Time-Modulated Receive Arrays Randy L. Haupt Ball Aerospace & Technologies Corp. Westminster, CO λ = wavelength Abstract— Time-modulated arrays open and close switches in order to connect and disconnect elements from the feed network and generate an "average" low sidelobe array. This paper presents an analysis of the instantaneous array factor, and its effect on received signals in order to demonstrate how timemodulation causes significant fluctuations in the directivity and does not reject sidelobe interference as well as standard static low sidelobe approaches. Keywords- Antenna arrays; time-modulation; antenna pattern synthesis; adaptive arrays; arrays component I. INTRODUCTION Time-modulated arrays connect and disconnect elements from the feed network using synchronized switches in order to create an "average" antenna pattern with low sidelobes [1]. This "average" array pattern concept is deceptive in that the instantaneous array factor associated with the current switch configuration actually receives the signal. This paper analyzes the instantaneous array factor of a time-modulated array and shows the impact on signal reception. An instantaneous approach demonstrates the shortcomings of time modulation that make it impractical to implement. Section II presents the time-averaged form of the time-modulated array factors. The instantaneous array factor is better suited for analyzing the effects of the modulation on received signals, so Section III introduces the instantaneous array factor. Section IV presents plots of the time-modulated array factors as a function of time and compares them to static uniform and Chebyshev array factors. The main beam directivity decreases from the start to the end of the switch period while the sidelobes dramatically vary over the same period. Section V demonstrates the effects of time-modulation on continuous wave signal reception. The desired signal entering the main beam, as well as interference signals entering the sidelobes are modulated. As a result, the signal to noise ratio (SNR) for the time-modulated array is less than that of the static array it is attempting to simulate. II. AVERAGE ARRAY FACTOR The time harmonic form of the array factor is given by N AF = ¦ wn e d = element spacing φ = angle from positive x-axis wn = amplitude taper N= number of elements Time modulated arrays open and close switches at the elements (see Figure 1) in a prescribed sequence that causes the average array pattern to simulate a low sidelobe array amplitude taper. A closed switch connects an element to the feed network ( wn = 1.0 ), while an open switch ( wn = 0.0 ) disconnects the element. The switch closed time, τ n , determines the average element weights. The average amplitude weight at element n is the fraction of the period that a switch is closed, so that wn = τn Ts = an (2) where an is the desired amplitude taper. The associated time dependent array factor [1] is given by: ∞ ¦e AF = j ª¬(ω + pωs ) t º¼ p =−∞ N ¦w pn e jk ( n −1) du , (3) n =1 where w pn = 1 Ts ³ Ts 0 wn ( t )e − jpωs t dt ­1 0 ≤ t ≤ τ n wn ( t ) = wN +1− n ( t ) = ® ¯0 τ n < t ≤ 1 2π ωs = Ts ω = 2π f jk ( n −1) d cos φ , (1) f = 1 / t = frequency n =1 Where Equation (3) only accounts for the array factor and does not consider time-varying signals incident on the array. k = 2π / λ 978-1-4244-9561-0/11/$26.00 ©2011 IEEE 968 AP-S/URSI 2011 Figure 1. Switches at the elements of a time-modulated array. III. INSTANTANEOUS ARRAY FACTOR An equation that takes into account the signal received by the array is given by N M d ª º F = ¦ wn ( t ) ¦ sm «t − ( n − 1) cos φm » c ¬ ¼ n =1 m =1 Figure 2. Array factor as a function of time for a 30 dB Chebyshev average taper. (4) where sm = strength of signal m incident at φm M = number of signals incident on the array c = speed of light you. This equation will be compared with (2) in several simulations. IV. TIME DEPENDENT ARRAY FACTOR In reality, the average array pattern is just a statistical phenomenon and not an actual array pattern. Instead, at any instant the array factor results from only those elements that are connected to the feed network. If the switches are symmetrically turned off from the edge to the center, then the resulting array factors are all uniform. If the switch positions follow some other pattern, then the array factor corresponds to a thinned array. This paper follows the edge to center switching that was suggested in [1]. Consider an 8 element uniform array (d=l/2) with switches at each element. Assume the carrier frequency is 300 MHz and fs =15 MHz (Ts=66.7 ns). One period of the array factor of the 30 dB average Chebyshev array is shown in Figure 2. There are 4 distinct uniform array factors corresponding to 8, 6, 4, and 2 element arrays that exist for 17.5, 17.1, 19.5, and 12.5 ns, respectively. One period of the array factor of the 30 dB average Chebyshev array is shown in Figure 3. A 40 dB "average" Chebyshev array has 4 distinct uniform array factors corresponding to 8, 6, 4, and 2 element arrays that exist for 9.7, 18.1, 22.7, and 16.1 ns, respectively. The switching times are different for the 40 dB Chebyshev array. The uniform array factors are identical in Figrues 2 and 3, but the length of time that they exist differs. In both cases, the instantaneous array factor is a uniform array factor. 969 Figure 3. Array factor as a function of time for a 40 dB Chebyshev average taper. The sidelobes, nulls, and main beam of the array factor change as the number of active elements change. Figure 4 is a plot of the main beam directivity as a function of time. This plot shows that the directivity varies from 9 to 7.8 to 6 to 3 dB corresponding to 8, 6, 4, and 2 elements. Assuming that a desired signal enters the main beam, then the amplitude of the desired signal is modulated by the time-varying main beam, and, in turn, modulates the total signal received by the array. Sidelobes and nulls in the array factor change with time as well. Figure 5 shows the array factor at 4 angles as a function of time. The 90o label is identical to one period of the main beam directivity shown in Figure 4 (different scales). The sidelobe levels at 60o, 65o, and 70o go up and down as a function of time as the array factor changes based on the number of element switches closed. The sidelobe level change can modulate signals entering the sidelobes (interference) even more than signals entering the main beam. Moving from a null to a sidelobe peak in the 60o case demonstrates the extreme differences in sidelobe signal reception. lower sidelobes that keep interfering signals from overwhelming the desired signal entering the main beam. Figure 4. The directivity of the array factor as a function of time for a 30 dB Chebyshev average taper. In order to test the time modulated array, the normalized 300 MHz interference signal shown at the top of Figure 7 is incident at f=70o. The output of the 30 dB Chebyshev array is quite small due to the low sidelobes. The uniform array output is high, since it is incident on a sidelobe peak. The timemodulated array output varies depending upon the sidelobe level of the uniform array that results from the number of elements currently turned on. Additional perturbations are noticeable when the array changes the number of "on" elements (see shaded regions in the first switch period). These perturbations increase in time extent with increasing angle. They occur, because the signal arrives at each of the 8 elements at different times. Figure 5. Directivity at the main beam and 3 different sidelobes for a 30 dB Chebyshev average taper. V. TIME DEPENDENT RECEIVED SIGNAL Thus far only the array factor has been considered as a function of time. In this section the effects of time-modulation on received signals is examined. The desired signal enters the main beam, while the interference enters the sidelobes. A 300 MHz CW desired signal enters the main beam. A normalized version of this signal is shown at the top of Figure 6. If the array is time-modulated to simulate a 30 dB average Chebyshev pattern, then the signal received has a varying peak amplitude as shown by the second plot in Figure 6. This amplitude modulated signal has an envelope given by the directivity plot in Figure 4. Comparing this received signal with those of a 30 dB Chebyshev amplitude taper and a uniform array (bottom of Figure 6), shows that the timemodulation of the array weights reduces the quality of the received signal. The time-modulated array received signal is always less than or equal to the signal received by the 8 element uniform array. The 8 element Chebyshev array received signal is sometimes greater and sometimes less than the time-modulated array received signal. A low sidelobe array sacrifices some main beam gain and resolution to get 970 Figure 6. The normalized signal is incident on an 8 element array at f=90o. The bottom three plots show the array output when the array is time modulated to simulate an average 30 dB Chebyshev taper, an array with a 30 dB Chebyshev amplitude taper, and a uniform array. Figure 7. The normalized signal is incident on an 8 element array at f=70o. The bottom three plots show the array output when the array is time modulated to simulate an average 30 dB Chebyshev taper, an array with a 30 dB Chebyshev amplitude taper, and a uniform array. VI. CONCLUSIONS Time-modulation is an intriguing idea, especially with the continuing improvement of RF switch speeds. This paper looked at the instantaneous array factors of a time-modulated array. The instantaneous array factor corresponds to a uniform array and has high sidelobes that do not attenuate the interference signals entering the sidelobes like a low sidelobe array factor. The analysis presented here applies to CW and 971 broadband signals. The "average array pattern" produced by time-modulated arrays does not have the sidelobe rejection capability of either uniform arrays or low sidelobe arrays. REFERENCES [1] W. Kummer, A. Villeneuve, T. Fong, and F. Terrio, “Ultra-low sidelobes from time-modulated arrays,” IEEE AP-s Trans., Vol. 11,No. 6, 1963, pp. 633-639.