QUALITY MANAGEMENT AND ENHANCEMENT COMMITTEE Working Group on Professional, Statutory and Regulatory Bodies Report to QMEC Executive Summary At its meeting of 1 July 2008, QMEC noted that the regularisation of the Annual Monitoring process had highlighted the fact that there was currently no institutional overview of accreditations by Professional, Statutory and Regulatory Bodies. QMEC also noted that the requirements/burdens of PSRBs seemed (anecdotally at least) to be increasing. QMEC therefore established a Working Group to review UCL’s existing procedures and practice in relation to the accreditation of UCL degree programmes and courses by PSRBs. The Working Group met on 5 December 2008 and resolved, in accordance with its terms of reference, to develop and circulate a questionnaire to be sent to all PSRB-accredited programmes. The Working Group met once more on 25 March 2009 to consider a report analysing the responses to the questionnaire and to agree a set of recommendations to QMEC. This report to QMEC comprises: - An introduction outlining the creation of the PSRBWG, its main remit and the development and circulation of the questionnaire [paragraph 1]; - Key findings arising from the responses, including the level of faculty involvement in PSRB events and the burden placed by PSRBs upon programmes and departments [paragraph 2]; - Other key points to note arising from the responses [paragraph 3]; - Summary [paragraph 4]; - Recommendations to QMEC [paragraph 5]; - Next Steps [paragraph 6]; - A table of PSRBs (as confirmed by the respondents to the questionnaire) [Annex 1]; - Full results and in depth analysis of all responses to the questionnaire [Annex 2]; - Sample questionnaire [Annex 3]. Key to abbreviations used in this note: AC AAM AM A&H FBS DTC ENG FBE Academic Committee Augmented Annual Monitoring Annual Monitoring Faculty of Arts and Humanities Faculty of Biomedical Sciences Departmental Teaching Committee Faculty of Engineering Sciences Faculty of the Built Environment (The Bartlett) FLS FTC HERRG HoD IQR MAPS MBBS PSRB PSRBWG QMEC Faculty of Life Sciences Faculty Teaching Committee Higher Education Regulation Review Group Head of Department Internal Quality Review Faculty of Mathematical and Physical Sciences Bachelor of Medicine, Bachelor of Surgery Professional, Statutory and Regulatory Bodies Working Group on Professional, Statutory and Regulatory Bodies Quality Management and Enhancement Committee 1 INTRODUCTION 1.1 At its meeting of 1 July 2008, QMEC noted that the regularisation of the Annual Monitoring process had highlighted the fact that there was currently no institutional overview of accreditations by Professional, Statutory and Regulatory Bodies. QMEC also noted that the requirements/burdens of PSRBs seemed (anecdotally at least) to be increasing. QMEC therefore established a small Working Group to review UCL’s existing procedures and practice in relation to the accreditation of UCL degree programmes and courses by PSRBs. 1.2 At its first meeting on 5 December 2008, the PSRBWG resolved to (i) develop and agree a questionnaire to be sent to all programmes which were subject to accreditation by PSRBs (ii) receive an analysis of responses to the questionnaire, (iii) consider and agree any recommendations to QMEC arising from the responses and (iv) follow up with those programmes/departments who had expressed concerns about PSRB accreditation, particularly in terms of the perceived burden or nature of the process. At its meeting of 25 March 2009, the PSRBWG considered an analysis of responses and a number of preliminary proposals regarding UCL’s future procedures in relation to PSRB accreditation with a view to agreeing a number of recommendations to submit to the meeting of QMEC scheduled for 1 April 2009. 1.3 All faculties were sent details of all PSRBs (and the programmes they accredit) of which the PSRBWG was previously aware and asked to check these, notifying PSRBWG Officers of (i) any omissions or additions that needed to be made and (ii) of any items which might be out of date or wrong. 1.4 Having received corrections/additions from faculties, it was ascertained that 154 UCL programmes are PSRB-accredited. The agreed questionnaire was then circulated to these PSRB-accredited programmes. 1.5 Once responses to the questionnaire had been received, the Working Group was able, inter alia, to discern the following: that accreditation events were currently largely dealt with on a departmental/individual programme basis, and to consider when (and by what means) the parent faculty and/or UCL might be made aware and take appropriate action if a programme were to lose its accredited status; Whether PSRBs had become increasingly interventionist since the abolition of universal subject review and if they had, whether UCL 2 might offer institutional support to programmes/departments in the face of increasing or excessive PSRB requirements by engaging in dialogue with the relevant PSRBs. 1.6 A copy of the questionnaire circulated to all PSRB-accredited programmes is at Annex 3. Programmes were asked to fill in a separate questionnaire for each accredited programme unless the responses in the case of each programme were identical. 49 questionnaires were returned, covering 133 (86%) of the 154 PSRB-accredited programmes. Table 1 below shows all accredited programmes by faculty and the number of responses received for those programmes. Table 1 – UCL Accredited programmes by faculty Faculty Number of Accredited Programmes (not including stop-off points e.g. PgDip) Arts & Humanities Biomedical Sciences Built Environment Engineering Sciences Laws Life Sciences MAPS Total 1.7 Number of Accredited Programmes for which a response was received 5 23 16 63 9 6 32 154 5 23 15 43 9 6 32 133 The bar chart below shows the actual number of PSRBs by faculty, the number of responses to the questionnaire by faculty and the total number of accredited programmes that each faculty has. 70 60 50 40 No. responses No. PSRBs 30 No. Programmes 20 10 0 A&H FBS FBE ENG LAWS LIFE MAPS Bar chart comparison: Faculty PSRBs: showing the number of responses to the questionnaire, number of PSRBs and number of accredited programmes for each faculty 1.8 The majority of PSRB activity is located within three faculties, Biomedical Sciences, Built Environment and Engineering Sciences (although one PSRB in Mathematical and Physical Sciences, the Institute of Physics, accredits a large number of programmes). 2 KEY FINDINGS 3 2A The PSRB burden on programmes and departments 2A.1 From the information provided by the respondents to the questionnaire, it is possible broadly to distinguish between those PSRB processes which are less involved and might be defined as “light touch” and those which are “extensive” and require a great deal of work for the departments and programme(s). A broad definition of a “light touch” PSRB accreditation process might be: 2A.2 Conversely, a broad definition of an “extensive” PSRB accreditation process might be: 2A.3 requires minimum documentation and a short (if any), visit by the PSRB audit team (less than 1 day’s duration); minimal preparation time (less than 1 day’s duration); may involve only one initial “set-up” accreditation process; minimal, if any, follow-up process. requires large amount of documentation (forms, statistical evidence etc.); may require detailed self-evaluation statement; preparation time is lengthy and involves much collation of evidence and documentation; visit(s) take at least a day and involve meeting a number of staff and students; the follow-up process is thorough and may include provision of further evidence, completion of action plans to fulfil recommendations or periodic monitoring (possibly annual) of provision. From these working definitions, a bar chart is presented below displaying the faculties where responses fit the above definitions: 20 15 Light touch Extensive No. PSRBs 10 5 0 A&H FBS FBE ENG LAWS FLS MAPS Bar chart comparison: Faculty PSRBs showing the number of responses to the questionnaire which indicated either a “light touch” or an “extensive” accreditation process 2A.4 From the above bar chart it can be seen that those faculties where the PSRBs create the highest concentration of extensive accreditation are the Built Environment, Biomedical Sciences and Engineering Sciences. These data do not give any indication of the size of particular programmes. For large and complex programmes the PSRB accreditation process will often involve much more staff time than would be the case with (eg) a small Masters 4 programme. Overall, the faculties of the Built Environment and Biomedical Sciences expressed the most concern regarding the burden placed on their programmes by PSRBs. In the case of the Faculty of the Built Environment, difficulties arose as a result of those programmes (such as the BSc Architecture) which are accredited by more than one PSRB, each with differing demands and processes. In the case of the Faculty of Biomedical Sciences, one programme (the MBBS) is of considerable size and represents the bulk of the faculty’s provision. At its first meeting, the PSRBWG noted the need to consider whether in the face of increasing or excessive PSRB requirements, UCL might provide support by engaging in dialogue with the relevant PSRBs and suggested that QMEC follow up comments made by those faculties who noted a disproportionately heavy or increased burden placed on them by their PSRBs, to discern whether such institutional dialogue or intervention would be appropriate or helpful (see paragraph 5.1 (d) below. 2B Perceptions of Increased Burden 2B.1 Interestingly however, overall, 35 (71%) responses indicated that there had been no increase in the PSRB requirements with 12 (24%) of these respondents stating that there had actually been a reduction. 2B.2 Only 6% of responses indicated that the burden placed on programmes and departments from PSRBs had increased. These responses were from the Faculty of the Built Environment and appeared to centre around two PSRBs which accredited the programmes, but used a different process and required different documentation. 2B.3 In the light of the above, it is interesting to note that 36 (73%) responses stated that the PSRB had made no reference to the Concordat1, although another 5 (10%) responses indicated that changes implied that attention had been paid to it. Only 3 (6%) responses were certain that the PSRB had referred to the Concordat (the PSRBs were the Royal College of Surgeons in Edinburgh (2) and the British Psychological Society (1). Given the lack of awareness of the Concordat demonstrated above, it is probably unsafe to assume that its implementation has resulted in the perceived reduction in burden, although this remains a possibility. The Working Group will recommend that QMEC contact the HERRG to ask for clarification of how they are monitoring the impact of the implementation of the Concordat (see paragraph 5.1 (f) below). 2C Faculty involvement in/knowledge of the outcomes of PSRB accreditation events 2C.1 Although not invited to respond to a specific question regarding the level of faculty involvement in the accreditation process, it can nevertheless be inferred from responses to question 5 (‘please provide a brief summary of the process’) that there is no specific faculty involvement in the process and that it is handled almost exclusively by the programme or department. 1 In 2005 the Higher Education Regulation Review Group published the Hodgson Report, ‘Less Regulated, More Accountable’ setting out a framework of recommendations for a “Concordat” between funding and inspection bodies in HE in England. 5 2C.2 It can likewise be inferred from the responses to questions 10 and 11 (see Annex 2) (concerning the follow-up procedures employed by the PSRB) that the parent faculty and/or UCL would not currently be automatically made aware if a programme were to lose its accredited status. The responses showed wide variation in follow-up procedures with 24 (49%) stating that follow up procedures were dependent on the accreditation decision, with wide variation in practice and time-scale. 5 respondents (10%) indicated that the follow up process took place regardless of the accreditation decision, usually involving an update request on progress and/or further statistical data on students. 13 (26%) stated that there was no follow-up process. Around half the responses, (26 or 53%) stated that the PSRB sent both an official letter and a report with recommendations. 12 (24%) responses indicated that the PSRB reported by letter only and 8 (16%) by a report only, with 1 response each indicating that the outcome was reported orally or by e-mail. No mention was made by any respondent of outcomes being either copied or reported to the faculty. 2C.3 Officers have also checked the Summaries of FTC Proceedings (which are submitted to AC) for 2005-06, 2006-07 and 2007-08 for any indication that FTCs routinely discuss the outcomes of PSRB accreditation events as part of their normal business and it would appear from this evidence that they do not. 3 OTHER KEY POINTS TO NOTE ARISING FROM THE RESPONSES2 3A Positive aspects and benefits to the students of the accreditation process 3A.1 A variety of responses were received and it should be noted that many responses noted more than one benefit each. Most responses (55) indicated that accreditation was positive because it either gave students professional status or was itself a necessary step in that process, either through further application or training. This included assisting in the attainment of chartered status, or providing assurance that students had met standards for basic practice competency. 3A.2 Some 10 responses indicated that accreditation afforded some international recognition of the graduates of a programme, with obvious positive implications for the recruitment of overseas students for those programmes. 14 responses indicated that the PSRB had a positive effect on the academic provision of the programmes, including assuring standards, giving additional feedback mechanisms for students and giving an external view of the currency of programmes, which was helpful to their development. 3A.3 A small number of responses (4) stated that the PSRB offered some kind of student membership which allowed them access to additional libraries and information and events and lectures with professionals and academics, as, well as providing early networking opportunities. 2 The key points arising from the questionnaire responses to the main issues identified by the PSRBWG are given above. Where possible, the number of respondents and the percentage are given, however, to some questions, respondents gave more than one answer which prevents conversion to percentages. Full analysis of the questionnaire data is available at Annex 2. 6 3B Main focus of the PSRB (academic standards, curriculum content, fitness to practise etc.) and level of curriculum input 3B.1 Overall, the vast majority of respondents (45 and 92%) stated that the PSRBs’ main focus was on maintaining and improving academic standards. 43 (88%) stated that curriculum was also a main point of focus. Fitness to practise was also indicated as a focus by 34 (69%) of responses. 3B.2 Although there was variation in the actual practice (see Annex 2), 25 (51%) of responses indicated that the PSRB had broad input into the curriculum with programmes required to demonstrate some form of adherence or compliance. A smaller number, 7 (14%) of responses indicated that there was stronger involvement by the PSRB into the curriculum, which it largely determined. 3B.3 Given the potential impact of ‘fitness to practise’ issues on the institutional disciplinary procedures, the Working Group will recommend that the Academic Registrar should be asked to give detailed advice on whether account is taken of PSRB requirements when designing UCL’s disciplinary regulations and if so, how this is done (see paragraph 5.1 (e) below). 4 SUMMARY 4.1 At its first meeting of 5 December, the PSRBWG noted that ‘Professional, Statutory and Regulatory Body’, as indicated by the name, was an umbrella term, encompassing a variety of different roles, with some PSRBs taking a regulatory role, some a statutory role and others a mixture of these. Some were responsible for guaranteeing fitness to practise (eg the General Medical Council) whereas others merely lent prestige to the programmes they accredited. The nature and level of the interventions and the pressures on departments from their various PSRBs were therefore very different and the PSRBWG’s recommendations to QMEC would need to take account of this. 4.2 Most, (45 and 92%) responses to the questionnaire stated that accreditation could be removed by PSRBs. A small number of responses also noted the existence of additional sanctions, often withdrawal of professional status. It was clear from the responses that the loss of accredited status would, in a significant number of cases, have a catastrophic effect on the programme and that many would be unable to continue if accreditation were withdrawn. In the light of this, it would seem vital that UCL/faculties should be made aware at an appropriately early stage of any issues noted by PSRBs which, if not addressed might lead to loss of accreditation. 4.3 Also, although there have been to date no recorded problems with PSRB accreditations of UCL programmes, it is acknowledged that since the acquisition and exercise of its own degree awarding powers, UCL should have a robust mechanism to ensure that any problems which might occur in the future can be picked up in a timely fashion at faculty and institutional level. Any mechanism would however, given the variation of role and purpose of PSRBs noted above, need to be risk-based and proportionate. 4.4 It is therefore suggested that all reports/final letters from PSRBs should be forwarded to (i) the Dean of Faculty as soon as these are received so that these can be discussed at FTCs as a matter of routine and (ii) the ViceProvost (Academic and International)/AC Chair and the QMEC Chair. The 7 Working Group recognises that there would be resource implications if such an institutional monitoring mechanism were introduced but feel that it is not within its remit to comment further on this (see paragraph 5.1 (a) below). 4.5 Where responses have noted a significant PSRB burden, these seem to indicate that the burden of external accreditation work is not the issue, but rather, the combination of this with internal QME requirements such as IQR, AM and AAM. However, given the enormous variation in type, purpose and timing of PSRB accreditation events noted in the responses to the questionnaire, it would not be realistic or helpful to attempt any institutionwide ‘mapping’ of accreditation events, nor integration of these with schedules for IQR, AM and AAM. It is recommended instead that the HoD/Chair of DTC’s overview AM report template should, in future, carry a request for details of any PSRB accreditations in a manner similar to that for AAM. In this way it will be possible for FTCs (to whom the overview AM report is submitted for discussion) to build increased awareness at faculty level of PSRB accreditation events (see paragraphs 5.1, (a) and (b) below). It is also recommended that the definitive schedule of PSRB-accredited programmes compiled for the purpose of the Working Group’s deliberations, be maintained by UCL and published (see paragraph 5.1 (g) below). 4.6 For the purposes of IQR, departments are increasingly creating and maintaining online databases of IQR self-evaluative statements and supporting material. It is recommended that departments might also use the material created and stored thus for PSRB accreditation events (adding or altering where necessary). In this way, much supporting material can be reused wherever convenient and for either purpose as appropriate (see paragraph 5.1 (c) below). 4.7 The Working Group noted that where supporting material has already been prepared for a PSRB accreditation event, Heads of Department/Departmental Contacts have always been encouraged to discuss and negotiate with the Administrative Secretary (during the preliminary briefing prior to the Department’s IQR) whether this material might also ‘map’ onto the requirements for core IQR supporting documentation. Where material can be shown to map appropriately, departments are encouraged to submit this. With AM, the AM Guidelines state3 that in the case of departments who regularly undergo accreditation by PSRBs, provided the core AM reporting requirements are fulfilled, departments are at liberty to adapt the AM template to accommodate any additional reporting requirements needed to support or prepare for accreditation. However, given the vast differences in the burden of accreditation events revealed by the responses (from the ‘light-touch’ filling in of a form and exchange of emails to the ‘extensive’ series of inspections and interviews – see paragraph 2A above) the PSRBWG considered it unrealistic to recommend that the deferral of a scheduled IQR should be automatic where the IQR coincided with a PSRB accreditation and agreed that the existing arrangement, where deferral of an IQR was considered on a case-bycase basis, was still fit for purpose. 5 RECOMMENDATIONS TO QMEC 5.1 In light of the above, the PSRBWG makes the following recommendations to QMEC: 3 See http://www.ucl.ac.uk/academic-manual/part-l/l7 section 12 8 (a) That all reports on outcomes/final letters from PSRBs should be forwarded to (i) the Dean of Faculty as soon as these are received so that these can be discussed by FTCs as a matter of routine (ii) the Vice-Provost (Academic and International)/AC Chair and the QMEC Chair. The Working Group recognises that there would be resource implications if such an institutional monitoring mechanism were introduced but feel that it is not within its remit to comment further on this (see paragraph 4.4). (b) That the HoD/Chair of DTC’s overview AM report template should, in future, carry a request for details of any PSRB accreditations in a manner similar to that for AAM. In this way it will be possible for FTCs (to whom the overview AM report is submitted for discussion) to build awareness at faculty level of PSRB accreditation events (see paragraph 4.5). For institutional awareness of accreditation events, see recommendation (g) below. (c) That, in view of the fact that for IQR, departments are increasingly creating ad maintaining online databases of IQR self-evaluative statements and supporting material, it be recommended that they do likewise for the material required for PSRB accreditation events (see paragraph 4.6). However, the existing arrangement, where deferral of an IQR where the IQR coincides with a PSRB accreditation is considered on a case-by-case basis, is still fit for purpose and should remain. Where material has already been prepared for a PSRB accreditation event, Heads of Department/Departmental Contacts will, as previously, be encouraged to discuss and negotiate with the Administrative Secretary (during the preliminary briefing given to the Department prior to the Department’s IQR) whether this material might also serve as core IQR supporting documentation (see paragraph 4.7). (d) That QMEC follow up comments made by faculties who noted a disproportionately heavy or increased burden placed on them by their PSRBs to discern whether UCL might provide support by engaging in dialogue with the relevant PSRBs where such institutional dialogue or intervention would be appropriate or helpful (see paragraph 2A.4). (e) That, given the potential impact of ‘fitness to practise’ issues on the institutional disciplinary procedures, the Academic Registrar should be asked to give detailed advice on whether account is taken of PSRB requirements when designing UCL’s disciplinary regulations and if so, how this is done (see paragraph 3B.3). (f) That QMEC contact the HERRG to ask for clarification of how they are monitoring the impact of the implementation of the Concordat (see paragraph 2B.3). (g) That the definitive register of PSRB-accredited programmes compiled for the purpose of the Working Group’s deliberations, be maintained by UCL and published (see paragraph 4.5). 6 NEXT STEPS 9 5.1 QMEC is invited to consider the above report and recommendations. If the recommendations are approved, Officers will draw up an implementation plan and report all progress made to a future meeting of QMEC. 10 Annex 1 Table summarising PSRBs by Faculty Name of PSRB No. responses received (no.progs in brackets) Chartered Institute of Library and Information 3 (3) Studies Society of Archivists 1 (2) Faculty Frequency of accrdtn Visit Paper based process Academic Standards/ Curriculum Fitness to Practise How does it report Follow up Sanctions A&H 5 years N Y Y N A&H 5 years Y Y Y Y Report and letter Report Follow up review Next Accreditn Remove accdtn Remove/ suspend accdtn Remove Licence General Medical Council (GMC) 1 (1) BMS 5 years Y Y Y Y Report and letter Health Professions Council (HPC) 1(2) BMS/ LIFE Annually Y Y Y Y Letter and possible report General Dental Council (GDC) – Joint Committee for Specialist Training in Dentistry via Specialist Advisory Committee for Restorative Dentistry Faculty of General Dental Practitioners (FGDP) 2 (2) BMS 5 years Y Y Y N Report 2 (14) BMS Once only N Y Y N Letter Annual update required Possible action on reccs/ annual monitrng Requires action on reccs N/A Royal College of Surgeons in Edinburgh 2 (2) BMS Once only N Y Y Y Letter N/A General Dental Council – Royal College of Surgeons (RCS) British Academy of Audiology on behalf of the Registration Council for Clinical Psychologists (RCCP) Architects Registration Body UK (ARB) 2 (2) BMS Once only N Y Y N Letter N/A 2 (2) BMS 5 years Y Y Y Y Report and letter 1 (1)* FBE 4 years N Y Y Y Report and letter Requires action on reccs Annual monitrng 11 Remove accdtn Remove accdtn Remove accdtn Remove accdtn Remove accdtn Remove accdtn Remove Accdtn Name of PSRB No. responses received (no.progs in brackets) 1 (1)* Faculty Frequency of accrdtn Visit Paper based process Academic Standards/ Curriculum FBE 4 years Y Y Y 5 (6) FBE 1 (6) ENG 1 (1) FBE/ ENG FBE Annually Y*** Y Y Y 5 years Y Y Y Y 1 (1) FBE 5 years Y Y Y Y Letter 1 (1)** FBE 2-5 years Y Y Y Y Royal Town Planning Institute (RTPI) 3 (4) FBE Annually Y N Y Y Report and letter Report and letter Institution of Chemical Engineers (IChemE) 2 (12) ENG 5 years Y Y Y Y Institution of Mechanical Engineers (IMechE) 2 (8) ENG 5 years Y Y Y Y Report and letter Report International Hydrographic Organisation (IHO) and International Federation of Surveyors (FIG) Joint Board of Moderators (Institution of Civil Engineers, Institution of Structural Engineers, Institution of Highways and Transportation, Institution of Highway Incorporated Engineers) 1 (1) ENG 8 years N Y Y Y Letter 1 (9) ENG 5 years Y Y Y Y Report and letter Royal Institute of British Architects (RIBA) Royal Institution of Chartered Surveyors (RICS) Chartered Institute of Building (CIOB) Chartered Institute of Building Service Engineers (CIBSE)/Society of Light and Lighting (SLL) British Institute of Facilities Management (BIFM) 12 Fitness to Practise How does it report Follow up Sanctions Report and letter Annual monitrng & interim visit after 2 years Annual meeting Requires action on reccs checked annually Next Accredtn Next Accredtn Reviews at board meeting None Remove Accdtn/ Condtnl validtn Report and letter Report and letter Prog informs PRSB of changes Next Accredtn Requires action on reccs Remove accdtn Remove accdtn Remove accdtn Remove accdtn Remove accdtn Remove accdtn Remove accdtn Remove Accdtn Remove accdtn Name of PSRB No. responses received (no.progs in brackets) 2 (4) Faculty Frequency of accrdtn Visit Paper based process Academic Standards/ Curriculum Fitness to Practise How does it report Follow up Sanctions ENG 4 years Y Y Y Y Letter Remove accdtn Institute of Physics and Engineering in Medicine (IPEM) 2 (2) ENG 5 years Y Y Y Y Report Institution of Engineering and Technology (IET) 1 (1) ENG 5 years Y Y Y N Joint Academic Stage Board of the Solicitors Regulation Authority and the Bar Council – Law Society/General Council of the Bar British Psychological Society (BPS) 1 (9) LAWS N Y Y N 3 (3) LIFE Once at inception of prog 5 years Report and letter Letter Requires action on reccs Requires action on reccs by following session Annual report None Y Y Y Y Report Requires action on reccs Association of Child Psychotherapists (ACP) 1 (1) LIFE 4 years Y Y Y Y Report Under review Royal Statistical Society (RSS) 1 (8) MAPS Annually N Y N E-mail None Royal Society of Chemistry (RSC) Institute of Physics (IoP) 1 (3) 1 (21) MAPS MAPS 5 years 4 years N Y N (By email) Y Y Remove Accdtn/ lead to prog closure Remove Accdtn/ monitor prog Remove accdtn Y Y Letter Report and letter None Next Accredtn Royal Institute of Naval Architecture (RINA)/Institute of Marine Engineers (IMAREST) Total 49 (127) 13 Remove accdtn N/A Remove accdtn Not known Remove accdtn *ARB and RIBA both accredit programmes in a complimentary approach, but have been listed separately here as they follow different practice and timescale ** RICS and CIOB/BIFM both accredit BSc Project Management/Facility and Environmental Management programmes, but have been listed separately here as they follow different practice and timescale *** This is for the initial accreditation – an annual process by paper is then followed 14 Annex 2 Analysis of results of responses to questionnaire (1) How frequently is your programme(s) subject to PSRB accreditation? Once only 1 year 2 -5 years 4 years 5 years More than 5 years 6 12 1 7 22 1 Key points: Variation in frequency often reflects type of accreditation: “once only” answers were mainly received from dental programme responses, which may focus on accreditation of the student rather than the programme itself (i.e. it occurs once because only the student is accredited); 12 (24%) responses underwent annual accreditation; 29 (59%) responses stated that accreditation process took place at 4 or 5 yearly intervals (the majority of these responses indicated that this involved a PRSB accreditation team visit, similar to the frequency of the QAA institutional audit or the IQR programme). (2) Does the accreditation process involve: A paper-based process? A visit from an accreditation team? A combination of the two? Annual meeting of programme staff with PSRB Informal e-mail communication 41 30 31 4 1 Key points: Most (41 or 84% of responses) involve a paper based process - this may in fact be higher as some responses were not always clear; Some 30 (61%) of responses indicated that a visit from accreditation team was part of the PSRB process; Some 31(63%) of responses indicate that the accreditation process involves a combination of a paper based process and a visit from an accreditation team; 4 Faculty of the Built Environment responses also indicated that the accreditation process included a specific meeting (“annual partnership meeting”) of the programme staff with the PSRB (Royal Institution of Chartered Surveyors) to discuss new and existing programmes. The responses stated that a visit from the PSRB was conducted at the point of initial accreditation; One response involved members of the programme staff attending an accreditation meeting of the PSRB and one response indicated that a light touch process was conducted entirely by e-mail (Statistical Sciences). 15 (3) How long does the accreditation process take? Less than 1 day 1 day 2 days 2-3 days 1-4 weeks 1 term Several months 1 year 18 Months N/A Not known 7 8 4 1 2 1 20 2 1 1 2 Key points: Responses which indicated less than 1 day for the accreditation process all came from the Faculty of Biomedical Sciences with the majority dental PSRBs/programmes. Some of the responses indicated that a very short period of time was spent on the process, some 30 minutes to 3 hours; Altogether 20 (41%) of responses indicated that the accreditation process took 1 week or less; The 24 (49%) responses which stated that the process took a number of months or longer often indicated that this involved different stages of completing the process; One of the respondents answering “not known” (MSc Environmental Design and Engineering) further explained that the programme was in the application process for accreditation and it was not yet clear how the process worked, its length and the anticipated work-load (the PSRB was the Chartered Institute of Building Service Engineers). (4) How long does the preparation for the accreditation process take? Less than 1 day 2 -5 days 1 week 1-2 weeks 2-4 weeks 1-2 months 3-6 months 6-12 months N/A Not known 3 12 8 4 3 4 4 1 6 3 Key points: Altogether, 15 (31%) responses stated that preparation took less than 1 week rising to 30 (61%) of responses which stated that this took less than 1 month; 9 (18%) respondents answered that preparation took longer than 1 month, including the MBBS (PSRB the General Medical Council) – this often indicated a multiple-staged accreditation process that was clearly not “light touch”. Many of the responses from the Faculty of Built Environment also stated that PSRB accreditation was a similarly involved process. 16 (5) Please provide a brief summary of the process. PSRB selects programme(s) for review, receives submission from programme then meets students and make decision on accreditation PSRB first accredits programme through approval visit, then follows 2 year cycle of review involving audit every second year. Programmes complete declaration to confirm no changes or inform PSRB of major changes to programme (e.g. change of tutor, new courses etc) Submission of detailed documentation to PSRB, followed by visit(s) Visit from PSRB accreditation team (including interviews), review of programme’s written submission and documentation leading to decision PSRB conducts questionnaire of placement supervisors and key stakeholders and then reviews programme’s written submission, visits and interviews students and staff, inspects teaching resources and samples of students’ work; considers and makes decision Submission of re-accreditation documents reviewed by panel in visit. Panel report to PSRB committee for decision Submission of paperwork confirming programme and/or institution accredited Submission of documentation to PSRB for consideration at a formal validation meeting. PSRB decides whether to request more information or make recommendations for programme to implement (to be reviewed) or to accredit Oral presentation to meeting with PSRB, submission of application documentation for accreditation. PSRB considers decision in internal meeting(s) Submission of paperwork (including self-evaluative statement) received by PSRB who consider and make decision Submission of annual statistics considered by PSRB then decision Submission of paperwork mapping programmes to PSRB criteria followed by further consideration and discussion PSRB requests by e-mail details of any changes to programme(s), if none received, automatically renews accreditation, if changes made, PSRB receives documentation, reviews and then makes decision Not known 4 1 4 11 1 2 5 2 6 1 1 3 1 7 Key points: There is some variation in specific practice for the accreditation processes and the main responses are included above. However, there are two basic patterns, as indicated in Q1 above of PSRB’s either using a paper-based process or a process involving visit(s) and a paper-based process; For the paper based process excluding visits this ranges from submission of documentation, statistical data, completion of specific forms and in some cases self-evaluation statements. Altogether 12 (24%) response below followed this pattern in some way; 23 (47%) responses indicated that the accreditation process involved both submission of some kind of paperwork and visits from a PSRB team; Other response included submission of documentation to the PSRB and an oral presentation by the programme at a special meeting (6) and a very light touch process involving accreditation using only e-mail (1). (6) What are the positive aspects and benefits to the students of the accreditation? Necessary for professional status for students Membership of PSRB (or be qualified to apply for this) Student Membership of PSRB (i.e. not full membership) Registration with further national body (e.g. GDC) which in some cases may 17 27 14 5 4 require further specialist training/necessary for application to national body Assists in application for chartered status Gives credits for further study/training with PSRB or other recognised national body (such as GDC) PSRB Internationally recognised To ensure programme meets requirements of the award and assures standards To ensure that programme satisfies educational and (e.g., clinical) practice requirements assuring standards for basic competency Additional feedback mechanism for students to comment on the course Provides external view of the programme, ensures curriculum is up to date and assists in its further development 10 4 10 4 4 2 4 Key points: A variety of responses was given to this question and it should be noted that many response gave more than one benefit each; Most responses indicated (55) that accreditation was positive for either giving students professional status or being a necessary step in that process, either through further application or training. This includes assisting in the attainment of chartered status (often for Built Environment and some Engineering Sciences PSRB/programmes), assuring that students had met standards for basic practice competency (for many Life Sciences and Biomedical Sciences programmes/PSRB). 10 responses indicated that accreditation gave some international recognition of the student and this had obvious implications for recruitment of overseas students for those programmes; 14 responses indicated that the PSRB had a positive effect` on the academic provision of the programmes, including assuring standards, giving additional feedback mechanisms for students and giving an external view of the currency of programmes, which was helpful to their development; A small number of responses (4) stated that the PSRB (Royal Institution of Chartered Surveyors) offered some kind of student membership which allowed them access to additional libraries and information and events and lectures with professionals and academics, as, well as providing early networking opportunities. (7) What is the PSRB’s main focus? Does it concern itself with: academic standards curriculum content fitness to practise Other - conduct of members 45 43 34 1 Key points: 45 (92%) responses stated that the PSRB main focus was with academic standards, with 43 (88%) also stating that this included focus on curriculum content; Fitness to practice was also widely indicated by 34 (69%) respondents with many programmes in Biomedical Sciences, Built Environment and Engineering Sciences responding positively; 18 (8) Does the PSRB check these: During the course of study After the course of study Both PSRB monitors conversion rate, number of students registered and number of graduates who apply for membership PSRB only checks for curriculum content Not known YES 12 9 17 3 NO 13 13 1 5 Key points: There is wide variation in practice in when PSRBs check the main focus of the accreditation process (see Q7 above), with 17 (35%) responses stating that the PSRB conducted the process during as well as after the course of study. This may be dependent on whether the PSRB uses follow-up processes or monitoring of the programme’s provision. (9) Where applicable, please indicate the level of input into the curriculum. Light touch – but programme must demonstrate that it covers broad areas and addresses key values and skills of PSRB PSRB defines broad topics/standards/core subjects which programme must comply with and requires curriculum to remain relevant to current practice Curriculum determined by PSRB (produces substantial checklist it expects programmes to map their curriculum onto in written submission) Intended learning outcomes (e.g.” clinical fitness to practice”) are set by PSRB/national accreditation bodies and must be adhered to by programme External/Professional Examiners are required to verify that each candidate has met the PSRB(s) criteria for competence to practice PSRB advises on development of the curriculum if it can be accommodated by the programme None Not known 13 12 3 4 4 2 5 6 Key points: 25 (51%)responses stated that the PSRB had broad input into the curriculum with programmes required to demonstrate some form of adherence or compliance; 7 (14%) responses indicated stronger involvement by the PSRB into the curriculum, which it largely determined. This included some Biomedical Sciences programmes (such as some of the Dental programmes) as well as some Built Environment programmes; 4 (8%) of responses stated that the PSRB checked the students competency to practice through the use of external examiners, this included the BSc Architecture programmes. (10) How does the PSRB report? By letter By report with recommendations Both Oral confirmation of accreditation By e-mail 12 9 26 1 1 19 Key points: Most 47 (96%)responses stated that the PSRB reported the outcomes of the accreditation process either through an official letter or a report with recommendations or both; The respondent answering that the PSRB (Royal Institution of Chartered Surveyors) report was given as oral confirmation stated that this was the end of the oral presentation meeting by the programmes; The e-mail report was the conclusion of this processes for the Department of Statistical Sciences. (11) What follow-up procedures does the PSRB employ and what is the time interval for the follow up? Reports to PSRB board, reviews any changes – timescale dependent on chosen action PSRB may request additional information and allows deadline (e.g. 28 days) If changes to programme required, further action may be taken including possible further visit or review – timescale dependent on chosen action PSRB reviews report at next accreditation, except where accreditation had been withheld, in which case it may specify a shorter timescale for evidence that action has been taken on recommendations Paper based annual monitoring and/or interim visit - timescale dependent on chosen action PSRB may require confirmation that action taken to address any issues and follow this up (in some cases annually) Written recommendations following the visit (2-6 months) PSRB monitors and collects data on annual entry standards to programme – timescale depends on outcome of monitoring (i.e. whether programme is accredited) PSRB requires that any changes to programme are implemented for the next academic session PSRB requires an annual update through action plan/change management plan outlining progress on recommendations and good practice PSRB requires annual report and list of graduates PSRB may require follow-up review dependent on decision Not known None 4 1 10 3 5 2 1 1 2 2 1 2 2 13 Key points: 24 (49%) of responses stated that follow-up to the accreditation process was dependent on the decision to accredit, with wide variation in practice and time scale (as listed above); 5 (10%) indicated some kind of follow-up such as an annual report or update (often with submission of statistical data on student numbers); 13 (26%) stated that the accreditation process did not involve follow-up. (12) What sanctions, if any, could the PSRB employ? Removal of accreditation status Programme withdrawn from PSRB’s list of approved programmes, degree cannot then provide professional (e.g. clinical) training Students not allowed PSRB membership/not allowed to practice PSRB could deem institution to be below acceptable standard of delivery, leading to further scrutiny and monitoring by PSRB 20 45 5 3 1 Removal of licence by GMC N/A Not known 1 1 2 Key points: Most, (45 and 92%) responses stated that accreditation could be removed by PSRBs; A small number of responses also gave additional sanctions, often withdrawal of professional status. It was clear from these answers that losing accreditation status would often have a catastrophic effect on the programme, and many would be unable to continue if it was withdrawn (e.g. MBBS and BSc Architecture programmes); (13) What is the number and composition of the PSRB review team who undertake accreditation events. (E.g., are they professionals, academics etc and is there a student representative)? Team members Professionals/practitioners Academics Representative(s) of PSRB or national body (e.g. GDC) Member of PSRB – non professional (Administrative or secretarial) Student representative Lay member Not known N/A No. 35 29 18 11 2 2 3 3 Key points: Most responses indicated that professional or practitioners were members of the review teams where visits were part of the accreditation process; Academic members of the team were also reported by many responses; About half of these responses stated that representatives from the PSRB was in the team and slightly less that the PSRB often supplied a secretarial or administrative member; A small number of response indicated other team members such as students representatives and lay members. (14) Does the PSRB identify good practice? YES NO 33 12 Not known 4 Key points: 33 (67%) of the responses stated that the PSRB did identify good practice, with 12 (24%) answering negatively (15) Has there been any significant change in the PSRB's requirements in the last five years? If so, has this resulted in an increased burden being placed on your department? Less intensive paper exercise and therefore less of burden on programme Reduced from full accreditation process to a visit 21 8 4 On-going load increased (e.g. by recently introduced annual monitoring), but less visits Increased demand, two bodies involved request similar documentation but in different format, hence larger burden on programmes Requirements change every visit/accreditation Length of visit changed Not known None None but PSRB currently reviewing its accreditation criteria and processes 3 3 3 1 4 20 3 Key points: 12 (24%) responses indicate that there has been a reduction in the accreditation process in the last five years; 3 (6%) responses, from the Faculty of the Built Environment, stated that the burden had increased, largely due to the demands of two different PSRBs (RIBA and the ARB) requiring different documentation; 20 (41%) responses indicated that there had been no changes, but 3 (6%) stated that this was under review; Overall 35 (71%) respondents altogether indicated that there had been no increase in the burden from PSRBs in the last 5 years. (16) Has the PSRB made any reference to the “Concordat”? 4 YES NO Not known 3 36 5 No reference but changes indicate that attention has been paid to it 5 Key points: 36 (73%) responses stated that the PSRB had made no reference to the “Concordat”, although another 5 (10%) responses indicated that changes implied that attention had been paid to it; Only 3 (6%) responses were certain that the PSRB had referred to the “Concordat” (the PSRBs were the Royal College of Surgeons in Edinburgh (2) and the British Psychological Society (1). (17) Do the PSRB's requirements map onto UCL's internal QA requirements (eg. Annual Monitoring/ Internal Quality Review etc and, if so, how? Annual Monitoring Internal Quality Review YES NO In part 11 11 22 22 14 14 Not known 2 2 Key points: 22 (45%) respondents stated that the PSRB requirements did not map on the internal UCL QA requirements; 4 In 2005, the Higher Education Regulation Review Group (HERRG) published a report entitled 'Less Regulated - More Accountable' – also known as the ‘Hodgson Report’. In the report, the HERRG sets as its main priority the framing of recommendations to ensure better co-ordination of quality assurance, data collection and consultation through the brokering of a better regulation ‘Concordat’ between the funding and inspection bodies in HE in England. 22 However, around half 25 (51%) stated that they did map onto the requirements, although 14 (28%) of these responses stated that they did so only in part. (18) Are there any other comments relating to the PSRB accreditation process that you wish to raise? “the attractiveness of our programme would certainly be reduced if it did not carry SAC educational approval” (MClinDent in Endodontology & Affiliate Year of Study for Membership in Restorative Dentistry) “overall positive experience” (MSc/PG Dip in Audiological Science) “the RIBA and ARB processes, taken together with institutional QA, UCL’s IQR and other processes impact dramatically on our ability to undertake the actual business of teaching and researching. More coordinated and streamlined processes would be of immense benefit” (Bartlett Certificate in Professional Practice and Management in Architecture (Architecture programmes) “UCL is arguably the most prestigious university that RCIS deals with in the UK. The relationship is important to both parties (MSc European Property Development and Planning/MSc project and Enterprise Management/MSc/PGDip/PGCert Facility and Environment Management ).” “It would be very beneficial on staff time if IQRs could be timed to take advantage of the documentation assembled for the accreditation process” (BSc Project Management for Construction) “UCL has had a long relationship with SLL (and its forbears) over nearly 50 years; current members of staff are active and hold senior positions in SLL. Both sides would wish to retain our very close links.” (MSc Light and Lighting) “Having been involved on it from both sides (been accredited and as an accreditor) I would say that the approach of the Engineering PRSB is constructive and effective and ensures a reliable standard of Engineering within UK engineering degrees” (MSc Mechanical Engineering) “A necessary chore…and a good chance to show off in detail to other academics and consultants” (Civil Engineering programmes) “From the Geomatics point of view the most important aspect is recruitment; even though relatively few students go on to join the RICS most of them perceive it important at the application stage, and many of them have been referred on to the programmes in the first through the RICS” (Geomatic Engineering programmes) “Accreditation is …. of much more use to us than the largely internalised local UCL QA processes, which are carried out by non-experts in the field of study. It is therefore our preferred process. For this reason, rather than seek less PSRB involvement and more internalisation, we believe that UCL should instigate a much lighter touch IQR process for suitably accredited programmes than at present whereby this robust external scrutiny is given insufficient credit. This would be consistent with UCL’s international strategy to prepare our students for global citizenship” (Chemical Engineering programmes) 23 “it is very straightforward, based on mutual trust and respect and we are very happy with it – so if there are any changes in the pipeline, please allow the flexibility to carry on with business as usual for programmes where this is working!” (Statistical Science programmes) “Teaching staff on the UCL Archives and Records management programmes emphatically welcome the accreditation process. It is very important to us and to our students. Not only does it allow us to “badge” our courses as professionally recognised and as one of the essential steps towards a professional career, it also gives us as university educators the opportunity to engage in a direct dialogue with the Archives profession and employers about what we can offer them in terms of curriculum development and professional engagement” (Archives and Records Management programmes) “in my experience the process has rarely been useful in identifying problems and in suggesting solutions. In one case a Department has been put “on probation” (i.e. they have been given provisional accreditation for two years instead of the usual five), but with no significant consequences and ultimately no significant changes to their curriculum or processes. More seriously, there is NO attempt to assess the quality of our graduates five, ten or fifteen years after graduation – thus, the accreditation process only assesses the academic coherence of the curriculum and the robustness of our processes, but has nothing to say about how good our graduates are at doing what they are expected to do by their employers. If I made a statement to the effect that our graduates are the best of all other universities in the world, no PSRB would have any data to prove me wrong.” (Faculty of Engineering) “The GMC is both a statutory and a professional body and as such has a justifiable interest in the MBBS programme; however it is neither a funder of the programme nor an employer of anyone who delivers it. Therefore the HEI also has an important and legitimate role in quality enhancement. It should be entirely possible to develop local arrangements that reduce the burden and duplication of these dual processes while fulfilling the necessary regulatory and quality enhancement roles.” (MBBS programme); “We will appreciate the streamlined, “lighter touch” approach alluded to in the (BPS) 4th February letter”. (BSc Psychology) “The change from an accreditation visit to a paper-based exercise means that the accreditation team no longer meet and talk to the students. It also takes much longer to explain everything in writing and to provide clarification.” (MA Diploma in Library and Information Studies/ MSc/PG Diploma in Information Science /MA/PG Diploma in Electronic Communication and Publishing) “The IoP accreditation process is relatively straightforward, if somewhat time consuming particularly if it coincides with the start of a new session” (Physics programmes) Key points emerging from the comments: 9 of the comments viewed involvement with the PSRB positively and considered it to be very important for the programme(s); 1 comment was concerned that involvement with the PSRB placed a heavy burden and had an impact on teaching and research; 24 1 response viewed the involvement with PSRBs negatively; 3 responses mention a desire to coordinate UCL’s internal QA processes, particularly IQR with the PSRB reviews. 25 ANNEX 3 WORKING GROUP ON PROFESSIONAL, STATUTORY AND REGULATORY BODIES (PSRBs) QUESTIONNAIRE TO PSRB-ACCREDITED PROGRAMMES Name of programme: Name of PSRB: (1) How frequently is your programme(s) subject to PSRB accreditation? (2) Does the accreditation process involve: A paper-based process? A visit from an accreditation team? A combination of the two? Other (please specify) (3) How long does the accreditation process take? 26 (4) How long does the preparation for the accreditation process take? (5) Please provide a brief summary of the process. (6) What are the positive aspects and benefits to the students of the accreditation? (7) What is the PSRB’s main focus? Does it concern itself with: academic standards curriculum content fitness to practise Other (please specify) (8) Does the PSRB check these: During the course of study After the course of study Both Other (please specify) (9) Where applicable, please indicate the level of input into the curriculum. 27 (10) How does the PSRB report? By letter By report with recommendations Both Other (please specify) (11) What follow-up procedures does the PSRB employ and what is the time interval for the follow up? (12) What sanctions, if any, could the PSRB employ? (13) What is the number and composition of the PSRB review team who undertake accreditation events. (Eg, are they professionals, academics etc and is there a student representative)? 28 (14) Does the PSRB identify good practice? (15) Has there been any significant change in the PSRB's requirements in the last five years? If so, has this resulted in an increased burden being placed on your department? (16) Has the PSRB made any reference to the “Concordat”? 5 (17) Do the PSRB's requirements map onto UCL's internal QA requirements (eg. Annual Monitoring/ Internal Quality Review etc and, if so, how? 5 In 2005, the Higher Education Regulation Review Group (HERRG) published a report entitled 'Less Regulated - More Accountable' – also known as the ‘Hodgson Report’. In the report, the HERRG sets as its main priority the framing of recommendations to ensure better co-ordination of quality assurance, data collection and consultation through the brokering of a better regulation ‘Concordat’ between the funding and inspection bodies in HE in England. 29 (18) Are there any other comments relating to the PSRB accreditation process that you wish to raise? (19) Please provide the name of a member of staff within the department who would be able to discuss these issues with the Working Group. 30