Lecture 6 Thermionic Engines IT M , n o e t h l • Review C a g rm n e • Richardson formula a h G /T ion © lar rs • Thermionict engines e h o v g i S n r • Schottky barrier and diode t o y c p C e o r i y • pn and diode C junction g D r 7• discussion 7 ne 9 9 9 9 E . . l 2 r 2 ca i o r F ct e l E –WARREN M. ROHS ENOW HEAT AND MASS TRANSFER LABORATORY, MIT ROHSENOW MIT Review: Fermi-Dirac Distribution T I M • Average number of electrons in the state , n o e t h 1 l Fermi-Dirac = f = ∑ nAe C a Distribution ⎛ E −g μ⎞ m exp⎜⎜an ⎟⎟ + 1er G⎝ k T/T⎠h ion © lar rs t e h o v g At T=0K, μ is called i S n r t y ec Co Fermi level, E p o C Dir rgy f=1 for E<μ 7 97 ne 9 f=0 for E>μ 9 9 E . . 2 r 2 ca l i o r F ct e l E − ( E − μ ) /( k BT ) n = 0 ,1 B FERMI-DIRAC DISTRIBUTION 1 0.8 f 1000 K 0.6 0.4 100 K 300 K 0.2 0 -0.1 -0.05 0 E-μ (eV) 0.05 0.1 –WARREN M. ROHSENOW HEAT AND MASS TRANSFER LABORATORY, MIT Review: Electron Density T I 2 2 + k h 2 (k x2n+, kM y z ) E − Ec = he o t l 2am C g rm n e a h G /T ion © lar rs t ⎡ E−μ⎤ 2V o e h N = 2 ∑ ∑ ∑ f (E g, T ) =t8πS ∫ ∫nv∫ dk dk dk exp⎢− k T ⎥ i r y ec Co ⎣ ⎦ p o ∞ C Dir rgy e n= ∫D (7E ) f ( E ,7μ , T )dE n 9 9 9 E . . E9 l 2 r 2 ca ⎛ E −μ ⎞ ⎛ E −μ ⎞ ⎛o 2 πm κtriT ⎞ F ⎟⎟ = N exp⎜⎜ − ⎟⎟ ⎟⎟ exp⎜⎜ − n = 2⎜⎜ c ⎝ Eleh ⎠ ⎝ k T ⎠ ⎝ k T ⎠ π /a π /a π /a Nx / 2 Ny / 2 Nz / 2 x 3 −Nx / 2 −N y / 2 −Nz / 2 y z −π / a −π / a −π / a B c 3/ 2 * B c c c 2 B B –WARREN M. ROHSENOW HEAT AND MASS TRANSFER LABORATORY, MIT Different Solids T I M , Energy n o e t h l C a g rm n e a h G /T ion © lar rs t e h o v g i S n r t o y c p C e o r C D i rg y 71 k/(π/a)907 ne1 0 1 0 9 0 9 9 E . . l 2Metal r 2 ca i o r F ct Semiconductor e l E Energy Energy Energy Energy Energy Gap Eg Energy Donor Energy Level Acceptor Acce ptor Energy Ene rgy Level Fermi Ferm Fermi i Level Level k/(π/a) k/(π/a) Insulator n-type Semiconductor Se miconductor 1 k/(π/a) /a) p-type p-type Semiconductor Semiconductor –WARREN M. ROHS ENOW HEAT AND MASS TRANSFER LABORATORY, MIT ROHSENOW MIT Work Function and Affinity Light T I Electron M , n e Metal to h l Electrodes C a g rm n e a h n G /T ioCurrent © lar rs Vacuum t e h o v g i S n r t o y c p Affinity C e Work Function W o r C D i rg y 7 97 ne E 9 9 9 E Fermi.Level E . l 2 r 2 ca Bandgap E i o r F ct e l E E c f Ef g v –WARREN M. ROHSENOW HEAT AND MASS TRANSFER LABORATORY, MIT Vacuum Electrons Just Outside the Metal T I h (k + k, M +k ) n o E − μ −W = Work e Function W 2m l t h C a g m r n Fermi Level μ e Electron a particlehFlux Surface n G /T iLeaving o r © s a r t l e h o v g i S n r t o = J v f y ∑ ∑ ∑ c p C e o r C D i rg y hk 2V e 7 7 n = dk dk dk f 9 9 ∫ ∫ ∫ 9 9 E m 8π 2. r 2. cal i o r F ct e l E 2 2 x 2 y 2 z k y =π / a k z =π / a FERMI-DIRAC DISTRIBUTION 1 0.8 p k x > 0 k y = −π / a k z = −π / a x π /a π /a π /a 1000 K 0.6 x x 3 0.4 0.2 0 -0.1 y z 0 −π / a −π / a 100 K 300 K -0.05 0 E-μ(e V) 0.05 0.1 –WARREN M. ROHSENOW HEAT AND MASS TRANSFER LABORATORY, MIT Electron Flux Out of Surface T I M , n o e t h l C hk 2 1 a J = dk dk dk g m ∫ ∫ ∫ r n 8π m a ⎛ E −e μ⎞ ⎜ G exp⎜⎝/TkhT ⎟⎟⎠ +io1n © lar rs t h o ⎛ ⎡ veh (k + k + k )⎤ 1 ⎞ k h 2 g i S ⎜ − ⎢n ⎟ r W ≈ + exp dk dk dk ⎥ t o ⎜ ⎟ c m k T 8π ∫ ∫ ∫ py 2 m ⎥ ⎢ C ⎦ e y⎝ ⎣ ⎠ o r i C g D r ⎞ ⎛ W m 7 7 ⎜⎜ − ne⎟⎟ (k T )9exp = 9 9 h 2.π 9 ⎝l Ek T ⎠ . 2 r 2 ca i o r F ct e l E π /a π /a π /a x p x 3 y z 0 −π / a −π / a B π /a π /a π /a 2 x x 3 y 2 x 2 y 2 z z 0 −π / a −π / a B 2 2 3 B B –WARREN M. ROHS ENOW HEAT AND MASS TRANSFER LABORATORY, MIT ROHSENOW MIT Electrical Current Density T I M , n ⎛ W ⎞ ⎛ eW ⎞ em ⎜ ⎟ ⎜ (k T ) exp⎜ − ⎟ = AT exp⎜h− ⎟⎟l to J = 2π h C ⎝ k T⎠ ⎝ k Ta⎠ O.W. Richardson g m 1928 Nobel Prize n er a Richardson Formula or h n G T o / i Richardson-Dushman Equation r © s t oEmission la ver For Thermionic h g tS n i r y ec Co p emk A ir o y =C 120 D A= Richardson Constant g r 2π 7 h cm K e 7 n 9 9 9 9 E 2. r 2. cal ⎛ ϕ ⎞ i o r t exp⎜⎜ − k T ⎟⎟ More General J =F(1 − r ) AT c e ⎝ ⎠ l E 2 e 2 2 B 3 B 2 B 2 3 2 B 2 2 e B –WARREN M. ROHSENOW HEAT AND MASS TRANSFER LABORATORY, MIT Contact Potential T I M , n o e t h l C a g rm n e a h G /T ion © lar rs t e h o v g i S n r t o y c p C e o r C D i rg y 7 97 ne 9 9 9 E . . l 2 r 2 ca i o r F ct − e(ϕ − ϕ ') = W − W ' = −eVc e l E WS = χ + qϕn Eo Eo χ WS WM Ec EF qϕn EF Ev a) metal and semiconductor far apart M S Eo qφbi WM EF qϕBn WS Eo χ Ec EF qϕn Ev b) metal and semiconductor in intimate contact Courtesy of Jesús del Alamo. Used with permission. –WARREN M. ROHSENOW HEAT AND MASS TRANSFER LABORATORY, MIT Vacuum Diode T I M , n o Cathode e Anode t h l eV C a W g m r n J e a h G /T ion © lar W rs t e h o J v g i S n r t o y c p μ C e o r gy C ⎛ WD+ieV r ⎞ -eV =(W -W ) 7 exp⎜⎜9−7 ne⎟⎟ J =9 AT 9 9 kE T ⎠ . . ⎝ l 2 r 2 ca At equilibrium, i o r ⎛ ⎞ W t F ⎜ ⎟⎟ c J = ATeexp⎜ − J=J -J =0 El ⎝ k T ⎠ c a a c c 2 c c c c a c B 2 a a B c a –WARREN M. ROHSENOW HEAT AND MASS TRANSFER LABORATORY, MIT Thermionic Generator T I M T >T , n e Anode T o Cathode T t h lW C a g m r n J e a h G /T ion © lar W rs t e h o J v g i S μn eV r t y ec Co p μ o y C ⎛ WD+ireV +reV g ⎞ -eVo=μa-μc e 7 7 ⎜ ⎟ − J =9AT exp9 n ⎜ ⎟ k T 9 9 E ⎠ 2. r 2. ⎝ cal At equilibrium, i o tr⎛ W ⎞ F ⎟⎟ J = ATec exp⎜⎜ − J=J -J =0 l k T ⎝ ⎠ E c a a c a a c c c o a 2 c c c o c B c 2 a a a B a c a –WARREN M. ROHSENOW HEAT AND MASS TRANSFER LABORATORY, MIT Thermionic Generator T I M , ⎛ W + eV + eV ⎞ ⎛ Wen ⎞ o t h ⎜ ⎟ ⎜ ⎟ exp 0 − − AT exp⎜ − = AT ⎟ ⎜ Ck T ⎟ al k T ⎝ ⎠ ⎝ ⎠ g m r n e a ⎛ T ⎞ W + eV + eV W h n 2 ln⎜⎜ ⎟⎟ = − G T o / i k T k T r © s ⎝T ⎠ t ola er h g t S nv i r y ec Co Open Circuit Voltage: p o C Dir rgy ⎞7 k T e⎛ T ⎞ W 7⎛ T −9 V =99 ⎜⎜ 9 1⎟⎟ + 2 nln⎜⎜ ⎟⎟ E . . e T l ⎝ ⎠ 2 r 2 ca e ⎝ T ⎠ i o r F ct e l E 2 c c 2 o c a a B c c c a c B a o B c a c a B a B c c o a a –WARREN M. ROHS ENOW HEAT AND MASS TRANSFER LABORATORY, MIT ROHSENOW MIT Under Operation T I M , Anode T n o Cathode T e t h l C a ⎛ ⎞ ⎛ W ⎞ + + W eV eV J m ⎟ ⎜⎜ − ⎟⎟ − J = AT exp⎜⎜ − ng AT exp r ⎟ k T e ⎠ ⎝a ⎝ k T ⎠ h G⎛ W +/TeV ⎞ ion ⎛ W ⎞ © s ⎟⎟ −rAT ⎟⎟ = AT exp⎜⎜ −lar exp⎜⎜ − t J k T e h ⎝ ⎠ ⎝ k T ⎠ o v g i S n r t o y c p C e o r y P = JV C DiPower Output g r 7 97 ne 9 9 9 E R . . l 2 r 2 ca i o r F ct e l E a c a 2 c 2 c a a c B a B c 2 c 2 a c a a B c B a load –WARREN M. ROHSENOW HEAT AND MASS TRANSFER LABORATORY, MIT Heat Transfer: Electron Heat Flux T I Kinetic Energy: M , n e o ⎛h k ⎞ h 1 2 t ⎟⎟ C J = dk dk dk ⎜⎜ l ∫ ∫ ∫ a 8π −μ ⎞ ⎝ 2mg⎠ exp⎛⎜ Em ⎟⎟ + 1 r n ⎜ e a k T ⎠ ⎝ h G /T ion r 2k T © s a r t = J l e h o e v g i S n r t o y c Total Heat frompCathode to Anode: C e o r i y C g D r k T 2 ⎛7W ⎞ 7 n⎟ Je J 9 =⎜ − V9+ W e e 9 ⎝ .9 ⎠ E . l 2 Heat 2fromcCathode a Total to Anode: μ r eV i o r F ⎛ Wct 2k T ⎞ J = ⎜le + ⎟J E e e π /a π /a π /a k ,c 2 x 3 y 2 x z 0 −π / a −π / a B B c c a Wa B c q ,c c c c a q ,a ⎝ B a ⎠ μa a –WARREN M. ROHSENOW HEAT AND MASS TRANSFER LABORATORY, MIT Net Heat Input T I M , n Anode T Cathode T Q = J −hJ e + Q to+ Q l C a g rm J n e a Q --Radiation heat h rad n Gtransfer T o / i between cathode r © s a r t and l J anode e h o v g i S n r t o y c p C e Q o r cond---Conduction heat i y C D rg loss through leads, and 7 97 ne gas in between 9 9 E . . R9 l 2 r 2 ca i o r F ct e l E a c h q ,c q ,a rad cond a c load –WARREN M. ROHSENOW HEAT AND MASS TRANSFER LABORATORY, MIT Efficiency IT Power η= e to h l Qh C a g rm n e a When radiation is neglected h G /T ion © lar rs t e h o v g i n r o y c p C e o r CeV =W Di r y e 7 7 n 9 9 9 9 E 2. r 2. cal i o r F ct e l E Thermal efficiency - ηt percent βa = βc θ=0 80 θ = 0.2 60 θ = 0.4 40 20 a θ = 0.6 θ = 0.8 a 12 S.W. Angrist, Direct Energy Conversion, Allyn and Bacon, Boston, 1965 15 18 βa = 21 24 eVa kTa Figure by MIT OpenCourseWare. –WARREN M. ROHSENOW HEAT AND MASS TRANSFER LABORATORY, MIT Experimental Demonstration T I M , n o e t h l C a g rm n e a h G /T ion © lar rs t e h o v g i S n r t o y c p C e o r C D i rg y e 7 7 n 9 9 9 9 E . . l 2 Hatsopoulos2 and Kaye, JAP, 1958. a r c i o r F ct e l E Image removed due to copyright restrictions. Please see Fig. 3 in Hatsopoulos, George N., and Joseph Kaye. "Measured Thermal Efficiencies of a Diode Configuration of a Thermo Electron Engine." Journal of Applied Physics 29 (1958): 1124-1125. –WARREN M. ROHS ENOW HEAT AND MASS TRANSFER LABORATORY, MIT ROHSENOW MIT Real Device Issues T I M , Due to Spacen Charge e T >T o t h l Additional δ C a Anode T Cathode T g rm n W e a h G /T ion J © lar rs t e h o Wv g i S n r t o y c J p C e μ eV o r i y C D rg μ 7 97 ne 9 9 9 E . . l • Large work function, 2 r 2 ca high temperature i • Cesium to reduce space charge, but reliability problem o r t F c • Vacuumeoperation or plasma operation (filled with gas) El c a a c a a c c c o a –WARREN M. ROHSENOW HEAT AND MASS TRANSFER LABORATORY, MIT Recent Trends T I M , n o e t h l C a g rm n e a h G /T ion © lar rs t e h o v g i S n r t o y c p C e o r C Di rgy • Negative electron 7 97 ne affinity materials 9 9 9 E • Small gap devices . . l Electron Affinity Materials 2Negative 2 a r • Solid-state (Diamond) c i o r t F thermionics c Smith et al., Diamond and related e materials, 15, l2082 (2006) E Courtesy of Elsevier, Inc., http://www.sciencedirect.com. Used with permission. –WARREN M. ROHSENOW HEAT AND MASS TRANSFER LABORATORY, MIT Schottky Barrier T I M , Vacuum Vacuum nSchottkyo Barrier e t h l C a g Affinity m r n Work Function W e a h G /T ion © lEar rs E t Δ Δ e h E Fermi Level E o v g i S n r Bandgap E E t o y c p C e o r Metal Semiconductor C D i rg y E 7 97 ne 9 9 9 E Interface Metal . . N-type Semiconductor l 2 r 2 ca i o r F ct e l E c c f f g f v –WARREN M. ROHSENOW HEAT AND MASS TRANSFER LABORATORY, MIT P-type Schottky Barrier T I M , n o e t h l C a g rm n e a h G /T ion © lar rs t e h o v g i S n r t o y c p C e o r C D i rg y 7 97 ne 9 9 9 E . . l 2 r 2 ca i o r http://w3.ualg.pt/~pjotr/Images/Schottky.png F ct e l E Courtesy of Peter Stalllinga. Used with permission. –WARREN M. ROHSENOW HEAT AND MASS TRANSFER LABORATORY, MIT Schottky Diode Richardson Formula T I M ⎞ ⎡ ⎛ eV ⎞ ⎤ ⎛ Δ , ⎟ − 1⎥ J = AT exp⎜⎜ −n ⎟⎟ ⎢exp⎜ e⎝ k T ⎠⎢⎣to ⎜⎝ k T ⎟⎠ ⎥⎦ E Δ h l C a E g rm n e a h n G T o E / i r © s Δ t ola er eV h g t S nv E i r y ec Co Forward Bias p o C Dir rgy 7 97E ne 9 Δ .9 9 E . l 2 E r 2 ca eV i o r F ct e l Reverse E Bias 2 c B B f c f c f –WARREN M. ROHSENOW HEAT AND MASS TRANSFER LABORATORY, MIT pn Junction T I M Negative Electron Energy Increasingly , n o e t Build-In Potential h l C a g rm n p-Type a V e G /Th ion © lar rs t e h o v g i S n r t o y c p C e n-TYPE o - - ir y + + +C + g -D r - e 7 7 + + + + Space Charge n 9 9 9 9 E Region . . l 2 + r+2+ + c-aHole Energy i Increasingly Positive o r t Region F Space Charge c e l E Ec Ec Ef Ef Ev n-TYPE n-Type Ev bi p-Type p-Type –WARREN M. ROHSENOW HEAT AND MASS TRANSFER LABORATORY, MIT pn Junction Basics T I M , n o • For nondegenerate semiconductor e t h l C a g rm n ⎛ G Ea− μ ⎞ he n ⎟ n = N exp⎜⎜ − T o / i ⎟ r © k T s t ⎝ ola ⎠ er h g t⎛ Sμ − E n⎞v i r ⎜⎜ − Co ⎟⎟ py= N exp c p e ⎝ yk T ⎠ o r i C D rg 7 97 ne ⎛ E ⎞ 9 9 9 E pn = . . l 2 r 2 ca N N exp⎜⎜⎝ − k T ⎟⎟⎠ = n i o r F ct e l E c c B v v B g c v 2 i B –WARREN M. ROHS ENOW HEAT AND MASS TRANSFER LABORATORY, MIT ROHSENOW MIT pn Junction Basics: Built-in Potential T I Electron Energy Increasingly Negative M ⎛ E −μ ⎞ , n ⎟⎟ N = Ne exp⎜⎜ −o Build-In Potential t h k T ⎠ ⎝ l C a g m p-Type r n V e a h G E/T − μ =ioknT ln⎛⎜⎜ N ⎞⎟⎟ © lar rs N ⎠ t ⎝ e h o v g i S n r t o y ⎛N c p C n-TYPE e y E − μ = E − k T ln⎜⎜ o r i C D rg ⎝N 7 Space9Charge 7 ne 9 Region 9 9 E . . l Hole Energy 2 2 a Increasingly r Positive ic FeVo = cEtr − E = E − k T ln⎛⎜ N N ⎞⎟ = k T ln⎛⎜ N N e l ⎜N N ⎟ ⎜ n E c ,n D c B bi c c ,n B D ⎞ ⎟ ⎟ A ⎠ v c, p g v bi c, p c ,n g B ⎝ A B c D D A ⎠ B ⎝ 2 i ⎞ ⎟ ⎟ ⎠ –WARREN M. ROHSENOW HEAT AND MASS TRANSFER LABORATORY, MIT pn Junction Basics: Space Charge Region T I M , Electron Energy Increasingly Negative 2eεn⎛ N + N o t ⎜ = w h Build-In Potential C e ⎜⎝alN N g rm n e a p-Type V h One Only n G /T Side o i r © s a r t l e h o 2ε v g i S nw = eN V r ct o y p ire C o y n-TYPE C g D r 7 Space97Charge ne Debye Length 9 9 9 E . . l Region 2 2 a r Hole Energy c 2ε i o r w= k T Increasingly t F Positive c e N e l E s A A D D ⎞ ⎟⎟Vbi ⎠ bi s bi B s B 2 B –WARREN M. ROHSENOW HEAT AND MASS TRANSFER LABORATORY, MIT pn Junction I-V T I M , eV / k T n o J = J s (e − 1) e t h l C a g m r n Saturation Current e a h G /T ion r © s a r t l ⎛ 1 ha ⎞ ⎛ E ⎞ a 1 e o v⎟⎟ exp⎜⎜ − ⎟⎟ J = eN N ⎜⎜rig + S n N c τ t N oτ ⎠ ⎝ κ T ⎠ y ⎝ p ire C o y C g D r (m /s) a7---hole diffusivity e 7 n 9 9 a ---electron diffusivity 9 9 E . l time 2. τ r---hole 2 recombination a c τ ---electron recombination time i o r F ct e l E B h s c G v A h e h D e B 2 e h e –WARREN M. ROHS ENOW HEAT AND MASS TRANSFER LABORATORY, MIT ROHSENOW MIT Compare Schottky diode and pn diode T I M , n o e t h l C a g rm Δ n e a E h G /T ion © lar rs t E e h o v g i S n r t o y c p C e ⎡ ⎛ eV ⎞ ⎤ o r i y eV / k T ⎟ −C 1⎥ J = J ⎢exp⎜ g D ( J = J e − 1) r T ⎟⎠ ⎥⎦ s ⎢⎣ ⎜⎝ k 7 7 ne 9 9 9 9 E . . l 2 r⎛ 2Δ ⎞ ca ⎞ ⎛ 1 a ⎛ E ⎞ a 1 ⎟ ⎜ ⎜⎜ − ⎟⎟ exp J = eN N + ⎜⎜ − ⎟⎟ i J = AT exp o ⎟ ⎜ r N τ ⎠ ⎝ κ T⎠ F ⎝ k cT t⎠ ⎝N τ e l E p-type electron diffusion ψe C V hole diffusion A ψh Ec B D Ev c n-type xC f xA x xD xB B s B h 2 s s B c e G v A h D e B –WARREN M. ROHSENOW HEAT AND MASS TRANSFER LABORATORY, MIT p-type ptype ψe C V hole diffusion A ψh B Current and Energy T I Distribution ,M Ec electron el ectron diffusion n o e t h l C a g rm n e a h G /T ion © lar rs t e h o v g i S n r t o y c p C e o r C D i rg y 7 97 ne 9 9 9 E . . l 2 r 2 ca i o r F ct e l E D Ev n-type xC xA xB x xD Energy Source Energy Distribution Possiitive tive J xc xA 0 Positive xB xD Jn Negative Jp xc x xA xB xD –WARREN M. ROHSENOW HEAT AND MASS TRANSFER LABORATORY, MIT x MIT OpenCourseWare http://ocw.mit.edu 2.997 Direct Solar/Thermal to Electrical Energy Conversion Technologies Fall 2009 For information about citing these materials or our Terms of Use, visit: http://ocw.mit.edu/terms.