Proceedings of Global Business Research Conference 7-8 November 2013, Hotel Himalaya, Kathmandu, Nepal, ISBN: 978-1-922069-35-1 Self Reported Vulnerability to Food Insecurity in a South African Low Income Neigbourhood Wynand C.J. Grobler Food security is defined as a state in which all people in a household at all times have both physical and economic access to sufficient food to meet their dietary needs for a productive and healthy life. Household food insecurity has been associated in the last decade with several negative health and nutrition outcomes, and South Africa in this regard was no exception. The question however arises: To what extent are low income households vulnerable to food insecurity? This study analysed food security status of households, and analyse the self- reported vulnerability with regard to food security of these households. A quantitative research method was deployed and a stratified random sample of 295 questionnaires was administered in the township of Bophelong, a low income neighbourhood in Southern Gauteng, South Africa. Following the Household Food Insecurity Access Scale, households were asked to describe behaviors and attitudes that relate to food insecurity, also called domains of the food insecurity experience. The study showed a high incidence of vulnerability towards food insecurity amongst households in this low income neighborhood. Research indicated that urban food insecurity is a considerable challenge and that food insecure urban households may be more vulnerable to deeper food insecurity than their rural counterparts. This indicates that the drivers and maybe consequences of food insecurity in urban areas may require different conceptual framings and policy responses from policy makers. This paper therefore suggests the development of an explicitly urban food policy, to lower the vulnerability of food insecure households in urban settings. Fields of Research: Economics, Social Science Keywords: poverty, food security, food insecurity, social security, grants. 1. Introduction The concept food security can be defined as a state in which “all people at all times have both physical and economic access to sufficient food to meet their dietary needs for a productive and healthy life”(USAID,1992; World Food Summit, 1996).Three distinct variables are essential for a household to be food secure: food availability (sufficient quantities of appropriate food), food access (individuals have adequate incomes or other resources to purchase or barter to obtain appropriate food), and food utilization (food properly used )(USAID,1992; Coates, Swindale & Bilinsky, 2007). In studies by Moser (1998) and Tawodzera (2011) a fourth dimension to food security was introduced, namely „vulnerability‟ to food security. Factors such as unemployment and increased household size may increase the „vulnerability‟ of households towards food insecurity (Moser, 1998). In recent times __________________ Prof. W.C.J. Grobler, North West University (Vaal Triangle Campus ), Vanderbijlpark, 1900, South Africa, Email: Wynand.Grobler@nwu.ac.za Proceedings of Global Business Research Conference 7-8 November 2013, Hotel Himalaya, Kathmandu, Nepal, ISBN: 978-1-922069-35-1 an increasing number of people especially in Southern Africa experience food insecurity and a growing number of households have become vulnerable to food insecurity (Wiggins, 2003; Maunder & Wiggins, 2007; Drimie & Casale, 2009 ). The concept of food insecurity and vulnerability is sometimes seen as synonymously (Devereux, 2006). Food insecurity, however, may be seen as form of vulnerability to access food, and sometimes as an outcome of vulnerability ( Du Toit & Ziervogel, 2004). The vulnerability of the poor is sometimes due to unemployment, but low returns on their labour may result in them becoming part of the “working poor” (Kumar & Aggarwal, 2003:5295). The implication is that heads of households who are employed may still be vulnerable to food insecurity. This study investigated the food security status of households, and analysed their self-reported vulnerability with regard to food security of these households. Previous research indicated that urban food insecurity is a considerable challenge and that food insecure urban households may be more vulnerable to greater food insecurity than their rural counterparts. This indicates that the drivers and perhaps consequences of food insecurity in urban areas may require different conceptual framings and policy responses from policy makers. The rapid urbanization and heightened urban poverty increase the focus of food security from a rural perspective to an urban and rural perspective. It is thus the purpose of this study to analyse the vulnerability of heads of households towards food insecurity, by considering the status of food security, and the socio economic variables that may increase or decrease the vulnerability of specific households. The study is outlined as follows. Section 2 provides an exposition of the literature related to food expenditure and food security, Section 3 outlines the research methodology, measuring instrument, background of the study area, and model to estimate socio-economic factors that impact on food security status. Section 4 presents the findings of the study, and finally a conclusion is drawn in section 5. 2. Literature Review Households in South Africa, urban and rural, are net purchasers of food, and depend to a large extent on paid employment to ensure accessibility to food(Hendriks & Maunder, 2006; Du Toit, 2005, Maxwell & Slatter, 2003;, Chambers & Conway, 1992). Vulnerability refers to exposure to contingencies as well as stress and difficulty in coping with them, and can be divided into external stressors to which an individual or household is subjected, and internal stressors which forms part of one‟s lack of defence, meaning a lack of means to cope without damaging loss (Chambers, 1989).According to Mc Carthy et al. (2001) external vulnerability is shaped by socio-economic factors influencing a household. Internal vulnerability concerns the ability of the households to respond to stressors (Bohle,2001). This study focuses on the external vulnerability of households. Moser (1998) views vulnerability as the “insecurity in the well-being of individuals, households or communities in the face of a changing environment”. These changes include unemployment and changing household size. Moser and Satterthwaite (2008) Proceedings of Global Business Research Conference 7-8 November 2013, Hotel Himalaya, Kathmandu, Nepal, ISBN: 978-1-922069-35-1 indicate that environmental changes that increase vulnerability include economic, social, and political factors. Tawodzera (2011) in his study found a significant relationship between low income, unemployment, and vulnerability to food insecurity. Hart (2009) argues that households with livelihoods that do not enable accumulation of the assets required to cope with shocks in the external environment, increase their vulnerability to food insecurity. Food security may become the outcome of vulnerability (Du Toit & Ziervogel, 2004). Devereux (2009) indicates that food insecurity interventions needs to be based on an understanding of the causes of insecurity. Crush et al. (2012) found that the mean food insecurity score (HFIAS Score) in Johannesburg, South Africa are 4.7, and that 80% of the households in the study experience some degree of food insecurity. 3.1 Area of study The study was conducted in Bophelong, a low-income neighbourhood in southern Gauteng, South Africa. It is a former black township, established in 1955. The population in Bophelong is estimated at 37,779, and the number of households is estimated at 12,352. The size of Bophelong is approximately nine square kilometers, with a shopping complex and informal shops and markets. A study by Slabbert and Sekhampu (2009) revealed that 66.3 percent of the residents of Bophelong are poor, and the unemployment rate is 62.2 percent in the area. In a study by Dubhilela, (2011) it was found that female-headed households have a shortfall of 53 percent of their income to be placed on their respective poverty line. 3.2 Methodology Sample and data collection A stratified sample of participants was drawn from the semi-urban area located in southern Gauteng, South Africa, in order to reflect on their perceptions on food insecurity and their socio-economic background. A self-administered, on-site survey via a structured questionnaire was used in data collection. Trained fieldworkers administered the questionnaires. They were required to be proficient in English and one or more of the African languages in order to explain the purpose of the study, as well as questions in the survey. Participants were informed that participation in the survey was voluntary. Every second household was sampled in each street, and both male and female respondents, as head of the household, were chosen for the study. Of the 295 questionnaires administered, a total of 118 usable questionnaires were used for the analyses in this study. Measuring instrument A nine-item food insecurity scale, developed by USAID‟S FANTA project, was used to measure food insecurity. The measurement instrument follows a progression, beginning with anxiety about food supply, followed by questions about the quality of food, then questions on the quantity of food consumed, and the last questions on going to sleep hungry, or going all day and night without eating (Deitchler, Ballard, Swindale & Coates, 2010). The nine questions included in the Household Food Insecurity Access Scale (HFIAS) are shown in Table 1. Proceedings of Global Business Research Conference 7-8 November 2013, Hotel Himalaya, Kathmandu, Nepal, ISBN: 978-1-922069-35-1 No 1 2 3 4 5 6 7 8 9 Table 1: Household Food Insecurity Access Scale Questions Occurrence Questions In the past four weeks did you worry that your household would not have enough food? In the past four weeks, were you or any household member not able to eat the kinds of food you preferred because of a lack of resources? In the past four weeks, did you or any household member have to eat a limited variety of foods due to a lack of resources? In the past four weeks, did you or any household member have to eat some foods that you really did not want to eat because of a lack of resources to obtain other types of food? In the past four weeks, did you or any household member have to eat a smaller meal than you felt you needed because there was not enough food? In the past four weeks, did you or any member have to eat fewer meals in a day because there was not enough food? In the past four weeks, was there ever no food to eat of any kind in your household because of lack of resources to get food? In the past four weeks, did you or any household member go to sleep at night hungry because there was not enough food? In the past four weeks, did you or any household member go a whole day and night without eating anything because there was not enough food?r Respondents were requested to answer Yes or No to the nine questions, and indicate how often this happened using the following responses: rarely (once or twice in the past four weeks), sometimes (three to ten times in the past four weeks) or often (more than ten times in the past four weeks). Four types of indicators can then be calculated namely: household food insecurity access related conditions („yes‟ answer to question 7, and response 3 to question 7), household food insecurity access domains („yes‟ to question 2,3 and 4), food insecurity access scale score ( Sum of the frequency-of-occurrence during the past four weeks for the 9 food insecurity-related conditions ,0 to 27, where 27 indicate highest insecurity), and household food insecurity access prevalence (HFIAP) (the HFIAP indicator categorizes households into four levels: food secure, mildly food insecure, moderately food insecure, and severely food insecure. The next section outlines the model used to analyse the socio-economic characteristics on social grant recipients‟ household food security status. Model Multiple regression was used to determine the effects of socio-economic characteristics, on household food security status. Food security determined by the HFIAS score was used, where a higher score represents a more severe food insecure household. The multiple regression model is specified as: Y= bₒ + b₁X₁ + b₂X₂ +b₃X₃ +b₄X₄ + b₅X₅ + b₆X₆ + b₇X₇ Where Y = Food security status (1, if the household is food secure; 0, if the household is food insecure) Proceedings of Global Business Research Conference 7-8 November 2013, Hotel Himalaya, Kathmandu, Nepal, ISBN: 978-1-922069-35-1 X₁ =Gender of household head (male = 0; female =1) X₂ =Household size (number of dependents) X₃ =Total grant income X₄ =Age of household head (years) X₅ =Marital status of head of household (0, if single; 1, if married or live together) X₆ =Education of head of household (no of years in a school) X₇ =Employment status of head of household (0, if unemployed; 1, if employed) 4. Results and Discussion 4.1 Demographic characteristics of the respondents Table 2 below shows the descriptive statistics of the sample ( N=295). The average household size is 4.49, with a minimum of 1 member and a maximum of 17 members per household. The average age of the head of the household is 49.60 years with a minimum age of 18 and maximum age of 99 years. The average number of years schooling of the head of the household is 10.76 years, and the average income per household R 3253.05. The average employed persons per household are 0.807 with a maximum of 4 and minimum of 0. The average HFIAS score per household is 12.18. Table 2: Descriptive Statistics of Sample (N=295) Variable N Minimum Maximum Mean HH Size Age Head Education Head Total Income Employed persons in household (number) HFIAS Score 295 295 295 295 295 1 18 2 100 0 17 99 17 16000 4 4.49 49.60 10.76 3253.05 .807 Standard Deviation 2.05 13.21 4.99 3033.81 .853 295 0 27 12.18 6.97 Table 3 shows the gender distribution, employment status and marital status of households in the sample. A total of 95 households are headed by males and 200 households by females. With regard to employment, 180 heads of households are unemployed and 115 employed. Table 3: Frequency Distribution of Households ( N=295) Description Frequency Percent Male 95 32.20 Female 200 67.80 Unemployed 180 61.02 Employed 115 38.98 4.2 Food security status of respondents Table 4 shows that a total of 7.46% of households are food secure, while 92.54 % are mild, moderate or severe food insecure. A total of 23.73% of households are moderately food insecure, while 57.63 percent of the households are severe food insecure. Of the severe food insecure category a total of 78.6 % indicated that sometimes they “go to sleep at night hungry because there was not enough food, of Proceedings of Global Business Research Conference 7-8 November 2013, Hotel Himalaya, Kathmandu, Nepal, ISBN: 978-1-922069-35-1 which 15.2 % of the category severe food insecure indicated that it happen on a regular base. Table 4: Food security status of grant recipient households Food Insecurity Category Number of % Households Food secure 22 Mild food insecure 7.46 33 11.19 Moderately food insecure 70 23.73 Severe food insecure 170 57.63 Total 295 100.00 The household food insecurity access prevalence (HFIAP) distribution is given below in table 5. The highest number of „yes‟ responses were indicated with regard to anxiety levels, with regard to food insecurity. This means anxiety about, not enough food to eat, and concerns around the quality of food consumed. A high number of responses were also recorded for questions 3,4,5 and 6 measuring the quality or adequacy of food intake. A total of 141 „yes‟ responses were recorded for question 7: “In the past four weeks, was there ever no food to eat of any kind in your household because of lack of resources to get food?” A total of 112 „ yes‟ responses were recoded for question 8 : “In the past four weeks, did you or any household member go to sleep at night hungry because there was not enough food? The most vulnerable group of 109 respondents indicated „yes‟ to question 9: “In the past four weeks, did you or any household member go a whole day and night without eating anything because there was not enough food?” Table 5: Household Food Insecurity Access Prevalence ( HFIAP) Question Frequency Number of Rarely Sometimes Often ‘yes’ 1 2 3 responses 1a 228 19.0(8.3%) 152(66.7%) 57(25%) 2a 231 17(7.4%) 173(74.9%) 41(17.7%) 3a 231 18(7.8%) 178(77.1%) 35(15.2%) 4a 232 24(10.3%) 177(76.3%) 31(13.4%) 5a 223 17(7.6%) 177(79.4%) 29(13.0%) 6a 217 15(6.9%) 173(79.7%) 29(13.4%) 7a 141 7(5.0%) 116(82.3%) 18(12.8%) 8a 112 7(6.3%) 88(78.6%) 17(15.2%) 9a 109 8(7.3%) 88(80.7%) 13(11.9%) Food insecurity Category Food Secure Mildly Food Insecure Moderately food insecure Severely food insecure Proceedings of Global Business Research Conference 7-8 November 2013, Hotel Himalaya, Kathmandu, Nepal, ISBN: 978-1-922069-35-1 A comparison of descriptive statistics of food insecure and food secure households provided in Table 6, shows that the average household size of food insecure households of 4.52 are slightly higher than the household size of 4.40 of food secure households. The age of the head of food insecure households are 49.42 years, compared to 50.40 years of heads of households of the food secure households. The total average income of food-insecure households is significantly lower at R 1408.84, compared to an average total income of R 3253.05 for food secure households. Income, age and household size may be important external factors impacting on the vulnerability of food insecure households. Table 6: Descriptive Statistics Comparison between Food Secure and Food Insecure Households Variable N Min. Max. Mean Std Dev Food HH Size 240 1 17 4.52 2.11 insecure Age Head 240 18 99 49.42 12.69 Total Income 240 100 16000 2968.54 2834.38 HFIAS Score 240 10 27 14.38 5.66 Food HH Size 55 1 9 4.40 1.78 Secure Age Head 55 26 80 50.40 15.38 Total Income 55 850 14370 3253.05 3553.11 HFIAS Score 55 0 27 12.18 6.97 4.3 Analyses of the Determinants of Food Security Status of Households Table 7 shows results from the multiple regression on the determinants of food security status score (HFIAS Score as dependent variable). The coefficient for the gender of the head of the household is positive (0, if male and 1, if female in the model) meaning that female-headed households have a higher food insecurity score, but this was not statistical significant in the model. Table 7: Determinants of food security score Std. 95% Confidence Determinant Coef. Err t P>|z| Interval dY/dX Gender of head 1.859 1.047 1.77 .077 -.203 3.920 1.858 HH size .841 .211 3.98 .000* .425 1.256 .841 Age of head Marital status of head Employment Status Number of employed persons in household .155 .022 7.01 .000* .111 .1992 .156 2.52 1.038 2.43 .016** .483 4.568 2.53 1.55 1.212 1.28 .200 -.829 3.943 0 -1.51 .689 -2.19 .029** -2.876 -.154 -1.51 Total Income -.0006 .0001 -4.22 .000* -.0009 .0003 -.0006 Proceedings of Global Business Research Conference 7-8 November 2013, Hotel Himalaya, Kathmandu, Nepal, ISBN: 978-1-922069-35-1 Number of Observations = 295 Prob>F = 0.000 R-squared = 0.727 Adj. R-squared =0.721 Significant at 1% level = * Significant at 5% level = ** The coefficient for household size is positive, and statistically significant at one percent level, meaning that a larger household may experience a higher degree of food insecurity. The age of the head of the household is positive related to a higher food insecurity score, and was significant at the one percent level. Marital status (0, if un-married, and 1 if married) and number of employed persons in the household were significant at the five percent level. Total income received per household was significant at one percent level, with a negative coefficient, meaning that a higher income reduces the food insecurity score. The F-value were statistically significant at the 1% level. (Sig=0.00; p< .0005) in the model. The adjusted R 2 indicates that approximately 72% of the variance in food insecure score of households can be explained primarily by household size, gender. age, and number of employed persons in the household. In terms of vulnerability this external factors can be seen as the most significant factors contributing towards food insecurity. Considering the marginal effect in the model, female headed households have a 18.58 percent higher change to be food insecure. Households with more numbers per households do have a 8.4 percent higher change to be food insecure, while more employed persons per household reduces the change of being food insecure by 15.10 percent. 5. Conclusion The objective of this study was to determine the extent of vulnerability to food insecurity in a low-income neighbourhood. The socio-economic determinants that contribute to food insecurity were analysed. A total of 23.73% of households are moderately food insecure, while 57.63 percent of the households are severe food insecure A total of 141 „yes‟ responses were recorded for the question: “In the past four weeks, was there ever no food to eat of any kind in your household because of lack of resources to get food?”, while a total of 112 „ yes‟ responses were recoded for the question: “In the past four weeks, did you or any household member go to sleep at night hungry because there was not enough food?”. The most vulnerable group of 109 respondents indicated „yes‟ to the question:“In the past four weeks, did you or any household member go a whole day and night without eating anything because there was not enough food?”. A comparison of between food insecure and food secure households, showed that the average household size of food insecure households are slightly higher than the household size of food secure households. The total average income of foodinsecure households are significantly lower, compared to an average total income of food secure households. Household size, age of the head of the household, marital status, number of employed persons in the household, and total income received per household were Proceedings of Global Business Research Conference 7-8 November 2013, Hotel Himalaya, Kathmandu, Nepal, ISBN: 978-1-922069-35-1 statistical significant contributors explaining food insecurity, and can be considered as factors contributing to the vulnerability of food insecure households. Considering the marginal effect in the model, female headed households have a higher change to be food insecure and are more vulnerable towards food insecurity. Households with more numbers per households do have a higher change to be food insecure, while more employed persons per household reduces the change of being food insecure and vulnerability. Urbanization, unemployment, and poverty increases the vulnerability of households to be food insecure. It is evident that low overall income, unemployment and increased density remain challenges to policymakers. Closing the income gap between rich and poor should be seen as a key objective to ensure even distribution of income, to improve food security and reduce poverty. From a policy perspective, the problem of food security can be attributed to socio-economic factors such as family size, gender of the head of the household, and low-income levels. The lack of sufficient income (employment) is a significant predictor of food insecurity. It may be important for policy makers to understand the impact of different socio-economic factors on food security. There may be an urgent need for the development of a more comprehensive food security strategy, focusing on urban as well as rural areas in South Africa. Bibliography Bohle, H. 2001. 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