Support for Harmonization of the ICT Policies in Sub-Sahara Africa (HIPSSA) Sadc Harmoniseed Legal Cyber Security Framework For Southern Africa 19-23 August 201 Lusaka,Zambia Ms. Ida Jallow HIPSSA Senior Project Coordinator International Telecommunication Union International Telecommunication Union Summary 1. Introduction • Institutional context • Objectives and principles • Governance 2. Project methodology • Regulatory harmonization cycle • Harmonized content 3. Implementation • Activities at global, regional and national level • Implementation methodology • Comparative study of regional initiatives for regulatory harmonization 4. Discussion • Research on ICT regulation, when technology and human sciences meet • HIPSSA, an example for inclusive and multilateral governance International Telecommunication Union 1 ITU-EC Project for Harmonization of ICT Policies in ACP ITU and the European Commission launched a global project to provide “Support for the establishment of harmonized policies for the ICT market in the ACP states” in December 2008 It is a component of the “ACP-Information and Communication Technologies” programme (@CP-ICT) within the framework of the 9th European Development Fund This global project entails three regional sub-projects addressing specific needs of each region HIPCAR Enhancing competitiveness in the Caribbean through the harmonization of ICT Policies, Legislation and Regulatory Procedures HIPSSA Support for harmonization of the ICT Policies in Sub-Saharan Africa ICB4PIS Capacity Building and ICT Policy, International Regulatory and Legislative Frameworks Telecommunication Union Support for Pacific Island States 1 Objectives and Principles Global objective • Support towards creating harmonised policies for ICT and an efficient regulatory environment, conductive to massive investments required by ICT infrastructures and applications in the ACP countries Detailed objectives: • Supporting regional integration organizations to develop and promote the use of harmonized ICT policies and regulations in their region • Assisting individual beneficiary countries to adopt and implement ICT policies and regulatory guidelines • Building human and institutional capacity in the field of ICT through a range of targeted training and knowledge sharing measures at regional and national level ITU-EC Project for Harmonization of ICT Policies in ACP countries • Builds on experience gained from previous project in West Africa • Uses a demand-driven bottom-up approach • Pays specific attention to link substance of policy/regulation to capacity building • Incorporates all past and current projects of international and regional organizations International Telecommunication Union 1 HIPSSA Governance and Steering Committee Co-chairmanship AUC ITU Pan-African organizations (AU body and UN agency) ATU UNECA Regional Economic Organizations (REC) West Africa Central Africa ECOWAS ECCAS East Africa IGAD COMESA Southern Africa EAC SADC Regional Integration Organizations (RIO) West Africa Central Africa East Africa UEMOA CEMAC IOC Regional Regulators’ Associations (RRA) West Africa Central Africa WATRA ARTAC East Africa ARICEA EACO Southern Africa CRASA International Telecommunication Union 2 Regulatory Harmonization Cycle 1. Regional Harmonization Policy objectives Legal framework Regulatory guidelines Regional training 2. National Implementation Advocacy Technical assistance Validation and adoption National training 3. Monitoring and evaluation Implementation status Regulatory benchmarking Impact analysis of regulation on ICT markets International Telecommunication Union 2 Harmonized Content Common list of priorities articulated around eight (8) main subjects. N° Subjects 1 Licensing: Technology neutral licensing 2 Universal service: Best practices for selection and funding of universal access or service providers 3 Spectrum management: Harmonized Calculation Method for Africa, HCM4A: cross-border frequency coordination 4 Numbering: Regional numbering plans and planning guidelines 5 Interconnection: Access to submarine cables, cost modeling and roaming 6 Cybersecurity: cybercriminality and computer emergency response teams 7 Analog to Digital Broadcasting Migration: Regional strategies and national roadmaps 8 Statistics: Monitoring and evaluation International Telecommunication Union 3 Global, Regional and National Activities Modular implementation of priorities based on four (4) AU geographical sub regions (WA, CA, EA & SA) to reflect the heterogeneity between them. Global Comparison of regional initiatives for regulatory harmonization Cross-border frequency coordination (HCMC4A) Monitoring and evaluation / Regulatory benchmarking Analog to Digital Broadcasting Migration Regional West Africa Central Africa East Africa CERT training ECCAS Model WATRA ECCAS and CEMAC Cost Modeling for workshop guidelines on submarine cables National West Africa Transposition of ECOWAS & UEOMA Community Acts Laws CERT training workshop for EAC Cybersecurity Acts COMESA ARTAC Cost Model IGAD Spectrum Central Africa Transposition of ECCAS Model Laws & CEMAC Directives East Africa Implementation in IGAD & IOC Member States Southern Africa SADC Policy Framework Review CRASA Universal Service Guideline Southern Africa Implementation of updated SADC framework International Telecommunication Union 3 Methodology for activity implementation Pairing of national or regional expert with international expert for bilateral knowledge transfer and human capacity building 5. Implementation 1. Assessment 4. International best practices 2. National best practices 3. Regional best practices International Telecommunication Union 3 Study of regional initiatives for regulatory harmonization Context • Diversity of regional organizations as to their means and harmonization methods • Similarity of telecoms/ICT regulatory harmonization challenges • Regional harmonization “volume effect" vs. national implementation efficiency Some main findings • Three levels of governance make the process intricate and complex • Regional organizations are not progressing at the same rhythm (same for MS) • Most initiatives do not have a binding nature and enforcement mechanisms • Collaboration between regional regulators' associations and their respective regional organizations is heterogeneous Some recommendations • Set common streamlined processes for all regional organizations • Reduce the level of regulatory discretion at national and regional level • Create a pan-African independent regulatory agency • Adopt pan-African common principles such as: objectivity, transparency, proportionality, non-discrimination, technological neutrality, etc. International Telecommunication Union 4 Discussion 1 Further to its primary objective of policy implementation,… …the report has been designed to offer other possibilities as a training material… • Few specialized publications on ICT regulation in Africa • First comprehensive study on regulatory harmonization • Collection of regional acts in electronic version …but could also stimulate research in a potential new priority area • It could serve as a base survey for untapped research questions • Academic research would complement one of the project’s objectives: institutional and human capacity building International Telecommunication Union 4 Discussion 2 HIPSSA, an example of governance in development cooperation • Multilateralism: EC mandates ITU, a UN specialized agency • EU-AU Partnership: AUC is co-chairing with ITU the HIPSSA Steering Committee • Regional integration: REC are project’s beneficiaries and members of Steering Committee This EU-funded global project is an platform for additional bilateral assistance actions • This EC project has a global geographic scope and an inclusive approach • EU Member States support some modules in this global scheme West Africa Regional CERT training workshop WATRA guidelines on submarine cables National West Africa Central Africa East Africa Southern Africa ECCAS Model Laws CERT training SADC Policy ECCAS and CEMAC workshop for EAC Framework Review Cybersecurity Acts Cost Modeling for CRASA Universal ARTAC Cost Model COMESA Service Guideline Central Africa East Africa Southern Africa Transposition of Transposition of Support to Implementation of ECOWAS & UEOMA Community Acts ECCAS Model Laws & CEMAC Directives implementation in IGAD & IOC Member States updated SADC framework International Telecommunication Union Contacts Thank you for your attention For more information: http://www.itu.int/ITU-D/projects/ITU_EC_ACP/index.html Sandro Bazzanella ITU-EC Project Manager sandro.bazzanella@itu.int Phone: +41 22 730 6765 Fax: +41 22 730 5484 Ida Jallow HIPSSA Senior Project Coordinator Ida.jallow@itu.int Phone: +251 11 551 4977 Fax: +251 11 551 7299 ITU-EC Project - Harmonization of ICT Policies in ACP countries International Telecommunication Union Headquarters Place des Nations CH-1211 Geneva 20 Switzerland International Telecommunication Union Regional Office for Africa P.O. Box 60 005 Addis Ababa Ethiopia International Telecommunication Union