Introducing NOAA’s Microwave Integrated Retrieval System (MIRS)

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Introducing NOAA’s
Microwave Integrated Retrieval System
(MIRS)
S-A. Boukabara, F. Weng, R. Ferraro, L. Zhao, Q. Liu, B. Yan, A. Li, W. Chen, N.
Sun, H. Meng, T. Kleespies, C. Kongoli, Y. Han, P. Van Delst, J. Zhao and C. Dean
NOAA/NESDIS
Camp Springs, Maryland, USA
15th International TOVS Study Conference (ITSC-15), Maratea, Italy, October 9th 2006
Contents
1
Overview
2
Algorithm Scientific Basis
3
Performance Evaluation
4
Summary & Online Access
2
Overview
Stated Goals of MIRS
™ Algorithm for sounding, imaging, or combination thereof
™ Applicable to all Microwave Sensors
™ Extend over non-oceanic surfaces & in all-weather conditions
™ Operate independently from NWP model forecasts
Benefits
™ Reduction of Time/Cost to Adapt to New Sensors
™ Reduction of Time/Cost to Transition to Operations
™ Improvements in Severe Weather Forecasts
™ Better Climate Data Records
3
MIRS Concept
Variational Retrieval (1DVAR)
CRTM as forward
operator, validity->
clear, cloudy and precip
conditions
Emissivity spectrum
is part of the
retrieved state vector
Algorithm valid in all-weather conditions, over all-surface types
Cloud & Precip profiles retrieval (no cloud top,
thickness, etc)
EOF
decomposition
Sensor-independent
Highly Modular
Design
Flexibility and Robustness
Selection of Channels to
use, parameters to retrieve
Modeling & Instrumental
Errors are input to algorithm
4
Contents
1
Overview
2
Algorithm Scientific Basis
3
Performance Evaluation
4
Summary & Online Access
5
Cost Function Minimization
™Cost Function to Minimize:
(
)
(
)
T Radiance
⎤
⎤ ⎡ 1Jacobians
⎡1
T
−1
m
&
J(X)= ⎢ (X − X0 ) × B × (X − X0 )⎥ + ⎢ Y − Y(X) × E−1 × Ym Simulation
− Y(X)⎥
⎦
⎦ ⎣ 2 from Forward Operator: CRTM
⎣2
∂J(X) = J'(X) = 0
™To find the optimal solution, solve for: ∂X
⎡
⎤
y(x)
=
y(x
)
+
K
x
−
x
⎢
⎥
™Assuming Linearity
⎢⎣
0
0 ⎥⎦
™This leads to iterative solution:
⎫
−1
= B−1 + KnTE−1Kn KnTE−1⎪⎪⎬⎡⎢⎛⎜⎝ Ym − Y(Xn ) ⎞⎟⎠ + KnΔXn ⎤⎥
ΔX
⎦
n+1
⎪⎣
⎧
⎪⎪⎛⎜
⎨⎜
⎪⎝
⎪⎩
ΔX
More efficient
(1 inversion)
⎧
⎪⎪
⎨
⎪
⎩⎪
⎞
⎟
⎟
⎠
= BKT
K n BKT
n
n +E
n+1
⎛
⎜
⎜
⎝
⎞
⎟
⎟
⎠
⎪⎭
−1⎫⎪⎪⎡
⎛
⎬⎢⎜
⎪⎣⎝
⎭⎪
Ym − Y(Xn ) ⎞⎟⎠ + K nΔXn ⎤⎥
⎦
Preferred when nChan << nParams (MW)
6
Quality Control of MIRS Outputs
™ Convergence Metric:
χ2
™ Uncertainty matrix S:
−1
S = B − B× KT K × B× KT + E × K × B
⎛
⎜
⎜
⎝
™ Contribution Functions D:
happening for each parameter.
⎞
⎟
⎟
⎠
indicate amount of noise amplification
D = B×KT K ×B×KT + E
⎛
⎜
⎜
⎝
™ Average kernel A:
⎞
⎟
⎟
⎠
−1
× ⎛⎜⎜ Y(X) − K × X
⎝
0
⎞
⎟⎟
⎠
A = D× K
ƒ If close to zero, retrieval coming essentially from
background
ƒ If close to unity, retrieval coming from radiances: No
artifacts from background
7
System Design & Architecture
Raw Measurements
Ready-To-Invert Radiances
Level 1B Tbs
Heritage Algorithms
Radiance
Processing
1st Guess
HeritageNOAA-18/METOP
Algorithms
Radiometric Bias
NEDT Matrx
E
MSPPS
Legend
Inputs To Inversion
Other MW sensors
Advanced
Vertical
DMSP SSMI/S
Monitored
Integration &
Retrieval
WINDSAT
Used In Geoph. Monit.
Post-processing
(1DVAR) FNMOC
Operational Algs
Combination of :
(Grody 1991, Ferraro et al. 1994,
Weng and Grody 1994,
selection Alishouse et al. 1990)
+
+
Locally Developed
Developed
InversionLocally
Process
MIRS Algorithms for:
Algorithms for:
Temperature Profile
Water Vapor Profile
Emissivity Spectrum
External Data
& Tools
Products
Temperature Profile
Water Vapor Profile
Emissivity Spectrum
- Existing
Published
Ready-To-Invert
Algorithms
Radiances
Complemented by
RTM Uncert. Matrx
- Locally Developed
F
Statistical
Algorithms
NWP Ext. Data
EDRs
8
System Design & Architecture
Raw Measurements
Ready-To-Invert Radiances
Level 1B Tbs
Radiance
Processing
External Data
& Tools
Legend
Inputs To Inversion
Advanced Algorithm
Outputs
Advanced
1st Guess
Vertical
Monitored
Heritage Vertical Integration and Post-Processing
Integration &
Retrieval
Algorithms
Used In Geoph. Monit.
Advanced Algorithm (1DVAR)
Measured Radiances
Post-processing
TPW
Temp. Profile
RWP
Humidity Profile
Vertical
IWP
Radiometric Bias
Yes
Comparison: Fit
Integration
CLW Solution
Simulated
Radiances
selection
Liq. Amount
Prof
Ready-To-Invert
Within Noise Level ?
NEDT Matrx
E
Ice. Amount Prof
Initial State Vector
Rain Amount Prof
Emissivity Spectrum
Skin Temperature
Core
Products
CRTM
Reached
Radiances
No
Inversion Process
MIRS
Update
Post
Products State Vector
-Snow Pack Properties
-Land Moisture/Wetness
RTM Uncert. Matrx
-Rain Rate
F
-Snow Fall Rate
Processing
-Wind Speed/Vector
(Algorithms)
-Cloud Top
-Cloud Thickness
NWP Ext. Data
-Cloud phase
New State Vector -Etc.
EDRs
9
Contents
1
Overview
2
Algorithm Scientific Basis
3
Performance Evaluation
4
Summary & Online Access
10
Performance Evaluation
4
Hurricane
Conditions
3
Over
Land
(TPW)
Validation
2
Profiling
(T,Q)
1
Imaging
(TPW)
11
QC of the Validation Set
Error increases with increasing time separation
12
Improvement Assessment (wrt Heritage)
MSPPS: NOAA’s operational system responsible for deriving microwave products
MSPPS
(bias)
MIRS
(Bias)
MSPPS
(Std)
MIRS
(Std)
Improvement
(%)
N15
1.87
0.49
4.57
3.85
16%
N16
1.31
-1.10
4.22
3.85
9%
N17
2.51
-0.2
4.26
3.30
23%
™Average TPW Standard Deviation Improvement is
16% over ocean
™Better scan angle handling
™Independence from NWP forecast outputs
™Capability extended over land
13
Performance Evaluation
4
™ Temperature
& Humidity
profiles
using N15,16,17,18
Hurricane
Conditions with
™ Comparison
radiosondes (statistical)
3
Over
Land
(TPW)
Validation
2
Profiling
(T,Q)
1
Imaging
(TPW)
14
Temperature & Humidity Profiles
™ Raob Profiles with at least 30 levels used. Ocean cases only. Retrievals up to
0.05 mbars. Assessment only up to 300 mbars.
™ These are real data performances (stratified by sensor)
™ Results shown here are cloudy (up to 0.15 mm from MIRS retrieval)
™ Independent from NWP forecast information, including surface pressure
™ Improvements in progress (scan-dependent covariance Matrix, air-mass preclassification, etc)
300 mb
300 mb
NOAA-15
NOAA-16
Pressure (mb)
Pressure (mb)
NPOESS
IORD-II
Requirements
Temperature Std Deviation Error
NOAA-17
Humidity Std Deviation Error
15
Importance of the Evaluation Set
300
Polar Profiles
300
Tropical Profiles
Temperature Std Deviation Error
Temperature Std Deviation Error
300
Focus of current
efforts:
All Profiles &
All sensors
together
- Air-mass
preclassification of the
background
- Improvement expected
from first guess
Temperature Std Deviation Error
Caution must be exercised
when comparing
performances of algorithms
on different sets.
Types of sets are critical
(tropical, polar, clear, cloudy,
etc and their relative
percentage in the set).
16
Performance Evaluation
4
™ TPW retrieval extended over land
Hurricane
™ Comparison with GDAS analyses Conditions
™ Comparison with Radiosondes over land
™ Sanity Check of MIRS Emissivity Over
Land
Validation
3
Over
Land
(TPW)
2
Profiling
(T,Q)
1
Imaging
(TPW)
17
Microwave TPW Extended over Land
snow-covered surfaces
need better handling
GDAS Analysis
Retrieval over sea-ice and
most land areas
capturing same features as GDAS
MIRS Retrieval
18
Validation of TPW Retrieval over Land
MIRS-based TPW Performances over Land
Bias: -1.13 mm
Std Dev: 4.09 mm
Corr. Factor: 0.86
#Points: 4293
™ ~4000 NCDC IGRA points
collocated with NOAA-18 radiances
™ Only convergent points over land
used
™ Only points within 0.5 degrees and
within 1hour
™ Cloudy points included, up to 0.15
mm
19
Extension of MIRS Validity Over Land
Same MIRS code used for retrieval over land and ocean.
Approach based on a switch
between surface emissivity
constraints matrices
River/Coast signature(based on surface
classifier/topography)
20
Global Temperature Profiling
No Scan-Dependence in retrieval
Smooth Transition Land/Ocean
QC-failure is based on convergence:
Focus of on-going work
Similar Features Captured
21
Performance Evaluation
4
Hurricane
Conditions
™ Temperature profiling in active regions
(using NOAA-18 sounders)
Validation
3
Over
Land
(TPW)
2
Profiling
(T,Q)
1
Imaging
(TPW)
22
Challenges of Profiling in Active Areas
• Case of July 8th 2005
700 mb
DeltaT=3K
MHS footprint size at nadir
is 15 Kms.
But at this angles range
(around 28o), the were
MHS
4 Dropsondes
footprint is around 30 Kms
All these
dropped within 45 minutes and
are located within 10 kms from
each other
700 mb
Zoom in space (over the Hurricane Eye)
and Time (within 2 hours)
Temperature [K]
DeltaQ=4g/Kg
Water Vapor [g/Kg]
23
N-18 Profiling In Active Areas
700 mb
700 mb
0.2 Hrs
2.6 Kms
0
15
700 mb
0.30 Hrs
11.1 Kms
30
Deg C
Retrieval
GDAS
DropSonde
0
0.7 Hrs
4.2 Kms
15
30
0
15
30
[Deg. C]
[Kms]
Profile of DS Distance Departure
24
Contents
1
Overview
2
Algorithm Scientific Basis
3
Performance Evaluation
4
Summary & Online Access
25
MIRS Applications
MIRS is applied to a number of microwave sensors,
Each time gaining robustness and improving validation
for Future New Sensors
√
√
POES
N18
DMSP
SSMIS
√
√
CORIOLIS
WINDSAT
Cumulative Validation
& Consolidation of MIRS
NPP/NPOESS
ATMS, MIS
√: Applied Daily
√: Applied occasionally
√: Tested in Simulation
26
Online Access
™Online Scrolling Menus
27
Products Performance Monitoring –
Functionalities (cont’d)
28
Questions?
BACKUP SLIDES
30
Core Retrieval Mathematical Basis
Theorem (of Joint probabilities)
In Bayes
plain words:
Main Goal
in=ANY
to find a vector X
P(X, Y)
P(Y |Retrieval
X) × P(X) =System
P(X | Y)is
× P(Y)
with a maximum probability of being the source
responsible for the measurements vector Ym
Mathematically:
m
P(Y
| X)× P(X)
P(X | Ym ) =
m ) is to find a vector X:
Main Goal in ANY RetrievalP(Y
System
P(X|Ym) is Max
=1
31
Core Retrieval Mathematical Basis
Maximizing
In plain words:
P(X | Y m ) =
⎧
⎡
⎤
⎡
⎪exp⎢ 1 ⎛⎜ X X ⎞⎟ T B −1 ⎛⎜ X X ⎞⎟⎥ exp⎢ 1 ⎛ Ym
×⎝ − 0 ⎠⎥ ×
−
⎨
⎢ −2 ⎝ − 0 ⎠ ×
⎢ − 2 ⎜⎝
⎪
⎢
⎢
⎥
⎣
⎣
⎦
⎩
⎤⎫
⎞⎟ T ×E −1 ×⎛⎜ Ym − Y(X)⎞⎟⎥ ⎪⎬
Y(X)
⎠
⎝
to find
a vector
X ⎠⎥
Main Goal in ANY Retrieval System is
with a maximum probability of being the source
responsible for the measurements vector Ym
⎥⎦ ⎪⎭
Is Equivalent to Minimizing
m )⎞
⎛
−
ln
P(X
|
Y
⎜
⎟
Mathematically:
Probability
PDF
Assumed
Gaussian
Mathematically:
⎝
⎠ PDF Assumed Gaussian
Probability
around Background Y(X) with a
around Background X0 with a
Covariance
E
MainWhich
Goalamounts
in ANY
Retrieval
System
is to
findFUNCTION
a vector
X:
Covariance
B
to
Minimizing
J(X)
–also
called
COST
–
⎡
m⎞)⎤⎥ is Max
⎞
⎛
−
P(X|Y
⎢− ⎛⎜ Same
− cost
×
× ⎜ used
− in 1DVAR
Data
⎡ Assimilation System
⎤
⎟ Function
⎟⎥
⎢
⎣⎢
⎝
⎠
⎝
⎠
⎦⎥
(
⎢−
⎢
⎢⎣
⎛
⎜
⎝
⎞
⎟
⎠
−
)
× − × ⎛⎜ −
⎝
(
⎞⎥
⎟⎥
⎠
⎥⎦
)
T
⎤
⎤ ⎡1 m
⎡1
T
−1
J(X)
X0 ) ×
= ⎢ (Xto−how
× (X − X0 )⎥ + ⎢ Y − Y(X) × E−1 × Ym − Y(X)⎥
Problem
reduces
toBmaximize:
⎦
⎦ ⎣2
⎣ 2T
⎡
⎤
⎡
⎧
⎪ exp ⎢ 1 ⎛ X
−
⎨
⎢ 2 ⎜⎝
⎪
⎢⎣
⎩
− X ⎞⎟
0⎠
×B −1 ×⎛⎜ X − X
⎝
⎞⎥
0 ⎟⎠ ⎥
⎥⎦
⎤⎫
T
1
m
1
m
−
× exp ⎢⎢ − ⎛⎜ Y − Y(X)⎞⎟ ×E ×⎛⎜ Y − Y(X)⎞⎟ ⎥⎥ ⎪⎬
2⎝
⎠
⎝
⎠ ⎪
⎢
⎥
⎣
×
⎦⎭
32
System Design & Architecture
Raw Measurements
Ready-To-Invert Radiances
Level 1B Tbs
External Data
& Tools
Radiance
Processing
Heritage
Algorithms
1st Guess
Advanced
Retrieval
(1DVAR)
Legend
Inputs To Inversion
Vertical
Integration &
Post-processing
Monitored
Used In Geoph. Monit.
Radiometric Bias
selection
NEDT Matrx
E
Inversion Process
MIRS
Products
Ready-To-Invert
Radiances
RTM Uncert. Matrx
F
NWP Ext. Data
EDRs
33
System Design & Architecture
External Data
& Tools
Raw Measurements
Level 1B Tbs
Radiance Processing &
Radiometric Bias
Monitoring
Radiometric Bias
Ready-To-Invert
Radiances
NEDT Matrx
E
Inversion Process
RTM Uncert. Matrx
F
Geophysical Bias
NWP Ext. Data
EDRs
Comparison
In-Situ Data
34
Nominal approach: Simultaneous Retrieval
Necessary Condition (but not sufficient)
F(X) Does not Fit Ym within Noise
X is not the solution
F(X) Fits Ym within Noise levels
X is a solution
X is the solution
All parameters are retrieved simultaneously to fit
all radiances together
35
Assumptions Made in Solution Derivation
™The PDF of X is assumed Gaussian
™Operator Y able to simulate measurements-like
radiances
™Errors of the model and the instrumental noise
combined are assumed (1) non-biased and (2)
Normally distributed.
™Forward model assumed locally linear at each
iteration.
36
Retrieval in Reduced Space
(EOF Decomposition)
™All retrieval is done in EOF space, which allows:
ƒ Retrieval of profiles (T,Q, RR, etc): using a limited number of EOFs
ƒ More stable inversion: smaller matrix but also quasi-diagonal
ƒ Time saving: smaller matrix to invert
™Mathematical Basis:
ƒ EOF decomposition (or Eigenvalue Decomposition)
• By projecting back and forth Cov Matrx, Jacobians and X
Θ = LT × B× L
Diagonal Matrix
Transf. Matrx
Covariance matrix
(used in reduced space retrieval)
(computed offline)
(geophysical space)
37
& (2) No risk of having unphysical negative values
Advantages: (1) Distributions made more Gaussian
Retrieval in Logarithm Space
P=416 mb
P=506 mb
P=606 mb
P=718 mb
P=810 mb
P=915 mb
Applied to WV, Cloud and precip
P=416 mb
P=606 mb
P=810 mb
P=506 mb
P=718 mb
P=915 mb
∂R
∂x
= ∂R ×
J =
= J× x
l ∂ Log(x)
∂ x ∂ Log(x)
38
Validation Approach
™Use of Multiple Microwave Sensors:
ƒ AMSU A/B (or MHS) onboard NOAA-15-16-17-18
ƒ WINDSAT onboard CORIOLIS
ƒ SSMI/S onboard DMSP F-16
™Two Types of Validation, depending on parameter
ƒ Quantitative Validation
•
•
•
•
NWP Data (GDAS)
Heritage Algorithms (MSPPS)
Conventional Radiosondes (from NCEP and from NCDC)
GPS-DropSondes
ƒ Qualitative Validation
• Science Constraints in Retrieval System
• Capture of known meteorological phenomena
™Metrics:
ƒ Standard statistical metrics Bias/RMS/StdV/Correlation
ƒ Case By Case Evaluation (especially for active areas)
39
TPW Comparison MIRS vs MSPPS
™ MSPPS TPW used as reference
MSPPS TPW [mm]
™ MIRS retrieves the humidity profile.
The TPW is integrated in postprocessing stage.
™ MSPPS relies on NWP forecast for
both SST and Wind (emissivity).
MIRS TPW [mm]
™ MIRS is independent of NWP data
(even from surface pressure).
40
Cloud Retrieval Using SSMI/S
FNMOC Operational Algorithm
MIRS is more sensitive to small values
(due to use of higher frequency channels)
MIRS Algorithm
Retrieval using DMSP F16 SSMI/S
41
In-Situ Global Distribution
Source
Period
Coverage
# of Points
Ref.
POES NOAA15
NCEP
2002-2004
Ocean
1255
Liu & Weng 2004
POES NOAA16
NCEP
2002-2004
Ocean
1655
Liu & Weng 2004
POES NOAA17
NCEP
2002-2004
Ocean
1522
Liu & Weng 2004
POES NOAA18
NCDC-IGRA
2005-2006
Land
~8,000
Durre et al. 2006
Dataset used for both TPW and Profiling Validation
42
Retrieval Bias vs. Viewing Angles
6
Match-up TPW from radiosondes
Bias variation to viewing angles.
Bias = radiosonde – AMSU
TPW bias (m m )
and AMSU retrieval in 2002.
NOAA-15, bias = radiosonde - retrieval
5
4
3
2
1 dvar
1
MSPPS
0
-1
-2
-3
-60
4
-40
NOAA-16, bias=radiosonde-retrieval
-20
0
20
40
60
viewing angle (degree)
7
2
1
0
-1
-2
-60
-40
-20
0
20
viewing angle
40
60
1 dvar
6
MSPPS
5
TP W bias (m m )
TPW bias (m m )
3
NOAA-17, bias-radiosonde-retrieval
4
3
1 dvar
2
MSPPS
1
0
-1
-2
-60
-40
-20
0
20
40
60
viewing angle (degree)
43
Emissivity Qualitative Validation
Emissivity Difference @ 31 GHz
Em31GHz MIRS Retrieval
EM31GHz Analytical Computation
Analytic Extraction:
Using MIRS and AMSU/MHS:
™Diagonal emissivity variances
boosted (over land)
™Off-diagonal zeroed out (channels
independent)
™Use of GDAS (T,Q, Tskin) as 1st
guess & Backg but parameters free to
move
= ⋅
⋅ + ↑ + ↓ ⋅ ( − )⋅
⎞
⎞
T − T↑ ⎟⎟ − Γ.T↓ ⎟⎟ Two conditions:
⎟
B
⎟
⎠
⎠
ε=
Ts ≠ T↓
⎞
⎛
Γ.⎜⎜ Ts − T↓ ⎟⎟
⎟
⎜
⎠
⎝
Γ≠0
⎛⎛
⎜⎜
⎜⎜
⎜⎜
⎝⎝
44
Global Humidity Profiling
No Scan-dependence noticed:
Angle dependence properly
accounted for
45
Performance Evaluation
5
Hurricane
Conditions
™ Effect of using scattering RTM on
1
convergence
Advanced
Validation
vs
™ Skin temperature
retrieval
using WINDSAT
Heritage
3
in eye of hurricane
™ Temperature profiling in active regions
Profiling
2
(using NOAA-18
sounders)
4
Over
Land
Advanced
Products
46
WINDSAT Retrieval (Chi Square)
Rain Model OFF
Rain
Model
ON
Rain
Model
OFF
Retrieval using Windsat data (sdr68)
Spatial resolution of 6.8 GHz (50 kms)
But with a lot of oversampling
Non-convergence along coast lines
and at cloud/rainy cell boundaries
Beam filling (cloud and coastal)
Not handled properly
47
SST Retrieval In Hurricane Conditions
During Hurricane Dennis on July 6th 2005, WINDSAT Data captured
Skin Temperature Cooling inside Eye of Hurricane
Dennis Hurricane Track, Courtesy of National Hurricane Center
MIRS SST Retrieval Using WINDSAT (Frq 6 to 37 GHz)
GDAS SST Analysis
48
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