions persuasively. Demonstrates skill in use of media used to communicate the results of research. Reflection: Reflects on the importance of the research and potential application. Total Points (20 pts.) Comments: 17 Copyright © Texas Education Agency, 2011. All rights reserved. Name:____________________________________ Date:_____________________________ Writing Rubric Objectives 4 pts. Excellent 3 pts. Good 2 pts. Needs Some Improvement 1 pt. Needs Much Improvement N/A Pts. The writing has all required parts from introduction to conclusion in smooth transition. The writing is interesting, supportive, and complete. The writing demonstrates that the writer comprehends the writing process. Accurate spelling, grammar, and punctuation The content of paragraphs emphasizes appropriate points. The writer shows an understanding of sentence structure, paragraphing, and punctuation. All sources and references are clearly and accurately documented. Total Points (28 pts.) Comments: 18 Copyright © Texas Education Agency, 2011. All rights reserved.