Brownfield Grant Program Application PROJECT ADDRESS: Street address, suite number, City, State and Zip 1. APPLICANT Legal Name of Applicant: Mailing Address: City/State: Zip Code: Tax Identification Number: Website: If applicant is a business, indicate the business type and attach supporting documentation (articles of incorporation, etc.): Corporation Partnership Other LLC Sole Proprietorship Are all of Applicant’s local, state and federal taxes current? 2. Yes No (provide explanation) CONTACT INFORMATION (Primary Contact Person for Applicant) Contact Name: Title: Address: Email: Primary Phone Number: 3. PERSONAL BACKGROUND INFORMATION. The City conducts background checks on all program applicants including all company principals. For this reason, it is important that the questions in this section be answered completely and truthfully. An arrest or conviction record will not necessarily disqualify you. An untruthful answer, however, will cause your application to be denied. Attach additional sheets as necessary. Provide the full name, birth date (DOB), address and years at address for each applicant and/or company principal owning more than 10% beneficial ownership if applicant is a company. Name DOB Address* Years There % Ownership in business *Each Applicant or company principal must provide a list of all of his/her prior addresses for the past five years including street address, city and state. Have you ever been charged with or arrested for any criminal offense other than a minor vehicle violation? (This question must be answered for each Applicant and/or Principal in the business. All arrests and charges must be explained on an attached sheet including the outcome of each.) Yes Are all personal local, state and federal taxes of each applicant / principal in the business current? If no, include explanation on attached sheet. Yes No Page 1 of 4 No 3. PERSONAL BACKGROUND INFORMATION (continued) List all Mecklenburg County property owned by Applicant and all business principals owning more than 10% in the business. Attach a separate sheet if necessary. 1. 2. 3. 4. 5. 4. PROJECT INFORMATION Project Address: Tax Parcel Number: Zoning of Property: Property Square Footage What is your legal interest in the building? Property Owner Developer (if developer, the property owner must complete an Owner Consent Form) Are there any known code violations existing at the site? If yes, explain: 5. 6. 7. 8. 9. Yes CURRENT SITE OWNERSHIP Owner Name Address (street, city, state, zip): Phone: Email: OWNER’S REPRESENTATIVE Name Address (street, city, state, zip): Phone: Email: PROPOSED SITE BUYER Name Address (street, city, state, zip): Phone: Email: BUYER’S REPRESENTATIVE Name Address (street, city, state, zip): Phone: Email: No FINAL PROJECT INFORMATION Provide a brief description of the proposed end-use of the property. Include plans and/or conceptual information regarding the future use of the property, zoning changes, etc. Use a separate sheet of paper if necessary. Attach any plans and specs, if available, together with any other related documentation regarding the site’s proposed future use. Number of Jobs that will be housed in completed project: Description of Jobs: Page 2 of 4 10. ENVIRONMENTAL INFORMATION (A) Explain what evidence of suspected – or actual – contamination exists on the site. Use a separate sheet of paper if necessary. Attach all available supporting reports. (B) Have any environmental studies on the site been started – or completed – on this project? If yes, indicate the amount expended to-date on environmental assessment activities: $ (C) Have any cleanup activities already occurred – or been started – on the site? If yes, provide the amount expended on clean-up activities to-date: $ Yes Yes No No If yes, provide a description of the cleanup activities and the status of each below, attach all supporting documentation (D) Provide an estimate of the number of jobs that will be created by this project: Construction Jobs Cleanup Jobs (E) What is the total estimates construction cost of the project? 11. BROWNFIELD STATUS (A) Is the applicant a potentially responsible party that caused or contributed to the contamination to be assessed, Yes No or did the applicant own the property at the time contamination occurred? (B) Does the property meet the definition of a “Brownfield” as defined in the federal Small Business Liability Relief and Brownfield Revitalization Act (Section 211(a)(39) of the Public Law 107-118 (H.R. 2869). No Yes (STOP - Project may be ineligible) (C) Does the applicant have or can it obtain access to 100% of the property to be assessed? Yes Applicant owns property Access agreement is in place with current owner(s). Yes Presently working on access agreement with current owner(s). No STOP – Project may be ineligible No (D) Has the applicant received in the past, is it currently receiving, or has it applied for federal, state or local brownfield assessment or cleanup funding for this property? No Already applied for but not currently receiving federal state local Applied Currently receiving funding from federal state local Receiving List source and activities for which funds were used: Received in Past (E) Is the property a former gas station or has it been contaminated by petroleum products only? Yes No Unknown (F) Indicate the type of work being requested (check all that apply): Phase I site assessment (cost estimates required) Phase II site assessment (cost estimates required) Cleanup (include supporting environmental reports, description of activities and cost estimates) (G) Is there a specified timeline in which site assessment activities need to be performed? No Yes, Please define: __________________________________________ Page 3 of 4 CHECKLIST Complete this checklist to ensure all required documents are included. Incomplete applications cannot be considered. Completed Application. Organizational Documentation. (articles of incorporation, LLC operating agreement, etc.) (See Section 1). Personal Background Exhibits (See Section 3). Plans and specs or other conceptual designs of proposed end-use of property. (See Section 9) Copies of all reports addressing environmental conditions at the site. (See Section 10). Phase I Phase II Other ________________________ Check here if not applicable. BY checking here Applicant acknowledges that there have been no known environmental reports or assessments of any kind conducted as of the date hereof. Cost estimates Attach two competitive estimates for each expense.(See Section 11F) Owner Consent Form – Required if Applicant is not the owner of the real estate Other. APPLICANT SIGNATURE By signing below the Applicant acknowledges that he/she has read and understands the program guidelines for the Brownfield Grant Program available at http://nbs.charlottenc.gov. Applicant understands that costs incurred prior to application approval and grant contract signing are not eligible for reimbursement. Incomplete applications cannot be considered. The Applicant authorizes the City of Charlotte to request criminal record information about each individual or, if Applicant is a Company, each principal of the Company for the purpose of determining eligibility for this grant. All costs incurred by the City pursuant to this record search will be paid by the Applicant. The Applicant assures that the information contained in the application is true and correct and agrees to comply with all City of Charlotte guidelines applicable to this program. The Applicant authorizes the City to use his/her/its name, likeness, photos and/or information about the project participating in the Program for promotional purposes. By signing below, the Signatory acknowledges he/she is duly authorized to act on behalf of the Applicant and that the Applicant is properly organized and licensed to conduct business in the state of North Carolina. Applicant Name: Print Name: Title Signature Date RETURN COMPLETED APPLICATIONS with all required attachments to: City of Charlotte Neighborhood & Business Services ATTN: Veronica Williams-Mosley vmosley@charlottenc.gov Office: 704.336-2427 600 E. Trade Street, Suite 300 Charlotte NC 28202 Electronic copies are preferred Page 4 of 4 If the Applicant does not own the property, the below Owner Consent Form must be completed by the property Owner and submitted with the Application. OWNER CONSENT FORM The undersigned owner of the existing property located at acknowledges that intends to undertake brownfield assessment and/or cleanup activities at the above property. The undersigned agrees to permit the Applicant and his/her/its/their contractors or agents to undertake any and all related activities on the site. The undersigned hereby waives any claim against the City of Charlotte (“the City”) arising out of the use of said grant funds for the purposes set forth in the Application. The undersigned agrees to hold the CITY harmless for any charges, damages, claims or liens arising out of the Applicant’s activities and participation in the City’s Grant Programs. In witness whereof, the owner has hereunto set his hand and seal, or if a corporation, has caused this instrument to be signed in its corporate name by its duly authorized officers and its seal to be hereunto affixed by authority of its Board of Directors, if a Partnership by its Partners, if a LLC or LLP, by its Members/Managers, etc. the day and year first above written. Corporate Seal (Company Name) leave blank if Owner is an Individual By: __________________________ (Seal) ____________________Name ____________________Title By: _____________________________ (Seal) _____________________Name _____________________Title NORTH CAROLINA, County of Mecklenburg I, ___________________________________, a Notary Public, do hereby certify that ______________________________________ personally appeared before me this day and acknowledged the due execution of the foregoing instrument. WITNESS my hand and official seal or stamp, this ___________ day of ______________, 20_____. _____________________________ Notary Public _________________________ My commission expires