2011 National Electronic Laboratory Reporting (ELR) Snapshot Survey Summary of Results J.A. Magnuson, PhD, RS Oregon Health Authority, Acute and Communicable Disease Prevention 800 NE Oregon St., Ste. 772, Portland, OR 97232 Tel. 971-673-1111, FAX 971-673-1100 j.a.magnuson@state.or.us Publicly available as download from www.coast2coastinformatics.com J.A.Magnuson@state.or.us May 2012 TABLE OF CONTENTS Interpretation ........................................................................................................................................... 3 Section: State and Scope of ELR ............................................................................................................ 4 Section: ELR Data Sources ................................................................................................................... 17 Section: Use of ELR Data ..................................................................................................................... 31 Section: ELR System Info and Support .................................................................................................. 45 Section: ELR Formats ........................................................................................................................... 52 Section: LIS/LIMS ................................................................................................................................ 60 Section: Opinions and Topical Issues ................................................................................................... 61 End of Survey Results ........................................................................................................................... 82 Editorial Board ...................................................................................................................................... 83 2011NationalELRSurvey-Summary.docx Page 2 of 83 J.A.Magnuson@state.or.us May 2012 Interpretation Survey questions are listed in numerical order, each followed by data presentation. In some instances, the survey questions are abbreviated or slightly changed for readability in this summary context. The author has appended notes to some of the tables and graphs to enhance interpretation of data. Historic trends are included for some items. The 2011 survey consists of data gathered from 55 invited participants, of whom 54 (98.2%) responded: • 49 states in the United States • Federated States of Micronesia • Four US Metropolitan Areas (alphabetically, by state): Los Angeles, CA; Denver, CO; Chicago, IL; New York City, NY. The last page of this report acknowledges the work of the Survey Editorial Board. Historic Participation in the Annual ELR National Snapshot Survey 2004-2011 2004 2005 2006 2007 2008 2009 2010 2011 2004 2005 2006 2007 2008 2009 2010 2011 Chicago Michigan Denver Minnesota FSM Mississippi Indianapolis Missouri Los Angeles Montana New York City Nebraska Puerto Rico Nevada Washington DC New Hampshire Alabama New Jersey Alaska New Mexico Arizona New York Arkansas North Carolina California North Dakota Colorado Ohio Connecticut Oklahoma Delaware Oregon Florida Pennsylvania Georgia Rhode Island Hawaii Idaho Illinois Indiana Iowa Kansas Kentucky Louisiana Maine Maryland Massachusetts South Carolina South Dakota Tennessee Texas Utah Vermont Virginia Washington West Virginia Wisconsin Wyoming 2011NationalELRSurvey-Summary.docx Page 3 of 83 J.A.Magnuson@state.or.us May 2012 Section: State and Scope of ELR Note: The “n” for each graphic indicates the number of respondents asked to answer that question. Respondents were directed to answer questions depending upon their stage of ELR. Of the total 54 respondents in 2011, three jurisdictions self-identified as being in “Testing”, two in “Planning”, and one in “No status”. Q2. [All sites] Does your state/jurisdiction have formal requirements (reporting rules, mandates, legislation, etc.) specifically requiring/regulating electronic lab reporting? (Select all appropriate options) Answer options: a) Yes, for all notifiable disease conditions (check this for “almost all” as well, for instance, “All but HIV”) b) Yes, for some notifiable disease conditions c) Yes, for some non-notifiable conditions d) No, but we plan to have legislation in place within a year e) No, but we are interested f) No 2011NationalELRSurvey-Summary.docx Page 4 of 83 J.A.Magnuson@state.or.us May 2012 Legislation details, by jurisdiction Answer options: a) Yes, for all notifiable disease conditions (check this for “almost all” as well, for instance, “All but HIV”) b) Yes, for some notifiable disease conditions c) Yes, for some non-notifiable conditions d) No, but we plan to have legislation in place within a year e) No, but we are interested f) No 2011. Legislation regarding ELR, by jurisdiction. Jurisdiction Answer option and URL Jurisdiction Chicago Denver FSM Mississippi Missouri Montana a f f Nebraska a Nevada e Los Angeles f f NA * a http://www.leginfo.ca.gov/pu b/11-12/bill/asm/ab_01510200/ab_186_bill_20111007_ chaptered.pdf http://www.health.ny.gov/pro fessionals/reportable_disease s/eclrs/ Answer option and URL New York City a Alabama e New Hampshire f Alaska Arizona Arkansas e f f New Jersey New Mexico New York a f a California a North Carolina b Colorado f North Dakota f http://info.sen.ca.gov/pub/07 -08/bill/asm/ab_26512700/ab_2658_cfa_20080321 _172233_asm_comm.html 2011NationalELRSurvey-Summary.docx http://www.sos.state.ne.us/rule s-andregs/regsearch/Rules/Health_an d_Human_Services_System/Title -173/Chapter-1.pdf http://public.leginfo.state.ny.us/ LAWSSEAF.cgi?QUERYTYPE=LAW S+&QUERYDATA=$$PBH576C$$@TXPBH0576C+&LIST=LAW+&BROWSER=EXPL ORER+&TOKEN=14202664+&TAR GET=VIEW http://www.ncleg.net/gascripts/ statutes/statutelookup.pl?statut e=130a Page 5 of 83 J.A.Magnuson@state.or.us May 2012 2011. Legislation regarding ELR, by jurisdiction. Jurisdiction Answer option and URL Jurisdiction Connecticut a Ohio e Delaware f Oklahoma a Florida a Georgia e http://www.doh.state.fl.us/dis Oregon ease_ctrl/epi/topics/64D3_11-08.pdf Pennsylvania Hawaii a Rhode Island Idaho f e Illinois a South Carolina South Dakota Iowa c Tennessee e Texas e Utah e Kansas http://www.cga.ct.gov/2011/ act/pa/pdf/2011PA-00242R00HB-06618-PA.pdf http://www.ilga.gov/commissi on/jcar/admincode/077/0770 06900B02000R.html http://www.idph.state.ia.us/i dph_universalhelp/MainConte nt.aspx?glossaryInd=0&TOCId =%7B4C7ABEB5-4B65-4BFD9B66-663E046078DF%7D Answer option and URL a NA * d f Kentucky NA * a Louisiana Maine f f Vermont Virginia f f Maryland Massachuset ts e a Washington West Virginia e a Michigan Minnesota f f Wisconsin Wyoming f f www.lrc.state.ky.us/KRS/36900/CHAPTER.HTML http://www.mass.gov/eohhs/ provider/reporting-tostate/diseases-andconditions/rdiq/reportingdiseases-and-surveillanceinformation.html http://www.ok.gov/health/docu ments/Chapter_515_Final_Rules _2010_Distribution_Copy_Final.p df http://arcweb.sos.state.or.us/pa ges/rules/oars_300/oar_333/333 _018.html apps.sos.wv.gov/adlaw/files/rule sword/64-07.doc * NA = Not Answered 2011NationalELRSurvey-Summary.docx Page 6 of 83 J.A.Magnuson@state.or.us May 2012 Q3. [All sites] If you indicated that your jurisdiction has ELR-specific legislation, rules, or mandates currently IN PLACE, please provide the URL where the legislation is posted, and also write a brief statement summarizing how the legislation requires/regulates ELR. 2011. URLs and Descriptions Provided for ELR Legislation. Edited for length.* URL for ELR Legislation Brief description of regulation http://arcweb.sos.state.or.us/pages/rules/oars_300/oar_33 3/333_018.html http://public.leginfo.state.ny.us/LAWSSEAF.cgi?QUERYTYPE= LAWS+&QUERYDATA=$$PBH576-C$$@TXPBH0576C+&LIST=LAW+&BROWSER=EXPLORER+&TOKEN=14202664+ &TARGET=VIEW http://www.cga.ct.gov/2011/act/pa/pdf/2011PA-00242R00HB-06618-PA.pdf Labs with >30 reports/month must use ELR [No description provided] ...A clinical laboratory that reports an average of more than thirty findings per month shall make such reports electronically in a format approved by the commissioner… [No description provided] http://www.health.ny.gov/professionals/reportable_diseases /eclrs/ http://www.leginfo.ca.gov/pub/11-12/bill/asm/ab_0151(LA County) Assembly Bill No. 186, CHAPTER 0200/ab_186_bill_20111007_chaptered.pdf 540, An act to amend Section 120130 of the Health and Safety Code, relating to public health. (g) Commencing July 1, 2009, or within one year of the establishment of a state electronic laboratory reporting system, whichever is later, a report generated pursuant to this section, or Section 121022, by a laboratory shall be submitted electronically in a manner specified by the department. The department shall allow laboratories that receive incomplete patient information to report the name of the provider who submitted the request to the local health officer. http://www.sos.state.ne.us/rules-andReportable disease regulations specify what regs/regsearch/Rules/Health_and_Human_Services_System/ labs need to use ELR, what data elements to Title-173/Chapter-1.pdf report, what format to use http://www.idph.state.ia.us/idph_universalhelp/MainConten IA Administrative Code 641 Chapter 1, 1.6(3) t.aspx?glossaryInd=0&TOCId=%7B4C7ABEB5-4B65-4BFDHow to report: Blood lead testing... All other 9B66-663E046078DF%7D analytical results shall be reported to the department at least weekly in an electronic format specified by the department. http://www.mass.gov/eohhs/provider/reporting-toall laboratories, including those outside of state/diseases-and-conditions/rdiq/reporting-diseases-andMassachusetts, performing examinations on surveillance-information.html any specimens derived from Massachusetts 2011NationalELRSurvey-Summary.docx Page 7 of 83 J.A.Magnuson@state.or.us May 2012 2011. URLs and Descriptions Provided for ELR Legislation. Edited for length.* URL for ELR Legislation Brief description of regulation http://info.sen.ca.gov/pub/07-08/bill/asm/ab_26512700/ab_2658_cfa_20080321_172233_asm_comm.html www.lrc.state.ky.us/KRS/369-00/CHAPTER.HTML http://www.ncleg.net/gascripts/statutes/statutelookup.pl?st atute=130a http://www.doh.state.fl.us/disease_ctrl/epi/topics/64D3_11-08.pdf http://www.ok.gov/health/documents/Chapter_515_Final_R ules_2010_Distribution_Copy_Final.pdf 2011NationalELRSurvey-Summary.docx residents that yield evidence of infection due to the organisms listed below shall report such evidence of infection directly to the Department through secure electronic laboratory reporting mechanisms, or other method, as defined by the Department (CA State) Please understand that this is a simple description of a complicated situation. CA has the Health and Safety Code 120130 which cites the CA Code of Regs (CCR) Title 17 Section 2505. AB 2658 modified 120130 to add language: Requires laboratories, by July 1, 2009, or within one year of the establishment of a state electronic laboratory reporting system, to submit required reports of reportable diseases electronically to the LHO in a manner specified by the Department of Public Health (DPH). Medical lab results may be transmitted to a) any health care provider who is treating the patient; b) an electronic health information exchange or network for the purposes of transmitting medical laboratory results to the ordering provider and to any other provider for the purposes of treatment, payment, or operations if patient consents. Requires electronic submission (does not specify format) of all environmental lead test results and blood lead test results for children less than six years of age and for individuals whose ages are unknown at the time of testing. Communicable disease does not mandate electronic submission. Rules mandate ELR once the process has been established by the state; there is no final date for compliance with the Rule although thus far enough facilities have enguaged in the process this is not a limitation Laboratories having greater than 400 positive tests performed on-site per year for reportable diseases described in 310:515-1-3, 310:515-1-4(1) and 310:515-1-4(2), or as may be otherwise required to be reported by Page 8 of 83 J.A.Magnuson@state.or.us May 2012 2011. URLs and Descriptions Provided for ELR Legislation. Edited for length.* URL for ELR Legislation Brief description of regulation http://www.ilga.gov/commission/jcar/admincode/077/0770 06900B02000R.html apps.sos.wv.gov/adlaw/files/rulesword/64-07.doc OSDH, shall begin reporting no later than August 30, 2010 using secure electronic data transmission. The following link gives more detailed information for all diseases and has the link above from it. The link above should be noted that section 1.2 and 1.3 is for the ELR reporting. http://www.ilga.gov/commission/jcar/admin code/077/07700690sections.html Once ELR is declared operational, requires daily reporting of conditions specified in the rule. * Some of the descriptions provided were edited for length. Q3. Continued - [All sites] If you have ELR legislation, when was this Legislation put into place? Answer options a) before 2000 b) between 2000-2005 c) between 2005-2010 d) 2011 e) pending 2011NationalELRSurvey-Summary.docx Page 9 of 83 J.A.Magnuson@state.or.us May 2012 Q4. [All sites] What is the current stage of ELR for your jurisdiction? Answer options: a) Not currently IN PRODUCTION, TESTING, OR PLANNING FOR ELR. b) OPERATIONAL ELR system, with 75-100% of notifiable condition reports to your jurisdiction being received electronically c) OPERATIONAL ELR system, with 50-74% of notifiable condition reports to your jurisdiction being received electronically d) OPERATIONAL ELR system, with 25-49% of notifiable condition reports to your jurisdiction being received electronically e) OPERATIONAL ELR system, with 1-24% of notifiable condition reports to your jurisdiction being received electronically f) TESTING - ELR system is in Testing stage but not yet in production g) PLANNING - ELR system is in Planning stage, prior to moving to Testing Interpretation This question was mandatory. Respondents not answering the question were followed up via email or telephone. 2011NationalELRSurvey-Summary.docx Page 10 of 83 J.A.Magnuson@state.or.us May 2012 Comparison of data from 2010 ELR Survey Data Trends since 2000 Interpretation Data for years before 2004 were retroactively gathered in the 2010 survey. 2011NationalELRSurvey-Summary.docx Page 11 of 83 J.A.Magnuson@state.or.us May 2012 Q4 Details, ELR Stage by Jurisdiction Answer options a. Not in PRODUCTION, TESTING, OR PLANNING FOR ELR this year. b. OPERATIONAL ELR system, with 75-100% of notifiable condition reports to your jurisdiction being received electronically c. OPERATIONAL ELR system, with 50-74% of notifiable condition reports to your jurisdiction being received electronically d. OPERATIONAL ELR system, with 25-49% of notifiable condition reports to your jurisdiction being received electronically e. OPERATIONAL ELR system, with 1-24% of notifiable condition reports to your jurisdiction being received electronically f. TESTING - ELR system is in Testing stage but not yet in production g. PLANNING - ELR system is in Planning stage, prior to moving to Testing 2011. Current Stage of ELR, by Jurisdiction. Jurisdiction Stage Jurisdiction Stage Chicago Operational ELR, 1-24% of reports received electronically Operational ELR, 75-100% of reports received electronically Not in production, test, or planning Operational ELR, 50-74% of reports received electronically Operational ELR, 75-100% of reports received electronically Operational ELR, 50-74% of reports received electronically Operational ELR, 75-100% of reports received electronically Operational ELR, 1-24% of reports received electronically Operational ELR, 1-24% of reports received electronically Testing stage of ELR Mississippi Testing stage of ELR Missouri Operational ELR, 50-74% of reports received electronically Testing stage of ELR North Dakota Operational ELR, 50-74% of reports received electronically Operational ELR, 25-49% of reports received electronically Operational ELR, 1-24% of reports received electronically Operational ELR, 75-100% of Oklahoma Operational ELR, 1-24% of reports received electronically Operational ELR, 50-74% of reports received electronically Operational ELR, 75-100% of reports received electronically Operational ELR, 1-24% of reports received electronically Operational ELR, 50-74% of reports received electronically Operational ELR, 75-100% of reports received electronically Operational ELR, 25-49% of reports received electronically Operational ELR, 75-100% of reports received electronically Operational ELR, 50-74% of reports received electronically Operational ELR, 1-24% of reports received electronically Operational ELR, 25-49% of reports received electronically Operational ELR, 1-24% of reports received electronically Operational ELR, 75-100% of reports received electronically Operational ELR, 75-100% of reports received electronically Operational ELR, 25-49% of reports Denver FSM Los Angeles New York City Alabama Alaska Arizona Arkansas California Colorado Connecticut Delaware Florida Georgia Hawaii 2011NationalELRSurvey-Summary.docx Montana Nebraska Nevada New Hampshire New Jersey New Mexico New York North Carolina Ohio Oregon Pennsylvania Rhode Island Page 12 of 83 J.A.Magnuson@state.or.us 2011. Current Stage of ELR, by Jurisdiction. Jurisdiction Stage Idaho Illinois Iowa Kansas Kentucky Louisiana Maine Maryland Massachusett s Michigan Minnesota reports received electronically Operational ELR, 75-100% of reports received electronically Operational ELR, 50-74% of reports received electronically Operational ELR, 25-49% of reports received electronically Planning stage of ELR Operational ELR, 75-100% of reports received electronically Operational ELR, 25-49% of reports received electronically Operational ELR, 50-74% of reports received electronically Operational ELR, 25-49% of reports received electronically Operational ELR, 50-74% of reports received electronically Operational ELR, 50-74% of reports received electronically Operational ELR, 1-24% of reports received electronically 2011NationalELRSurvey-Summary.docx May 2012 Jurisdiction South Carolina South Dakota Tennessee Texas Utah Vermont Virginia Washington West Virginia Wisconsin Wyoming Stage received electronically Operational ELR, 50-74% of reports received electronically Operational ELR, 25-49% of reports received electronically Operational ELR, 25-49% of reports received electronically Operational ELR, 75-100% of reports received electronically Operational ELR, 1-24% of reports received electronically Operational ELR, 1-24% of reports received electronically Operational ELR, 75-100% of reports received electronically Operational ELR, 25-49% of reports received electronically Planning stage of ELR Operational ELR, 75-100% of reports received electronically Operational ELR, 25-49% of reports received electronically Page 13 of 83 J.A.Magnuson@state.or.us May 2012 Q5. [All sites] Specifically, for 2011, what is the status of the individual components of ELR in your jurisdiction? • Data transport system (secure data transmission, may incorporate items such as PHINMS, sFTP, etc.) • Message translation and parsing • Principal disease surveillance system/database that receives ELR data (contains case data as well as ELR data) • ELR repository* - integrated/interoperable data store • Messaging/routing/access to other jurisdictions WITHIN your jurisdiction (like LHDs) • Messaging/routing/access to other jurisdictions OUTSIDE your jurisdiction (like other states or cities) • Messaging to CDC or other federal entities Answer options: a) Design/development b) Testing c) Production d) Suspended e) Not applicable 2011NationalELRSurvey-Summary.docx Page 14 of 83 J.A.Magnuson@state.or.us May 2012 Q6. [All sites] Has your jurisdiction made progress in ELR over the past year? (Check as many as apply) Answer options: a) Yes, we have started Planning for ELR b) Yes, we moved from Planning to Testing stage c) Yes, we moved from Testing to Operational stage d) Yes, we increased the number of laboratories participating e) Yes, we increased the number of program areas (conditions) participating f) Not really, we are in a Maintenance stage, not a Growth stage. g) No, we did not progress as we had hoped. If you choose this option, please indicate the primary reason/reasons why little/no progress was made: Followup question in Item 6 – if you selected “did not progress as hoped”, please specify reason(s). 2011. Reasons for lack of progress. Listed answers were edited for length and privacy. Labs we had engaged failed ELR parallel validation. One lab is in the process of upgrading their LIMS. …in the process of upgrading our existing ELR HL7 2.4 data stream to HL7 2.5.1. (in Test) Also preparing to develop exception handling, user interfaces, and internal capacity to add laboratories statewide - if funded. No new senders capable of meeting formatting requirements. None of these fit us exactly. We have made HUGE strides in automating our system (which is currently in prod as a pilot project but requires manual selection of condition and manual attachment) and developing rules-based processes. Resource constraints Slow progress with a major hospital system implementing ELR (hospital has conflicting IT priorities). Through a series of events (staff turnover, server space, etc.) we have not made much progress in the testing and production environments. 2011NationalELRSurvey-Summary.docx Page 15 of 83 J.A.Magnuson@state.or.us May 2012 2011. Reasons for lack of progress. Listed answers were edited for length and privacy. Waiting on ELR for hospitals to be established through the HIE. We added two small facilities but Meaningful Use seems to have complicated ELR and for that reason I think we didn't add as many facilities/laboratories as we had hoped to. We ended up replacing our CD and STD surveillance system which has set back our ELR timeline We have had problems recruiting and maintaining IT staff and have many competing objectives for existing IT staff. Interpretation: Listed answers were edited for length and for privacy by the author. 2011NationalELRSurvey-Summary.docx Page 16 of 83 J.A.Magnuson@state.or.us May 2012 Section: ELR Data Sources Q7. [Test and Production Sites Only] Laboratory reportable condition data are being received electronically in TEST or PRODUCTION from which of these national labs (check all that apply). Also please indicate the format of these lab data in the drop-down boxes: None - no data received from any national labs Format Standardized Coding Quest Diagnostics* ------------------------------------------LabCorp ------------------------------------------------------------Mayo ----------------------------------------------------------------ARUP Laboratories -----------------------------------------Other (specify) -------------------* Quest Diagnostics question should be answered for whichever regional branch supplies the majority of your data. 2011NationalELRSurvey-Summary.docx Page 17 of 83 J.A.Magnuson@state.or.us May 2012 Q7 – Details on data received from national laboratories. Answer options: Format a. HL7 version 2.3.Z b. HL7 version 2.3.1 c. HL7 version 2.4.x d. HL7 version 2.5.x e. Non-HL7 (ex. dBASE) f. Web Data Entry Coding a. LOINC only b. SNOMED only c. Both LOINC and SNOMED d. No LOINC or SNOMED received e. Not Applicable - Web data entry 2011. Data Format Received from National Laboratories, by number of respondents, n=51. Quest LabCorp Mayo ARUP a. HL7 version 2.3.Z 7 5 0 1 b. HL7 version 2.3.1 17 30 27 14 c. HL7 version 2.4.x 0 0 0 0 d. HL7 version 2.5.x 0 2 1 2 e. Non-HL7 (ex. dBASE) 2 1 0 5 f. Web Data Entry 0 0 0 1 Not answered 25 13 23 28 2011. Test and Result Coding Received from National Laboratories, by number of respondents, n=51. Quest LabCorp Mayo ARUP a. LOINC only 9 6 4 10 b. SNOMED only 0 0 0 0 c. Both LOINC and SNOMED 9 29 22 6 d. No LOINC or SNOMED received 5 0 0 6 e. Not Applicable - Web data entry 1 1 0 0 Not answered 27 15 25 29 2011NationalELRSurvey-Summary.docx Page 18 of 83 J.A.Magnuson@state.or.us May 2012 2011. Receipt of HL7 from National Laboratories, by Jurisdictions in Test and Production, n=51. Jurisdiction Quest LabCorp Mayo ARUP Jurisdiction Quest LabCorp Chicago Mississippi Denver Missouri Y FSM* Montana Y Los Angeles Y Y Nebraska Y Y New York City Nevada Y Alabama Y Y Y Y New Hampshire Alaska Y Y New Jersey Y Y Arizona Y Y Y New Mexico Y Arkansas Y Y Y New York Y Y California North Carolina Y Colorado Y Y Y North Dakota Connecticut Ohio Y Y Delaware Y Y Oklahoma Y Y Florida Y Y Y Y Oregon Y Y Georgia Y Y Pennsylvania Y Y Hawaii Y Y Y Rhode Island Y Idaho Y Y Y Y South Carolina Illinois Y Y Y Y South Dakota Iowa Y Tennessee Y Kansas* Texas Y Y Kentucky Utah Y Y Louisiana Vermont Y Maine Y Y Virginia Y Maryland Y Y Y Y Washington West Virginia* Massachusetts Y Michigan Y Y Y Wisconsin Y Y Minnesota Y Y Y Y Wyoming Y Mayo ARUP Y Y Y Y Y Y Y Y Y Y Y Y Y Y Y Y Y Y Y Y Y Y Y Y Y * Three jurisdictions indicated a stage other than Test or Production, so were not included for this question. 2011NationalELRSurvey-Summary.docx Page 19 of 83 J.A.Magnuson@state.or.us May 2012 Q8. [Test and production sites only]Does your jurisdiction employ a web data-entry utility which allows labs to enter their data into a web interface? (Yes/No) Q8 Details: If yes, how are the data imported into your target system? Answer options: a) imported directly into system b) translated to HL7 and then imported into system c) translated into a non-HL7 format and then imported d) data not imported 2011NationalELRSurvey-Summary.docx Page 20 of 83 J.A.Magnuson@state.or.us May 2012 Q9. [Test and production sites only] Are laboratory-reportable condition data being received electronically from REGIONAL (ex., SE United States) or LOCAL commercial/hospital labs? Answer options: a. Yes - we are receiving data from regional labs. b. No - but we are in PLANNING or TEST stages with regional labs c. No - we are in PRODUCTION ELR but do not receive data from regional labs Not answered 2011NationalELRSurvey-Summary.docx Page 21 of 83 J.A.Magnuson@state.or.us May 2012 Q9 Details: If you chose "Yes", please answer the following questions: • specify how many regional/local labs send you data: • how many of those labs send you data in HL7 format? • how many of those labs send you data in NON-HL7 format? • how many enter data through a web data entry screen? • how many regional/local labs COULD potentially send you data, i.e., either have a high enough reporting volume to qualify for ELR or would be able to send electronically through a manual web data-entry interface? Answer options: a. 0 b. 1-5 c. 6-15 d. 16-30 e. 31-60 f. 61-100 g. >100 2011NationalELRSurvey-Summary.docx Page 22 of 83 J.A.Magnuson@state.or.us 2011NationalELRSurvey-Summary.docx May 2012 Page 23 of 83 J.A.Magnuson@state.or.us May 2012 Q10. [Test and production sites only] For your state/regional public health lab (PHL): Our state public health lab(s) is/are reporting to us through ELR Answer Options a. Yes b. No c. Not Applicable 2011NationalELRSurvey-Summary.docx Page 24 of 83 J.A.Magnuson@state.or.us May 2012 Q10 Details, if answered “yes” to Q10: a) text) What LIS/LIMS is your PHL using to produce the reports it is sending your jurisdiction? (free 2011. For jurisdictions with public health laboratories reporting through ELR, what LIS/LIMS is being used to produce reports, n=42. No. LIS/LIMS Jurisdictions 13 STARLIMS 4 LabWare 4 LITS+ 2 Chemware 2 EPIC systems 2 Home grown 2 Horizon 2 Open ELIS 1 ApolloLIMS 1 CERNER 1 Harvest 1 LabLIMS 1 MLAB/EE, PERKIN/ELMER 1 PHIMS 1 Psyche Systems - OUTREACH Application 1 Rhapsody 1 Sunquest 2 Not answered b) Is this data transfer bi-directional, i.e. can the PHL electronically import order info, specimen info, etc. from the ELR system (from the ELR system, not from other related systems such as case management)? 2011. For jurisdictions with public health laboratories reporting through ELR, is public health laboratory ELR bi-directional, n=42. Bidirectional No. Jurisdictions Yes 11 No 29 Not answered 2 2011NationalELRSurvey-Summary.docx Page 25 of 83 J.A.Magnuson@state.or.us May 2012 c) What is your PHL sending with regard to file format and standardized codes? Answer options: Format Coding a. HL7 version 2.3.Z a. LOINC only b. HL7 version 2.3.1 b. SNOMED only c. HL7 version 2.4.x c. Both LOINC and SNOMED d. HL7 version 2.5.x d. No LOINC or SNOMED received e. Non-HL7 (ex. dBASE) e. Not Applicable - Web data entry f. Web Data Entry 2011NationalELRSurvey-Summary.docx Page 26 of 83 J.A.Magnuson@state.or.us May 2012 Q11. [Test and production sites only] If you chose "NO" to the question above, then please check all of the reasons your PHL is NOT reporting through ELR (Select all appropriate options): Answer options: LIMS not capable of producing HL7 message Messaging transport not set up No one has completed programming to be able to send HL7 Test and/or result coding is not completed or is problematic Other, pls specify: Q11. Details. 2011. Specified "other" reasons public health laboratory not reporting through ELR, n=5/51. We plan to start, but we haven't gotten this far yet. Competing priorities with vendor & IT staff; funding for interface In the process of upgrading LIMS. New System. Vendor slow to implement Sending test v2.5 message 2011NationalELRSurvey-Summary.docx Page 27 of 83 J.A.Magnuson@state.or.us May 2012 Q12. [Test and production sites only] What other data sources are transmitting data through your ELR system or using your ELR transmission system? If none of these are in TEST or PRODUCTION, skip to Q14. Answer options: Veterinary labs (if you select this, please specify the vet lab names) Poison control centers Emergency departments Case management or EMR systems, sending case data Immunization registries HIE (includes state and regional HIE) WIC Other - specify 2011. Specified "other" data sources reporting through ELR, n=9/51. ASCII Flat file for STD and Enteric data Cancer EP results, NEDSS release upcoming release import/export of Public Health Case Reports Cancer registry Cancer registry from LabCorp and Bostwick Cancer, HPV, Diabetes HIV and STDs (in early testing phase) Newborn screening None - we are still piloting with JUST ONE facility Syndromic Surveillance (we use Rhapsody as the transmission system) 2011NationalELRSurvey-Summary.docx Page 28 of 83 J.A.Magnuson@state.or.us May 2012 Q13. [Test and production sites only] What is the overall percentage of the total data passing through your ELR system that is attributable to the data sources in the previous question? (Q12) Answer options: a. No ELR data currently received - we are in Testing or Development mode b. 0% c. 1-10% d. 11-50% e. >50% 2011NationalELRSurvey-Summary.docx Page 29 of 83 J.A.Magnuson@state.or.us May 2012 Q14. [Test and production sites only] What percentage of hospital labs in your jurisdiction participate in ELR? Q15. [Test and production sites only] What percentage of hospital labs in your jurisdiction are large enough to reasonably be considered candidates for ELR? I.e., have a large enough reporting volume to warrant their effort in setting up ELR? Answer options for both questions: a. No ELR data currently received - we are in Testing or Development mode b. 0% c. 1-10% d. 11-50% e. >50% Combined data for Q14 and Q15. 2011NationalELRSurvey-Summary.docx Page 30 of 83 J.A.Magnuson@state.or.us May 2012 Section: Use of ELR Data Q16. [Test and production sites only] Does your ELR system route lab data to appropriate county/local public health organizations (LHDs=Local Health Departments)? Answer options: a. Yes, to all LHDs in state b. Yes, to some LHDs in state c. No, our state does not have LHDs d. No, a single distributed/shared system is accessed by all personnel/programs directly; no need to distribute data to other systems e. No, but we plan to in future f. No, our state/jurisdictional policy does not require data distribution to LHDs g. Not Applicable: there are no smaller jurisdictions within our jurisdiction 2011NationalELRSurvey-Summary.docx Page 31 of 83 J.A.Magnuson@state.or.us May 2012 Q17. [Test and production sites only] Which of the following state/jurisdictional public health personnel/programs use ELR data? (Select all appropriate options) Answer options: None - no state/jurisdictional programs receiving ELR data General communicable diseases Blood lead HIV Immunizations STD TB Enterics/foodborne Vectorborne/Zoonotic Other programs (pls specify) 2011NationalELRSurvey-Summary.docx Page 32 of 83 J.A.Magnuson@state.or.us May 2012 Q17. Details 2011. Specify "other programs" using ELR data, n=20/51. # Jurisdictions Program specified 7 Cancer/Cancer Registry 1 Clinical chemsitry, such as glucose & cholesteral 1 Hb A1C reporting 1 Heavy Metals 2 Hepatitis incl. Maternal & Perinatal 1 Hospital Associated Infections 1 Newborn screening 1 Office of Drinking Water 1 Toxic substance exposures 3 Vaccine Preventable Diseases 1 We are still in piloting and testing. Q17 Details: For the programs above, how are the majority receiving ELR data? Answer options: a. Program receives data and enters manually into their system b. ELR data are uploaded directly into the program's system c. ELR data are fed into a centralized data system, from which programs can view data 2011NationalELRSurvey-Summary.docx Page 33 of 83 J.A.Magnuson@state.or.us May 2012 Q18. [Test and production sites only] For which purposes are data received via your ELR system currently used? Check all appropriate boxes. Answer options: Provide data to county/local health departments Provide data to state program areas Provide data to CDC or other federal agencies Populate an integrated, centralized data store Assist in patient care (test ordering and result posting) Offer health care decision support Contribute to data analysis and visualization Contribute to public use data available on the web Integrate ELR with NBS or similar system Contribute to syndromic surveillance (lab test order patterns) Detect antimicrobial susceptibility patterns Contribute to performance metrics and/or quality control 2011NationalELRSurvey-Summary.docx Page 34 of 83 J.A.Magnuson@state.or.us May 2012 Q19. [Test and production sites only] Does your jurisdiction receive antimicrobial susceptibility results via ELR? Answer options: a. No. b. Yes, for reportable isolates. c. Yes, for reportable isolates AND for selected additional organisms such as staph. d. Yes, for ALL organisms tested by the lab. 2011NationalELRSurvey-Summary.docx Page 35 of 83 J.A.Magnuson@state.or.us May 2012 Q20. [Test and production sites only] If you answered "Yes" to the antimicrobial susceptibility question above, what lab(s) is(are) sending you these data? Answer options: a) one or more regional labs b) one or more national labs c) one or more hospital labs d) most or all labs 2011NationalELRSurvey-Summary.docx Page 36 of 83 J.A.Magnuson@state.or.us May 2012 Q21. [Test and production sites only] Do you have any interfaces between your ELR system and other disease surveillance/reporting systems? (Select all appropriate options) Answer options: None - no state/jurisdictional programs receiving production ELR data None - receiving production data but no interfaces with other systems General communicable diseases Blood lead HIV Immunizations STD TB Enterics/foodborne Vectorborne/Zoonotic Other programs (pls specify) 2011NationalELRSurvey-Summary.docx Page 37 of 83 J.A.Magnuson@state.or.us May 2012 2011. Interfaced systems specified as "other", n=12/51. # Jurisdictions Systems 3 Cancer/Cancer Registry 1 ELRs are only received for infectious diseases (not including HIV/STD) directly into NEDSS Base System 1 Hb A1C Registry 1 Heavy Metals 1 Hepatitis Maternal & Perinatal; Hepatitis C 1 Influenza- PHLIP Protocal 1 Office of Drinking water 1 Refugee Clinic 1 Toxic substance exposures 1 Vaccine Preventable, Hepatitis, Bacterial Meningitis-Invasive Respiratory Disease Q22. [Test and production sites only] If you answered "Yes" to any of the interface options above (Q21), then select the method that most closely matches the majority of the interfaces: Answer options: a) data are fed into a NEDSS-compatible, integrated disease surveillance database b) data are fed into one or more stand-alone (silo) surveillance systems c) both (a) and (b) 2011NationalELRSurvey-Summary.docx Page 38 of 83 J.A.Magnuson@state.or.us May 2012 Q23. [Test and production sites only] If you indicated a stand-alone system in the interface question above, then please specify system names (e.g. HARS, STD*MIS, etc.) and system formats (e.g. ASCII, CSV, XLS, HL7v?) for that stand-alone system. [Note: These answers were free text.] 2011. Stand-alone (silo) surveillance systems indicated, test and production sites, n=51. System name # Jurisdictions * eHARS 20 Lead 10 STD Syphilis only 7 PRISM 5 Cancer Registry 2 NEDSS Base System 2 TB 2 CEDRS 1 HIV surveillance 1 HMS Health Monitoring System 1 Maven (Vendor: Consilience) for STD 1 MDSS 1 Merlin 1 Multiple 1 Other program specific databases 1 Refugee data system 1 SC Heavy Metal Tracking System 1 VPD 1 * Interpretation: Number of jurisdictions exceeds total number participating because some jurisdictions named more than one stand-alone system. 2011. Format supplied for standalone (silo) systems, test and production sites, n=51. Format # Jurisdictions* Delimited text (non-HL7) 11 HL7 11 Database 3 Spreadsheet 3 * Number of jurisdictions does not equal total number participating because jurisdictions named zero-to-many formats. 2011NationalELRSurvey-Summary.docx Page 39 of 83 J.A.Magnuson@state.or.us May 2012 Q24. [All sites] What do you think are the biggest challenges in creating such interfaces? (Select all appropriate options) Answer options: a) Data variables not comparable b) Difficulty parsing values out of free text blocks or blobs c) Inability to modify commercial data systems/applications d) Lack of person-hours available to work on interfaces e) Lack of skills available to work on interfaces f) Other. Please specify: 2011. Specification of "other" challenges to interfaces, all sites, n=11/54. Commercial LIS's do not always follow the rules of HL7 Constant CDC scope changes and Silo building Cost of interfaces from commercial systems Different/not mutually understood data models Lack of funding for Interface projects (specifically with hospitals) Lack of hospital labs using LOINC and SNOMED Lack of training and software in place to accept ELR Support at provider/facility To avoid costs of vendor customization we sometimes have to design derivation of additional data to embed as additional code values in the ELR before import to the integrated disease surveillance application, in order to drive rules within the integrated disease surveillance application. We are working towards full integration of all infectious diseases into a single surveillance system but limited resources have resulted in time delays. We are working towards the goal of having only one disease surveillance system. 2011NationalELRSurvey-Summary.docx Page 40 of 83 J.A.Magnuson@state.or.us May 2012 Which one [challenge] do you think is the MAIN challenge? Answer options: a) Data variables not comparable b) Difficulty parsing values out of free text blocks or blobs c) Inability to modify commercial data systems/applications d) Lack of person-hours available to work on interfaces e) Lack of skills available to work on interfaces (Additional “Other” textbox available) 2011. Specification of "other" main challenge to interfaces, all sites, n=7/54. Filtering to reportable results, especially micro and serology titers is difficult Labs that do not use standard codes or produce syntactically correct HL7 that is sematically problematic Lack of ability to standardization to LOINC, and failure to include SnoMed as a requirement Lack of funding for Interface projects (specifically with hospitals) Lack of training and software in place to accept ELR Main ELR person at agency resigned in 2011. Vendor support to partner hospital labs 2011NationalELRSurvey-Summary.docx Page 41 of 83 J.A.Magnuson@state.or.us May 2012 Q25. [Test and production sites only] Of the data received via your ELR system, what percentage is fed into your principle surveillance/data system automatically? I.e., ELR data are not manually reentered into the surveillance system or data store – this does not preclude normal human interaction such as data cleaning or deduplication, it just means that you have a system that automatically imports ELR data into your main system. Answer options: a. 0% b. 1-10% c. 11-50% d. 51-75% e. 76-100% 2011NationalELRSurvey-Summary.docx Page 42 of 83 J.A.Magnuson@state.or.us May 2012 Q26. [Test and production sites only] For the previous question (Q25), what is the main problem preventing you from automatically importing more of your ELR data into your surveillance/data system? (choose one) Answer options: a. Difficulty constructing interface between ELR and the data system b. We do not have personnel/funding to create the data import/interface c. We do not have technical expertise to create the data import/interface d. The ELR data are not standardized enough between labs to allow automatic importation e. There are data quality issues with the ELR data that prevent automatic importation 2011NationalELRSurvey-Summary.docx Page 43 of 83 J.A.Magnuson@state.or.us May 2012 Q27. [Test and production sites only] Do all clinical laboratory-oriented surveillance programs in your jurisdiction accept disease reports using the same data stream/coding (i.e., through your standard ELR feed)? Answer options: a. Yes b. No c. Don't Know If answer was "No", which are the programs that insist on some unique/different format or feed, and what is that format? 2011. Programs insisting on separate format/ feed, test and production sites, n=51. # Jurisdictions* Surveillance program Format required 14 eHARS, STD, HIV Tab-delimited, CSV, Spreadsheet 6 Blood Lead CSV, Spreadsheets 1 Cancer Not specified 1 Hospital Associated Infections Not specified 2011NationalELRSurvey-Summary.docx Page 44 of 83 J.A.Magnuson@state.or.us May 2012 Section: ELR System Info and Support Q28. [Test and production sites only] Did you build your own ELR components/system? Answer options: a. No, it was purchased b. Yes and No, it is a hybrid of purchased software and custom programming c. Yes, it was built by In-house personnel d. Yes, it was built by Contractors for our jurisdiction 2011NationalELRSurvey-Summary.docx Page 45 of 83 J.A.Magnuson@state.or.us May 2012 If you are utilizing in-house developed system/components, estimate how long it took to develop an operational system? If purchased, how long did it take to become operational after purchase was complete? Answer options: a. 0-6 months b. 6 months to 1 year c. 1-2 years d. 2-3 years e. >3 years f. Not finalized yet 2011NationalELRSurvey-Summary.docx Page 46 of 83 J.A.Magnuson@state.or.us May 2012 Q29. [Test and production sites only] If you purchased your ELR components/system, please indicate the vendor and system below. If the vendor is not included in the list, please select 'Other' for both vendor and system. If the vendor is included but you purchased a different system, please select the vendor and choose 'Other' under system. Note: If you are working with more than one vendor and system (for example, both Orion Rhapsody and IBM WebSphere), please utilize the "secondary" system option. If you are working with >2, then please just choose the top 2. Answer options: Vendor a. Atlas b. CDC c. Consilience d. Collaborative Software Initiative e. DiagnosisONE f. Eclipsys g. IBM h. Information Technology International i. Microsoft j. NeoTools k. Orion l. Quovadx m. STC n. Sybase o. Other - specify: 2011NationalELRSurvey-Summary.docx System a. BizTalk b. Cloverleaf c. ECMap, ECGateway d. eLink e. LabWorks f. Maven g. NBS/PHIN MS/MSS h. NeoIntegrate i. PHS3 j. Rhapsody k. WebSphere IIS DataStage Enterprise l. Other - specify: Page 47 of 83 J.A.Magnuson@state.or.us May 2012 2011. Primary and secondary vendor and system for ELR, test and production sites, n=51. Vendor System Primary Secondary Primary Secondary Atlas 3 0 BizTalk 2 0 CDC 8 6 Cloverleaf 0 1 Consilience 5 1 ECMap, ECGateway 1 0 Collaborative Software 0 0 eLink 2 1 Initiative DiagnosisONE 0 1 LabWorks 0 0 Eclipsys 2 1 Maven 5 1 IBM 1 0 NBS/PHIN MS/MSS 9 5 Information 0 0 NeoIntegrate 0 0 Technology International Microsoft 2 0 PHS3 0 0 NeoTools 0 0 Rhapsody 12 15 Orion 12 15 WebSphere IIS DataStage 1 0 Enterprise Quovadx 0 1 Other - specify: 5 3 STC 2 1 Not answered 14 25 Sybase 1 0 Other - specify: 4 2 Not answered 11 23 Q29 Details: Specified “other” vendors and systems. 2011. "Other" primary and secondary vendors and systems for ELR, test and production sites, n=51. Vendor - "other" System - "other" Primary Secondary Primary Secondary ASP by CSC PerkinElmer Custom Built HL7 Interface DOH interface, HL7 Engine interface In House Sunquest NHEDSS Epi-Tracks Northrup Grumman PHIL TB-PAM Psyche SystemsSendSS OUTREACH Sentinel vCMR, ELR, PHIL, Atlas Connect 2011NationalELRSurvey-Summary.docx Page 48 of 83 J.A.Magnuson@state.or.us May 2012 Q30. [Test and production sites only] Which NEDSS/PHIN components are you currently utilizing in your ELR system? For each, indicate Production or Test status. Components: ewebit NEDSS Messaging Subscription Service (MSS) PHIN MS PHIN VADS Rhapsody (Orion) NEDSS case notification Answer options: a. Not Using this component b. Production - using in our production system c. Test - we are testing this component 2011NationalELRSurvey-Summary.docx Page 49 of 83 J.A.Magnuson@state.or.us May 2012 Q31. [Test and production sites only] Which of these security components are you currently utilizing in your ELR system? For each, indicate Production or Test status. Components: State firewall Partner firewall Active Encryption (ex. PGP - ie, other than as part of a VPN or other component) Certificates - state issued Certificates - certifying authority VPN SSL sFTP Answer options: a. Not Using this component b. Production - using in our production system c. Test - we are testing this component 2011NationalELRSurvey-Summary.docx Page 50 of 83 J.A.Magnuson@state.or.us May 2012 Q32. [Test and production sites only] For both Production and Test systems: In general, if you require technical changes made to your ELR system, who designs and implements those technical changes? Answer options: a. a pool of IT resources at your jurisdiction b. dedicated ELR IT personnel c. dedicated ELR non-IT personnel d. a vendor e. a contractor f. CDC 2011NationalELRSurvey-Summary.docx Page 51 of 83 J.A.Magnuson@state.or.us May 2012 Section: ELR Formats Q33. [Test and production sites only] Which of the following Health Level 7 (HL7) formats will your ELR system ACCEPT and SEND (Only indicate those currently accepted/sent, not formats that you COULD accept/send if you were to spend some time setting it up). 2011NationalELRSurvey-Summary.docx Page 52 of 83 J.A.Magnuson@state.or.us May 2012 Q33 Data tables 2011. Versions and formats accepted by ELR system, test and production sites only, n=51. 2.2 2.3.z 2.3.1 2.4 2.5 2.5.1 ORU OUL ADT ORM CDA R1 Not working 30 13 2 28 28 9 4 30 23 27 33 with Receiving 1 4 2 1 4 19 5 2 4 1 0 Test/Dev Receiving 2 22 44 3 2 17 41 1 9 7 1 Production Not 18 12 3 19 17 6 1 18 15 16 17 Answered 2011. Versions and formats sent by ELR system, test and production sites only, n=51. 2.2 2.3.z 2.3.1 2.4 2.5 2.5.1 ORU OUL ADT ORM Not working with Receiving Test/Dev Receiving Productio n Not Answered CDA R2 32 2 0 17 32 32 19 32 27 15 9 27 27 27 CDA R1 32 1 0 2 0 1 9 4 1 1 1 0 2 0 3 22 0 6 16 31 3 3 3 1 0 18 16 8 19 17 11 7 20 20 20 18 18 2011NationalELRSurvey-Summary.docx CDA R2 31 Page 53 of 83 J.A.Magnuson@state.or.us May 2012 Q34. [Test and production sites only] Which of the following non-HL7 formats does your ELR system currently accept? (Only indicate those currently accepted, not formats that you COULD accept if you were to spend some time setting it up) Answer options: None - we do not have a production ELR system yet None - only HL7 accepted XML (not including HL7 rendered as XML) Delimited text (tab, space, comma or other character) MS Excel MS Access dBase Other, please specify: Q34 Details: Specification provided for “Other”. 2011. Specification of "Other" for non-HL7 formats accepted, test and production sites, n=51. ASCII Flat file ASCII, in addition to HL7 versions and webentry (comes in as HL7) ASCII converted to HL7 2.3.z prior to transmission CSV for Blood Lead and HIV from small hospitals/labs Paper Simplified Message Format- a variation of HL7 2.3.1 Some very specific Excel and text file formats WINCLR 2011NationalELRSurvey-Summary.docx Page 54 of 83 J.A.Magnuson@state.or.us May 2012 Q35. [Test and production sites only] What percentage of the lab reports you currently receive are non-HL7 format? Answer options: a. No ELR data currently received - we are in Testing or Development mode b. 0% c. 1-10% d. 11-50% e. >50% 2011NationalELRSurvey-Summary.docx Page 55 of 83 J.A.Magnuson@state.or.us May 2012 Q36. [Test and production sites only] What percentage of the lab reports you currently receive are transmitted to you through manual Web data entry? Answer options: a. No ELR data currently received - we are in Testing or Development mode b. 0% c. 1-10% d. 11-50% e. >50% 2011NationalELRSurvey-Summary.docx Page 56 of 83 J.A.Magnuson@state.or.us May 2012 Q37. [Test and production sites only] How do you receive your LOINC and SNOMED codes/information and updates? (Select all appropriate options) Answer options: a. Participating labs send us their tables/files directly b. From the CDC c. We find them on our own d. Other, please specify: 2011NationalELRSurvey-Summary.docx Page 57 of 83 J.A.Magnuson@state.or.us May 2012 Q38. [Test and production sites only] Do you support lab local codes (ie, not LN or SNM)? Answer options: a. Yes b. No 2011NationalELRSurvey-Summary.docx Page 58 of 83 J.A.Magnuson@state.or.us May 2012 Q38 Detail: If yes, what percent of your reports contain ONLY local codes for Answer options: a) Tests b) Results For each category (Tests and Results), the answer options were: a. No ELR data currently received - we are in Testing or Development mode b. 0% c. 1-10% d. 11-50% e. >50% 2011NationalELRSurvey-Summary.docx Page 59 of 83 J.A.Magnuson@state.or.us May 2012 Section: LIS/LIMS Q39. [All sites] Which of these major lab information systems / lab information management systems* are currently sending/planning to send reportable diseases to your ELR system? The purpose of this question is to identify vendors known to support HL7 standard messages – i.e., it is informative only, not for data analysis. 2011. LIS/LIMS indicated as sending data to ELR, all sites, n=54. LIS/LIMS LabDAQ Laboratory Information System - Antek Healthware Cerner Millennium PathNet - Cerner Horizon - ChemWare CIS LAB - Clinical Information Systems CLIN1 LAB - Clinical Software Solutions Clinlab LIS - Clinlab ApolloLIMS - Common Cents Systems Polytech - Comp Pro Med CPSI System - Computer Programs and Systems CLS2000 - Computer Service and Support LabGEM - Diamond Computing IntelliLab - Elekta Software Beaker Laboratory Information System - Epic LAB/HEX - HEX Laboratory Systems LabTrak - J&S Medical Associates LabNet - LabSoft Ligolab LIS - LigoLab Horizon Lab - McKesson Medcom Lab Manager - Medcom Information Systems AutoLIMS - NetLIMS NJ LLC Orchard Harvest LIS - Orchard Software LabWeb - Psyche Systems LabHealth - Quality Software Systems SoftLab - SCC Soft Computer SchuyLab - Schuyler House Novius Lab - Siemens Medical Solutions STARLIMS Clinical LIMS - STARLIMS Sunquest Laboratory - Sunquest Information Systems TD-Synergy Suite - Technidata America Thermo Scientific Clinicial LIMS - Thermo Fisher Scientific Informatics 2011NationalELRSurvey-Summary.docx HL7 0 31 5 1 1 1 1 0 6 0 0 1 9 1 0 1 0 10 1 0 4 2 0 13 0 2 17 20 0 1 Non-HL7 0 0 1 0 0 0 0 0 1 0 0 0 0 0 0 0 0 1 1 0 0 0 0 0 0 1 3 0 0 0 Page 60 of 83 J.A.Magnuson@state.or.us May 2012 Section: Opinions and Topical Issues Q40. [All sites] What are the five most important barriers to full implementation of ELR in your jurisdiction? Please rank FIVE options from 1 (most important) to 5 (less important) by entering numbers 1, 2, 3, 4, 5 in the corresponding cells. Answer options: Not enough money at health department Not enough staff at health department Hospitals and other Labs want reimbursement for their start-up costs Laboratories have other/competing IT implementation priorities Laboratory Information System vendors have not developed appropriate interface modules Lack of technical skills and knowledge of health department staff Variable content and format of ELR messages from labs Lack of authority to compel compliance Lack of incentives to encourage compliance Not enough internal agency support Not enough agency buy-in/prioritization/management support Compliance with jurisdiction or agency IT and/or confidentiality standards Other, please specify: 2011NationalELRSurvey-Summary.docx Page 61 of 83 J.A.Magnuson@state.or.us May 2012 Q40 Detail. Specification of “Other” on question about ELR barriers. 2011. Specification of "Other" for barriers to ELR, all sites, n=54. Incompatible surveillance system Insufficient staff at the State's Health Information Exchange Meaningful use regulations do not require full conformance to the HL7 Implementation Guide. MU initiatives causing application upgrades at hospitals delaying their participation; Lack of technical and vocab knowledge, i.e. mapping LOINC values on the hospital side. No barriers or show stoppers, time needed to implement No capable system in place at this time No standardized or recommended transport mechanism available 2011NationalELRSurvey-Summary.docx Page 62 of 83 J.A.Magnuson@state.or.us May 2012 Q41. [All sites] How many staff (government or contractors) are responsible for ELR in your jurisdiction? Answer options: Full-time staff Part-time staff Of these full-time staff, how many are IT/IS Of these part-time staff, how many are IT/IS designated staff? designated staff? Of these full-time staff, how many are Of these part-time staff, how many are contractors or consultants? contractors or consultants? For each, number options were a. 0 b. 1 c. 2 d. 3 e. 4 f. 5 or more Interpretation: There appears to have been some confusion about this question, as the number of full-time IT staff was higher than the total number of full-time staff. This should be addressed in future surveys. 2011NationalELRSurvey-Summary.docx Page 63 of 83 J.A.Magnuson@state.or.us 2011NationalELRSurvey-Summary.docx May 2012 Page 64 of 83 J.A.Magnuson@state.or.us May 2012 Q42. [All sites] Do any of the staff from the previous question (Q41) also have any of the following responsibilities? (Select all appropriate options) Answer options: PHIN Coordinator (PHIN=Public Health Information Network) HAN Coordinator (HAN=Health Alert Network) BT Coordinator (BT=Bioterrorism) ELR Coordinator EPHT Coordinator (EPHT=Environmental Public Health Tracking) NEDSS Coordinator (NEDSS= National Electronic Disease Surveillance System) Meaningful Use Coordinator HIE Coordinator (HIE=Health Information Exchange) Other - please specify None of the above 2011NationalELRSurvey-Summary.docx Page 65 of 83 J.A.Magnuson@state.or.us May 2012 Q42 Detail. Specification of “other”. 2011. Specification of "other" responsibilities of ELR staff, all sites, n=14/54. All share responsibilities eHARS and eMaRC Plus Support Epidemiologist, Business Analyst HIE Project Mgr/Informatician and ELR Vocab Specialist Other epi and disease control activities PH Epi, Acute Infectious Disease Chief, IT Staff PH Lab Project Manager; Epidemiologist PHIN, ELR, Meaningful Use Coordinator roles are not distinct, but shared at least partially by 1 of the FTE's identified in question 41. Staff is involved with HIE and Meaningful use and Beacon as well as other informatics projects Supervisor Surveillance Director Surveillance System Administrator They are responsible for the entire HIE messaging and some configuration needs 2011NationalELRSurvey-Summary.docx Page 66 of 83 J.A.Magnuson@state.or.us May 2012 Q43. [All sites] Addition of what type of staff would be most useful for your jurisdiction in implementing or maintaining ELR? Please rank your top three options from 1 (most important) to 3 (less important) by entering numbers 1, 2, 3 in the corresponding cells. Answer options: a. Informaticists b. Messaging Experts c. IT Personnel d. Epidemiologists e. Managers/Project Managers f. Medical technologists g. Clinical pathologists h. Other, please specify 2011NationalELRSurvey-Summary.docx Page 67 of 83 J.A.Magnuson@state.or.us May 2012 Q43 Detail. If you selected "IT Personnel" as one of your top three options, please indicate which type of IT skills you are looking for - check all appropriate skills. Answer options: Security Database Management - DBM Programmers Network Electronic Data Interchange - EDI Other, please specify Q43 Detail. “Other” IT skills desired. 2011. Specification of "other" IT skills, all sites, n=5/54. Database Administrator Experienced Business/Systems analyst IT staff familiar with NBS, Rhapsody, HL7, etc. Project Management Those knowledgeable with HL7 and LOINC 2011NationalELRSurvey-Summary.docx Page 68 of 83 J.A.Magnuson@state.or.us May 2012 Q44. [All sites] What kind of training for existing staff would be most helpful in implementing or maintaining ELR? (may choose >1 option) Answer options: Security HL7 Coding (as in LOINC or SNOMED) Information technology Project management Transport-layer training. Note: If you select this option, please specify: Laboratory workflow/procedures Cross-training in epi/surveillance Public Health Informatics Other, please specify: 2011NationalELRSurvey-Summary.docx Page 69 of 83 J.A.Magnuson@state.or.us May 2012 Q44 Detail – Further specification for jurisdictions selecting “Transport-layer training”. Answer options: a. PHINMS b. Direct c. sFTP d. VPN e. HTTP f. Connect 2011. Specification details for Transport-layer training, all sites, n=17/54. Training requested No. Jurisdictions PHINMS 4 Direct 4 sFTP 2 HTTP 2 Connect 1 VPN 0 2011NationalELRSurvey-Summary.docx Page 70 of 83 J.A.Magnuson@state.or.us May 2012 Q45. [All sites] What is the approximate amount your state has invested 2008-present in meeting state and federal requirements/standards for ELR, IDR, and web-based disease surveillance systems*? Inclusive of both program-area and IT staffing, hardware, software, maintenance, hosting, etc. but EXCLUSIVE of any Meaningful Use funding. * Include Blood Lead, STD, TB, HIV where appropriate. Also note, scroll to bottom of list for choices "had not yet started ELR" and "had started ELR but this financial information no longer available". For each year, categories were: “For ELR ONLY” and “For ELR, IDR, and web-based disease surveillance systems together” Answer options: a. < $1 Million b. $1-2 Million c. $2-3 Million d. $3-4 Million e. $4-5 Million f. $5-6 Million g. $6-7 Million h. $7-8 Million i. $8-9 Million j. $9-10 Million k. > $10 Million l. Had not started ELR this year m. Had started ELR but this info not available Interpretation: Unfortunately, due to some ambiguous wording of this question in the distributed survey, the data for this particular question only should only be viewed as generally indicative, not as specifically accurate. 2011NationalELRSurvey-Summary.docx Page 71 of 83 J.A.Magnuson@state.or.us 2011NationalELRSurvey-Summary.docx May 2012 Page 72 of 83 J.A.Magnuson@state.or.us May 2012 Q45 Detail. Data table*. 2011. Amounts invested in meeting CDC requirements, all sites, n=54. ELR ONLY For ELR, IDR, and web-based disease surveillance systems together Amount in millions of dollars 2008 2009 2010 2011 2008 2009 2010 2011 < $1 34 32 30 31 23 23 24 24 $1-2 1 3 6 5 8 6 5 5 $2-3 3 3 2 4 4 6 4 3 $3-4 0 0 1 1 1 1 2 4 $4-5 0 0 0 0 2 2 2 0 $5-6 0 0 0 0 0 0 1 2 $6-7 0 0 0 0 0 0 0 0 $7-8 0 0 0 0 0 0 0 1 $8-9 0 0 0 0 0 0 1 1 $9-10 0 0 0 0 0 0 0 0 > $10 0 0 0 0 0 0 0 0 Not started ELR 1 1 0 0 2 2 1 1 ELR started but no info 3 3 4 3 2 2 3 3 Not Answered 12 12 11 10 12 12 11 10 * See disclaimer above, re data for this question. 2011NationalELRSurvey-Summary.docx Page 73 of 83 J.A.Magnuson@state.or.us May 2012 Q46. [All sites] Of the amount identified in the previous question (Q45), which three of the following do you feel constitute the majority of expenditures? Please rank your 3 options from 1-3 with 1 being the MOST expensive. Answer options: a. Program-area staff b. IT staff c. Hardware d. Software e. Maintenance f. Hosting g. Bundled IT services, eg, ASP 2011NationalELRSurvey-Summary.docx Page 74 of 83 J.A.Magnuson@state.or.us May 2012 Q47. [All sites] How could you best benefit from the experiences of those already working in ELR? Please indicate your top three choices on a scale of 1-3, with 1 being the MOST important. Answer options: a. Business info, documentation - lab recruitment, QC, etc. b. Technical info, documentation - shared code, maps, etc. c. Contact info for other ELR specialists d. Regional ELR in-person meetings e. Expanded meeting opportunities at conferences f. Increased peer-reviewed publications, successes, solns. g. Other - Please specify: 2011NationalELRSurvey-Summary.docx Page 75 of 83 J.A.Magnuson@state.or.us May 2012 Q47 Detail. Specifications of “other”. 2011. Specifications of "other" on ways to benefit from the experience of others, all sites, n=6/54.* 1st - Most Alignment with ONC directive with laboratory reporting important Conference call discussions on ELR with other States have been very helpful. Coordinate with national reporting requirements need to share experience of small resource poor countries Training opportunities through ONC or other organizations for ELR, LOINC, SNOMED, ELR/HIE project mgmt, etc. 2nd - Less CDC technical assistance & support important To discuss best practices, lessons learned, and expeierences working with regional laboratories 3rd - Less Process for assisting labs with LOINC coding important Regional technical support * Since additional responses were provided, the number of entries is greater than six. 2011NationalELRSurvey-Summary.docx Page 76 of 83 J.A.Magnuson@state.or.us May 2012 Q48. [All sites] What do you realistically expect your stage of ELR to be in 2013 and 2016. (realistically, not what you’d hope or like to have). Please answer as percentage completion towards listed mileposts (0%, 1-10%, 11-50%, or >50% complete) Categories: Participation of all potential data recipients Participation of all potential sending partners Participation of specific sending partners o Local o Regional o National Elimination of paper reports from labs Inclusion of EMR data Receipt of data from HIEs Establish legal mandate for ELR Answer options: a. 0% b. 1-10% c. 11-50% d. >50% 2011NationalELRSurvey-Summary.docx Page 77 of 83 J.A.Magnuson@state.or.us May 2012 Q49. [All sites] What was the impact of meaningful use on ELR resources in 2011? (Select all appropriate options) Answer options: a. received a one-time increase in budget in 2011 b. projected increase in annual operating budget post-2011 c. unfunded increase in workload for ELR resources d. no change e. can't determine at this time 2011NationalELRSurvey-Summary.docx Page 78 of 83 J.A.Magnuson@state.or.us May 2012 Q50. [All sites] With reference to the ARRA Meaningful Use criteria, please indicate your jurisdiction's ability to fully support the three public health menu options. Check each year for which the option is/will be supported: 2011-2015. MU Criteria: Immunization Registry reporting Syndromic surveillance reporting Hospital reporting of laboratory data (ELR) 2011NationalELRSurvey-Summary.docx Page 79 of 83 J.A.Magnuson@state.or.us May 2012 Q51. [Test and production sites only] Can your jurisdiction currently assess the proportion of results for reportable conditions that came from each individual hospital as ELR reports (vs. paper reports or by telephone)? Answer options: a. Yes b. No c. Plan to d. Tried, but unsuccessful Q51 Detail. Specification of “Other”. 2011. Specifications of "other" for assessing proportion of results, test and production sites, n=3/51. Not specifically categorized in our system Ordering Facility associated with ELRs is inconsistent compared to paper report We try to get a rough estimate comparing all reports in [system] for a given hospital vs those received via ELR. The accuracy is limited by the fact that a lot of hospitals use reference laboratories and it is technically difficult/labor intensive to try to systematically match reference lab ELR results with hospital reports. 2011NationalELRSurvey-Summary.docx Page 80 of 83 J.A.Magnuson@state.or.us May 2012 Q52. [All sites] For your current or planned ELR system, please indicate the reporting requirements for the following data elements: Data elements: Patient county of residence Patient residence address Patient Gender Patient DOB Patient telephone Provider telephone Facility telephone Answer options: a. Strictly required - a record missing this value will be REJECTED b. "Required" - specified as required but a record missing this value will NOT be rejected c. Preferred - element is specified as "preferred" d. Optional - element is specified as "optional" e. Unspecified - we don't specify any requirement for this element f. Don't know the answer to this question 2011NationalELRSurvey-Summary.docx Page 81 of 83 J.A.Magnuson@state.or.us May 2012 Q53. [All sites] We are updating the annual list of contacts for ELR assistance. Please check the areas that you/your state would be willing to discuss with other jurisdictions that might need assistance. Answers to this question are provided in separate file. Q54. [All sites] What question(s) or answer option(s) do you think SHOULD have been on the survey but was(were) not? 2011. Suggested questions for inclusion in future surveys, all sites, n=54. 1. Has your jurisdiction published an implementation guide? 2. Are you aware of the following ELR resources (include a list of items such as the MQF, MSS, etc.) - this could also be measure of how effective communication is nationwide. Does your ELR mandate require that reports use LOINC and SNOMED? If so, how was this implemented? What is the proportion of labs reporting via LOINC and SNOMED standards among those submitting ELR? ELR through HIE For the LHDs filling out the survey, ask "Are you receiving ELR/responsible for the NEDSS solution that you use, or do you utilize the systems of your state?" What are the major barriers to onboarding Hospitals for MU ELR? A) ONC certified ELR components can't generate a compliant 2.5.1 message. Which vendors were very responsive, timely, proactive; in general the best to work with? Which vendors obviously don't have a copy of the implementation guide? Which vendors support systems that can accomodate standard vocabularies? End of Survey Results 2011NationalELRSurvey-Summary.docx Page 82 of 83 J.A.Magnuson@state.or.us May 2012 Editorial Board The contributions of the 2011 Editorial Board members are gratefully acknowledged. The 15 members listed below helped refine, define, and expand the 2011 survey. 2011 ELR Survey Editorial Board Members Name Representing Nancy Barrett CT Gillian Haney MA Patricia Swartz MD Eileen Troutman NJ Hwa-Gan Chang NY Nick Hill SD John Roberts TN Shelley Hood WY Audrey Kiser ARUP Carmen Pugh LabCorp Stephen Julian MAYO Julie Luepke MAYO Arun Srinivasan CDC Riki Merrick APHL Ray Aller USC 2011NationalELRSurvey-Summary.docx Page 83 of 83