AN ABSTRACT OF THE THESIS OF Hamood Khaled Ahmed Al-Makhlafi for the degree of Doctor of Philosophy in Food Science and Technology presented on August 1, 1994. Title: The Influence of Preadsorbed Milk Proteins on Adhesion of Listeria monocvtocrenes to Silica Surfaces. Abstract approved by^ Dr,. JtisepA Nfcfeilir^ $ark AA. iD^feschel iD^jfescl: Dr.. ferk P-lactoglobulin (p-Lg), bovine serum albumin (BSA), olactalbumin (a-Lac), and p-casein were adsorbed onto silanized silica surfaces of low and high hydrophobicity for 8 h, and P-Lg and BSA for 1 h. The surfaces were incubated in buffer for 0, 5, 10, or 15 h and then contacted with Listeria monocytogenes for 3 h. Cell adhesion was quantified using image analysis. Following 8 h of protein contact, adhesion to both surfaces was greatest when P-Lg was present and lowest when BSA was present. Preadsorption of a-Lac and p-casein showed an intermediate effect on cell adhesion. Adsorption of P-Lg for 1 h resulted in lower numbers of cells adhered as compared to the 8 h adsorption time, while the opposite was observed with BSA, but adhesion to BSA was observed to decrease slowly with film age to values comparable to the 8 h tests. The adsorption of BSA and P-Lg to both surfaces was also carried out where each protein was allowed to contact the surface in sequence and simultaneously. In sequential tests performed with an 8 h contact/protein, cell numbers on each surface were near that expected for the bare hydrophobic surface when P-Lg contact preceded introduction of BSA, whereas adhesion was reduced to values below that expected for the bare hydrophilic surface when BSA preceded P-Lg contact. In short-term sequential tests (1 h contact/protein), adhesion was lower than that recorded on bare hydrophilic surfaces in each case. Adhesion to each surface following contact with an equimolar mixture of p-Lg and BSA was lower than that measured on the bare hydrophilic surface in each case, with adhesion following 1 h contact being greater than that following 8 h contact. Adhesion following competitive adsorption was greater to hydrophobic than to hydrophilic surfaces. These results were explained with reference to the surface passivating character of BSA, and its ability to rapidly attain a nonexchangeable state upon adsorption, relative to P-Lg. The Influence of Preadsorbed Milk Proteins on Adhesion of Listeria monocytogenes to Silica Surfaces by Hamood Khaled Ahmed Al-Makhlafi A THESIS Submitted to Oregon State University in partial fulfillment of the requirements for the degree of Doctor of Philosophy Completed August 1, 19 94 Commencement June 1995 APPROVED: Co-ma/jor Afs^ocWte VProfessor of Bioresource Engineering, and Food (Sciej/lcf an$ Technology in charge of major -L^t- Co-major Associate Professoy of Food Science and Technology in charge of major / He§^of Department of Food* Science and Technology Dean of Graduate School Date thesis is presented Typed by the researcher for August 1, 1994 Hamood Khaled Ahmed Al-Makhlafi ACKNOWLEDGEMENTS The words stand short to express the feeling my heart bears for my great major professors Dr. Joseph McGuire and Dr. Mark A. Daeschel, the teachers, and the friends whose support, guidance, and the continuous encouragement contributed to the successful completion of this research. My deepest gratitude. All respect and thanks to Dr. Henry Schaup, my minor professor for the special attention he has given me during my Ph.D. program. All appreciations and gratitude are due to Dr. David Williams my teacher for more than one of Food Science coursework from which I have learned a lot and will become as I believe a professional future teacher in my home country. To Dr. Dale Weber, graduate council representative, all thanks and respect are due to your time and acceptance of being one of my committee members. This work was supported in part by the Western Center for Dairy Protein Research and Technology, the USDA National Research Initiative Competitive Grants Program (Food Safety), and Sana'a University Faculty of Agriculture Project, funded by USAID. TABLE OF CONTENTS CHAPTER 1. INTRODUCTION REFERENCES 1 4 CHAPTER 2. LITERATURE REVIEW 6 Protein adsorption 6 Protein exchange on solid surfaces Protein desorption Surface-induced conformational changes Bacterial adhesion Mechanisms and factors affecting adhesion Temperature effects Culture concentration and Culture age Electrostatic and hydrophobic interactions Effect of organic macromolecules on adhesion Substratum effect Surface energy effects 6 8 9 13 19 20 22 23 28 31 32 The effect of macromolecules on substrate properties 34 Control of bacterial adhesion 35 REFERENCES CHAPTER 3. THE INFLUENCE OF PREADSORBED MILK PROTEINS ON ADHESION OF LISTERIA MONOCYTOGENES TO HYDROPHOBIC AND HYDROPHILIC SILICA SURFACES 40 48 ABSTRACT 49 INTRODUCTION 50 MATERIALS AND METHODS 51 Surface modification 52 Protein adsorption 52 Culture and adhesion 54 Rinsing 54 Criteria used for rinsing unattached bacterial cells 55 Image analysis Statistical analysis RESULTS AND DISCUSSION Rinsing of unattached bacterial cells Adhesion following protein contact for 8 h Hydrophobic surfaces Hydrophilic surfaces Adhesion following protein contact for 1 h Preadsorption of P-Lg Preadsorption of BSA REFERENCES 55 56 56 56 57 57 61 64 ' 65 66 75 CHAPTER 4. ADHESION OF LISTERIA MONOCYTOGENES TO MODEL FOOD CONTACT SURFACES FOLLOWING SEQUENTIAL AND COMPETITIVE ADSORPTION OF BOVINE SERUM ALBUMIN AND p-LACTOGLOBULIN 79 ABSTRACT 80 INTRODUCTION 82 MATERIALS AND METHODS 84 Surface modification Protein adsorption Sequential adsorption Competitive adsorption Culture and adhesion Rinsing Image analysis Statistical analysis RESULTS AND DISCUSSION Adhesion following sequential protein adsorption (8 h contact time) Adhesion following sequential protein adsorption (1 h contact time) Adhesion following competitive adsorption for 8 h Adhesion following competitive adsorption for 1 h REFERENCES CHAPTER 5. SIGNIFICANT FINDINGS 84 84 84 85 86 87 87 88 88 88 92 94 95 101 104 BIBLIOGRAPHY 107 APPENDICES 12 0 Appendix A 12 0 Appendix B 144 Appendix C 154 LIST OF FIGURES Figure Page 3. 1. Schematic of the flow cell used to rinse loosely adhered Listeria monocytogenes from the surfaces. 68 3. 2. Effect of flow rates on residual adherent cells of Listeria monocytogenes. 69 3. 3. The effect of preadsorbed protein type and film age on adhesion of Listeria monocytogenes to hydrophobic silica surfaces. 70 3. 4. The effect of preadsorbed protein type and film age on adhesion of Listeria monocytogenes to hydrophilic silica surfaces. 71 3. 5. The effect of p-Lg adsorption time and film age on adhesion of Listeria monocytogenes to hydrophobic and hydrophilic silica surfaces. 72 3. 6. The effect of BSA adsorption time and film age on adhesion of Listeria monocytogenes to hydrophobic and hydrophilic silica surfaces. 74 4. 1. Adhesion of L. monocytogenes to hydrophobic silica and hydrophilic silica following sequential adsorption of P-Lg and BSA (8 h contact/protein). 97 4. 2. Adhesion of L. monocytogenes to hydrophobic silica and hydrophilic silica following sequential adsorption of P-Lg and BSA (1 h contact/protein). 98 4. 3. Adhesion of L. monocytogenes to hydrophobic and hydrophilic silica following competitive adsorption of p-Lg and BSA for 8 h. 99 4. 4. Adhesion of L. monocytogenes to hydrophobic and hydrophilic silica following competitive adsorption of p-Lg and BSA for 1 h. 100 LIST OF TABLES Table 3. 1. The mass of BSA and p-Lg (ug/cm2) remaining on hydrophobic and hydrophilic surfaces following 1 h of protein contact and incubation in bufferfor different times. Page 73 LIST OF APPENDICES FIGURES Figure Page A. 1. Nisin adsorption isotherms constructed for hydrophilic and hydrophobic silicon surfaces. The mass of nisin remaining on each type of surface after a 12 hour exposure to pure •buffer is indicated by the closed (hydrophobic) and open (hydrophilic)circles. The curves drawn through the data follow equation [2]. 137 A. 2. Nisin activity manifested by inhibition zones around the periphery of hydrophilic silicon plates. Numbers 1-10 indicate the concentration of nisin solutions (100 to 1000 mg/1) that had contacted the surfaces. C denotes surfaces that were not exposed to nisin. The indicator bacterium is Pediococcus pentosaceus FBB-61-2. Grid squares are 2 cm2. 138 A. 3. Detection of the activity of nisin desorbed from hydrophilic surfaces with 1% w/w Tween 80. Numbers 1-10 indicate the concentration of nisin solutions (100 to 1000 mg/1) that had contacted the surfaces. Nis 1 and Nis 2 are standard concentrations (100 and 50 U/ml respectively) of nisin. C denotes surfaces that were not exposed to nisin. The indicator bacterium is Pediococcus pentosaceus FBB-61-2. Grid squares are 2 cm2. 139 B. 1. The sequential adsorption of BSA and P-Lg to hydrophobic surfaces. P-Lg was adsorbed first for 4 h followed by rinsing for 30 min. then BSA was introduced for another 4 h. 144 B. 2. The sequential adsorption of BSA and P-Lg to hydrophobic surfaces. BSA was adsorbed first for 4 h followed by rinsing for 3 0 min. then P-Lg was introduced for another 4 h. 145 B. 3. The sequential adsorption of BSA and P-Lg to hydrophilic surfaces. P-Lg was adsorbed first for 4 h followed by rinsing for 30 min. BSA was introduced for another 4 h. then 146 B. 4. The sequential adsorption of BSA and p-Lg to hydrophilic surfaces. BSA was adsorbed first for 4 h followed by rinsing for 30 min. then P-Lg was introduced for another 4 h. 147 B. 5. The sequential adsorption of BSA and P-Lg to hydrophobic surfaces. p-Lg was adsorbed first for 1 h followed by rinsing for 30 min. then BSA was introduced for another 1 h. 148 B. 6. The sequential adsorption of BSA and P-Lg to hydrophobic surfaces. BSA was adsorbed first for 1 h followed by rinsing for 3 0 min. then P-Lg was introduced for another 1 h. 149 B. 7. The sequential adsorption of BSA and P-Lg to hydrophilic surfaces. p-Lg was adsorbed first for 1 h followed by rinsing for 3 0 min. then BSA was introduced for another 1 h. 15.0 B. 8. The sequential adsorption of BSA and p-Lg to hydrophilic surfaces. BSA was adsorbed first for 1 h followed by rinsing for 3 0 min. then p-Lg was introduced for another 1 h. 151 B. 9. The competitive adsorption of BSA and P-Lg to hydrophobic surfaces. Adsorption was performed from an equimolar mixture of both proteins for 8 h. 152 B. 10. The competitive adsorption of BSA and p-Lg to hydrophilic surfaces. Adsorption was performed from an equimolar mixture of both proteins for 8 h. 153 LIST OF APPENDICES TABLES Table Page C. 1. The adsorbed mass (yg/cm2) following sequential adsorption of BSA and P-Lg for 1 and 4 h to hydrophilic and hydrophobia surfaces. The tabulated adsorbed mass for the first protein is recorded immediately after rinsing and before introduction of the second protein. The final adsorbed mass as well as the percent increase in the total adsorbed mass are tabulated after the second adsorption time of the second protein and before rinsing. 154 THE INFLUENCE OF PREADSORBED MILK PROTEINS ON ADHESION OF LISTERIA MONOCYTOGENES TO SILICA SURFACES CHAPTER 1: INTRODUCTION Protein adsorption at an interface is of paramount importance in several areas including medicine, food and pharmaceutical processing, and biotechnology. In the food processing industry, proteins have been found to play a major role in fouling of heat exchange surfaces because they are found in high content in some fluid foods and they are heat denaturable. This fouling results in reduction of heat transfer efficiency leading to either insufficient heat treatment of the processed food or increased energy costs. Increased cleaning and labor costs as well as lost production during periods of downtime are other aspects of protein adsorption to such surfaces. In addition, it has also been found (3) that protein adsorption can mediate bacterial biofilm development on solid surfaces. Platelet adhesion to blood-contacting devices and thrombogenisis are initiated by protein adsorption to biomaterials. Surfaces such as tooth enamel, mucosa, and the gum are examples of substrates that are exposed to different proteins found in saliva. These salivary proteins are suspected in mediating bacterial colonization leading to gum and dental diseases (8) . Adsorbed protein molecules can alter substrate surface properties significantly. This will substantially affect subsequent events including the extent of cell adhesion, thrombus formation and biofilm development. The extent of protein adsorption as well as cell adhesion has been attributed in part to the hydrophobicity of the surface and the adhering entities themselves. Some proteins adsorb at higher surface concentrations to hydrophobic surfaces as compared to hydrophilic surfaces. On adsorption to hydrophobic surfaces, it has been observed (1) that an adsorption plateau occurs for each protein studied, increasing with protein hydrophobicity. Listeria monocytogenes is a pathogenic bacterium that can contaminate contact surfaces used in food processing (6, 7). Colonization and growth of this microorganism on food processing surfaces represents a serious obstacle to consistently providing healthful, high quality products. The fact that L. monocytogenes can attach to such surfaces at refrigeration temperatures makes this problem of even greater concern, particularly to the dairy industry (6). Control of this problem seems best accomplished by focusing attention on the early events that take place at the food contact interface which lead to bacterial attachment and biofilm formation. Microbial adhesion to surfaces is, to some extent, dependent on the presence, composition and conformational state of a preadsorbed protein film. Characteristics of this film are dependent on molecular properties of the individual protein as well as those of the bare contact surface. Adsorbed protein may change its conformation over time, and the rate of conformational change would vary among different proteins and from one surface to another (2, 4, 5, 9). Such surface-induced conformational changes should be expected to influence protein and surface reactivity with bacterial cells and spores just as the conformation of blood serum proteins affects platelet and whole cell adhesion to implanted biomedical materials. It is the purpose of this research to evaluate the influence of adsorbed milk proteins (a-lactalbumin (a-Lac), p-lactoglobulin (p-Lg), p-casein, and bovine serum albumin (BSA)) on the extent of bacterial adhesion measured at hydrophilic and hydrophobic silica surfaces. The specific objectives are 1- prepare adsorbed, single component (or mixed) protein film(s) of known mass and surface residence time on silanized silicon surfaces, and expose the surfaces, with and without preadsorbed films, to L. /nonocytogenes to document the extent of resulting bacterial adhesion; and 2- describe the extent of bacterial adhesion as a function of contact surface hydrophobicity and the nature of the preadsorbed films. REFERENCES Absolom, D., w. zingg, and A. Neumann. 1987. Interactions of proteins at solid-liquid interfaces: Contact angle, adsorption, and sedimentation volume measurements, p. 401-421. In J. Brash, and T. Horbett (eds.), Proteins at Interfaces: Physicochemical and Biochemical Studies. ACS Symp. Ser. 343, Washington, DC. 2. Andrade, J., V. Hlady, and R. wagenen. 1984. Effects of plasma protein adsorption on protein conformation and activity. Pure Appl. Chem. 56: 1345-1350. 3. Bryers, James D. 1987. Biologically active surfaces: Processes governing the formation and persistence of biofilms. Biotech. Progr. 3:57-68. 4. Elwing, H., S. Welin, A. Askendahl, and I. Lundstrdm. 1988. Adsorption of fibrinogen as a measure of the distribution of methyl groups on silicon surfaces. J. Colloid Interface Sci. 123:306-308. Krisdhasima, v., P. Vinaraphong, and J. McGuire. 1993. Adsorption kinetics and elutability of o-lactalbumin, p-casein, p-lactoglobulin and bovine serum albumin at hydrophobic and hydrophilic interfaces. J. Colloid Interface Sci. 161:325-334. 6. Mafu, A., D. Roy, J. Goulet, and P. Magny. 1990. Attachment of Listeria monocytogenes to stainless steel, glass, polystyrene, and rubber surfaces after short contact times. J. Food Protec. 53:742-746. 7. Mafu, A., D. Roy, J. Goulet, and L. Savoie. 1991. Characterization of physicochemical forces involved in adhesion of Listeria monocytogenes to surfaces. Appl. Environ. Microbiol. 57:1969-1973. 8. Mortensson, J., H. Harwin, L. Lundstrdm, and Th. Ericson. 1993. Adsorption of lactoperoxidase on hydrophilic and hydrophobic silicon dioxide surfaces An ellipsometric study. J.Colloid Interface Sci 155:30-36. 9. soderquist, M. and A. Walton. 1980. Structural changes in protein adsorbed on polymer surfaces. J. Colloid Interface Sci. 75:386-397. CHAPTER 2 LITERATURE REVIEW Since the research conducted here deals with the influence of protein adsorption on bacterial adhesion, it seems logical to summarize relevant literature in both protein adsorption and bacterial adhesion. Protein adsorption Protein adsorption to solid surfaces has been studied for decades, and several thorough reviews are available (2, 27, 46). However, important features of protein adsorption relevant to the work presented here will be reviewed. Protein exchange on solid surfaces Protein exchange on solid surfaces depends on surface properties, types of adsorbed protein molecules, concentration and types of protein in solution, and incubation time. Elwing et al. (15) studied protein exchange on solid surfaces using a wettability gradient method. The sequential adsorption of human y-globulin (HGG) and human fibrinogen (HFG) to silicon surfaces wettability gradient 7 was performed for 1 h. The surfaces then further incubated for 4 h in HFG or HGG. They found that protein exchange occured more readily on hydrophilic than on hydrophobic surfaces. To explain the occurrence of the exchange reactions, it has been assumed that an adsorbed protein molecule is attached to the surface by multiple binding sites. These binding sites are dynamic in nature so they would disappear and rearrange continuously. However, it is unlikely that all the binding sites of the protein would disappear momentarily. Therefore, the rate of complete desorption is small (15). Hunter et al. (28) studied p-casein and lysozyme adsorption at the air/water interface. Their results indicated that electrostatic interaction had little role in determining exchange behavior and that the flexibility of the adsorbed and displacing molecules were more important than intermolecular interactions in such behavior. Enckevort et al. (17) studied the adsorption of bovine serum albumin at the stainless-steel/aqueous solution interface using radiochemical techniques. They found that the adsorbed protein was essentially nonexchangeable and adsorption was irreversible upon dilution. Protein desorption The desorption process of a protein depends on the incubation time of the protein with the substrate. It has been found (53) that the longer the incubation time, the slower the desorption. The desorbed material however, experiences a change in structure as compared to that of the protein molecule before adsorption. For example, desorbed BSA is essentially denatured. However, the conformation of the desorbed molecule is a function of the time spent in the adsorbed form. Since the desorbed protein is denatured and is less able to undergo entropic processes favoring adsorption, protein slowly desorbs more or less irreversibly (53). The desorption process is very slow, at least after long incubation times, compared with the adsorption process. The rate of desorption for each conformational state will be different and should depend on the incubation time. Soderquist and Walton (53) have postulated three steps in which protein adsorption/desorption on or from polymeric surfaces takes place. In the first step, they proposed that fairly rapid and reversible adsorption occurs in a minute or so, reaching pseudoequilibrium. Up to 50-60% surface coverage has a random arrangement of adsorbed molecules, but some form of surface ordering takes place thus allowing further adsorption. In the second step, each molecule on the surface undergoes a structural transition as a function of time to optimize protein-surface interaction. As the proteins increase their interaction with the surface (and their entropy), desorption becomes less likely. In the third step, proteins slowly desorb, although the probability of desorption decreases with increased residence time. Surface-induced conformational chances Protein conformational changes can take place once protein adsorbs to a surface. The presence of multiple states of an adsorbed protein has been suggested by several researchers. For example, rinsing a surface after protein has been adsorbed does not remove all of the protein, indicating the presence of weakly and tightly adsorbed protein. Some of the remaining film is removable with further incubation in buffer. Small molecular weight surface active substances such as sodium dodecylsulfate, can remove some of the protein adsorbed (33) though its ability to remove the film decreases with increasing surface-protein contact times. In general, greater amounts of adsorbed proteins are found on hydrophobic surfaces than on hydrophilic surfaces. Increased hydrophobic interaction is indicative of a more extended structure of the molecule which allow it to cover a larger area of the contacting 10 surface. This has been taken as an indication that a conformational change has taken place on the surface, since hydrophobic residues of a protein are generally found in the interior of the molecule. Adsorption may lead to an increase or decrease in titratable groups, subsequently affecting pH values. Titration data can thus be interpreted in terms of conformational changes. Norde and Lyklema (47) analyzed proton titration curves for bovine pancreas ribonuclease (RNase) and human plasma albumin (HPA) adsorbed to negatively charged polystyrene lattices. They found that the charge of the protein molecules varied by adjusting the pH of the solution. However, upon adsorption of the proteins, a small change of pH was observed. The plateau values of adsorbed protein indicated that RNase is less sensitive to pH than those for HPA. The adsorption of HPA caused substantial structural changes, which were dependent on pH and had a minimum change taking place at the isoelectric point of the protein. Haynes et al. (25) found that the plateau values of the globular proteins lysozyme and a-Lac adsorbed to microspheres of negatively charged polystyrene latex showed a complex dependence on pH with a maximum occurring at the isoelectric point of the protein/sorbent complex. They found that the adsorbed-state titration curves differed markedly 11 from the corresponding dissolved state curves. For o-Lac, their data suggested that the protein molecule underwent substantial changes in secondary and tertiary structure upon adsorption (25). The average of the pKa data for the two proteins suggested to the authors that a fraction of the charged carboxyl groups were in close proximity to the adsorbent and that the adsorbed protein was largely denatured (25). Several other techniques have been employed to study protein conformational changes. Morrissey and Stromberg (43) used infrared difference spectroscopy to study protein conformational states on silica particles. This technique permits deduction of conformational states by determining the fraction of carbonyl groups bound by direct interaction with the surface. The authors found that the interaction of fibrinogen with the surface occured through hydrogen bonding, and was influenced by concentration. More hydrogen bonding to the surface was found at low solution concentrations than high concentrations. However, they found that solution concentration has no effect on prothrombin and BSA indicating that the internal bonding of these two proteins is adequate to prevent changes in their structure while adsorbed. Intrinsic ultraviolet total internal reflection spectroscopy is another technique that indirectly provides 12 information on the local environment of tryptophan residues of an adsorbed protein. Andrade et al. (3) have used this technique to study conformational changes of human plasma fibronectin (HPF) adsorbed to hydrophilic and hydrophobic silica. The authors found that the adsorbed protein exhibited fluorescence maxima at 326 and 321 nm on hydrophobic and hydrophilic respectively, however, the fluorescence maximum exhibited by unadsorbed protein in solution was 321 nm. These results indicate that the adsorbed HPF experienced some conformational changes on the hydrophobic surface. Jonsson et al. (32) performed adsorption procedures using HPF and immunoglobulin G (IgG) either by a single shot or a successive addition method. When they compared the isotherms generated on hydrophobic silica, they found them different. These results suggested that protein adsorption was irreversibile because the surface-dependent conformational changes take place over time. On hydrophilic silica, the successive addition of HPF resulted in an isotherm that was similar to that obtained by a single addition of the protein. At long equilibration times, the isotherms were observed to coincide. The authors proposed that the HPF which adsorbed to hydrophilic silica tended to experience conformational changes to a lesser degree than HPF adsorbed to hydrophobic silica. 13 The previous observations are consistent with results obtained by investigators using ellipsometry as another technique for studying protein conformational changes. These authors (16) believe that protein complement factor 3 undergoes a greater degree of conformational change on hydrophobic silicon surfaces than on hydrophilic silicon surfaces, because greater adsorbed mass was found to occur on hydrophobic silicon surfaces. Bacterial adhesion Bacterial adhesion to inert surfaces is of great concern, as their presence may result in biofouling and act as a likely source of contamination (26). In a food processing facility, bacterial adhesion to food and food contact surfaces is important as transmission of disease or product losses due to spoilage may be the subsequent result of bacterial adhesion (26). The development of microbial biofilms on surfaces results also in bacterial growth, division, and production of metabolites within the biofilm. Continuing development of biofilms results in increased turbulence, which in turn increases fluid frictional resistance. The resultant energy loss and reduced performance, as well as the need for 14 regular cleaning of pipe surfaces, cost hundreds of millions of dollars per year on a worldwide scale (38). Perhaps the most striking phenomenon is the resistance of adhered bacterial cells to sanitizers and disinfectants. This phenomenon has been related to several contributing factors and a detailed summary of the literature follows. Initially a clean surface is exposed to an aqueous environment to become conditioned by the chemical constituents present. On these conditioned surfaces, the cell will adhere and firmly attach. The activity of cell population will then depend on the metabolism and growth of each member species under local surface conditions. These metabolic activities can vary from substrate consumption, cellular growth and replication, and synthesis of exopolymers (8). The isolation of encapsulated bacteria from chlorinated drinking water have been reported by several investigators which led to a general conclusion that the production of extracellular capsule helps to protect bacteria from chlorine. However, this was not the case in a study reported by LeChevallier et al. (35). These investigators have shown that encapsulated and uncapsulated strains of Klebiella pneumonia used in their study showed no significant difference in their resistance to disinfection. But the growth of strains in low nutrient medium increased bacterial 15 resistance to free chlorine three-fold. This has been related to changes in the capsule material and because the uncapsulated strains lacked other defense mechanisms, it was speculated that the cell membrane changes were responsible for the observed resistance. However, this contradicts what is known about the function of the capsular structure. By understanding the nature of the cell components and their functions, it may be possible to speculate about the resistance characteristic exhibited by microorganisms adhered to surfaces. It has been reported that the extracellular capsule of excreted polymers is polysaccharide in nature, although some other species such as Bacillus species, form a polypeptide capsule. The main function of the capsule is to adsorb useful substrate molecules and ions and adsorb toxic agents, preventing them from penetrating into the cytoplasm (29). The same material can also be positively involved in the adhesion process (29). The formation of films around or above the original biofilm might provide a protecting means against toxic agents. Assuming that such films react with the incoming toxic agent to a degree where the residuals also remain high. But these residuals will not be effective since probably a more complex layer has been formed and does not allow the toxic molecule to penetrate further to reach the cytoplasm where it can exert its toxic effect. 16 LeChevallier et al. (35) have also demonstrated that attachment to surfaces has an impact on the bacterial resistance to disinfection. Theoretically, the physical hindrances of a surface could affect the ability of a disinfectant to approach the cell membrane. A freely suspended organism is susceptible to a disinfectant from all sides and at all angles, while an organism attached to a surface is susceptible only from one side (35) . This is supported by findings reported by Frank and Koffi (23) who reported that removing adherent cells of L. monocytogenes from the surface increased their susceptibility to sanitizers equivalent to that of planktonic cells. Another effect observed was an increase in the resistance as the age of the biofilm increased. LeChevallier et al. (35) observed that biofilms grown for two days are less chlorine resistant than biofilms grown for seven days under identical conditions. This was related to the possible physiological changes in population, such as starvation effects, or coalescence of the biofilm which may have made the cells more resistant. The literature with respect to L. monocytogenes resistance to sanitizers is somewhat confusing. In a study reported by Mustapha and Liewen (45), they indicated that L. monocytogenes was more resistant to sodium hypochlorite when incubated on steel surfaces for 1 h than those incubated on 17 the same surfaces for 24 h. They related that to the presence of moisture on steel surfaces at the short time (1 h) . However, in a recent study, Lee and Frank (36) reported different results showing that L. monocytogenes adhered to stainless steel surfaces were more resistant when they were incubated for even longer times (8 days). However, Lee and Frank (36) related the increased resistance of the cells after 8 days to the increased microcolony formation as opposed to the 4 h population which would have had little chance to produce microcolonies. This could be a valid assumption since it is known that the increase in cell density causes other effects such as resistant to heat. Moreover, the results of Lee and Frank are consistent with LeChevallier et al. (35) who reported that biofilms grown for two days are less resistant to chlorine than biofilms grown for seven days under identical conditions. In a previous study by Frank and Koffi (23), the authors stressed the protection against sanitizers provided by attachment of microorganisms. Growth after attachment resulted in multilayer formation, which prevented penetration of sanitizers, such as quaternary ammonium compounds (QAC) beyond the first layer of cells. Since QAC are hydrophilic cationic molecules, they would penetrate the hydrophilic and negatively charged cell surface. Gram positive bacteria however, produce lipoteichoic acid which is lipophilic (29) 18 and can prevent penetration of sanitizers (23). The effect of glycocalyx is confirmed by Mosteller and Bishop (44). They showed that L. monocytogenes cells were buried under the biofilm layer, and the glycocalyx was clearly shown to exist on the teflon surface. Moreover, their results showed that iodophor, hypochlorite, acid anionic, QAC and other sanitizers failed to reduce attached bacteria in sufficient numbers in most of the cases indicating that the glycocalyxcovered cells were less susceptible to sanitizers used at normal concentrations (44). In another study by Krysinski et al. (34), the mechanism of resistance was reported to be surfacedependent. They found that the resistance of L. monocytogenes was dependent on the type of surface to which they were attached. Stainless steel was observed to be more easily cleaned and sanitized than polyester or polyester/polyurethane surfaces. This conclusion was reached when scanning electron microscopy revealed no significant differences among surfaces used in the study in terms of deep cracks which may provide protection from chemicals. The mechanism by which bacteria in biofilms resist antibiotics seems similar to the mechanism of resisting sanitizers. Anwar et al. (4) reported that old biofilm cells of Staphylococcus aureus are very resistant to tobramycin and cephalexin. They observed that a much higher antibiotic 19 concentration was required to eradicate old biofilm cells. The mechanism of resistance of old biofilm was proposed to involve changes in penetration of antibiotic across the cell envelope, the production of antibiotic-degrading enzymes, and changes of molecular targets of antibiotics. The presence of cells under the glycocalyx makes them less susceptible to antibiotics. Moreover, the exopolysaccharides produced by the bacteria may bind the antibiotics and prevent penetration (4). These concepts are supported by another study reported by Vergeres and Blaser (60) who found the same behavior when studying the effect of amikacin and other antibiotics on suspended and adherent Pseudomonas aeruginosa and Staphylococcus epidermidis. Mechanisms and factors affecting adhesion Much work has been conducted to determine the parameters affecting bacterial and cell adhesion. Some of these factors that have been studied to some extent include temperature, concentration and age of culture, electrostatic and hydrophobic interactions, pH, effect of macromolecule adsorption to the solid surface, and the surface characteristics of the material onto which adhesion takes place. The following is a short summary of the literature concerning these factors. 20 Temperature effects The environmental temperature is an important factor controlling bacterial growth and reproduction, and as such, it should have an influence on bacterial adhesion to surfaces as well. Some bacteria can grow within a wide range of temperatures. L. monocytogenes, for example, can grow at refrigeration temperatures up to 45 0C. Herald and Zottola (26) have investigated the influence of temperature on adhesion of L. monocytogenes to stainless steel. Three temperatures were used, 35, 21, and 10 0C. It has been observed that L. monocytogenes Scott A and and L. monocytogenes Jalisco attached at 35 0C as single cells , cell clumps, or microcolonies. Attached cells had multiple flagella, but in less populated areas a single flagellum was observed. At an incubation temperature of 21 0C, attachment occurred only as single cells with 2-3 flagella per attached cell. The incubation temperature 10 0C resulted in few adhering cells but each had several nonpolar flagella. Different temperatures affected the number of cells adhered and the number of flagella which formed. The formation of flagellum was postulated to aid adhesion to such surfaces. However, as the authors noted these flagella were not always observed when preparations with various pH levels were studied. Therefore, there should be other 21 surface or physiological characteristics involved. Temperatures below these studied by Herald and Zottola (26) have been observed to reduce attachment of other bacterial species. Fletcher (19) reported that adhesion of a marine pseudomonad to polystyrene was dependent on temperature. A temperature of 3 0C was found to decrease the proportion of stationary phase cells attached as compared with cells at 20 0 C. The reduced adhesion with lower temperature was ascribed to an increased medium viscosity, an increase in bacterial surface polymer, or a change in bacterial physiology (19). Fletcher and Marshall (21) have also observed that the decrease in adhesion to hydrophobic petri dishes (PD) and hydrophilic tissue culture dishes (TCD) at 15 0C was lower by factors of 0.52 and 0.70, respectively, than that at 20 to 25 0C (21). The effect of temperature seems to depend upon the bacterial strain. While adhesion was lower at low temperatures than that at higher temperature for some species (19, 26), other species were found to adhere at higher numbers at low temperatures. Belas and Colwell (9) found that adhesion of Vibrio parahaemolyticus, a common contaminant of shellfish (31), to chitin correlated well with the Langmuir adsorption isotherm at temperatures of 15, 25, 37, and 45 0C. Saturation of the chitin was reached and further increase in cell concentration did not affect 22 adhesion. However, adhesion at 4 0C did not follow the Langmuir adsorption isotherm, that is; adhesion was directly proportional to cell concentration in the bulk environment (9) . Culture concentration and culture age effects Fletcher (19) found that the adhesion of a marine pseudomonad to polystyrene increases with increasing culture concentration and time of attachment as well as the age of the culture. A steep increase in the number of cells adhered was observed to occur at the lower cell concentrations. Higher cell concentration did not increase adhesion much and the adhesion leveled off as surfaces became saturated. The effect of the age of the culture was reflected by adhesion being greatest when the culture was in the log phase followed by the stationary phase, and the death phase was the lowest. High cell concentrations and long incubation times would allow an increased number of bacterial collisions with the surface, thereby increasing the opportunity for adhesion (19). Two factors were postulated to contribute to the influence of the culture age on adhesion, changes in cell motility, and changes in cell surface polymers. Motility increases the chance that a bacterium may encounter a potential adhesion site while the 23 nonmotile bacterium depends only on Brownian motion or the water currents movement toward the surface (19). Fletcher (19) observed that the motility of the studied bacteria changed with culture age in which the log phase culture had the largest proportion of motile cells. The cells motility decreased with the onset of the stationary phase. Cell surface polymers also play a role in pseudomonad adhesion, and are affected by culture age (19). Electrostatic and hvdrophobic interactions A variety of solid surfaces, as well as bacteria, are negatively charged (59), a characteristic that results in a repulsive electrostatic interaction between cells and solid surfaces. This repulsive interaction is dependent on the surface potentials and thickness of the electrical double layer. The thickness of the double layer is inversely proportional to the square root of the ionic strength (59). Hence at high electrolyte concentration, or in the presence of polyvalent counterions, the electrostatic interaction will be reduced and cell adhesion will be decreased (59). The influence of electrolytes on adhesion to solid surfaces was studied by McEldowney and Fletcher (40) in order to determine the effect of electrostatic interaction. It was found that the concentration and type of electrolyte 24 influenced bacterial adhesion to PD and TCD surfaces. This influence varied with the bacterial species and the solid surface (40). Marshall et al. (39) found that the number of achromobacteria reversibly adhered, increased with increasing electrolyte concentration or as the thickness of the electrical double layer decreased. The bacteria were observed to be reversibly adsorbed at lower concentration of the divalent electrolyte MgSC^, than of the monovalent electrolyte NaCl. The concentrations at which complete repulsion occurred were approximately 5 x 10~4 M for NaCl and approximately 5 x 10"5 M for MgS04. The difference was related to the greater compression of the double-layer in the divalent system at comparable concentration, with both types of electrolyte, bacterial repulsion was observed when the theoretical thickness of the defuse double-layer exceeded about 2 00 A (39). Husmark and Ronner (30) observed that adhesion of Bacillus cereus spores to hydrophobic and hydrophilic surfaces was influenced by pH. It has been observed that adhesion was maximum at pH 3 which corresponds to the isoelectric point of the spore (30). The differences in adhesion at different pH values were related to the altered charges of the spore surface. This surface charge alteration may change the electrostatic interactions between the glass surface and/or the conformation of the spore surface (30). 25 At pH values above the isoelectric point of the spores, adhesion was less than that at the isoelectric point and the relative decrease was larger for the strongly negatively charged hydrophilic surface than for the more weakly charged hydrophobic surface. This was related to the electrostatic repulsion between the spore surface and the negatively charged hydrophilic glass surface. A similar explanation was offered when adhesion was observed to decrease at pH values below the isoelectric point of the spores (30). Hydrophobic interactions between surfaces largely depend on the unique properties of water itself. The hydrophobic moieties, immersed in aqueous phase, are surrounded by structured layers of water. The water molecules in such shells have limited freedom to undergo hydrogen bonding, and are at a higher energy level than molecules in the bulk solution (51). Assuming that the hydrophobic moiety can not interact with water molecules, then the energy required to introduce this hydrophobic entity into the water phase is analogous to that required to make a cavity in the water which have the size of the immersed hydrophobic moiety. This energy is also similar to that required to increase the surface area of water. Structured water molecules must assume a constrained conformation, and when they are proximal to apolar moieties, they must assume a configuration of higher energy. When two 26 polar moieties or surfaces approach each other, the constrained water molecules can be freed into the bulk aqueous phase. This is an energetically favorable process. It is associated with an increase in entropy (51). Therefore, adhesion mediated by hydrophobic interaction can be seen as a process of exclusion from the water phase, i.e. minimizing an unfavorable interface (51). Results obtained from several studies concerning the influence of hydrophobic interaction on adhesion of bacteria to solid surfaces are in line with the previous argument. Dahlback et al. (13) have reported a correlation between the accumulation of the bacteria at an interface and the degree of hydrophobicity of the accumulating bacteria. Hydrophobic interaction can dominate under specific experimental conditions. Meinders et al. (42) have found that in adhesion experiments carried out at pH 2, the electrostatic interactions were virtually absent because the substrata used had a zero zeta potential. Van Loosdrecht et al. (57) characterized bacterial cell hydrophobicity by measuring water contact angle and electrophoretic mobility. It was concluded that cell surface hydrophobicity was the major determining factor in adhesion to negatively charged polystyrene. When the relative hydrophobicity declined, electrophoretic mobility had more influence on adhesion. Husmark and Ronner (30) studied the forces involved in 27 adhesion of Bacillus cereus spores to hydrophobic and hydrophilic glass surfaces under different environmental conditions. The spores were adhered from media with different polarities as well as different pH and ionic concentrations. When increasing ethanol concentrations were applied to the media, the polarity of the media was observed to decrease and the predominant force of adhesion was found to be hydrophobic in nature (30) . This was concluded when adhesion was observed to decrease with decreasing polarity of the medium which is in agreement with theories regarding the formation of hydrophobic interactions (30). When the less polar ethanol is introduced to the medium, it is expected that H-bond formation will be reduced. This would in turn reduce the hydrophobic effect. Results obtained on hydrophobic glass indicated that adhesion was markedly decreased with increasing ethanol concentrations. Moreover, using the highest ethanol concentration solution tested, the adhesion to both hydrophobic and hydrophilic glass surfaces was the same (30). This indicates the importance of hydrophobic interactions for bacterial adhesion and the fact that hydrophobic interactions are less dominant in less polar solutes (30). However, when the hydrophobicity of the spores of different Bacillus species was determined using hydrophobic interaction chromatography (HIC) (50), it was found that more hydrophobic spores adhered to hydrophobic 28 surfaces than to hydrophilic surfaces. Moreover, HIC measurements indicated that there are large variations in surface hydrophobicity between the spores of different species tested due to the large differences in chemical and morphological characteristics of the spores (50). For example, one of the species tested was B. cereus. These spores have a loosely associated exosporium as the outermost layer. This layer has a structure composed mainly of different proteins (up to 52%), lipids (13%), and phospholipids(6%). Such structure has been implicated to contribute to the high hydrophobicity and degree of adhesion to hydrophobic surfaces (50). Effect of organic macromolecules on adhesion Adsorption of soluble macromolecules onto solid substrates may affect adhesion. Soil surfaces, in aquatic environment for example, will quickly adsorb organic molecules forming a conditional film. Proteins, as organic molecules, readily adsorb to a variety of surfaces too. Some microorganisms, including Listeria, are capable of synthesizing polymeric exudates which can serve to anchor them to contact surfaces (26) . Though adhesion is often mediated by these polymeric exudates, it is likely that such exudates still have to adhere to some preadsorbed film (5, 29 7). Several studies have directly investigated the effect of preadsorbed protein films on adhesion and results obtained were, in some cases, protein- and surface dependent. Tamada and Ikada (55) investigated the effect of preadsorbed BSA, bovine yglobulin (IgG) , and plasma fibronectin (FN) on L cell (the L-form cells are common cells that do not or have lost the ability to produce the peptidoglycan layer of their cell walls) adhesion to fourteen polymer surfaces of various wettabilities. They found that BSA preadsorption entirely inhibited L .cell adhesion, independent of substrate wettability. IgG yielded results similar to those of BSA. On the other hand, when FN was preadsorbed to the surfaces, L cells were able to adhere to all substrates with the exception of poly(vinyl alcohol) and an acrylamide-grafted polyethylene. The inhibition of L cell adhesion to the substrates precoated with BSA and IgG was related to the ability of these proteins to render the surfaces sufficiently "nonartificial" so as to prevent cell adhesion. Preadsorption of FN apparently provided the surfaces with ligands for the receptor sites of cells. Fletcher (18) investigated the effect of BSA and several other proteins on adhesion of a marine pseudomonad to polystyrene Petri dishes. She found that BSA, gelatin, fibrinogen and pepsin impaired cell attachment through adsorption to the dish 30 surface. Protamine and histone were found not to markedly inhibit adhesion. Meadows (41) studied the effect of four proteins on adhesion. The attachment of Aeromonas liquifaciens, Escherichia coli and Pseudomonas fluorescens to glass slides was followed after their suspension in phosphate buffer of pH 7.0 containing the proteins salmine, BSA, casein or gelatin. The results indicated that the presence of salmine and BSA markedly reduced the number of cells adhered, as compared to adhesion from buffer. However, casein and gelatin promoted adhesion except for the effect of gelatin on E. coli where adhesion was reduced. The effects were related to the glass, bacterial surface and molecular properties of each protein. The glass and the bacterial surfaces carry a net negative charge, however, the basic protein salmine is positively charged at pH 7.0. Therefore, salmine is expected to reduce adhesion by reducing the negative charge through its adsorption to both glass and bacterial cells. The proteins casein and gelatin have isoelectric points below pH 7.0 and therefore promote adhesion, probably by a converse mechanism. BSA, however, inhibited adhesion even though it has an isoelectric point below pH 7.0 (41). Clearly, the effect of each protein on bacterial adhesion varied according to the type of protein present (41). 31 Substratum effect Fletcher and Loeb (20) studied the influence of substratum characteristics on attachment of a marine Pseudomonad to solid surfaces. The hydrophobicity of the substrates was measured by contact angle method. The substrates were divided into three groups in relation to their hydrophobicity. The first group included nonpolar polymers PTFE (teflon), PE, and PS. The second group represents polymers with polar groups, such as nylon 6.6, epoxy resin, and PET. The third group include inorganic, hydrophilic materials such as glass, mica, germanium discharge treated in air and platinum. The results showed a linear relationship between bacterial attachment and water wettability in the series of polymers. Cell adhesion increased with increasing contact angle. However, adhesion to hydrophilic surfaces were inconsistent. The authors related that to the surface characteristics. For example, glass and mica had a low number of adhered bacteria. This was related to the negative charge of the surfaces as determined by electrokinetic measurement. On the other hand, platinum, which had a higher number of attached bacteria was found to be electrokinetically positive in organic-depleted seawater. Such data illustrate the importance of charge on 32 hydrophilic substrata and the importance of hydrophobic interaction on polymers on bacteria adhesion (20). Surface energy effects Several studies have tried to correlate between adhesion of macromolecules and bacterial cells with surface characteristics such as surface free energy, surface wettability and critical surface tension (1, 6, 7, 11, 14, 49). There is a zone where adhesion is minimal and it is usually referred to as nonadhesive zone despite the presence of an abundant but loosely organized overcoating material or conditioning film. This zone is observed to range between 20 to 30 dynes/cm (7). Tenacious bioadhesion is correlated with critical surface tensions converging in the zone between 3 0 and 40 dynes/cm, as a result of the tighter, more coherent overlying films bound to such surfaces (6, 7). When a variety of solid surfaces were exposed to a warm coastal seawater for periods of times ranging between 2 0 to 384 h, the number of attached cells was a function of existing critical surface tension (11) . More cells adhered to high energy surfaces, than to low energy surfaces. From such observations, it was concluded that adsorbed organic layers change initial values of critical surface tension 33 toward a narrow range of values that appear to promote bacterial adhesion (11). Absolom et al. (1) developed a thermodynamic model that predicts adhesion to surfaces at various conditions of free energies of the substrate, the bacterial cell surface, and the suspending medium. The model predicts that the change of free energy of adhesion (AFadh) would increase as the substrate surface free energy increases provided that the suspending medium has a surface tension less than that of the bacterial cell surface. The AFadh would decrease with increasing substrate surface free energy if the suspending medium has a greater surface tension than the bacterial cell surface. Experimental data obtained by using various substrates and various bacterial strains both with various surface tensions, including L. monocytogenes, agreed with the predicted model. L. monocytogenes, a hydrophilic bacterium (contact angle of 26.1° and a surface tension of 66.3 ergs/cm2) , has shown that it would adhere in greater amounts to substrates with low surface free energy, and adhesion was less to substrates with higher surface free energy in a suspending medium of constant surface tension (i.e., at surface tension of 72.8 ergs/cm2) . Adhesion of this bacterium was also observed to go down as the substrate free energy increased using suspending mediums with various surface tensions (1). 34 In a previous study, Gerson and Scheer (24) found a linear relationship between the logarithm of the number of cells adhered and the free energy of adhesion of Staphylococcus aureus to a variety of hydrophobic surfaces. The effect of macromolecules on substrate properties Immediately following immersion of a solid surface into an aquatic environment, macromolecules and other low molecular weight substances, start to adsorb to the surface forming conditioning films which change the charge and free energy of the surface (38). Sometimes changing the surface properties does not alter the course of adhesion (6). It is not clear whether bacterial macromolecules interact directly with the conditioning films or whether they probe through them and interact directly with original solid surface (38). The original solid surface properties clearly have an influence on the extent and type of adhering bacteria, as well as their strength of adhesion. This influence could be from direct interactions between the surface and the bacteria, or indirectly through the orientation of the adsorbed macromolecules (38) . However, it has been found that some of these macromolecules contributed to reduced adhesion, possibly by their ability to change the surface properties of the substrate. The changes that this causes in 35 surface hydrophobicity, can be measured by contact angle methods. Some studies indicated that adhesion would be reduced if surface contact angle were reduced by contact with protein. Fletcher and Marshall (21) have examined the effect of several proteins on surface contact angle and subsequent bacterial adhesion to such surfaces. The contact angle measured on bare PD and TCD were 90 and 29°, respectively. Increasing concentrations of bovine glycoprotein (BGP) gave progressively diminishing contact angles on both surfaces and at 100 \ig/ml rendered the TCD surface completely wettable (<150) and the PD moderately wettable (64°). BSA and fatty acid-free BSA (BSA-FAF) had a similar effect, which was more pronounced with BSA-FAF, in which the bubbles failed to make contact with the TCD at 1.0 ug/ml and with the PD at 100 ug/ml (21) . This resulted in decreased bacterial adhesion to such surfaces. BGP, BSA or BSA-FAF inhibited adhesion regardless of the time allowed for adsorption (21). Control of bacterial adhesion Over the years, several studies have been conducted to test different surfaces and surface treatments, but these have not generated adequate control procedures to prevent 36 microbial fouling of heat transfer surfaces. The ability of microorganisms, especially pathogenic and food spoilage causing microorganisms, to attach to inert surfaces is a serious problem and continues to be the focus of concentrated investigation in several fields. Microorganisms that are adhered to surfaces have been found to be much less susceptible to the killing effect of sanitizers commonly used in the food industry (44) . Therefore, alternative approaches need to be developed which will prevent initial adhesion of microbial contaminants to food contact surfaces rather than trying to detach them once they are adhered. Some materials, when impregnated with biocides or antibiotics, resist bacterial colonization for as long as the antibacterial agents are released from the surfaces. For example, antifoulant paints have been used to protect the hulls of ships from fouling. These paints prevent organisms from adhering to surfaces by releasing small amounts of active ingredients (12). Some surface-active compounds have also proven effective in preventing microbial adhesion. Whitekettle (61), treated stainless steel and wood surfaces with nonionic or anionic compounds of differing chemical nature. With stainless steel, the results indicated an excellent efficacy with many of the non-ionic surfactants, i.e., the DP-1200 series dispersants. These materials all gave better 37 than 90% inhibition of microbial adhesion as compared to untreated controls. The anionic compounds did not inhibit adhesion. Cationic compounds such as quaternary ammonium salts, also resulted in excellent inhibition of adhesion; but it was due to its toxicity against planktonic cells (61) . A variety of polymer plastics are susceptible to biodegradation by bacteria and fungi that metabolize plasticizers. Attempts to prevent plastic degradation was made by incorporating some toxic and nontoxic inhibitors. Price et al. (48) have studied the effect of an insoluble antimicrobial quaternary amine complex in plastics against bacteria and fungi adhesion. The compound called Intersept®, a relatively nontoxic inhibitor, was processed into the matrices of ethylene vinyl acetate (EVA), polystyrene and low-density polyethylene (LDPE). The EVA-LDPE containing 3% Intersept was found to significantly reduce adherence of Pseudomonas aeruginosa as compared to the EVA-LDPE polymer without Intersept. Statistical differences in degree of adherence of P. aeruginosa to the polymers with less than 2% Intersept was not observed. The observed effect was related partially to the possible changes in the hydrophobicity of the plastics with incorporation of the inhibitor, as well as the biocidal effect on the adhered bacteria (48). 38 Surface modification was suggested by several authors. Ronner et al. (50) studied adhesion of Bacillus spores to glass and stainless steel with relation to the spore hydrophobicity. The spores were found to be hydrophobic and therefore adhered to both hydrophobic and hydrophilic surfaces more than did the vegetative cells. Since stainless steel surfaces are quite hydrophobic (50) and they are most often used in the dairy industry where B. cereus is a causative agent for microbial contamination, the authors suggested that steel surfaces may be replaced or treated so that they yield more hydrophilic surfaces and thereby minimi-ze the risk of colonization by Bacillus spores (50). However, since dairy foods may contain different bacteria with different hydrophobicity and hydrophilicity characteristics it is difficult to change stainless steel surfaces to be just hydrophilic. For example, van der Mei et al. (56) characterized the cell surface properties of the thermophilic dairy streptococci and they found them to be hydrophilic. The authors suggested that to prevent fouling in the pasteurization process, the heat exchanger plates of the pasteurizer should be rendered more hydrophobic since the hydrophilic strains should adhere minimally to hydrophobic surfaces (56). Since adhesion of bacteria and other cells are generally observed to occur to surfaces with preconditioning 39 films, and since these conditioning films most often are organic molecules including proteins, several attempts to prevent adsorption of these conditioning films have been made. One of these attempts was in the biomedical field where the search for developing blood compatible materials for implantation in the vascular system is ongoing. Selective adsorption of some proteins to surfaces could prevent the adsorption of other proteins and consequently decrease cell adhesion. This was based on the hypothesis that adsorbed albumin provides passivation of blood contacting surfaces since albumin layers interact minimally with platelets. Selective adsorption of albumin is based on the natural affinity of the protein for lipid-like materials such as long chain fatty acids. Therefore, polyurethane surfaces have been grafted with chains of alkyl groups of different lengths. 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Microbiol 7:105-116 48 CHAPTER 3 THE INFLUENCE OF PREADSORBED MILK PROTEINS ON ADHESION OF LISTERIA MONOCYTOGENES TO HYDROPHOBIC AND HYDROPHILIC SILICA SURFACES* HAMOOD AL-MAKHLAFI, JOSEPH MCGUIRE AND MARK DAESCHEL *This chapter is currently in press in Applied and Environmental Microbiology. 49 ABSTRACT The adsorption of p-lactoglobulin, bovine serum albumin, a-lactalbumin and p-casein for 8 h, and plactoglobulin and bovine serum albumin for 1 h at silanized silica surfaces of low and high hydrophobicity, followed by incubation in buffer and contact with Listeria monocytogenes, resulted in different numbers of cells adhered per unit surface area. Adhesion to both surfaces was greatest when p-lactoglobulin was present and was lowest when bovine serum albumin was present. Preadsorption of alactalbumin and p-casein showed an intermediate effect on cell adhesion. Adsorption of p-lactoglobulin for 1 h resulted in a generally lower number of cells adhered as compared to the 8 h adsorption time, while the opposite result was observed with respect to bovine serum albumin. The adhesion data were explainable in terms of the relative rates of arrival to the surface and post-adsorptive conformational change among the proteins, in addition to the extent of surface coverage in each case. 50 INTRODUCTION Listeria monocytogenes is a pathogenic bacterium that can adhere to the types of contact surfaces used in food processing (22, 23). Colonization and growth of this microorganism on food processing surfaces would represent a serious obstacle to consistently providing healthful, high quality products. The fact that L. monocytogenes can attach to such surfaces at refrigeration temperatures makes this problem of even greater concern, particularly to the dairy industry (22). Better understanding and hence optimal control of this problem seems best accomplished by focusing attention on the early events that take place at the food contact interface which lead to bacterial attachment and biofilm formation. Microbial adhesion to surfaces is, to some extent, dependent on the presence, composition and conformational state of a preadsorbed protein film. Characteristics of this film are dependent on molecular properties of the individual protein as well as those of the bare contact surface. Contact surface hydrophobicity or hydrophilicity, and its influence on protein adsorption as well as cell adhesion, have received much attention for several decades (2, 9, 12, 19, 25) . 51 Adsorbed protein may change its conformation over time, and the rate of conformational change would vary among different proteins and from one surface to another (4, 9, 16, 29). Such surface-induced conformational changes should be expected to influence protein and surface reactivity with bacterial cells and spores just as the conformation of blood serum proteins affects platelet and whole cell adhesion to implanted biomedical materials. It is the purpose of this research to begin to evaluate the influence of adsorbed milk proteins (o-lactalbumin (o-Lac) , p-lactoglobulin (P-Lg) , |3casein, and bovine serum albumin (BSA)) on the extent of bacterial adhesion measured at hydrophilic and hydrophobic silica surfaces. MATERIALS AND METHODS Monocrystalline and polished silicon plates (hyperpure, type N, phosphorus doped, 1-0-0 orientation, resistivity = 0.8-2 ohm cm) were obtained from Wacker-Chemitronic GMBH (Germany). Xylene, and sodium phosphate (mono and dibasic), were of analytical grade. The bovine milk proteins P-Lg, which contained the genetic variants A and B (3 x crystallized and lyophilized, lot No. 98F8080), o-Lac (type III, lot No. 128F8140), BSA (lot No. 15F-0112), and p-casein (lyophilized, essentially salt free, lot No. 40H9510) were 52 obtained from Sigma Chemical Co. (St. Louis, MO). Dichlorodimethylsilane (DDS) (lot No. 11905cx) was obtained from Aldrich Chemical Company, Inc. (Milwaukee, WI). Surface modification Silicon wafers were cut into plates of approximately 1 cm2 with a tungsten pen. The silanizations were slightly modified from the method described by Jonsson et al. (14). Surfaces were silanized by reaction with 0.01 or 0.1% DDS in xylene as described previously (15) . These surface derivitizations are stable, and exhibit a low or high hydrophobic character, respectively, as shown by contact angle analysis (15). Surfaces silanized with 0.01% DDS exhibit a partial negative charge in addition to low hydrophobicity, and we will refer to them as hydrophilic surfaces. Protein adsorption Equimolar solutions of protein (equivalent to 1 mg/ml P-Lg) were prepared by first dissolving each in 0.01 M phosphate buffer (pH 7.0) while stirring for 20 min. Each protein solution was filtered through a preassembled, presterilized Nalgene™ Bottle Top Filter (0.2 vim) (Nalge 53 Company, Rochester, NY). From this solution, 10 ml was pipetted into small Petri dishes (60 X 15 mm style disposable polystyrene, Falcon 1007, Becton Dickinson and Company, Lincoln Park, NJ) and surfaces were then introduced to the protein solution. Surfaces were allowed to contact protein solution for 8 or 1 h, after which they were rinsed sequentially in three, 300 ml volumes of distilled, deionized water. Each individual surface was rinsed for about 15 s in each step. Protein films formed on surfaces were then aged in 20 ml buffer for 0, 5, 10, or 15 h, then surfaces were rinsed again as above and introduced to the medium with bacterial cells. Great care was taken not to allow drying of the adsorbed protein films. For the purpose of quantifying the amount of protein desorbed during incubation in buffer, the same tests were performed for P-Lg and BSA adsorption for 1 h but in the absence of any cell contact. Protein films in this case were dried after the final rinse by blowing the surfaces with nitrogen gas and then were kept in a dust-free desiccator for 24 h. The amount of protein remaining on the surface was then determined using ellipsometry (7). 54 Culture and adhesion Listeria monocytogenes Scott A was grown in 50 ml protein-free defined medium and incubated for 24 h at 37 0C to reach the stationary phase. The defined medium was made up of 20.8 g/1 RPMI-1640 medium (lot No 119F-4645-1, Sigma). The medium was modified by the addition of 1% glucose, and 2% casamino acids (Difco Laboratories, Detroit, MI). Before use, this medium was filter-sterilized using a preassembled, presterilized Nalgene™ Bottle Top Filter (0.2 urn). Culture was diluted (in Butterfield1s buffer; a phosphate buffer of pH 7.0; 0.00426% potassium phosphate) to a cell density of 107 - 109 cfu/ml. Ten ml of this diluted culture was transferred to small Petri dishes. Hydrophilic or hydrophobic silica surfaces, either bare or coated with a protein film, were introduced to the Petri dishes and allowed to contact the culture for 3 h. Rinsing After contact with cells, surfaces were affixed to a microscope glass slide using Elmer's Stix.All glue (Borden Inc. Columbus, OH) without allowing the biofilm to dry. Rinsing to remove the loosely adhered cells was done by passing 1200 ml of distilled water through a flow cell into 55 which the glass slides with the affixed surfaces had been inserted. The flow cell (volume 87.5 ml; a generous gift from The Swedish Institute for Food Research) is shown in Fig. 3. 1. Criteria used for rinsing unattached bacterial cells Unmodified silica surfaces were allowed to contact cells for 3 h. Contact with cells was terminated and the surfaces were rinsed with distilled water at different flow rates for different periods of time. The flow rate and rinse time chosen for all subsequent experiments were those for which little change in the number of attached cells was seen with increasing time and/or flowrate. Image analysis Following rinsing, surfaces were quickly covered by a cover slip and images of bacterial cells adhered to surfaces were taken using an incident light microscopy-image analysis system (IAS). The IAS is composed of a 486 IBM compatible computer interfaced to a Sony monitor and a Reichert Epistar incident light microscope to which a video camera (COHU solid state camera Model 4815-2000/0000, Cohu Inc., San Diego CA) is attached. Into the computer, two programs were 56 installed. Image-Pro Plus Version 2.0 (Media Cybernetics®, Silver Spring, MD) for recording images and Visionplus-AT® (Imaging Technology Inc., Bedford, MA) for image processing. Images were recorded under the 100/1.25 oil objective. Eight to 25 images from each surface were digitized and saved for later analysis. The number of cells in a 2500 urn2 field in each image was determined. Statistical analysis Data of the completely randomized design with two replications were evaluated by analysis of variance and least significant difference at the 95% significance level using Statistical Analysis System (SAS) statements PROC ANOVA and PROC GLM (26) . RESULTS AND DISCUSSION Rinsing of unattached bacterial cells The procedure for rinsing unadhered cells was established by contacting unmodified silica surfaces with Listeria monocytogenes, then rinsing at different flow rates for different periods of time. In Fig. 3. 2, the number of cells that remained on the surface after rinsing is plotted 57 against rinsing time at flow rates of 100, 300, and 550 ml/min. For subsequent experiments, rinsing was performed with a flow rate of 300 ml/min for 4 min. A one way analysis of variance (LSD, 95% confidence level) indicated that there is no significant difference (p > 0.05) between rinsing at a flowrate of 3 00 ml/min for 4 min, and at 550 ml/min for 4 or 10 min. Although the rinsing protocol was established with reference only to adhesion to bare surfaces, the aim in these experiments was simply to assist selection of a method that could be consistently applied in each adhesion experiment. Adhesion following protein contact for 8 h Hvdrophobic surfaces Figure 3. 3 illustrates the effect of film age on the number of cells adhered to hydrophobic silica surfaces following contact with protein for 8 h. It also shows the extent of adhesion measured on bare hydrophobic and hydrophilic silica surfaces. Fig. 3. 3 indicates that the PLg film encouraged adhesion more than did the other protein films (p < 0.05), although the extent of adhesion to preadsorbed P-Lg remained lower than that measured on bare hydrophobic surfaces. While P-Lg had the greatest effect on 58 adhesion in terms of the number of cells adhered per unit area, preadsorbed BSA reduced the number of cells adhered to values well below that of the bare hydrophilic surfaces (P < 0.05). The other two proteins, p-casein and a-Lac, showed an intermediate effect. The effects of protein preadsorbed to these hydrophobic surfaces are consistent with previous observations. Proteins adsorbed to solid surfaces alter the original interfacial properties (6, 27, 31, 33). Yang et al. (33) used contact angle methods to measure the change in hydrophilic/ hydrophobic balance exhibited by a number of different materials following adsorption of P-Lg. They found that adsorption of P-Lg rendered hydrophilic surfaces more hydrophobic, and hydrophobic surfaces more hydrophilic. Adsorption of each of the four proteins studied to hydrophobic surfaces is entropically driven (17, 18) and probably accompanied by orientation of negatively charged, hydrophilic regions to solution, yielding a less hydrophobic interface. Considering only the general observation that Listeria adhesion is greater on hydrophobic as opposed to hydrophilic surfaces (1), it is thus expected that adhesion of Listeria to such film-covered surfaces would result in lower numbers of adhered cells relative to those measured at a bare hydrophobic surface. 59 The previous argument, however, cannot explain the differences in adhesion responses evoked by P-Lg and BSA. BSA has a net charge of -18 at pH 7.0 while that of p-Lg is -5 (32), and would be expected to take part in a more repulsive electrostatic interaction with a bacterium, pcasein, on the other hand, is a linear amphiphile, with essentially all of the protein's net charge (-12 at pH 7.0) found on the first 43 residues of the N-terminal domain (10). Upon adsorption at a hydrophobic surface, the Nterminal domain is oriented toward the solution. This mechanism has been used to explain the observation that a preadsorbed layer of P-casein prevents a sequential adsorption of P-Lg (24). Nevertheless, the difference between the effect of a preadsorbed film of p-casein and that of o-Lac (net charge -3 at pH 7.0) on Listeria adhesion was found to be statistically insignificant. A more comprehensive treatment of these results would account for relative rates at which each of the four proteins is able to adopt a "passivating" conformation at the hydrophobic surface. One such treatment begins with reference to a model for interactions between adsorbed protein and protein in solution. Lundstrom and Elwing (21) considered an experimental situation in which adsorption to a solid surface is allowed to occur from a single-component protein 60 solution, followed by incubation in buffer, after which a second, dissimilar protein is added. They showed that the fraction of originally adsorbed protein that is not exchangeable with dissolved protein is related to rate constants governing conversion of the originally adsorbed protein to a nonremovable form, and exchange of adsorbed protein by dissimilar protein introduced to the solution. Krisdhasima et al. (16) adapted this concept to the sodium dodecylsulfate-mediated removal of a-Lac, P-Lg, BSA and pcasein from silica surfaces silanized according to the procedure used here for hydrophobic surfaces. They were able to rank the rate constants governing arrival of each protein to the surface (kj) and surface-induced conversion to a nonremovable state (sj . Results of that ranking showed Si, BSA > Sj, p-caSein > s^ a_Lac > s^ p.Lg. This finding is consistent with the adhesion results of Fig. 3. 3, as it indicates that once adsorbed, BSA would offer greater resistance to removal by an incoming adsorbate than would p-Lg. So assuming that each protein would have some capacity to passivate the surface, P-Lg would be more likely to leave the interface upon exposure to surface active species (in this case, Listeria) than would BSA, exposing a greater area of bare, hydrophobic silica to adhering bacteria. 61 Hvdrophilic surfaces Figure 3. 4 depicts the effect of preadsorption of each protein on adhesion to hydrophilic surfaces. It also indicates the extent of adhesion expected on bare hydrophilic and hydrophobic surfaces. P-Lg and BSA again behaved most dissimilarly, with P-Lg evoking much greater adhesion than BSA, while p-casein and o-Lac exhibited an intermediate effect. However, adhesion mediated by p-Lg preadsorbed to hydrophilic silica was greater than that exhibited on hydrophobic silica (P < 0.05). Adsorption of pLg in this case would involve interaction between regions of negative charge on the surface and positive charge on the molecule, in addition to the entropically-driven attraction described earlier, as these surfaces were silanized as well. Adsorption occurring via favorable electrostatic attraction would orient hydrophobic regions of the molecule away from the surface. Indeed, the presence of these hydrophobic domains leads to a higher water contact angle than that measured on bare hydrophilic surfaces (33). Moreover, Arnebrant et al. (5) reported that adsorption of p-Lg to hydrophilic chromium oxide surfaces results in a protein bilayer, where the second layer, bound via hydrophobic association to the partially unfolded first layer, can be partially removed by rinsing. This was not observed for p-Lg 62 adsorption to hydrophobic surfaces. Concerning the results of Fig. 3. 4, any amount of a second layer removed by rinsing would leave a more hydrophobic interface for bacterial adhesion. The BSA-mediated inhibition of bacterial adhesion on hydrophilic surfaces was similar in order of magnitude, but more extensive than that observed on hydrophobic surfaces (P <0.05). Slightly less adhesion measured for BSA-coated hydrophilic surfaces may simply be due to any removal of adhered molecules being accompanied by exposure of hydrophilic, as opposed to hydrophobic, interface. That the passivating effect of preadsorbed BSA was similar on each type of surface, and more pronounced in each case than that of the other preadsorbed proteins is not surprising. BSA adsorption to both hydrophobic and negatively-charged hydrophilic interfaces has been postulated to take place according to a similar mechanism (3). In particular, BSA consists of three similarly-sized globular domains arranged in series. One end domain is neutral at pH 7.0 while the remaining domains carry a high net negative charge. Adsorption with the neutral domain oriented toward the surface in each case accompanied by structural rearrangement of that domain to minimize free energy, yields a more or less stable, hydrated and negatively-charged interface that is probably not favorable for bacterial adhesion. This 63 thinking is consistent with the facts that, unlike the other proteins, both BSA adsorption kinetic (16) and adsorption equilibrium behavior (30) have been observed to be similar at hydrophobic and hydrophilic silica surfaces. Moreover, human serum albumin shows great homology with BSA and is known to passivate biomedical material surfaces to fibrinogen adsorption and platelet adhesion (8). In fact, retention of albumin on blood-contacting implants to reduce thrombogenesis remains a major focus in biomedical materials research (13). Other studies have directly identified BSA as capable of passivating surfaces against cell adhesion. Tamada and Ikada (31) investigated the effect of preadsorbed BSA, bovine Y~9l0kulin (IgG), and plasma fibronectin(FN) on L cell adhesion to fourteen polymer surfaces of various wettabilities. They found that BSA preadsorption entirely inhibited L cell adhesion, independent of substrate wettability. Fletcher (11) investigated the effect of BSA and several other proteins on adhesion of a marine pseudomonad to polystyrene Petri dishes. She found that BSA, gelatin, fibrinogen and pepsin impaired cell attachment through adsorption to the dish surface. Protamine and histone were found not to markedly inhibit adhesion. Figs. 3. 3 and 3. 4 would suggest a real decrease in the number of cells adhered with film age for a-Lac, while 64 Fig. 3. 4 shows an increase in adhesion with film age for pcasein. For o-Lac, the decrease was observed most clearly at hydrophilic surfaces. Krisdhasima et al. (16) found a-Lac to exhibit a very low affinity for hydrophilic silica and ot-Lac desorption occurring with longer incubation time might be a contributing factor to the low adhesion observed in that case. At hydrophobic surfaces, the decrease is consistent with slow conformational adaptations exposing a more hydrophilic interface to incoming bacteria. The increased number of cells adhered to p-caseincovered hydrophilic surfaces with film age could be related to the flexibility of p-casein. p-casein is more flexible than the globular proteins and this might contribute to conformational adaptations continuing to occur over the time scale of these experiments such that the hydrophilic surface is rendered more hydrophobic with time. Adhesion following protein contact for 1 h Since P-Lg and BSA exhibited the most dissimilar effects on adhesion, with little dependence on film age, adhesion following a shorter preadsorption period was monitored. In this way, the possible impact of timedependent conformational changes on adhesion could be better resolved. 65 Preadsorption of p-La Fig. 3. 5 shows the effect of preadsorbed P-Lg on adhesion at hydrophilic and hydrophobic surfaces, where preadsorption was allowed to occur for 1 h. Relevant data from Figs. 3. 3 and 3. 4 is included for comparison. At hydrophobic surfaces, cell adhesion was lower than that observed for 8 h preadsorption, for film ages of 0 and 5 h. It is important to note that after 1 h (and in the absence of rinsing), the surface coverage of P-Lg is only about 79% of that measured after 8 h of contact, and well below that expected for a monolayer (15, 16). The higher amount of interfacial area per molecule may allow p-Lg to adopt either a more energetically favorable orientation at the interface, or more rapidly adopt a more passivating conformation as described earlier. As film age is increased, cell numbers increase, probably due to desorption of p-Lg. To verify whether P-Lg desorbs from hydrophobic silica after preadsorption for 1 h, similar tests were run over the 15 h period but in the absence of cell contact. Between film ages of 0 and 15 h, the adsorbed mass of p-Lg decreased about 20% (Table 3. 1). The increased exposure of bare hydrophobic silica to incoming cells would facilitate adhesion. At hydrophilic surfaces, the opposite behavior was observed in the sense that initially, cell numbers were 66 comparable to those observed after the 8 h preadsorption, then decreased to values consistent with those expected for a bare hydrophilic surface. Thus, the same argument would serve to explain the results in this case. After 1 h (and in the absence of rinsing), the surface coverage of p-Lg is only about 74% of that measured after 8 h of contact, again well below that expected for a monolayer (15, 16). The increased area per molecule at the interface may have facilitated an energetically favorable orientation with concomitant exposure of hydrophobic regions to the solution. Decreasing cell numbers with increasing film age are consistent with p-Lg desorption which, between film ages of 0 and 15 h was observed to decrease the initial value of adsorbed mass by about 25%. The importance of available interfacial area, i.e., area not occupied by protein, has been well documented with reference to models (20) and experimental interpretation (28). Preadsorption of BSA The adhesion response evoked on BSA-coated surfaces following a 1 h preadsorption is shown in Fig. 3. 6, along with relevant data from Figs. 3. 3 and 3. 4. Krisdhasima et al. (16) showed that a rate constant describing initial arrival of BSA to a hydrophobic silica surface involving 67 "end-on" orientation with its neutral domain adjacent to the surface, was lower than the arrival rate constants of the other three milk proteins used in this study. Based on that, it is not surprising that the amount of cell adhesion was higher than that observed following an 8 h preadsorption. At hydrophobic surfaces, although the adsorbed mass of BSA after 1 h is about 86% of that attained after 8 h (16), kinetic analysis would indicate that the population of BSA molecules tightly adsorbed in the "passivating" orientation may be relatively low. Little desorption was observed for BSA between 0 and 15 h, which suggests that the passivating orientation characteristic of the 8 h data was not attained, even after 15 h. The relatively small decrease in cell numbers with increasing film age suggests that breaking intermolecular and protein-surface associations to reorient in the passivating orientation was a rather slow process. At hydrophilic surfaces, the same argument holds for explanation of the response evoked immediately after protein contact (i.e., film age = 0 h) but the decrease in adhesion with increasing film age is substantial in comparison to that observed at the hydrophobic surface. In this case, the high negative charge of the molecule may have served to facilitate molecular reorientation and conformational adaptation on the surface with increasing age of the film. 68 E E o 50 mm Figure 3. 1. Schematic of the flow cell used to rinse loosely adhered Listeria monocytogenes from the surfaces. 69 eu D) C -H C -H e 1-1 u u 01 Time, mm Figure 3.2. Effect of flow rates on residual adherent cells of Listeria monocytogenes. O 100 ml/min, • 300 ml/min, □ 550 ml/min. 70 10' bare hydrophobic 0) u 10 7 j. 0) 0) o bare hydrophilic 10 6. 3 s O- 10' T 0 10 5 15 Film age, h Figure 3. 3. The effect of preadsorbed protein type and film age on adhesion of Listeria monocytogenes to hydrophobic silica surfaces. The bars indicate the standard deviation of the means. O BSA, • p-Lg, A P-casein, A o-Lac. 71 10' ,bare hydrophobic eu t/1 0) o 10 0) u s: o 10 6. bare hydrophilic d 2 10' 0 T —i— 5 10 15 Film age, h Figure 3. 4. The effect of preadsorbed protein type and film age on adhesion of Listeria monocytogenes to hydrophilic silica surfaces. The bars indicate the standard deviation of the means. O BSA, • p-Lg, A P-casein, A o-Lac. 72 10' 'E o en bare hydrophobic bare hydrophilic 10' —i— 0 5 10 15 Film age, h Figure 3. 5. The effect of p-Lg adsorption time and film age on adhesion of Listeria monocytogenes to hydrophobic and hydrophilic silica surfaces. • Adhesion following adsorption to hydrophobic surfaces for 8 h. ■ Adhesion following adsorption to hydrophobic surfaces for 1 h. O Adhesion following adsorption to hydrophilic surfaces for 8 h. D Adhesion following adsorption to hydrophilic surfaces for 1 h. 73 Table 3.1. The mass of BSA and p-Lg (ug/cm2) remaining on hydrophobic and hydrophilic surfaces following 1 h of protein contact and incubation in buffer for different times. Film age, h adsorbed mass of BSA, pg/cm2 hydrophobic surface hydrophilic surface adsorbed mass of p-Lg, pg/cm2 hydrophobic surface hydrophilic surface 0 0.375 0.356 0.297 0.279 5 0.356 0.311 0.301 0.227 10 0.373 0.315 0.250 0.197 15 0.365 0.324 0.256 0.217 74 1087 bare hydrophobia eu en Q) o 0 l-i 0) T3 n3 O 3 s 10 -i 0 1 5 1— 10 15 Film age, h Figure 3. 6. The effect of BSA adsorption time and film age on adhesion of Listeria monocytogenes to hydrophobia and hydrophilic silica surfaces. • Adhesion following adsorption to hydrophobia surfaces for 8 h. ■ Adhesion following adsorption to hydrophobia surfaces for 1 h. O Adhesion following adsorption to hydrophilic surfaces for 8 h. D Adhesion following adsorption to hydrophilic surfaces for 1 h. 75 REFERENCES 1. Absolom, D., F. Lambert!, z. Policova, w. Zingg, C. v. Oss, and A. Neumann 1983. Surface thermodynamics of bacterial adhesion. Appl.Environ. Microbiol. 46:90-97 Absolom, D., w. zingg, and A. Neumann. 1987. 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Food Protec. 54:879-884. 79 CHAPTER 4 ADHESION OF LISTERIA MONOCYTOGENES TO MODEL FOOD CONTACT SURFACES FOLLOWING SEQUENTIAL AND COMPETITIVE ADSORPTION OF BOVINE SERUM ALBUMIN AND P-LACTOGLOBULIN* HAMOOD AL-MAKHLAFI, JOSEPH McGUIRE AND MARK DAESCHEL * To be presented for publication in Applied and Environmental Microbiology. 80 ABSTRACT The adsorption of bovine serum albumin and (3lactoglobulin to silanized silica surfaces of low and high hydrophobicities was carried out where each protein was allowed to contact the surface in sequence or simultaneously. Adsorption in both the sequential and competitive modes was followed by incubation in buffer and contact with Listeria monocytogenes for 3 h. In sequential tests performed with an 8 h contact/protein, cell numbers on each surface were near that expected for the bare hydrophobic surface when p-lactoglobulin contact preceded introduction of bovine serum albumin, whereas adhesion was reduced to values below that expected for the bare hydrophilic surface when BSA preceded p-lactoglobulin contact. In short-term sequential tests (1 h contact/protein), adhesion was lower than that recorded on bare hydrophilic surfaces in each case. Adhesion to each surface following contact with an equimolar mixture of plactoglobulin and bovine serum albumin was lower than that measured on the bare hydrophilic surface in each case, with adhesion following 1 h contact being greater than that following 8 h contact. Adhesion following competitive adsorption was greater to hydrophobic than to hydrophilic surfaces. These results were explained with reference to the 81 surface passivating character of bovine serum albumin, and its ability to rapidly attain a nonexchangeable state upon adsorption, relative to p-lactoglobulin. 82 INTRODUCTION Adsorption of soluble macromolecules such as proteins to solid surfaces may affect adhesion of microorganisms and other cells (11). Adsorbed proteins can inhibit or facilitate attachment of subsequently arriving microorganisms, or be displaced by other surface active species (12). The presence and conformational state of adsorbed protein molecules depends on both protein and solid surface properties. The conformation of an adsorbed protein is believed to be different on different surfaces for a number of proteins (2, 6, 8, 10, 20), and this surface conformation is related to its binding strength (10). Proteins bound by a greater number of noncovalent contacts per unit area would be expected to experience little desorption by rinsing and slower exchange with molecules in solution (5, 10, 23). Most of the literature available on the nature of adsorption in protein mixtures concerns experiments conducted with blood proteins. It has been observed that higher molecular weight proteins are usually adsorbed in preference to smaller ones. This was explained by existence of a greater number of anchoring segments characteristic of larger molecules (18), although substrate properties influence these phenomena as well. 83 Several studies concerning adsorption of milk proteins to various surfaces are available (9, 21, 24), most having focused on adsorption from single-component solutions. Other studies have focused on adsorption of milk proteins from binary mixtures as well as their sequential adsorption (3, 15, 16). A number of authors have described the effect of adsorbed bovine serum albumin (BSA) on adhesion of bacteria and other cells (7, 13, 22). Recently, Al-Makhlafi et al. (1) reported the effect of four milk proteins (o-lactalbumin (o-Lac), p-lactoglobulin (p-Lg), p-casein, and BSA) on the adhesion of Listeria monocytogenes to silica surfaces exhibiting either high or low hydrophobicity. The proteinspecific effects on adhesion were different, with p-Lg and BSA evoking the most dissimilar response. Little is known in a quantitative sense regarding bacterial adhesion to surfaces onto which selected proteins had spontaneously adsorbed from a mixture (competitive adsorption), or had been introduced one at a time, in a selected sequence (sequential adsorption). The importance of such study is practically quite relevant as processes involving contact between surfaces and biological fluids can involve many different surface active species. The purpose of this study was to evaluate bacterial adhesion following adsorption of selected milk proteins in sequence and from mixtures to surfaces exhibiting high and low hydrophobicities. 84 MATERIALS AND METHODS All the materials used in this study were described previously (1). Surface modification Silicon wafers were cut into plates of approximately 1 cm2 with a tungsten pen. Surfaces were silanized by reaction with 0.01 or 0.1% dichlorodimethylsilane (DDS) in xylene as described previously (9). These surface derivitizations are stable, and exhibit a low or high hydrophobic character, respectively, as shown by contact angle analysis (9). Surfaces silanized with 0.01% DDS exhibit a partial negative charge in addition to low hydrophobicity, and we will refer to them as hydrophilic surfaces. Protein adsorption Sequential adsorption Single-component solutions of P-Lg and BSA (each equivalent to 1 mg/ml P-Lg) were prepared by first dissolving each in 0.01 M phosphate buffer (pH 7.0) while stirring for 20 min. Each protein solution was filtered 85 through a preassembled, presterilized Nalgene™ Bottle Top Filter (0.2 \im) (Nalge Company, Rochester, NY). From this solution 10 ml were pipetted to small Petri dishes (60 X 15 mm style disposable polystyrene. Falcon 1007, Becton Dickinson and Company, Lincoln Park, NJ) and surfaces were then introduced to the protein solution. Surfaces were allowed to contact the first protein solution for 8 or 1 h after which time they were rinsed sequentially in three, 300 ml volumes of distilled, deionized water. Each individual surface was .rinsed for about 15 s in each step. Surfaces were then introduced to the second protein solution. Surfaces were allowed to contact protein solution for another 8 h if preceded by 8 h contact with the first protein solution, or 1 h if preceded by 1 h contact with the first protein. They were then rinsed as described above. Films formed on surfaces were then aged in 20 ml buffer for 0, 5, 10, or 15 h, then surfaces were rinsed again as above and introduced to the medium with bacterial cells. Great care was taken not to allow the adsorbed protein films to dry throughout these experiments. Competitive adsorption Equimolar amounts of P-Lg and BSA (concentration of each protein equivalent to 1 mg/ml p-Lg) were dissolved in 0.01 M 86 phosphate buffer (pH 7.0) while stirring for 20 min. The protein solution was then filtered as described above. From this solution, 10 ml was pipetted into small Petri dishes and surfaces were then introduced to the protein solution. Surfaces were allowed to contact the protein solution for 8 or 1 h after which time they were rinsed as described above. Protein films formed on surfaces were then aged in 20 ml buffer for 0, 5, 10, or 15 h, then surfaces were rinsed again and introduced to the medium. Culture and adhesion Listeria monocytogenes Scott A was grown each time in 50 ml protein-free defined medium and incubated for 24 h at 37 0 C to reach the stationary phase. The defined medium was made up of 20.8 g/1 RPMI-1640 medium (lot No 119F-4645-1, Sigma) . The medium was modified by the addition of 1% glucose and 2% casamino acids (Difco Laboratories, Detroit, MI). Before use, this medium was filter-sterilized using a preassembled, presterilized Nalgene™ Bottle Top Filter (0.2 urn). Culture was diluted in Butterfield's buffer (a phosphate buffer of pH 7.0; 0.00426% potassium phosphate) to a cell density of 107 - 109 cfu/ml. Ten ml of this diluted culture was transferred to small Petri dishes. Hydrophilic or hydrophobic silica surfaces, either bare or with a previously adsorbed protein film, were introduced to the Petri dishes and allowed to contact the culture for 3 h. Rinsing After contact with cells, surfaces were glued to a microscope glass slide using a Krazy Glue® Pen (Borden Inc., HPPG Columbus, OH) without allowing the biofilm to dry. Rinsing to remove loosely adhered cells was done by passing distilled water through a flow cell into which the glass slides had been inserted. The flow cell structure and the conditions used for rinsing were described previously (1). Image analysis Following rinsing, surfaces were quickly covered by a cover slip and images of bacterial cells adhered to surfaces were taken using an incident light microscopy-image analysis system (IAS). The IAS is composed of a 486 IBM compatible computer interfaced to a Sony monitor and a Reichert Epistar incident light microscope to which a video camera (COHU solid state camera Model 4815-2000/0000, Cohu Inc., San Diego CA) is attached. Image-Pro Version 2.0 (Media Cybernetics®, Silver Spring, MD) was used for reading images, and Visionplus-AT® (Imaging Technology Inc., 88 Bedford, MA) was used for image processing. Images were recorded under the 100/1.25 oil objective. Twenty five images from each surface were digitized and saved for later analysis. The number of cells in a 2500 urn2 field in each image was determined. Statistical analysis Data of the completely randomized design with two replications were evaluated by analysis of variance and least significant difference at the 95% significance level using Statistical Analysis System (SAS) statement PROC ANOVA (17) . RESULTS AND DISCUSSION Adhesion following sequential protein adsorption (8 h contact time) Fig. 4. 1 illustrates the effect of film age on the number of cells adhered to hydrophobic and hydrophilic silica surfaces following sequential contact with proteins for 8 h. It also shows the extent of adhesion measured on bare hydrophobic and hydrophilic silica surfaces. Fig. 4. 1 indicates that the film formed by adsorption of p-Lg 89 followed by BSA (P-Lg/BSA) encouraged adhesion more than did the film formed by adsorption of BSA followed by p-Lg (BSA/p-Lg) (p < 0.05), although the extent of adhesion to p- Lg/BSA remained lower than that measured on bare hydrophobic surfaces. Moreover, BSA/p-Lg reduced the number of cells adhered to values well below that evoked by the bare hydrophilic surfaces, with BSA/p-Lg inhibition of cell adhesion on hydrophilic surfaces being more extensive than that observed on hydrophobic surfaces (P <0.05). The mechanisms by which these two proteins may affect Listeria adhesion to both hydrophobic and hydrophilic silica surfaces when each adsorbs from a single-component solution for 1 and 8 h were discussed previously (1). The surfaces treated with p-Lg/BSA evoked an adhesion response similar to that measured following P-Lg adsorption alone, while that treated with BSA/p-Lg evoked a response closer to that measured following adsorption of BSA alone though a little increase was observed following BSA/p-Lg contact (1). Based only on the relative rate at which each of these proteins, once adsorbed, achieves a nondisplaceable (or otherwise more tightly bound) state, we would expect P~Lg to experience more resistance in exchanging with adsorbed BSA, than BSA would experience in exchanging with adsorbed P-Lg (1, 10). Fig. 4. 1 suggests that 8 h is sufficient for rendering the first protein effectively nonremovable; i.e.. 90 kinetics associated with adoption of a more tightly bound form are not relevant after 8 h of protein-surface contact. Previous studies have described the ability of BSA to displace proteins that had adsorbed to a surface (4, 16, 19). Generally, the ability of BSA to displace such proteins depends on the solution conditions. Ruzgas et al.(16) studied the sequential adsorption of Y~interferon (Y~1NF) and BSA on hydrophobic silicon surfaces. Y~1NF is similar to P-Lg in that it is a dimer, with molecular weight of the monomer equal to about 16.8 kDa; however, it has an isoelectric point of 9.5. When BSA adsorbed from phosphate buffer (0.01 M, pH 7.2) to surfaces, following a 30 min preadsorption of Y~INF from the same buffer, BSA displaced 34% of the Y-INF- The displacement of Y^NF by BSA was observed to increase with decreasing electrostatic interaction between the two proteins. Results from our own laboratory on the sequential adsorption of these two proteins studied with ellipsometry indicate that an increase in adsorbed mass of about 18 and 29% occurs upon introduction of BSA to a P-Lg film (following a 4 h contact of p-Lg) at hydrophobic and hydrophilic surfaces, respectively (14, Appendices B and C). This could suggest that BSA adsorbs to the previously adsorbed P-Lg layer, as the value of adsorbed mass attained upon introduction of the second protein is well above that 91 expected for a monolayer of either protein (i.e., a monolayer of BSA is about 0.155 and 0.140 ug/cm2 at hydrophobic and hydrophilic silica, respectively). BSA molecules adsorbed in this outer layer may readily leave the interface upon rinsing and/or collision with cells during contact with media. BSA may also displace some amount of 0Lg, but Fig. 4. 1 indicates the extent of displacement is not enough to reduce cell adhesion. Similarly, ellipsometric data for P-Lg adsorption following 4 h of BSA contact show an increase in adsorbed mass of about 16% on hydrophobic surfaces, and about 3 0% on hydrophilic surfaces. Again, the increase in adsorbed mass was to a level greater than that expected for a monolayer of either protein. Here, Fig. 4. 1 would suggest that the outer layer of p-Lg is readily desorbed upon rinsing and/or contact with Listeria, leaving only BSA and leading to a low extent of Listeria adhesion. Finally, the fact that greater inhibition of Listeria adhesion is seen at hydrophilic surfaces for the BSA/p-Lg tests is consistent with the facts that: (i) less adhesion would be expected on exposed hydrophilic silica than on exposed hydrophobic silica; and (ii) while BSA shows roughly equal affinity for each surface, p-Lg shows greater affinity for hydrophobic surfaces and may exchange more readily with BSA adsorbed to hydrophobic surfaces than to hydrophilic 92 surfaces (10). These two points explain the increase in adhesion measured at both surfaces following BSA/p-Lg contact over that measured following adsorption of BSA alone (1) . Adhesion following sequential protein adsorption (1 h contact time) Fig. 4. 2 illustrates the effect of preadsorbed pLg/BSA and BSA/p-Lg on adhesion of L. monocytogenes, where adsorption was allowed to occur for 1 h for each protein. At both surfaces, cell adhesion to p-Lg/BSA as well as to BSA/p-Lg was lower than that observed at bare hydrophilic surfaces. Fig. 4. 2 would suggest that adsorbed P-Lg was readily exchanged with BSA while adsorbed BSA resisted exchange with p-Lg, at least to the extent that the surfaces evoked an adhesion response similar to that expected for a BSA film-covered surface following 8 h contact (1). Earlier we reported adhesion following a 1 h contact with BSA to be greater than that measured in the present tests (1). It was argued that due to its low value of k1 (1, 10) relative to that of P-Lg, the population of BSA molecules tightly adsorbed in the passivating orientation would be relatively low. Apparently, the presence of P-Lg in this case facilitated BSA adsorption in the most passivating 93 orientation. Concerning the case where BSA was adsorbed first, the results of Fig. 4. 2 would suggest that after 2 h, the BSA film is more similar to one formed during 8 h of contact than to one formed during 1 h of contact, when formed from a single-component solution at either surface (1) • Ellipsometric data recorded for the p-Lg/BSA sequential adsorption (1 h contact/protein) (14, Appendices B and C) show an increase in adsorbed mass upon introduction of BSA of about 21.5 and 48% on hydrophobic and hydrophilic silica, respectively. But even though such a substantial increase in adsorbed mass was recorded, the final value of adsorbed mass was reasonably close to that expected for a monolayer of BSA at each surface. When BSA adsorption preceded P-Lg introduction, a relatively small increase in adsorbed mass was recorded (about 7 and 14% on hydrophobic and hydrophilic surfaces, respectively) (14, Appendices B and C). Ellipsometry alone cannot distinguish one protein from another, but the thought that BSA displaces adsorbed p-Lg while p-Lg does not displace adsorbed BSA is consistent with Fig. 4. 2 and at least not contradicted by the ellipsometric data. 94 Adhesion following competitive adsorption for 8 h Fig. 4. 3 illustrates the effect of adsorption from a mixture of P-Lg and BSA on adhesion to hydrophobic and hydrophilic silica. Adhesion to protein-coated hydrophobic silica is greater than that observed on protein-coated hydrophilic silica (p < 0.05) but it remains below that recorded on bare hydrophilic silica. This adhesion behavior is similar to that observed in the case of BSA adsorbed alone at each surface (1). The reduced number of cells in the case of the hydrophilic surfaces could be related to the faster conformational rearrangement undergone by BSA at that surface relative to p-Lg (5, 10), as well as less adhesion expected on regions of exposed hydrophilic than hydrophobic surfaces. The concentrations of these two proteins in solution are equal, and greater than that corresponding to diffusionlimited adsorption. Due to its higher kj (1, 10) it is expected that p-Lg would initially bind to the surface faster than BSA, but it would readily exchange with BSA as Si BSA > s i p-Lg- Adsorbed BSA on the other hand may be much more difficult to displace. Ellipsometric data concerning competitive adsorption (14, Appendix B) show attainment of an adsorbed mass greater than that of a monolayer of either BSA or P-Lg. However, the initial adsorption rates are more 95 closer to those observed following BSA adsorption alone. Smith and Sefton (19) investigated the adsorption of BSA and thrombin to polyvinyl alcohol (PVA), heparin-PVA hydrogels and polyethylene (PE). They found that thrombin can adsorb to PVA and PE. However, thrombin could be displaced from PE during BSA adsorption, and thrombin adsorption to PE was prevented by prior or simultaneous exposure to BSA. Adhesion following competitive adsorption for 1 h Fig. 4. 4 shows the effect of adsorption from a mixture of p-Lg and BSA on adhesion to hydrophobic and hydrophilic surfaces. On both surfaces, the number of cells adhered is greater than that recorded after contact with the protein mixture for 8 h (Fig. 4. 3), but remained lower than that recorded on the bare hydrophilic surface. In this case, arguments supporting the results of Fig. 4. 3 would apply to explain the surface passivation. The higher number of cells adhered in the present case compared to Fig. 4. 3 could be related to the lower surface coverage of protein after 1 h contact leaving bare hydrophobic and bare hydrophilic regions which would drive the cell numbers up relative to the 8 h protein contact. The adhesion response shown in 96 Fig. 4. 4 is lower than that recorded following BSA contact from single-component solution for 1 h (1). The reason for this is not obvious, but the finding is analogous to that associated with the P-Lg/BSA tests of Fig. 4. 2. The results of both Figs. 4. 2 and 4. 4 suggest that the presence of pLg at the interface may facilitate adsorption of BSA in a favorable, passivating orientation. 97 10' bare hydrophobic ao 0) S io7 bare hydrophilic 0) i-l 0) x: rO O U 6 ■• 0) e i ■ 10 0 5 10 15 Film age, h Figure 4. 1. Adhesion of L. monocytogenes to hydrophobic silica (closed squares and circles) and hydrophilic silica (open squares and circles) following sequential adsorption of P-Lg and BSA (8 h contact/protein). ■ P-Lg/BSA, • BSA/P-Lg, □ P-Lg/BSA, O BSA/p-Lg. 98 10' bare hydrophobic o / 0) o 107: bare hydrophilic u m o u 0) 3 s io- i 0 5 10 15 Film age, h Figure 4. 2. Adhesion of L. monocytogenes to hydrophobic silica (closed squares and circles) and hydrophilic silica (open squares and circles) following sequential adsorption of p-Lg and BSA (1 h contact/protein). ■ P-Lg/BSA, •BSA/P-Lg/ □ P-Lg/BSA, O BSA/p-Lg. 99 1081 bare hydrophobia e u en o lO7-1 -a bare hydrophilic :/.. f0 t 3 2 10: 0 10 Film age, h 15 Figure 4. 3. Adhesion of L. monocytogenes to hydrophobia (•) and hydrophilic (O) silica following competitive adsorption of p-Lg and BSA for 8 h. 100 10' bare hydrophobia I eo en o / 10 7. bare hydrophilic (U 05 Film age, h Figure 4. 4. Adhesion of L. monocytogenes to hydrophobic (•) and hydrophilic (O) silica following competitive adsorption of p-Lg and BSA for 1 h. 101 REFERENCES 1. Al-Makhlafi, H., J. McGuire, and M. Daeschel. 19 94. The influence of preadsorbed milk proteins on adhesion of Listeria monocytogenes to hydrophobic and hydrophilic silica surfaces. Appl. Environ. Microbiol. (in press) Andrade, J., v. Hlady, and R. wagenen. 1984. Effects of plasma protein adsorption on protein conformation and activity. Pure Appl. Chem. 56: 1345-1350. Arnebrant, T., and T. Nylander. 1986. Sequential and competitive adsorption of P-lactoglobulin and K-casein on metal surfaces. J Colloid Interface Sci. Ill: 529533. 4. Baszkln, A., and M. M. Biossonnade. 1993. Competitive adsorption of albumin against collagen at solution-air and solution-polyethylene interfaces. J. Biomed. Mater, Res. 27: 145-152. 5. Elgersma, A. v., R. L. J. zsom, J. Lyklema, and w. Norde. 1992. Adsorption competition between albumin and monoclonal immuno-gamma-globulins on polystyrene latices. J. Colloid Interface Sci. 152: 410-428. 6. Elwing, H., S. Welln, A. Askendahl, and I. LundstrOm. 1988. Adsorption of fibrinogen as a measure of the distribution of methyl groups on silicon surfaces. J. Colloid Interface Sci. 123:306-308. 7. Fletcher, M. 1976. The effects of proteins on bacterial attachment to polystyrene. J. Gen. Microbiol. 94:400-404. Horbett, T., and J. Brash. 1987. Proteins at interfaces: Current issues and future prospects, p. 1-33. In J. Brash, and T. Horbett (eds.), Proteins at Interfaces, Physicochemical and Biochemical Studies. ACS Symp. Ser, 343, Washington, DC. 102 9. Krisdhasima, v., J. McGuire, and R. Sproull. 1992. Surface hydrophobic influences on p-lactoglobulin adsorption kinetics. J. Colloid Interface Sci. 154:337350. 10. Krisdhasima, v., P. Vinaraphong, and J. McGuire. 1993. Adsorption kinetics and elutability of o-lactalbumin, P-casein, p-lactoglobulin and bovine serum albumin at hydrophobic and hydrophilic interfaces. J. Colloid Interface Sci. 161:325-334. 11. Loeb, G. i. 1985. The properties of nonbiological surfaces and their characterization, p. 111-129. In D. C. Savage and M. Fletcher (eds.), Bacterial Adhesion, Mechanisms and Physiological Significance, Plenum Press, New York. 12. Marshall, K. c. 1985. Mechanisms of bacterial adhesion at solid-water interfaces, p. 133-161. In D. C. Savage and M. Fletcher (eds.), Bacterial Adhesion, Mechanisms and Physiological Significance Plenum Press, New York. 13. Meadows, P. S. 1971. The attachment of bacteria to solid surfaces. Arch. Mikrobiol. 75:374-381. 14. Nasir, A. 1994. M.S. Thesis. Oregon State University. 15. Nylander, T., and N. M. wahlgren. 1994. Competitive and sequential adsorption of p-casein and p-lactoglobulin on hydrophobic surfaces and the interfacial structure of p-casein. J. Colloid Interface Sci. 162:151-162. 16. Ruzgas, T. A., V. J. Razumas, and J. J. Kulys. 19 92. Sequential adsorption of y-interferon and bovine serum albumin on hydrophobic silicon surfaces. J. Colloid Interface Sci. 151:136-143. 17. SAS institute. 1988. The SAS procedures guide. Release 6.03 ed. SAS Inst., Gary, NC. 103 18. Shirahama, H., J. Lyklema, and w. Norde. 19 90. Comparative protein adsorption in model systems. J. Colloid Interface Sci. 139:177-187. 19. Smith, B. H. S., and M. v. sefton. 1993. Thrombin and albumin adsorption to PVA and heparin-PVA hydrogels. 2: Competition and displacement. J. Biomed. Mater. Res. 27:89-95. 20. Soderquist, M., and A. Walton. 1980. Structural changes in protein adsorbed on polymer surfaces. J. Colloid Interface Sci. 75:386-397. 21. Suttiprasit, P., and J. McGuire. 1992. The surface activity of o-lactalbumin, p-lactoglobulin, and bovine serum albumin. J. Colloid Interface Sci. 154:327-336. 22. Tamada, Y., and Y. ikada. 1993. Effect of preadsorbed proteins on cell adhesion to polymer surfaces. J. Colloid Interface Sci. 155:334-339. 23. Wachem, P. B. v., C. M. Vreriks, T. Beugeling, J. Feljen, A. Bantjes, J. P. Detmers, and W. G. van Aken. 1987. The influence of protein adsorption on interactions of cultured human endothelial cells with polymers. J. Biomed. Mater. Res. 21:701-718. 24. Yang, J., J. McGuire, and E. Kolbe. 1991. Use of equilibrium contact angle as an index of contact surface cleanliness. J. Food Protec. 54:879-884. 104 CHAPTER 5 SIGNIFICANT FINDINGS 1. Adhesion following 8 h adsorption from a single component solution A. P-Lg encouraged adhesion of L. /nonocytogenes to hydrophilic and hydrophobic surfaces. Adhesion was significantly greater than that observed following contact with the other three proteins studied. This suggested that p-Lg adsorbed in a less passivating conformation to both types of surfaces. B. BSA adsorption to both surfaces significantly reduced the number of cells adhered to values less than that recorded following contact with P-Lg, p-casein, or ocLac. This implied that BSA adsorbed in a more passivating conformation. C. p-casein and a-Lac influenced adhesion to each surface to extents that were intermediate between p-Lg and BSA. 2. Adhesion following 1 h adsorption from a single component solutions A. Adhesion to surfaces contacted with BSA was 2-3 orders of magnitude greater than that following 8 h contact. 105 Since BSA has a lower kl value, these results indicated that the population of BSA molecules tightly adsorbed in the "passivating" orientation might be relatively low. B. Adhesion to both surfaces contacted with P-Lg was lower than that following its 8 h contact and greater than that following BSA 1 h contact. These results inferred that because of its low S! value, P-Lg desorption from surfaces resulted in greater bare areas for adhesion. 3. Adhesion following sequential adsorption (8 or 1 h contact time/protein) Adhesion results following sequential adsorption of BSA and P-Lg were similar to that following contact with each individual protein for 8 h. This indicated that neither BSA nor p-Lg was able to displace each other after 8 h contact. However, in the 1 h tests, adhesion was reduced significantly suggesting that BSA was able to displace P-Lg and dominates the surfaces. 4. Adhesion following competitive adsorption for 8 and 1 h Adhesion results to both surfaces following adsorption from a mixture of BSA and P-Lg for 8 and 1 h were relatively 106 similar to that observed on surfaces precoated with BSA alone for 8 h. These results pointed out that because of its lower Si value, P-Lg would readily exchange with BSA. However, adsorbed BSA may be much more difficult to displace. 5. 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DAESCHEL, JOSEPH MCGUIRE, AND HAMOOD AL-MAKHLAFI * This paper was published in Journal of Food Protection, Vol. 55, No. 9, Pages 731-735 (September, 1992). 121 ABSTRACT The antimicrobial activity of nisin was studied after its adsorption to hydrophilic and hydrophobic silicon surfaces. Adsorption was allowed to occur from buffered nisin solutions under static conditions, and the adsorbed mass of nisin was calculated from the resultant film thickness and refractive index, determined using ellipsometry. Once adsorbed, nisin was observed to be stable to buffer rinsing; the amount of nisin adsorbed onto each type of surface was determined to be of a quantity sufficent for inhibition of susceptible bacteria. Antimicrobial activity was maintained both upon silicon surface contact with microbial media, and after nisin desorption induced by surfactant displacement. 122 INTRODUCTION The ability of disease and food spoilage causing microorganisms to adhere to inert surfaces is widely recognized as a serious problem and has been the focus of numerous investigations. It is believed that microorganisms that are attached to surfaces may be much less susceptible to the killing effect of sanitizers commonly used in the food industry. As an analogy it has been observed (6) that when medical devices such as cardiac pacemakers are colonized by bacteria, very high levels of antibiotics are needed to eliminate the bacteria. In industry, increasing the concentration of chemical sanitizing agents is probably unacceptable, since increased concentrations of sanitizers may pose health risks to employees, possibly result in unacceptable chemical residuals in the product, and increase production costs. Additionally, higher chemical concentrations do not necessarily result in greater sanitation efficiency. An alternative and novel approach to optimize sanitation strategies is to inhibit the initial adhesion of microbial contaminants to food contact surfaces, as opposed to trying to remove them once they are adhered. A similar concept has been in use in the way of antifoulant paints to protect the hulls of ships kept afloat for extended periods 123 from the onset of marine growth. These paints work by releasing in some controlled manner small amounts of active ingredients that prevent fouling organisms from adhering to the surface (5). Here we describe an approach that would involve treatment of a surface with a preadsorbed layer of nisin, a protein that when free in solution exhibits antimicrobial activity. If nisin activity is maintained in the adsorbed state, sensitive bacterial cells or spores that attempt to attach would be killed, thus inhibiting biofilm development and reducing the incidence of food product contamination by pathogenic or spoilage causing bacteria. Historically nisin has been used in foods as a direct additive to inhibit the growth of gram-positive cells and spores and has recently been approved (USA) for use with pasteurized cheese spreads. Nisin can withstand activity loss during thermal processing and exposure to acidic food environments. These characteristics and others (16) such as non-toxicity make its use as an antimicrobial agent attractive in many food processing situations. In general, proteins are extremely surface active. Their strongly amphipathic nature gives them great stability in the adsorbed state, and protein adsorption is thus involved in several instances of technical interest. Protein interactions with solid surfaces have been studied 124 for decades, and several thorough reviews are available (2, 15, 29). Protein adsorption is characterized by the likely presence of a time dependence in the development of bonds with the surface, a time dependence in the lateral mobility of the protein molecules, and time-dependent conformational changes; it is thus very difficult to quantify. There are, however, some established principles or "rules of thumb" that guide explanation of the course of protein adsorption. In this note we describe the antimicrobial activity of nisin bound.to hydrophilic and hydrophobic silicon surfaces. Its stability at these surfaces is discussed with reference to established principles thought to govern protein surface activity. Silicon is not used in food contact, but the hydrophobicity of its surface can be varied in a controlled manner. As surface hydrophobicity is known to play an important, sometimes dominant role in protein and whole cell adhesion to food contact surfaces (2, 15, 29), an approach allowing experimental observations to be quantitatively related to contact surface hydrophobicity is quite attractive; such an approach is afforded by use of modified silicon surfaces. 125 MATERIALS AND METHODS Solid surfaces Optically flat, monocrystalline and polished silicon wafers (Wacker Siltronic Corp., Portland, OR: 1-0-0 orientation; resistivity = 0.8-2 ohm cm) were cut into rectangular plates using a tungsten knife. The surface area varied from about 1 to 2 cm2 per plate. We were unable to obtain plates with identical dimensions due to difficulties encountered in cutting the silicon. Preparation of hydrophilic silicon surfaces by oxidation and hydrophobic surfaces by silanization with dichlorodimethylsilane was performed according to Jonsson et al. (17). Surface modification was verified with contact angle analysis; water formed a contact angle less than 10° on hydrophilic silicon, and a contact angle greater than 100° on hydrophobic silicon (26) . Adsorption Hydrophilic silicon samples were each rinsed in distilled, deionized water, dried with nitrogen, and had their optical constants measured by ellipsometry immediately after their preparation, prior to protein contact. 126 Hydrophobic surfaces were rinsed in trichloroethylene (immediately following contact with dichlorodimethylsilane), rinsed in acetone and then in ethanol, dried with nitrogen, and had their optical constants measured prior to protein contact. A high potency grade of nisin was obtained from Aplin and Barrett, Ltd. (Dorset, UK). Activity was indicated as 45.5 x 106 U/g (Lot code 5150J). Sodium phosphate buffer solutions were prepared using chemicals of analytical grade and water that was both distilled and deionized. Nisin was added to 0.01 M monobasic sodium monophosphate (pH 4.5) to assure complete solubilization. Dibasic sodium monophosphate (0.01 M) was added to solubilized nisin until a pH of 6.0 and a final nisin concentration of 1 mg/ml was obtained. Varying concentrations of nisin solutions were obtained by dilution with 0.01 M sodium phosphate buffer (pH 6.0). Sample silicon plates were contacted with nisin solutions under static conditions by contacting one plate with one volume (15 ml) of protein solution for 8 h. After contact, silicon samples were rinsed three times with distilled, deionized water to remove protein not tightly bound to the surface, dried in a nitrogen stream, stored in a desiccator for about 12 h, then removed for ellipsometric analysis. Triplicate samples were run simultaneously. In desorption tests, film covered samples were rinsed three times with 127 distilled, deionized water as above, but then immersed in 15 ml pure buffer for 12 h. Samples were then rinsed three times again, dried with nitrogen, stored in a desiccator for about 12 h, and removed for ellipsometric analysis. Duplicate samples were run simultaneously. The thickness and refractive index of the nisin film remaining on each surface was ellipsometrically determined. In each case, readings were made at each of 15 to 20 different surface locations. Ellipsometric measurements were made using an automated ellipsometer (Model L104B, Gaertner Scientific Corp., Chicago, IL). The light source was a 1 mW, helium-neon laser having a beam wavelength of 6328 A. The angle of incidence was 70°. Elliosometry Ellipsometry is an optical technique used to determine the thickness and refractive index of thin films by analysis of the change in the state of polarized light that accompanies reflection from a film-covered surface. The state of polarization is defined by the phase and amplitude relationships between the two component plane waves into which the electric field oscillation is resolved. In general, reflection causes a change in the relative phases of these waves and a change in the ratio of their 128 amplitudes. Reflected light is characterized by the angle A, defined as the change in phase, and the angle 7, the arctangent of the factor by which the amplitude ratio changes. Software supplied by Gaertner ("SubCA") was used to determine the optical constants T and A for bare surfaces as well as adsorbed films. Resolution of the measured Y and A for each film-covered surface into values of film thickness and refractive index was done using a computer program (20) based on calculation procedures described by McCrackin et al. (28). Given the values of film thickness and refractive index, the adsorbed mass of a film immersed in buffer can be calculated by an application of the Lorentz-Lorenz relationship as experimentally verified by Cuypers et al. (7). If a protein film remaining on a surface after rinsing is dried, the adsorbed layer can be approximated as a layer consisting of protein and air. In this case, T = 0.1 d (Mp/Ap) (n£2 - l)/(n£2 + 2) [1] where F (ug/cm2) is the adsorbed mass of protein; d (run) is the film thickness; Mp (g/mol) is the molecular weight of protein; and Ap (cmVmol) is the molar refractivity of protein. The refractive index n£ refers to that of the film. For nisin, Mp/Ap = 3.72 g/cm3. Ap was calculated by appropriately summing individual molar refractivities of the amino acids in nisin, excluding the dehydro-residues. Molar 129 refractivity values were tabulated for the twenty amino acid residues by Pethig (30) . The value of Mp was then taken as the sum of the molecular weights of the amino acids in nisin, excluding the dehydro-residues. Construction of adsorption isotherms The relationship between adsorbed mass of protein and its equilibrium concentration may be described by more than one model or equation. A Langmuir-type model of the form r = rmax ceq / (a + ceq) [2] was used to describe nisin adsorption at each surface. Ceci is the apparent equilibrium concentration (mg/1) ; rmax is the plateau value of adsorbed mass; and a (mg/1) is a function constant. The Langmuir adsorption isotherm assumes a monolayer film, a homogeneous surface, and no lateral interaction among adsorbed protein molecules. Equation [2] resembles the Langmuir isotherm, but should not be taken to imply or assume any of its fundamental premises. Detecting nisin activity The activity bioassay for nisin consisted of preparing 150 x .25 mm MRS (Difco, Detroit MI) agar dishes seeded with a 0.1% vol/vol of a standardized overnight culture of 130 Pediococcus pentosaceus FBB61-2 (8,19). Dried silicon plates with and without adsorbed nisin were placed face down directly onto the surface of the seeded agar dishes. Seeded agar dishes containing silicon plates were held at 40C for 24 hours prior to incubation at 370C for outgrowth of the indicator. Adsorbed nisin was desorbed from individual surfaces by agitating 50 ul of 0.01 M phosphate buffer (pH 6.0) containing 1% polyoxyethylene sorbitan (Tween 80) with a pipette tip over the entire surface. The 50 ul was then transferred to wells (5.6 mm dia.) that had been made in seeded agar dishes. RESULTS AND DISCUSSION Nisin adsorption to silicon The effect of silicon surface silanization on nisin adsorption isotherms is illustrated in Fig. A. 1. Adsorption to the hydrophobic surface exhibited a steep initial slope followed by immediate attainment of a plateau. Adsorption to the hydrophilic surface exhibited a lower surface affinity at low concentrations, but steadily increased and did not attain a plateau value in the concentration range 100 to 1000 mg/1. Once adsorbed, a single type of protein can probably exist in multiple conformational states on a 131 surface (1, 12, 15, 18), and protein molecules are assumed, in general, to change conformation to a greater extent on hydrophobic relative to hydrophilic surfaces (12). This is due to the presence of hydrophobic interactions between the solid surface and hydrophobic regions in the protein molecule. This interaction gives the molecule an extended structure, covering a relatively large area of the surface. The repulsive force normally acting between native protein molecules is probably decreased for such conformationally changed molecules. On a hydrophilic surface, forces acting between the surface and the molecule may be smaller in magnitude. The resulting conformational change would likely be smaller, preserving a greater repulsive force among adsorbed molecules. Probably as a result of nisin's unusual chemical properties, the present results are inconsistent with the general observation that greater amounts of adsorbed protein are found on hydrophobic as opposed to hydrophilic surfaces. Nisin is probably not a very flexible protein, consisting of only 34 amino acid residues with five thioether cross-linkages forming internal rings (21). Nisin is, however, a hydrophobic protein, and its adsorption to hydrophobic surfaces is consistent with adsorption being entropically driven in this case. The effective irreversibility in adsorption with respect to dilution 132 implies that multiple noncovalent interactions serve to hold the molecule in place, with complete separation of the molecule from the surface constituting an unlikely event. Current models of protein adsorption are based on the assumptions that a protein molecule may not only change conformation after adsorption, but may also desorb from the surface (23-25). However, the likelihood of "pure" desorption is low, especially at long contact times, and if desorption occurs at all it is most likely through bulk-surface exchange reactions among proteins. Such exchange reactions take place more readily on hydrophilic than on hydrophobic regions of a surface (10, 11). Adsorption to hydrophilic silicon is describable with reference to electrostatic interactions. Hydrophilic silicon is negatively charged, with an isoelectric point of about 2, and nisin is positively charged at pH 6. Conceivably, at low nisin concentrations, the favorable electrostatic interaction between protein and surface could be somewhat reduced due to "shielding" by counterions in the buffer. At greater nisin concentrations, with the same (0.01 M sodium phosphate) buffer, shielding would have a lesser effect (22). The observation that adsorption to hydrophilic silicon is only partially irreversible to dilution implies that although multiple noncovalent "contacts" are probably involved in adsorption, the electrostatic and hydrogen 133 bonding forces involved are much more readily displaceable in an aqueous environment than are hydrophobic interactions. The classification of protein adsorption into monolayer or multilayer film formation is based on the magnitude of adsorbed mass with respect to protein dimensions in solution (9, 27). Values of adsorbed mass recorded in these experiments are consistent with monolayer coverage, but some workers have reported that protein can adsorb onto a surface in more than one layer. For example, Arnebrant et al. (3) studied adsorption of P-lactoglobulin and ovalbumin on hydrophilic and hydrophobic chromium surfaces using ellipsometry and potential measurements. On clean hydrophilic surfaces their results showed that a thick, highly hydrated layer is obtained, which can be partially removed by aqueous buffer rinsing. They suggested that the protein adopts a bilayer formation on the surface, with the bottom layer unfolded and attached by strong polar bonds to the surface. In the case of protein in contact with a hydrophobic metal surface, they found recorded values of adsorbed mass to be consistent with formation of a monolayer. 134 Antimicrobial activity of adsorbed nisin The antimicrobial activity of nisin adsorbed to silicon plates treated to exhibit hydrophilic properties is represented in Fig. A. 2. The silicon plates numbered 1-10 indicate the concentration range of 100 to 1000 mg/1 of nisin solution from which the protein was adsorbed. Inhibition zone size in antimicrobial bioassays is generally proportional to log10 concentration of the antimicrobial agent. In this study we did not attempt to quantify the nisin activity associated with the sample plates because of their irregular dimensions. Desorption of nisin from the silicon surfaces was undoubtedly essential in order to observe antimicrobial activity. Nisin is a small polypeptide which must traverse through the microbial cell wall to elicit lysis of the cell membrane. Thus while adsorbed to a surface, nisin would not be able to interact with microbial cells. Although adsorbed nisin was seen to be stable to rinsing with buffer, it is probable that desorption of nisin occurred when contacted with the microbial medium in the bioassay petri plates. Tween 80, a commonly used food emulsifier and a component of the MRS medium used in this study has been shown to enhance nisin activity in milk (4, 19). Goff et al. (13) showed that Tween 80 has the ability 135 to displace proteins from the surface of milk fat globules. We evaluated the ability of Tween 80 in buffer to desorb nisin from plate surfaces. In Fig. A. 3 the activity of desorbed nisin (from hydrophilic surfaces) is seen as inhibition zones in the agar well diffusion assay. The amount of recovered nisin roughly corresponds to the relative amount of mass intially adsorbed, similar to the previously described relationship between Fig. A. 1 and A. 2. No residual nisin was detected on plates after treatment with Tween 80. The inhibition zone size represented with well 10 is not valid because most of the desorbed nisin sample was lost during manipulations. It should be noted that the amount of nisin adsorbed onto surfaces is of a quantity sufficent for inhibition of susceptible bacteria. Commonly, about 100 U/g are used in food products (14) to prevent the outgrowth of gram-positive bacterial spores and vegetative cells. The amount of nisin (activity) estimated to be adsorbed to the silicon surfaces was between 50 and 100 U/cm2. This estimate is based on comparison between inhibition zone size of standardized amounts and amounts of nisin recovered from the surfaces (Fig. A. 3). Basic questions relating to the short- and long-term stability of adsorbed nisin, how well immobilized nisin can resist displacement by dissolved solution components, and what surface concentrations are necessary to inhibit biofilm 136 formation need to be addressed. These issues will contribute to the subject of future reports. 137 0.5 in en n •a o •o a ■ hydrophobic D hydrophilic 1000 1200 nisin concentration, nig/I Figure A. 1. Nisin adsorption isotherms constructed for hydrophilic and hydrophobic silicon surfaces. The mass of nisin remaining on each type of surface after a 12 hour exposure to pure buffer is indicated by the closed (hydrophobic) and open (hydrophilic) circles. The curves drawn through the data follow equation [2]. 138 Figure A. 2. Nisin activity manifested by inhibition zones around the periphery of hydrophilic silicon plates. Numbers 1-10. indicate the concentration of nisin solutions (100 to 1000 mg/1) that had contacted the surfaces. C denotes surfaces that were not exposed to nisin. The indicator bacterium is Pediococcus pentosaceus FBB-61-2. Grid squares are 2 cm2. 139 Figure A. 3. Detection of the activity of nisin desorbed from hydrophilic surfaces with 1% w/w Tween 80. Numbers 1-10 indicate the concentration of nisin solutions (100 to 1000 mg/1) that had contacted the surfaces. Nis 1 and Nis 2 are standard concentrations (100 and 50 U/ml respectively) of nisin. C denotes surfaces that were not exposed to nisin.The indicator bacterium is Pediococcus pentosaceus FBB-61-2.Grid squares are 2 cm2. 140 REFERENCES Andrade, J. D., V. L. Hlady, and R. A. Van wagenen. 1984 Effects of plasma protein adsorption on protein conformation and activity. Pure Appl. Chem. 56:1345-1350. Andrade, J. D. 1985. Principles of protein adsorption, p. 1-80. In J. D. Andrade (ed.), Surface and Interfacial Aspects of Biomedical Polymers. Volume 2. Plenum, New York. 3. Arnebrant, T., B. Ivarsson, K. Larsson, I. Lundstrdm, and T. 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Schwartzberg and R. Hartel (eds.), Physical Chemistry of Foods. Marcel Dekker, New York. 27. MacRitchle, F. 1972. The adsorption of proteins at the solid/liquid interface. J. Colloid Interface Sci. 38:484-488. 28. McCrackin, F.L., E. Passaglia, R.R. Stromberg, and H.L. Steinberg. 1963. Measurement of the thickness and refractive index of very thin films and the optical properties of surfaces by ellipsometry. J. Res. NBS A. Physics and Chemistry. 67A:363-377. 29. Norde, w. 1986. Adsorption of proteins from solution at the solid-liquid interface. Adv. Colloid Interface Sci 25:267-340. 30. Pethig, R. 1979. Dielectric and Electronic Properties of Biological Materials. John Wiley & Sons, New York. 144 Appendix B 100 Figure B. 1. The hydrophobia followed by for another 200 300 400 Time, min. 500 600 sequential adsorption of BSA and P-Lg to surfaces. P-Lg was adsorbed first for 4 h rinsing for 3 0 min. then BSA was introduced 4 h. 145 100 200 300 400 Time, min. Figure B. 2 The sequential adsorption of BSA and B-Lg to hydrophobia surfaces. BSA was adsorbed first for 4 h followed by rinsing for 3 0 min. then B-Lg was introduced for another 4 h. 146 200 300 400 RDf, Time, min. Figure B. 3. The hydrophilic followed by for another sequential adsorption of BSA and p-Lg to surfaces. P-Lg was adsorbed first for 4 h rinsing for 3 0 min, then BSA was introduced 4 h. 147 600 Time, min. Figure B. 4 The sequential adsorption of BSA and B-La to fof^H1^ surfaces- BSA was adsorbed fi?st for 4 h followed by rmsmg for 30 min. then p-Lg was introduced for another 4 h. K y w^b 148 20 40 60 80 100 Time, min. 140 160 FigUr ^^" 5; Khe secJuential adsorption of BSA and B-Lg to hydrophobia surfaces. p-Lg was adsorbed first fo? 1 h for'ano^ IT.^ f0r 30 min - then BSA was introduced 149 20 40 60 80 100 Time, min. 120 40 Figure B. 6. The sequential adsorption of BSA and B-Lg to hydrophobic surfaces. BSA was adsorbed first for 1 h followed by rinsing for 3 0 min. then (J-Lg was introduced for another 1 h. 60 150 ?n Figure B. 7. The hydrophilic followed by for another 40 60 80 100 Time, min. 160 sequential adsorption of BSA and B-Lg to surfaces. p-Lg was adsorbed first for 1 h rinsing for 30 min. then BSA was introduced 1 h. 151 0.18 60 80 100 Time, min. 160 Figure B. 8. The sequential adsorption of BSA and p-Lg to hydrophilic surfaces. BSA was adsorbed first for 1 h followed by rinsing for 3 0 min. then p-Lg was introduced for another 1 h. 152 6 0.1 0.08 T3 (D o O 0.06 0.04 0.02 "SO HK) 150 200 250 300 Time, min. 350 400 450 500 Figure B. 9. The competitive adsorption of BSA and p-Lg to hydrophobic surfaces. Adsorption was performed from an equimolar mixture of both proteins for 8 h. 153 100 150 00 250 300 350 400 450 500 Time, min. Figure B. 10. The competitive adsorption of BSA and p-Lg to hydrophilic surfaces-. Adsorption was performed from an equimolar mixture of both proteins for 8 h. 154 Appendix C Table C.l. The adsorbed mass (ug/cm2) following sequential adsorption of BSA and P-Lg for 1 and 4 h to hydrophilic and hydrophobic surfaces. The tabulated adsorbed mass for the first protein is recorded immediately after rinsing and before introduction of the second protein. The final adsorbed mass as well as the percent increase in the total adsorbed mass are tabulated after the second adsorption time of the second protein and before rinsing. Adsorption first second time, h adsorbed adsorbed protein protein surface adsorbed final %increase in type mass adsorbed adsorbed mass mass 4 BSA P-Lg hphobic 0.155 0.180 16 4 BSA P-Lg hphilic 0.135 0.176 30 4 P-Lg BSA hphobic 0.153 0.181 18 4 P-Lg BSA hphilic 0.138 0.178 29 1 BSA P-Lg hphobic 0.13 9 0.150 7 1 BSA P-Lg hphilic 0.142 0.162 14 1 P-Lg BSA hphobic 0.144 0.175 21.5 1 P-Lg BSA hphilic 0.106 0.157 48 hphobic = hydrophobic surface hphilic = hydrophilic surface