Adaptive Nulling with Spherical Arrays Using a Genetic Algorithm You Chung Chung * Randy L. Haupt haupt@ee.unr.edu Electrical Eng. Dept University of Nevada Reno,NV 89557 Tel : (775) 784-6927 Fax : (775) 784-6621 youchung@unr.edu Electrical Eng. Dept. University of Nevada Reno, NV 89557 Tel : (775) 784-6921 Fax : (775) 784-6627 1. INTRODUCTION Spherical arrays are arrays that conform to the surface of a sphere. One approach to a spherical array layout is to mold a planar array to the surface of a sphere (spherical-planar array). Another approach is to create circular arrays about the spherical surface (spherical-circular array). This paper presents an approach to adaptive nulling with either type of spherical array using a genetic algorithm. Amplitude and phase adaptive nulling with a genetic algorithm generates deeper and faster nulls than phase-only nulling [I-31. A genetic algorithm is used to place a null at the sidelobe of two types of spherical arrays. The 16x16 element, 256 elements, rectangular grid half wavelength spaced spherical planar array, and the spherical circular array with same number of elements as spherical-planar a m y are simulated and compared. 2. SPHERICAL ARRAYS AND GENETIC ALGORITHM An amplitude & phase adaptive linear array with a genetic algorithm is described in [1-4]. A spherical array pattern is given by [5-61 R = radius of sphere; A. = array weight at element n; f&I$)= element pattern; eo=angle of main beam; e.= angle of element n; k2dk e = angle; C=angle of main beam; &=angle of element n; h= wavelength; I$ =angle; The GA controls the least significant bits of the phase shifter bits and amplitude weight bits, and minimizes output power while it maintains the main beam direction and gain. The least significant bits of phase shifier4ombination of 3 , 4 and 5 bits out of 8 possible bits--are used for amplitude & phase control spherical adaptive arrays. A 16x16 element spherical-planararray and spherical-circular array are shown in Figures 1 and 2. The null depths in dB of spherical-planar and of spherical-circular arrays are compared when a jammer is incident on a sidelobe of both spherical arrays. The initial low sidelobe amplitude tapers are used for both arrays. 0-7803-5639-X/99/$10.00 Q1999 IEEE. 2000 Figure 1. Spherical-Planar Array. ... _... j. I . . . -20 -20 Figure 2. Spherical-Circular Array. 2001 3. RESULTS AND CONCLUSION The nulled patterns are superimposedon the quiescent patterns for both spherical arrays in Figures 3 and 4. The null depths of both arrays are close to the Same depth. The quiescent sidelobe of the spherical-planar array is about -3OdB below the peak of the main beam, and the quiescent sidelobe of the spherical-circular array is about -2OdB below the peak of its main beam. The spherical-circular array has slower convergence speed than spherical-planar since a chromosome of 16x16 spherical-planar array is shorter than that of spherical-circular. The GA of the spherical-planar controls only 32 elements instead of 255 elements due to the symmetric amplitude and phase. Thus, the search space for placing the null in the spherical planar array is much smaller than the search space for the spherical circular array. The spherical-planar array converges faster than the spherical-circular due to the less number of controlling elements, and it only required 5 amplitude and 3 phase bits for control. Therefore, the spherical-planar array using an adaptive GA generates nulls faster than the spherical-circularand has more controllability of low initial sidelobe levels. In addition, this paper shows that a GA generates nulls on two m e s of spherical arrays, and it is proved that GA can optimize any antenna arrays quickly without any geomeaical limitation of antenna array. 4. REFERENCES [I]. R. L. Haupt, “Phase-only adaptive nulling with a genetic algoritlun,” IEEE Tram.Antenna Propagat., vol. AP-45, pp. 1009-1015, June 1997. 121. Y. C. Chung,and R L. Haupt, “Amplitude and phase adaptive nulling with a genetic algorithm, ” USNC/URSINationalRadio Science Digest, pp. 225, Atlanta, Ga., June 1998. . [3]. Y. C. Chung,and R L. Haupt, “Optimiziiggenetic algorithm parameters for adaptive nulling,” accepted to the 15‘AnnualReview ofprogress in Applied Computational Electromagnetics, Monterey, Ca.,March 1999. [4]. M. Hoffman, “Conventions for the analysis of spherical Array,” IEEE Trans. Antennas Propagat., vol. AP-11, pp. 390-393, July 1963. [5]. E. A. Wolff,AntennaAM[ysis.Norivood, MA: Artech House,1988. 2002 Angle in degree Figure 3. Array pattern of spherical-planar array. 2003