An analytical model of the patello-femoral joint by Jack Stephen Hagelin A thesis submitted in partial fulfillment of the requirements for the degree of MASTER OF SCIENCE * in Mechanical Engineering Montana State University © Copyright by Jack Stephen Hagelin (1978) Abstract: The intent of this research was to develop an analytical model of the human knee joint for the purpose of aiding orthopedic surgeons in determining the optimum corrective operation to alleviate the condition of recurrent patellar dislocation. A kinematic model was developed defining the relative positions of the femur, tibia, and patella for all angles of flexion. The patellar - surface was approximated by a cosine curve rotated through a specified arc length and the patella was modeled as a cylinder. The assumption was made that the quadriceps muscle group could be approximated by a single muscle in which the resultant force acting on the patella was equivalent to the total muscle group. The accuracy of this model is contingent upon the accurate determination of the proximal attachment for the effective quadriceps muscle. Nineteen nonlinear simultaneous equations were developed to relate the nineteen unknown kinematic parameters and were solved using Newton-Raphson's Method on the computer. The computer output is in the form of a video display indicating the position of the patella in the patellar groove. Surgeons may simulate operations on the computer model and determine visually the path of the Datella throughout flexion. Trial operations are simulated until the desired patellar path is reached. STATEMENT OF PERMISSION TO COPY In p r e s e n t i n g t h i s t h e s i s in p a r t i a l f u l f i l l m e n t o f t h e r e q u i r e ­ ments f o r an advanced degre e a t Montana S t a t e U n i v e r s i t y , I a g re e t h a t t h e L i b r a r y s h a l l make i t f r e e l y a v a i l a b l e f o r i n s p e c t i o n . I further a g r e e t h a t pe rm is si o n f o r e x t e n s i v e copying o f t h i s t h e s i s f o r s c h o l a r l y purpos es may be g r a n t e d by my major p r o f e s s o r , o r , in h i s a b se n c e , by the Director of L ib ra rie s . I t i s unde rs too d t h a t any copying o r p u b l i ­ c a t i o n o f t h i s t h e s i s f o r f i n a n c i a l g a in s h a l l not be allowed w it h o u t my w r itt e n permission. Signature ^ ' v Date O 'll dot M n * AN ANALYTICAL MODEL OF THE PATELLO-FEMORAL JOINT by JACK STEPHEN HAGELI N A t h e s i s sub mit te d in p a r t i a l f u l f i l l m e n t o f t h e require me nts f o r t h e degree of MASTER OF SCIENCE * in Mechanical Engineering Approved: C h ai r p e r s o n , Graduate Committee Head, Major Department MONTANA-STATE UNIVERSITY . Bozeman,..Montana October, 1978 iii ACKNOWLEDGEMENT The a u t h o r wishes to thank Dr. D, 0, B l a c k k e t t e r f o r h i s a s s i s ­ t a n c e and guidance t h r o u g h o u t t h i s r e s e a r c h e f f o r t w i t h o u t which t h i s r e s e a r c h could not have been accomplished..’ The a u t h o r would a l s o l i k e t o thank t h e I n t e r c i t y R ad i o lo g ic a l L a b o r a t o r i e s , In c . in Bozeman, Montana f o r t h e i r d ona tio n o f t h e x - r a y s e s s e n tia l to t h i s research. The encouragement and p r a y e r s o f t h e a u t h o r ' s f a m il y and f r i e n d s were v i t a l t o t h e completion o f t h i s work and were g r e a t l y a p p r e c i a t e d . TABLE OF CONTENTS Page V I T A ..................................................... ACKNOWLEDGEMENT ii ................................................................................................. LIST OF TABLES.................................................................................................... LIST OF FIGURES ........................................................................... ABSTRACT ....................... .................................................................. iii v vi . . . . . vii CHAPTER I . INTRODUCTION................................... .... . . ........................... ' I CHAPTER 2. ANALYTICAL MODEL . . . . . . : 2 CHAPTER 3. RESULTS ........................................................................... CHAPTER 4. SUMMARY .................................................................. APPENDIX I . REFERENCES ........................................ PROGRAM KNEEPLOT FLOW CHART .......................... . . . 19 . . . . . 30 . . . . 33 34. V LIST OF TABLES Page Variables 8 vi LIST OF FIGURES Page ! . - - A n a l y t i c a l model pa ra m e te r d e f i n i t i o n 3 2 . —Quadriceps muscle group. V .................... 3 . -- Q u a d r ic e p s proximal muscle a tt a c h m e n ts ............................... .... 5 , , , , .................... 6 4 . - - P a t e l l a r s u r f a c e m o d e l ........................ .... 10 5 . " F r e e body diagram o f p a t e l l a ........................................................... 15 6 . —Actual v id e o d i s p l a y o u t p u t . : ....................................................... 20 7 . —Comparison o f model w ith a c t u a l x - r a y d a t a ............................. 21 8 . - - S e n s i t i v i t y o f p a t e l l a r path t o e f f e c t i v e q u a d r ic e p s o r i g i n 9 . --Sample run o f o p e r a t i o n s i m u l a t i o n . •........................ 23 25 ABSTRACT The i n t e n t o f t h i s r e s e a r c h was t o develop an a n a l y t i c a l model o f t h e human knee j o i n t f o r th e purpose o f a i d i n g o r t h o p e d i c surgeons in d e t e r m i n i n g t h e optimum c o r r e c t i v e o p e r a t i o n t o a l l e v i a t e t h e c o n d i t i o n of recurrent p a te lla r dislocation. A k in e m a tic model was developed d e f i n i n g t h e r e l a t i v e p o s i t i o n s o f t h e femur, t i b i a , and p a t e l l a f o r a l l a n g le s o f f l e x i o n . The p a t e l l a r s u r f a c e was approximated by a c o s in e curve r o t a t e d through a s p e c i f i e d a r c l e n g t h and t h e p a t e l l a was modeled as a c y l i n d e r . The assumption was made t h a t t h e q u a d r ic e p s muscle group could be approximated by a s i n g l e muscle in which t h e r e s u l t a n t f o r c e a c t i n g on t h e p a t e l l a was;', e q u i v a l e n t t o : t h e t o t a l muscle group. The a cc ura cy o f t h i s model i s c o n t i n g e n t upon t h e a c c u r a t e d e t e r m i n a t i o n o f t h e proximal a tt a c h m e n t . f o r t h e e f f e c t i v e q u a d r ic e p s mu s cl e. Nineteen n o n l i n e a r sim ul ta neo us e q u a t i o n s were developed t o r e l a t e t h e n i n e t e e n unknown kin e m a ti c pa ra m et e rs and were s o lv e d u s i n g , NewtonRaphson's Method on th e computer. The computer o u t p u t i s in t h e form o f a video d i s p l a y i n d i c a t i n g th e p o s i t i o n o f t h e p a t e l l a i n ' t h e . p a t e l ­ l a r groove. Surgeons may s i m u l a t e o p e r a t i o n s on the computer model and de te rm in e v i s u a l l y th e path o f t h e p a t e l l a th ro u g h o u t f l e x i o n . T r i a l o p e r a t i o n s a r e s im u l a t e d u n t i l t h e d e s i r e d p a t e l l a r path i s reached., , CHAPTER .1 . INTRODUCTION The i n t e n t o f t h i s r e s e a r c h was t o develop an a n a l y t i c a l model o f t h e human knee j o i n t f o r t h e purpose o f a i d i n g o r t h o p e d i c surgeons in d e te r m in in g t h e optimum remedial o p e r a t i o n f o r r e c u r r e n t p a t e l l a r sub­ luxation. R e c u r r e n t d i s l o c a t i o n o f t h e p a t e l l a i s p r i m a r i l y due t o an i r r e g ­ u l a r ge o m e t ri c a l c o n f i g u r a t i o n in t h e l e g anatomy. Si nc e t h e r e a r e a number o f d i f f e r e n t a b n o r m a l i t i e s p o s s i b l e , t h e r e a r e a l s o a number o f o p e r a t i v e t e c h n i q u e s a v a i l a b l e to s u r g e o n s . This r e s u l t s in a degree o f u n c e r t a i n t y in t h e i r d e c i s i o n s , which in t u r n r e s u l t s in an u n d e s i r ­ able f a i l u r e r a t e . To re duce t h i s f a i l u r e r a t e , a model was d e s i r e d which could p r e ­ d i c t t h e e f f e c t o f each o f t h e d i f f e r e n t o p e r a t i o n s performed. Surgeons could th e n s e l e c t t h e o p e r a t i o n which would, r e s u l t in a d e s i r a b l e f o r c e p a t t e r n and a c c e p t a b l e p a t e l l a r p a t h . To accomplish t h i s , a k in e m a tic model was developed which in c lu d e d pa ra m et e rs f o r l i g a m e n t d i r e c t i o n s and a d e s c r i p t i o n o f t h e r e l a t i v e .. p o s i t i o n s o f t h e femur, t i b i a , and p a t e l l a . The ass umption was made t h a t a t any given a n g le o f f l e x i o n , t h e r e i s only one p o i n t on t h e pa­ t e l l a which i s in c o n t a c t w it h t h e f e m u r .. The r e s u l t i s a computer model which o u t p u t s a video, d i s p l a y i n d i c a t i n g t h e pa th o f t h e p a t e l l a i n t h e p a t e l l a r groove thro ugh f l e x i o n . CHAPTER 2 ANALYTICAL MODEL 2.1 Introduction The purpose o f t h i s r e s e a r c h was t o develop an a n a l y t i c a l model o f t h e p a t e l l o-femoral j o i n t , a c c u r a t e l y d e f i n i n g t h e p o s i t i o n o f th e pa­ t e l l a i n t h e j o i n t f o r a l l a n g le s o f f l e x i o n . The k in e m a tic model developed i n c o r p o r a t e s t h e use o f v e c t o r s in d e f i n i n g a l l bone and l ig a m e n t p o s i t i o n s . A f o r c e a n a l y s i s i s inc lu de d r e q u i r i n g t h e p a t e l l a to be in s t a t i c e q u i l i b r i u m t h r o u g h o u t f l e x i o n . 2.2 D e f i n i t i o n o f Kinematic Model Fi g u r e I d e p i c t s t h e model used in t h i s s tu d y . L i s t e d below i s a d e s c r i p t i o n o f t h e c o o r d i n a t e system and a l l p o i n t s in t h e m ode l. A r e c t a n g u l a r c o o r d i n a t e system i s used in t h i s model as d e f i n e d in F ig ure I - a . Both t h e l e f t and r i g h t knees i n c o r p o r a t e a l e f t - h a n d e d c o o r d i n a t e system. a bo ut t h e femur. The Y-axis i s t h e a x i s o f r o t a t i o n o f t h e t i b i a The .X-axis i s p a r a l l e l to th e femoral s h a f t and i s l o c a t e d l a t e r a l l y in t h e same pla ne as t h e t i b i a ! t u b e r o s i t y . This a x i s i s p o s i t i v e in t h e d i s t a l d i r e c t i o n . . The Z - a x is i s p o s i t i v e a n t e r i o r l y . P o i n t 1O1 i s t h e o r i g i n o f . t h e c o o r d i n a t e system. Point ' I ' is the p o i n t o f c o n t a c t between t h e p a t e l l a and t h e p a t e l l a r s u r f a c e . . (The gap shown in Fi gu re 1-b i s due t o t h e f a c t . t h a t t h e r e i s a l a y e r o f c a r t i 1edge between t h e femur and t h e p a t e l l a . ) The p a t e l l a r s u r f a c e w i l l h e r e a f t e r be r e f e r r e d t o as t h e cam. , P o i n t ' 2 ' i s t h e t i b i a ! t u b e r o s i t y . 3 Patella Femur Patellar S u r fa c e T i b ia T i b ia ! Tuberosity Fi gu re I . - - A n a l y t i c a l model param ete r d e f i n i t i o n 4 t h e p o i n t o f i n s e r t i o n o f t h e Ligament P a t e l l a e ; and p o i n t ' 3 ' i s t h e p o i n t o f o r i g i n f o r t h i s l i g a m e n t , l o c a t e d on t h e d i s t a l end o f t h e pa­ tella. P o i n t ' 4 ' i s t h e p o i n t o f i n s e r t i o n o f t h e q u a d r i c e p s group, l o c a t e d on t h e proximal end o f t h e p a t e l l a ; and p o i n t ' 5 ' i s t h e e f f e c ­ t i v e p o i n t o f o r i g i n f o r t h i s muscle group , which, i s t o be determined by t h e su rg e o n . P o i n t s ' 6 ' and 'I ' r e p r e s e n t t h e extreme p o i n t s on the i n f e r i o r s u r f a c e o f t h e p a t e l l a and a r e col i n e a r w it h p o i n t ' T . All v e c t o r s a r e d e f i n e d in terms o f t h e p o i n t s l i s t e d above. Note t h a t v e c t o r s t and f r e p r e s e n t t h e d i r e c t i o n s o f t h e p a t e l l a r lig am en t and t h e q u a d r i c e p s group r e s p e c t i v e l y . . A number o f ass ump tions a r e i n h e r e n t in t h i s model and w i l l be d i s ­ c us se d in t h e f o l l o w i n g s e c t i o n . 2.3 Assumptions The q u a d r i c e p s group i s made up o f f o u r muscl es: t h e r e c t u s femor- i s , t h e v a s t u s l a t e r a l i s , t h e v a s t u s i n t e r m e d i u s , and t h e v a s t u s medi-. a l i s ( s e e F ig ure 2 - a ) . All o f t h e s e have as t h e i r i n s e r t i o n t h e p r o x i ­ mal end o f t h e p a t e l l a , b u t t h e i r o r i g i n s d i f f e r g r e a t l y , ranging from t h e a n t e r i o r i n f e r i o r i l i a c s p i n e f o r t h e r e c t u s f e m o r i s , to p o i n t s a l l a lon g t h e s h a f t o f t h e femur f o r t h e v a s t u s group. F i g u r e s 3-a through 3- c i l l u s t r a t e t h e s e proximal p o i n t s o f a t t a c h m e n t . The assumption was made t h a t t h e q u a d r i c e p s group c ould be approximated by a s i n g l e muscle w it h i t s proximal a t t a c h m e n t a t t h e a p p r o p r i a t e p o s i t i o n , as shown in 5 Femur Vastus Inte rm ed ius Vastus Medial i s Vastus Lateral is Rectus Femoris yV/T I E ffective Muscle Patella Patellar Ligament (a) (b) Fi g u r e 2 . - - Q u a d r ic e p s muscle group (a) actual (b) modelled 6 Vastus L a t e r a l i s Vastus Medial i s Vastus In te rm e d iu s Rectus Femoris Fi gu re 3 . - - Q u a d r i c e p s proximal muscle a t t a c h m e n t s , (a) femur - p o s t e r ­ i o r view, (b) femur - a n t e r i o r view, and (c) r i g h t i l i u m , is chi um , and pubis - l a t e r a l s u r f a c e . 7 F ig u r e 2-b . The e f f e c t i v e proximal p o i n t o f a tt a c h m e n t i s l e f t as a v a r i a b l e to be determine d by th e surgeon f o r t h e p a t i e n t under c o n s i ­ deration. For t h e purposes o f t h i s s t u d y , th e p o i n t o f a tt a c h m e n t was chosen on t h e a n t e r i o r s i d e o f t h e femoral s h a f t , l o c a t e d a ppro xim a te ly o n e - t h i r d t h e l e n g t h o f t h e femur from t h e d i s t a l end and s l i g h t l y lateral. This p o i n t c or re sp on ds to p o i n t ‘ 5' in t h e mo del . I t was a l s o assumed t h a t t h e c e n t e r o f r o t a t i o n o f t h e j o i n t does n o t change with t h e a n g le o f f l e x i o n . I t i s l e f t to t h e surgeon t o a c c u r a t e l y deter mine t h i s p o i n t f o r t h e p a t i e n t in q u e s t i o n . The p a t e l l a was modelled as a c y l i n d e r w ith a r a d i u s equal to the r a d i u s o f c u r v a t u r e o f t h e p o s t e r i o r s i d e o f th e p a t e l l a . . This can be o b t a i n e d e a s i l y from a ' s u n r i s e - v i e w ' x - r a y . 2 .4 Solution In g e n e r a l , t h e problem c o n s i s t s o f s p e c i f y i n g an a n g l e o f f l e x i o n and d e te r m in in g t h e p o s i t i o n o f t h e p a t e l l a r e l a t i v e t o t h e femur. The components o f a l l seven p o i n t s in t h e model a r e unknown w it h th e excep­ t i o n o f p o i n t '5 >, t h e y-component o f poin t. ' 2 ' , and t h e x-component o f point ' I ' . Point '5 ' is the e f f e c t iv e p o int of o rig in f o r the quadri­ ceps gro up , which i s determine d by t h e surg eo n. The v a l u e o f y^ c o r r e s ­ ponds t o t h e l a t e r a l d is p la c e m e n t o f t h e i n s e r t i o n p o i n t f o r t h e p a t e l ­ l a r li g a m e n t and i s t h e r e f o r e , a c o n t r o l v a r i a b l e in t h e o p e r a t i o n simu­ l a t i o n . . There i s a o n e - t o - o n e co rre sp ond e nc e between a-j and t h e . a n g l e 8 o f f l e x i o n ; t h e r e f o r e , s p e c i f y i n g x-j i s e q u i v a l e n t t o s p e c i f y i n g t h e angle o f fle x io n . This le a v e s a t o t a l o f s i x t e e n unknowns as shown in Table I . 1 Table I . - - V a r i a b l e s Pt. unknown I 2 3 4 *1 z I X2 z2 7 xI y2 x3 y 3 z 3 x 4 y 4 z4 5 6 specified X5 y 5 z 5 *6 y 6 Z6 x? Y7 Z7 The f o r c e a n a l y s i s , t o be d i s c u s s e d in more d e t a i l l a t e r , i n c l u d e s t h e two f o r c e s e x e r t e d on t h e p a t e l l a by t h e l i g a m e n t s , and a l s o a r e ­ s u l t a n t f o r c e a c t i n g on t h e p a t e l l a a t t h e p o i n t o f c o n t a c t . The d i r e c t i o n o f t h i s r e s u l t a n t f o r c e i s normal t o t h e cam a t t h e p o i n t o f con­ tact. ( I t i s assumed t h a t t h e r e a r e no t a n g e n t i a l components o f t h e r e s u l t a n t f o r c e due t o the. f a c t t h a t t h e r e i s e s s e n t i a l l y no f r i c t i o n between t h e p a t e l l a and t h e cam.) S in c e p o i n t ' 1 1 i s unknown, th e d i r e c t i o n c o s i n e s o f t h e normal f o r c e a r e a l s o unknown, adding t h r e e more unknown t o t h e problem: px$ p^, and pz . There a r e now n i n e t e e n 9 unknowns and hence, n i n e t e e n e q u a t i o n s a r e n e c e s s a r y t o o b t a i n a s o l u ­ tion. F ig u r e s 4 -a and 4-b i l l u s t r a t e t h e r e l a t i o n s h i p between t h e t h r e e components o f p o i n t ' I ' t o d e s c r i b e t h e shape o f th e cam. The two- dimensional cu rve in t h e X-Z p l a n e , Sq , i s approximated by t h e r e l a t i o n ­ ship: R0 = a90 + b where: Rq i s t h e d i s t a n c e from t h e o r i g i n to t h e c urv e Sq , and Gq i s t h e a n g le o f t h e R-axis w it h t h e X - a x i s , p o s i t i v e c o u n t e r - c l o c k w i s e . The c o n s t a n t s a and b a r e obtained, e a s i l y from x - r a y s . To ap proxim ate t h e shape o f t h e groove in th e cam, a c o s i n e curve i s used as shown in Fi g u r e 4 - b . The f o l l o w i n g r e l a t i o n s h i p r e s u l t s : R ^ R0 + .5Dll-cos(.Try-|/P)] where: R i s t h e d i s t a n c e from t h e Y -axis t o t h e cam and y-j i s th e y - .component o f p o i n t 1T o n . t h e cam. The c o n s t a n t D i s t h e aver age depth o f t h e p a t e l l a r groo ve , and P i s o n e - h a l f t h e width o f t h e groove, (oneh a l f the period o f the cosine curve). Noting t h a t R^ - x^ t Z y and cos 90 - jc-| /( x ^ t z ^ ) 1^ 2 , th e s u r f a c e e q u a t i o n re duc es t o : 10 Z R Fi g u r e 4 . - - P a t e l l a r s u r f a c e model 11 ( x f ^ ) 172 = (a COS-1Cx1Z ( X f t z f ) I ^ j + b] + .BDri-COS(Try1ZP)J. I t w i l l be n e c e s s a r y , f o r t h e purpose o f o p e r a t i o n s i m u l a t i o n , to i n t r o d u c e an a n g le o f r o t a t i o n a bout t h e X-a xis i n t o t h i s e q u a t i o n . This i s accomplished usi ng a c o o r d i n a t e t r a n s f o r m a t i o n w it h t h e a ngle of r o t a t i o n bei ng p o s i t i v e in th e c o u n t e r - c l o c k w i s e d i r e c t i o n . This r e ­ s u l t s in t h e f o l l o w i n g e q u a t i o n : S1(X^y-J5Z1) B Ixf+Cz-jCose + y ^ i n e ) 2] 172 Ctrpfcos-1I x 1/ (X2-Kz1cose + y ^ i n e ) 2 ) 1/ 2]']. BDIl-cosIir(y1Cose-Z1s in e ) /P l] - O where: 0) 9 i s t h e a n g l e o f r o t a t i o n , o = a , and p = b / a . A second r e l a t i o n s h i p i s t h a t t h e normal v e c t o r t o t h e cam a t t h e . p o i n t o f c o n t a c t i s t h e g r a d i e n t o f t h e s u r f a c e f u n c t i o n , S1 , a t t h a t point. This r e s u l t s in t h e f o l l o w i n g t h r e e e q u a t i o n s : Px ■" 95V axI Py p 9Y a^ l Pz - SS1Zaz1 ■ (2) CS) (4 ) In t h e computer program, t h e s e d e r i v a t i v e s - a r e a r r i v e d a t n u m e r i c a l l y . 12 I t was assumed t h a t t h e p a t e l l a r lig a m e n t does n o t s t r e t c h , and hence, t h e magnitude o f v e c t o r t i s a c o n s t a n t . This may be w r i t t e n a s : Cx2-X3 ) 2 + (y 2- y 3 ) 2 + C z 2-Z 3) 2 = r 2 where: Cs) r 3 i s t h e l e n g t h o f t h e l i g a m e n t , determined from x - r a y s . Vecto rs J and t have c o n s t a n t magnitudes th r o u g h o u t f l e x i o n . This magnitude i s approximated as o n e - h a l f t h e r a d i u s o f t h e p a t e l l a , hence: (X3-X6 ) 2 + (y3- y 6 ) 2 +• ( Z 3- Z 6) 2 = ( r / 2 ) 2 (6) (X 4 - X 7) 2 (7) + (y4 - y 7 ) 2 + Cz4 -Z7 ) 2; = ( r / 2 ) 2 where 4 i s t h e r a d i u s o f t h e p a t e l l a . The sum o f t h e magnitudes o f v e c t o r s ft and T i s a c o n s t a n t e q u a li n g t h e l e n g t h o f t h e p a t e l l a , Cp . ' T h e r e f o r e : (X6-X7) 2 + (y6-y 7) 2 + (Z6-Z7) 2 = Cp2 (8) Based on t h e assumption t h a t t h e c e n t e r o f r o t a t i o n o f t h e t i b i a ( p o i n t 1O-1) remains s t a t i o n a r y , i t can be s t a t e d t h a t t h e d i s t a n c e from t h e Y-axis t o t h e p o i n t o f i n s e r t i o n o f t h e p a t e l l a r li g a m e n t a l s o i s a . f i x e d c o n s t a n t th r o u g h o u t f l e x i o n . Thi s may Be w r i t t e n a s : Jx22 + z 22 ^ r 22 . ' (91 The v a l u e o f r 2 , t h e d i s t a n c e from t h e Y-axis t o t h e p o i n t o f i n s e r t i o n 13 o f t h e l i g a m e n t , i s o b t a i n e d from t h e f o ll o w i n g r e l a t i o n s h i p : r9 - ( r 9 2 -f 62 + Zr9 Scoso))1/ 2 , d -O *0 where r9 i s t h e d i s t a n c e from t h e Y-axis t o t h e t i b i a ! t u b e r o s i t y , which can be o b t a i n e d from x - r a y s ; 6 i s t h e l o n g i t u d i n a l dis p la c e m e n t o f t h e p a t e l l a r l ig a m e n t al ong t h e t i b i a ! s h a f t , measured p o s i t i v e l y in t h e d i s t a l d i r e c t i o n ; and w i s t h e a n g le between t h e v e c t o r from th e o r i g i n t o t h e t i b i a ! t u b e r o s i t y and t h e v e c t o r p a r a l l e l to t h e t i b i a ! s h a f t p a s s i n g thr oug h t h e o r i g i n . The v a r i a b l e 6 can be a d j u s t e d t o s i m u l a t e the o perative technique of d isplacing the in s e r tio n of the p a t e l l a r li g a m e n t l o n g i t u d i n a l l y . Four a d d i t i o n a l e q u a t i o n s a r e d e r i v e d from th e assumption t h a t vec ­ t o r s J and t a r e p a r a l l e l to t h e normal v e c t o r a t t h e p o i n t o f c o n t a c t . Thus, *3 - *6 pX Oo) =3 - =6 " Pz Z ^3 * /6 _ & - cm =3 - =6 " Pz *4 " x7 _ Px z4 " z7 Pz 021 14 y 4 ~ ^ 7 _ Py 03) z4 - =7 " Pz Vect or s and t a r e r e q u i r e d to be col i n e a r r e s u l t i n g in t h e f o l l o w ­ ing two e q u a t i o n s : _ 7 ___ ZL _ I ~ 6 zy - z I " z I - z 6 04) y? - ^ i 05) ^i - % z7 - zI ~ zI - z6 I t i s r e q u i r e d t h a t t h e l i n e 6 -1 - 7 l i e in th e pla n e t a n g e n t t o t h e cam a t t h e p o i n t o f c o n t a c t . Thi s may be s t a t e d in t h e f o ll o w i n g equa­ tion: Cx7 - X1Ipx + Cy7 - y-|)Py + Cz7 - Z1Jpz = o 06) The f i n a l t h r e e e q u a t i o n s r e s u l t from t h e f o r c e b a l a n c e on t h e pa­ tella. Fi g u r e 5 d e p i c t s t h e f o r c e s a c t i n g on t h e p a t e l l a , F1 and r e p r e s e n t t h e t e n s i l e f o r c e s e x e r t e d on t h e p a t e l l a by t h e qu a d ri c ep s group and t h e p a t e l l a r lig a m e n t r e s p e c t i v e l y . The normal f o r c e ft i s t h e r e s u l t a n t f o r c e between t h e p a t e l l a and t h e femur a t t h e p o i n t o f contact. These f o r c e s a r e w r i t t e n in v e c t o r n o t a t i o n as f o l l o w s : =. Fj t (Z5-Z4 )Cl 15 Fi gu re 5 . - - F r e e body diagram of p a t e l l a F2 = F2E(X2-X3 ) 1- + ( y 2- y 3 ) j + ( z 2- z 3) k ] N - N[px i t py j t p z k] where F-j, F2 , and N a r e r e - n o r m a l i z e d f o r c e magnitudes. The d is p l a c e m e n t v e c t o r s R1 and R2 shown in Fig ur e 5 may be w r i t ­ ten as: = (X4-X 1 )T + ( y 4- y 1 ) J + (Z4- Z 1 )Ic 16 R2 = (X 3- X 1 ) i + (yg-y-jjj + ( Z 3- Z 1 )R I t i s r e q u i r e d t h a t th e p a t e l l a be in s t a t i c e q u i l i b r i u m th r o u g h ­ o u t f l e x i o n , t h e r e f o r e , t h e sum o f t h e f o r c e s in a l l t h r e e d i r e c t i o n s and t h e sum o f t h e moments a bou t a l l t h r e e axes must be z e r o . Balancing the forces y ie ld s the following m atrix equation: X5 - X 4 X2 - X 3 Px ' / 5 -^ 4 y 2~y 3 pY z 5~z 4 z 2" z 3 Pz 0 >i" < F2 >p< 0 L N 0 For a s o l u t i o n to e x i s t , t h e d e t e r m i n a t e o f th e c o e f f i c i e n t m a tr ix must equal z e r o , hence: PxC(Zg-Z3) (yg-y^j-fyg-ysifzg-z^)] + Py E(X2 - X 3 ) ( Z 5- Z 4 ) - ( Z 2- Z 3 ) (X 5-X4 ) J + (17) PzE(Y2-Y3) U 5-X4 )-(X2-X3)(Y5-Y4)J p 0 Balancing t h e moments a bou t a l l t h r e e axes y i e l d s t h e fo l l o w i n g : F-j ((y^-y-j.) (Xg-X4)1- U 4-X1) (.Y5-Y4)] + F2I U 3^ 1) (X 2 - X 3 H x 3 - X 1 Ky 2-Y4)J - 0 F 1E(X 4 - X 1 ) ( Z 5- Z 4 ) - ( Z 4 - Z 1 ) ( X 5-X4 ) ] + F 2 E(X 3- X 1 ) ( Z 2- Z 3 ) - ( Z 3- Z 1 ) ( X 2- X 3 ) J = 0 17 F1 [ ( Z 4 - Z 1 ) (y5- y 4 ) - Cy4 -X1 ) Cz5 -Z4 ) ] + F2E(Z3-Z1) (Y2- ^ M y s-V i H z2~z3)J p 0 1 Combining t h e f i r s t two o f t h e s e e q u a t i o n s r e s u l t s in t h e fo l l o w i n g : C fy 4 - ^ 1 ) (X 5-X 4 ) - C x 4 - X 1 ) Cy5 -Y4 I l I C x 3 - X 1 1( Z 2- Z 3 ) - C z 3- Z 1 K x 2 -JC3 ) ] [( X 4-X 1) (Z 5-Z4 ) - ( Z 4-Z 1 ) (X5-X4 )IE C y3-Y 1)(X 2-X3)-C x 3-X 1X y 2 -Y3 ) ] = 0 (1 8 ) F i n a l l y , combining t h e f o r c e and moment e q u a t i o n s y i e l d s : CPz^x 5"x4 ^ px t z 5"z4 ^ ^ x3™x l ^ z 2"z 3 ^ t z 3 - z i ) Cx2-X3 ) ] [ P z ( X 2- X 3 ) - P x ( Z 2- Z 3 ) I I ( X 4 - X 1 ) ( Z 5- Z 4 ) - ( Z 4 - Z 1 ) ( X 5-X4 ) ] F 0 (1 9 ) Thi s s e t o f n i n e t e e n n o n l i n e a r si m u lt a n eo u s e q u a t i o n s was so lved us in g Newton-Raphson' s Method.on t h e computer. 2.5 O pe ra t io n S im u la ti o n ■ To be u s e f u l t o s u r g e o n s , t h i s model must i n c o r p o r a t e t h e a b i l i t y t o s i m u l a t e a spectrum o f t h e most common c o r r e c t i v e o p e r a t i o n s in te n d e d . to a l l e v i a t e the condition of re c u rre n t p a t e l l a r subluxation. o p e r a t i o n s a r e s i m u l a t e d in t h i s s t u d y . Two The f i r s t i s t h e movement in t h e l a t e r a l and l o n g i t u d i n a l d i r e c t i o n s o f t h e i n s e r t i o n p o i n t f o r t h e p a t e l l a r ligament. These movements a r e a cc o m p li s h e d .b y a d j u s t i n g th e v a r i a b l e s y 2 and 6 r e s p e c t i v e l y . T his o p e r a t i o n i s t h e most common as i t i s t h e e a s i e s t t o pe rfo rm , and has t h e . s h o r t e s t r e c o v e r y tim e. The second o p e r a t i o n i s t h e a x i a l r o t a t i o n o f t h e d i s t a l end o f t h e femur. 18 Thi s has a much g r e a t e r e f f e c t than t h e pre v io u s o p e r a t i o n , but has a much l o n g e r r e c o v e r y r a t e . This o p e r a t i o n i s accomplished by a d j u s t i n g t h e v a r i a b l e 9 , which i s t h e a n g le o f r o t a t i o n a bout t h e X-axis. . CHAPTER 3 RESULTS 3.1 Introduction The f o r m u l a t i o n o f t h i s model r e s u l t s in a computer model o f t h e P a te ll o - F e m o r a l j o i n t . The o u t p u t i s in t h e form o f a v id e o d i s p l a y i n d i c a t i n g t h e p o s i t i o n o f t h e p a t e l l a in t h e X-Z and Y-Z p l a n e s . F ig ure 6 i s a sample o f t h e o u t p u t from a g r a p h i c s t e r m i n a l . The f i g u r e a t t h e top i s a mot ion view o f t h e j o i n t in t h e X-Z p la n e i l l u s t r a t i n g t h e X and Z components o f t h e k in e m a tic c o n f i g u r a t i o n f o r t h e system. I t s main purpose i s to i n d i c a t e t o surgeons how high t h e p a t e l l a i s r i d i n g in t h e cam. The f i g u r e on t h e r i g h t i s a view o f t h e cam in t h e Y-Z pla ne i n d i c a t i n g t h e pa th o f t h e p a t e l l a in the groove o f t h e cam. 3 .2 C o m p a t i b i l i t y o f Model wit h X -r a y . F ig ure 7 i s a f u l l scale- view d e m o n s t r a t in g t h e a c c u r a c y o f t h e model in t h e X-Z p l a n e . The s o l i d l i n e s r e p r e s e n t a c t u a l .x-ray d a t a , and t h e dashed l i n e s r e p r e s e n t t h e model i n c o r p o r a t i n g d a t a from th e same x - r a y . T h e / p o s i t i o n o f t h e modelled p a t e l l a i s t h e c r i t i c a l f a c t o r i n t h i s view, and as shown, matches c l o s e l y t h e a c t u a l p o s i t i o n . 3.3 S e n s i t i v i t y o f Model t o E f f e c t i v e ! M u s c l e P o s i t i o n More im p o r t a n t than t h e p o s i t i o n o f t h e p a t e l l a in t h e X-Z pla ne i s i t s p o s i t i o n in t h e Y-Z p l a n e . All o f t h e i n p u t d a t a f o r t h i s model i s J 20 Z P a t e l l a r Path Fi g u r e 6 . -- A c tu a l video d i s p l a y o u tp u t Actual Model Fi gu re / . - - C o m p a r i s o n o f model w ith a c t u a l x - r a y d a ta 22 f a i r l y s t r a i g h t f o r w a r d e x c e p t f o r t h e e f f e c t i v e q u a d ri c e p s group p o i n t o f o r i g i n U 5 ^y51 Z5 ) . F ig u r e s 8-a thro ugh 8-c i n d i c a t e t h e s e n s i t i v i t y o f t h e p a t e l l a r path t o t h i s p o i n t . Fi g u r e 8-a de m o n s t ra t e s th e e f f e c t o f a l t e r i n g t h e x-component o f point ' 5 ' . There i s a s l i g h t s h i f t inward as Xg i s i n c r e a s e d . The ‘ g e n e r a l shape and tendency o f t h e path does no t change as Xg i s changed, and hence, t h e s e l e c t i o n . o f Xg i s n o t a c r i t i c a l f a c t o r i f i t i s chosen in the c o r r e c t ra n g e '(+ 2 c e n tim ete rs). The y-component o f p o i n t ' 5 ' i s v a r i e d in Fi gure 8 - b . I t is evi­ d e n t t h a t t h i s va lu e i s c r i t i c a l l y im p o r t a n t as t h e whole path can be r a d i c a l l y a f f e c t e d in a f i f t e e n c e n t i m e t e r ra n g e . I t is therefore . n e c e s s a r y t h a t a very a c c u r a t e va lu e be used f o r y g. I t i s recommended t h a t i t be t o t h e n e a r e s t c e n t i m e t e r . The change in t h e p a t e l l a r pa th with a f o u r c e n t i m e t e r change in Zg . i s shown in F ig u r e 8 - c . Thi s v a l u e i s n o t as c r i t i c a l as y g , but should be found t o t h e n e a r e s t 2 c e n t i m e t e r s . , ; 3.4 O pe ra t io n S im u la ti o n F ig u r e s 9-a thr ou gh 9 - f de m onst ra t e t h e e f f e c t o f . a s e r i e s of o p e r a t i o n s performed on t h e model as an example o f t h e proc ed ure to be used by t h e surgeon and does no t r e p r e s e n t an a c t u a l p a t i e n t . In t h i s / case, point fiv e is ( - 1 5 ,7 .5 ,5 .) in the u n its of centim eters. This r e p r e s e n t s a r i g h t l e g , t h e r e f o r e , t h e l e f t s i d e o f t h e groove in t h e 23 Z Z y 5 = 7.5 *5 = - 8 -0 y y y 5 = 0 .0 Xg = - 1 0 . 0 y y Xg y 5 = -7.5 = -15.0 y y (a) (b) Figu re 8 . - - S e n s i t i v i t y o f p a t e l l a r pa th t o e f f e c t i v e q u a d r i c e p s o r i g i n (a) X-component (y5=7.5;Zg=5.0) (b) Y-component ( x g ^ - l S . *,Zgs5.0) 24 Z Z Z5 = 7 .0 Z5 - 3 .0 y y ------------------------(c) Figu re .- - C o n t i n u e d (c) Z-component (x5= - 1 5 . ; y 5=7.5) \ 25 Z 0 = .3 6 = 0. F ig ure 9 . --Sample run o f o p e r a t i o n s i m u l a t i o n 26 Fi gu re 9 .- -C o n ti n u e d y 27 Fig ur e 9 .- - C onti nued 28 figures is the la te r a l side. F ig u r e 9-a r e p r e s e n t s th e h y p o t h e t i c a l p a t i e n t ' s c o n d i t i o n b e fo re o p e r a t i o n s a r e pe rf o rm ed . Notic e t h a t t h e l a t e r a l s i d e o f t h e groove is a lm o s t f l a t and t h e pa th i s halfway up t h e l a t e r a l c ondyle . This con­ f i g u r a t i o n would c o n c e i v a b l y r e q u i r e o n ly a small e x t e r n a l l a t e r a l f o r c e t o d i s l o c a t e t h e p a t e l l a , and an o p e r a t i o n would pro ba bl y be recommended. The medial d i s p l a c e m e n t o f t h e p a t e l l a r li ga m e nt i s t h e e a s i e s t o p e r a t i o n t o perform and should t h e r e f o r e be t h e f i r s t o p e r a t i o n simu­ l a t e d on t h e program. F ig u r e 9-b r e p r e s e n t s t h e pa th a f t e r t h e li ga m e nt has been d i s p l a c e d two c e n t i m e t e r s m e d i a l l y . c l o s e r t o t h e c e n t e r o f t h e groove. This bro u g h t t h e path much Moving th e l i g a m e n t an a d d i t i o n a l . c e n t i m e t e r m e d i a l l y b r i n g s t h e path even c l o s e r to t h e c e n t e r o f t h e . groove as shown in Fi gu re 9 - c . In many i n s t a n c e s , su rge ons a r e tempted - t o s t o p a t t h i s p o i n t s i n c e the. l i g a m e n t can no t be d i s p l a c e d f u r t h e r m e d i a l l y , and t h e only a l t e r n a t i v e i s to t w i s t t h e femur. The r o t a t i o n o f t h e femur i s a m a j o r o p e r a t i o n and i s u s u a l l y a void ed i f a t a l l possible. However, in t h i s c a s e , t h e l a t e r a l condyle i s r a d i c a l l y low, and a l a r g e enough l a t e r a l f o r c e co uld s t i l l d i s l o c a t e t h e p a t e l l a . Hence, t h e r o t a t i o n o f t h e femur i s p r ob a bly n e c e s s a r y in t h i s c a s e . With t h e l ig a m e n t r e t u r n e d t o i t s o r i g i n a l p o s i t i o n . Figu re 9-d de m o n s t ra t e s a r o t a t i o n o f t h e femur, by .2 r a d i a n s ( a p p r o x im a te ly 11 degrees). This d id n o t improve r a d i c a l l y t h e path from Fi g u r e 9-a and i t i s t h e r e f o r e concluded t h a t an o p e r a t i o n i n v o l v i n g . b o t h t h e d i s p l a c e - 29 merit o f t h e li g a m e n t and t h e a x i a l r o t a t i o n o f t h e femur i s n e c e s s a r y . R o t a t i n g t h e femur .3 r a d i a n s (a b o u t 17 d e g r e e s ] and d i s p l a c i n g th e l i g a m e n t 3.54 c e n t i m e t e r s ( 1 . 4 in c h e s ) m e d i a l l y r e s u l t s in Fi gure 9 -e . The l a t e r a l condyle i s now even w it h t h e medial c on d y le , and pro v id e s a s a t i s f a c t o r y r i s e on t h e l a t e r a l s i d e . The path i s f a i r l y c l o s e to th e c e n t e r o f t h e groo ve , and t h e p a t e l l a would r e q u i r e a much g r e a t e r f o r c e to d islo c a te . F ig ure 9-e t h e r e f o r e would r e p r e s e n t t h e f i n a l s t a t e a f t e r the indicated operation. F ig ure 9 - f shows a pa th which i s c l o s e r to t h e c e n t e r than Figure 9 - e , y e t i s an u n d e s i r a b l e c o n f i g u r a t i o n . In t h i s f i g u r e , t h e lig am en t a t t a c h m e n t i s moved two c e n t i m e t e r s p r o x im a ll y and would t h e r e f o r e l e s s e n t h e t e n s i o n in th e li g a m e n ts r e q u i r i n g a s m a l l e r l a t e r a l f o r c e to d is lo c a te the p a t e l l a . I t shou ld be noted t h a t t h e w r i t e r i s an e n g i n e e r and i s t h e r e f o r e w r i t i n g from t h a t p e r s p e c t i v e . The above sample run may have implied c o n c l u s i o n s which surgeons would n o t r e a c h . I t should a l s o be s t a t e d t h a t i f t h i s model i n d i c a t e s an o p e r a t i o n t h a t i s r a d i c a l l y d i f f e r e n t from what a surgeon would have done o t h e r w i s e , then f u r t h e r i n y e s t i g a ' t i o n i s recommended. CHAPTER 4 SUMMARY 4.1 Introduction The purpose o f t h i s r e s e a r c h was t o develop a ma thematical model o f the Patello-Femoral j o i n t . . The model was developed w it h a view to a i d ­ ing surgeons in de terming t h e optimum o p e r a t i o n t o a l l e v i a t e t h e c o n d i ­ tion of recurrent p a te lla r dislocation. • V ect or s were used t o r e p r e s e n t t h e p o s i t i o n s o f t h e femur, t i b i a , p a t e l l a , q u a d r i c e p s group , and t h e p a t e l l a r li g a m e n t . A s e t of nineteen n o n l i n e a r si m u lt a n eo u s e q u a t i o n s were g e n e r a t e d r e l a t i n g t h e n i n e t e e n unknowns. These e q u a t i o n s were s ol ved usi ng Newton-Raphson1s Method on t h e computer, r e s u l t i n g in an a n a l y t i c a l model o f t h e knee j o i n t with t h e a b i l i t y to s i m u l a t e s u r g i c a l o p e r a t i o n s . The o u t p u t i s in t h e form o f a vide o d i s p l a y i n d i c a t i n g t h e path o f t h e p a t e l l a in t h e j o i n t t h r o u g h o u t f l e x i o n . Sim ulated o p e r a t i o n s a r e performed on t h e model u n t i l t h e d e s i r e d p a t e l l a r pa th i s rea ch e d. 4.2 Recommendations This.model a c c u r a t e l y d e f i n e s t h e p o s i t i o n o f . t h e p a t e l l a in th e j o i n t w it h t h e assumption t h a t t h e q u a d r i c e p s group e f f e c t i v e proximal a t t a c h m e n t can be l o c a t e d a c c u r a t e l y . Following a r e recommendations which would r e s u l t in a more a c c u r a t e model. . The m a jo r assumption used in t h e model i s t h e a p p ro xi m a tio n o f t h e q u a d r i c e p s group w it h a o n e - s t r a n d m u s c l e . . This r e q u i r e s t h e de te r m in a ­ 31 t i o n o f an e f f e c t i v e p o i n t o f o r i g i n . In t h e c u r r e n t model, t h i s valu e i s i n p u t by t h e surgeon and remains f i x e d f o r a l l a n g le s o f f l e x i o n . There a r e two problems i n h e r e n t with t h i s a ss um pti on. One i s t h a t t h i s e f f e c t i v e p o i n t o f o r i g i n i s d i f f i c u l t t o de ter mi ne a c c u r a t e l y , and th e second i s t h a t t h i s p o i n t changes as t h e f l e x i o n a n g le c h an ge s . In view o f t h i s , two recommendations a r e made. 1. An a c c u r a t e r e l a t i o n s h i p should be developed between t h e e f f e c t i v e p o i n t o f o r i g i n and t h e a ngle o f f l e x i o n . 2. The second recommendation s uper ce des t h e f i r s t . Vecto rs should be i n c o r p o r a t e d in t h e model t o r e p r e s e n t a l l f o u r m us cl es in th e q u a d r i c e p s group. This would add no new unknowns t o t h e problem, ■ e n a b l i n g t h e same b a s i c program to be u s e d , b u t would a l t e r th e f o r c e a n a l y s i s and th u s Equations (17) through (19) would change. I t would s t i l l be n e c e s s a r y to de te r m in e t h e e f f e c t i v e p o i n t of o r i g i n f o r each o f t h e f o u r m u s c l e s , but t h i s i s n o t n e a r l y as d i f f i c u l t as d e te r m in in g t h e e f f e c t i v e o r i g i n f o r t h e t o t a l group. 3. ' The magnitudes o f v e c t o r s J and. t. were assumed to be o n e - h a l f th e Z ■ ' radius of the c y lin d ric a l p a te l la fo r a ll p a tie n ts . This i s not n e c e s s a r i l y t r u e and t h e s e v a l u e s c ould be i n p u t . v a r i a b l e s e a s i l y . o b t a i n e d from x - r a y s . This would r e q u i r e a l t e r i n g Equations (6) and ( 7 ) . 4. The f i n a l recommendation i s t o i n c o r p o r a t e a v a r i a b l e in t h e o p e r a ­ t i o n s i m u l a t i o n t o r e p r e s e n t t h e movement o f t h e p a t e l l a r li ga m e nt 32 in t h e d i r e c t i o n normal t o t h e t i b i a ! s h a f t . As i t now s t a n d s , t h e model only allow s f o r movements in t h e l a t e r a l and l o n g i t u d i n a l ■ directions. The a n t e r i o r s i d e o f t h e t i b i a ! s h a f t i s V-shaped, and hence, a p u r e l y l a t e r a l d is p l a c e m e n t i s not r e a l i s t i c . APPENDIX I PROGRAM KNEEPLOT FLOW CHART ,Start) Function D e f i n i t i o n / In p u t X-ray Data / / In p u t 0 , 6 , y 2 / ■ — ^ Do M = to 1 0 0 ) - ------------- — - ( ^End^ ) \ P l o t Total S o l u t i o n y Calculate I n i t i a l Guess - ( do X 1 - to V a r i a b l e s = Guess Guess = L a s t S o lu t io n Calculate . C o e f f i c i e n t Matrix Vector Matrix Increment V a r i a b l e s Call Sim ult ----------------- ^2-<z^ n vergence?x >-^ S t o r e S o lu t io n REFERENCES . Curnahans L u t h e r , and W ilk es, Applied Numerical Methods^ Wiley, 1969,. pp. 319. 1 Landau, Barbara R ., E s s e n t i a l Human Anatomy and P h y s i o l o g y , S c o t t , Foresman, 1976. Li eb , F r e d r i c k J . , M.D., and J a c q u e l i n P e r r y , M.D., "Quadriceps Func­ t i o n , " Jqurnal_2 L B o n e _ a j ^ Vol. 50-A, No.' 8, December, 1968. Rasch, P h i l i p J . , and Roger K. Burke, K in esi ol ogy and Applied Anatomy, 3rd E d i t i o n , P h i l a d e l p h i a , Lea and F e b a g e r , 1967. MONTANA STATE UNIVERSITY LIBRARIES 762 100 i: 66 O N378 Hl2 cop.2 Hagelin, Jack S An analytical model of the patello-femoral joint