Annals of Library and Information Studies 22 Vol. 56, March 2009, pp. 22-28 ANN. LIB. INF. STU., MARCH 2009 Scientometric analysis of area-wise publications in the field of structural engineering: a case study of SERC, India S. Maheswarana, R.D. Sathish Kumarb and K.R. Sridharanc a Scientist, Information Division, Structural Engineering Research Centre, CSIR Campus, Taramani, Chennai -600113, Email: smahes@sercm.org b Information Officer, Information Division, Structural Engineering Research Centre, CSIR Campus, Taramani, Chennai -600113, Email: rdskumar@sercm.org c Head & Deputy Director, Information Division, Structural Engineering Research Centre, CSIR Campus, Taramani, Chennai -600113, Email: krs@sercm.org The study is based on the research publications generated by Structural Engineering Research Centre (SERC) during the years 2002-2006. The data was collected from the annual reports of SERC and analyzed based on Impact Factor (IF) provided by Journal Citation Report (JCR). Highlights yearly output, publications in national and international journals, number of papers in SCI and non-SCI journals, Normalized Impact Factor (NIF) per paper, number of papers in the proceedings of national and international conferences / workshops / seminars / symposia etc., category-wise distribution of papers in different NIF ranges, the proportion of high NIF papers and papers above the average NIF. This study reveals the area-wise impact of the research conducted by the Centre in particular. Introduction Information is the result or product of processing data. It provides / leads to unearthing knowledge or intelligence. This knowledge in turn leads to innovation or development. Such innovation or development brings in further information which adds to the earlier knowledge, which helps further development. This is the technological development cycle which plays a vital role in the growth and sustenance of any R&D environment. An important and tangible component of studies in information sciences is citation analysis, for assessing the extent of utility of research publications in journals, conference/ seminar/ symposium proceedings and other literature, at national and international levels. The Structural Engineering Research Centre (SERC), Chennai, is one of the national laboratories set up by the Council of Scientific and Industrial Research (CSIR), Government of India. During the four decades since its inception, it has built up excellent facilities and expertise for the analysis, design and testing of structures and structural components. The services of the Centre are being extensively used by the Central and State Governments and public and private sector undertakings in India as well as foreign countries. The SERC scientists serve on many national and international committees and the Centre is recognized at the national and international levels as a leading research institution in the field of structural engineering. In this paper, a scientometric analysis of research outputs, such as, papers published by SERC in international, national journals and SCI, non-SCI journals, and proceedings of conferences / workshops / seminars / symposia (hereafter, referred to as Proc. C/W/S/S) of national and international level, is carried out. This analytical study covers data for the period 2002-2006. The significant research outputs of any R&D laboratory may be identified by the research papers published, patents filed, and cash in flow arising from the research know-how / expertise developed. Apart from the above, there are other outputs like technical reports based on the in-house R&D, sponsored / grant-in-aid projects and consultancy / technical services.The research papers published in the journals, both in international and national levels, number of papers in SCI and non-SCI journals, NIF per paper, number of papers in the Proc. C/W/S/S at national and international etc., distribution MAHESWARAN, KUMAR & SRIDHARAN: SCIENTOMETRIC ANALYSIS of papers under different topics and the proportion of high NIF papers and papers above the average NIF are studied. Sen1 has described how the idea of NIF came into being, and the method of its determination, and observed that the ranking of a journal in its own category is better revealed by the NIF and average NIF seems to provide better indication of the comparative performance of a set of laboratories engaged in diverse areas of research. Aneta and Irina2 have highlighted in their study that evaluation of scientific journals was always at the focus of the attention of bibliometric and webometric studies. Their analysis contributed to a better understanding of the cognitive structure of the field under study and helped to identify the range of scientific journals of importance in a certain field. In their analysis, they introduced standard impact factor for the evaluation of journals from databases of JCR. The IF of a journal is basically a ratio between cited and citable items published in a journal and indicates the relative standing and influence of the journal within its disciplinary boundaries. Due to diversity of citing behaviour in different disciplines, Balaban3 and Makino4 argued that direct comparison between IFs of journals dedicated to different disciplines is inadequate. Using the same rationale, it is not advisable to consider IFs of journals for an inter-institutional or intra-country assessment of research performance in different disciplines. To overcome these, use of NIF has been suggested. Different authors have suggested different methods to normalize the IF of journals5-8. According to Sen9, the IF of the publishing journal is divided by the highest IF of the journal within a subfield excluding review journals, which is then multiplied by a constant number. Nagpaul10 has applied the method suggested by Sen. Objectives of the study The study has been conducted with data on journal articles generated by SERC during 2002-2006. A large number of papers published in the proceedings of national and international conferences / workshops / seminars / symposia etc., are included for the better understanding but excluded from the purview of this study as the JCR IF for these publications are not available. 23 The objective of this study is to identify trends, if any, on the basis of the following quantitative and qualitative parameters: • To consider the papers in SCI and non-SCI journals and papers in the Proc. of national and international C/W/S/S; • To measure the impact rate in terms of NIF per paper in SCI journals; • To identify the papers in different NIF ranges; • To find the papers above the average NIF; and • To collect and analyze data on the area-wise topics of research papers in SCI & Non-SCI journals and papers in the proceedings of national and international C/W/S/S. Methodology The Annual Reports of SERC11 during the years 20022006 were taken as the ‘data base’ for the present study. The data consists of the bibliographic information of a total of 639 papers. The number of papers resulting from in-house R&D as well as sponsored / grant-in-aid R&D projects, the work related to which primarily get published as research papers, were counted on an annual basis. Other types of projects namely consultancy projects, technical services, tower testing, software release etc., seldom contribute to the generation of new findings (although they solve some current, urgent, contemporary, specialized problem) and do not therefore constitute a source of research output for the production of publications. The well-established procedure in scientometrics, viz. that of establishing of an impact factor to a publication based on JCR, particularly in the context of traditional sciences, is based on the number of citations received by a publication in a two-year preceding period amongst the researchers in a given field / area of study, world-wide, the so called Science Citation Index (SCI). However, the direct applicability of this procedure faces bottlenecks in fields such as engineering and applied research, which are characterized by (i) a lot lesser number of people engaged in research vis-àvis traditional subjects, (ii) limited publication activity in a smaller number of journals, nationally or worldwide, and (iii) more presentations in conference proceedings, seminars, workshops. All of these contribute to lesser number of cross-referencing of each other’s work and 24 ANN. LIB. INF. STU., MARCH 2009 hence do not lend themselves to a scientometric evaluation of their true contribution to the growth of knowledge across different disciplines. Nevertheless, such papers do go through a process of peer review at each forum mentioned above and hence definitely do carry an impact value. from 13.89% in the year 2002 to 59.01% in the year 2006. A conscious preference to publish papers in top-ranking foreign journals is seen. It is found that there is an increase from 13.89% to 40.91% in the publications in SCI journals over the years, while there is a decline in percentage in non-SCI journals from 86.11 to 59.09%. Linda Butler and Martin Visser12 have reported the first results of the extension of citation analysis to ‘nonsource’ items, which is one strand of an extension study of quantitative performance indicators used in the assessment of research. They have also quoted that many types of publications are visible in ISI data – books, book chapters, journals not indexed by ISI and some conference publications, and concluded that a considerable amount of analysis needs to be undertaken and tested, where citations are limited to source items. An earlier study reveals that about 8.29% papers cited / referred in the Journal of Structural Engineering are from conference / workshops / seminars / symposia etc13. The total number of papers published during the period of study is 639, of which papers in journals constitute around 34.27%, papers in the Proc. C/W/S/S at national level 36.62%, and papers in Proc. C/W/S/S of international level at 29.11%. It is found that around 10.64% of papers were published in SCI journals, and 23.63% of papers in non-SCI journals. It is to be noted here, that the large number of papers published in the Proc. of C/W/S/S as enumerated in Table 1, do not lend to an evaluation of their true contribution to the growth of knowledge in the given field, for lack of direct cited impact value. The methodology followed in this study is analogous to the methodology of an earlier study conducted by Jeevan and Gupta14. The JCR IFs have been used to assess their impact on future research in the discipline concerned. The JCR has been used to find out the IF of the journals and SCI data has been utilized for quantifying the actual impact of the publications. The maximum IF valued journal has been identified and assigned a value of 10 for every year of study. The Normalising Weightage Factor (NWF) is calculated as the factor by which the maximum IF value in a particular year has to be weighted to make it equal to 10. i.e , NWF =10 / IF i i where i denotes the particular year. Then the IF values of each paper in that particular year is multiplied by NWF to get its corresponding i Normalized Impact Factor (NIF). Results and discussions The NIF of papers in different ranges has been summarized in Table 2. It has been seen that between 63% and 80% papers have NIF >3 except for the year 2004, when a large percentage of 43.75% of papers had NIF > 3. This, in turn, means that about 20-40 % of the papers (in journals) have NIF < 3. From the figures, one can also identify that more than a two third of the papers have been placed in higher impact journals, and that 3040% of the papers have appeared in journals with NIF >6 except for the year 2004. The number of papers having above average NIF is also presented in Table 2. About 40-55% papers are above the NIF level. The average NIF is around 5.000 throughout the period of study except for the year 2004, where NIF is around 2.759. As a whole, about 48.59 % papers are above the Ave. NIF level. Structural engineering based research is pursued in a wide range of sub fields world over and this paper attempts to identify the major specializations and gives a clear indication of the different specializations. The data for SERC is further categorized into six major sub-divisions as RD-1 to RD-6 as follows: Data Analysis Table 1 shows the year-wise distribution of papers published in India and outside India, papers in SCI and non-SCI journals and papers in the national and international proceedings for the years 2002-2006. The scientists of SERC have published their papers in foreign journals constituting considerably increased percentage 1. RD-1: Wind Engineering & Experimentation, Structural Dynamics and Earthquake Engineering 2. RD-2: Fatigue and Fracture, Experimental Mechanics, Shock and Vibration 3. RD-3: Steel Structures – Transmission Line 35 45 59 44 219 2003 2004 2005 2006 Total 01 02 09 07 04 23 2002 2003 2004 2005 2006 Total Nos. - 40.91 47.46 48.89 77.14 86.11 93 26 31 23 8 5 - 59.01 52.54 51.11 22.86 13.89 68 18 19 16 10 5 Nos. - 40.91 32.20 35.56 28.57 13.89 % Papers in SCI journals 151 26 40 29 25 31 - 59.09 67.80 64.44 71.43 86.11 Papers in Non-SCI ournals Nos. % 234 38 31 21 78 66 National 186 38 69 33 35 11 International Papers in Proc. C/W/S/S - 22.22 36.84 56.25 20.00 20.10 % 24 06 06 06 04 02 Nos. - 33.33 31.58 37.50 40.00 40.00 % 21 08 06 01 04 02 Nos. - 44.45 31.58 6.25 40.00 40.00 % No. of papers in different NIF ranges 3.001 – 6.000 6.001 – 10.000 68 18 19 16 10 5 Total no. of papers - 5.108 5.033 2.759 5.359 5.765 Ave. NIF Per Paper 31 10 08 07 04 02 Papers above the ave. NIF 48.59 55.56 42.11 43.75 40.00 40.00 Ave. NIF % of papers above the Table 2 — R&D Publications in journals in different NIF ranges, Ave. NIF per paper, Percentage of papers above the Ave. NIF 126 18 28 22 27 31 Country of publications India Outside India Nos. % Nos. % 0.001 – 3.000 36 2002 Year Total no. of papers in journals Year Table 1 — R&D publications by country of publications, papers in SCI, non-SCI J & Proc. C/W/S/S MAHESWARAN, KUMAR & SRIDHARAN: SCIENTOMETRIC ANALYSIS 25 5 23 3 1 66 RD-4 RD-5 RD-6 Total 5 Total RD-3 - RD-6 15 1 RD-5 RD-2 3 RD-4 19 - RD-3 RD-1 - RD-2 Nat. 1 RD-1 11 — — 2 — 7 2 2002 Int. 31 5 6 5 2 8 5 2002 Non-SCI Year Topics SCI Year Topics 78 5 22 21 3 20 7 Nat. 10 1 - 4 1 3 1 SCI 25 3 7 5 4 4 2 Non-SCI 16 2 - 8 1 3 2 29 1 7 9 5 3 4 2004 SCI Non-SCI 19 - 2 8 - 8 1 SCI 2005 40 2 17 7 4 5 5 Non-SCI 18 2 3 6 1 2 4 SCI 26 1 13 3 - 3 6 2006 Non-SCI # 68 5 6 29 3 16 9 % SCI 2003 35 2 10 12 1 6 4 Int. 21 — 15 — 2 3 1 Nat. 2004 33 5 1 14 1 9 3 Int. 31 6 7 10 — 2 6 69 14 21 13 2 11 8 2005 Nat. Int. 38 6 3 2 1 10 16 38 3 15 10 1 4 5 2006 Nat. Int. 234 18 50 56 11 50 49 Nat. 99.99 7.35 8.82 42.65 4.41 23.53 Total 100 7.69 21.37 23.93 4.70 5 21.37 20.94 % Total 13.23 # Table 4 — Area-wise distribution of papers in national and international papers in Proc. C/W/S/S 2003 Table 3 — Area-wise publications in SCI and Non-SCI Journals 186 24 47 51 2.69 37 22 Int. 151 12 50 29 15 23 22 100 12.90 25.27 27.42 19.89 11.83 % 100 7.95 33.11 19.21 9.93 15.23 14.57 Non-SCI % 26 ANN. LIB. INF. STU., MARCH 2009 48.53% 33 24 Total 23 66.67 2 RD-6 - 25.00 2 50.00 RD-5 4 28.57 7 28.57 RD-4 8 33.33 1 33.33 RD-3 1 58.82 35.29 RD-2 6 10 68 21 - 66.67 2 3 33.33 1 5.094 50.00 4 8 25.00 2 4.515 46.43 13 28 42.86 13 5.388 66.67 2 3 33.33 1 4.482 52.94 9 17 5.88 1 3.553 33.33 3 3.958 9 33.33 3 22.22 2 44.44 4 RD-1 % of papers above the Ave. NIF Papers above the Ave. NIF Total No. of Ave. NIF per Papers Paper 6.001 – 10.000 Nos. % No. of Papers in Different NIF Ranges 3.001 – 6.000 Nos. % 0.001 – 3.000 Nos. % Subject Table 5 — Breakup of Area-wise Distribution of SCI Papers in Different NIF Ranges, Ave. NIF per paper, Percentage of papers above the Ave. NIF MAHESWARAN, KUMAR & SRIDHARAN: SCIENTOMETRIC ANALYSIS 27 Towers and Skeletal Structures 4. RD-4: Computer Aided Analysis, Design of Structures 5. RD-5: Concrete Composites and Materials, Reinforced Concrete Structures 6. RD-6: Construction Engineering & Prestressed Concrete Of the papers published in SCI journals, RD-4 topped the list with 42.65% followed by RD-2 (23.53%), RD-1 (13.23), RD-5 (8.82%), RD-6 (7.35%) and RD-3 (4.41%). From the above it is quite clear that computerbased analytical research in structural engineering is cited more compared to other sub-divisions (Table 3). In the non-SCI journals category, 33.11% of papers belong to RD-5 followed by RD-4 (19.21%), RD-2 (15.23%), RD-1 (14.57%), RD-3 (9.93%) and RD-6 (7.95%). Table 4 shows that the sub field RD-4 has more number of papers in both national and international Proc. C/W/ S/S as 23.93% and 27.42% respectively, with minimum difference between other categories except RD-3 which is 4.70% and 2.69% respectively. Table 5 depicts sub field distribution of SERC papers in different NIF ranges. It is seen that 100% of papers on RD-6 (though the total number of papers is only 3) were placed in journals having NIF > 3. The largest numbers of papers (28 out of 68) were from RD-4. Of these 71.43% were placed in journals with NIF > 3; the rest 28.57% were placed in NIF < 3. The number of papers in the sub fields of structural engineering having above the average NIF is also presented. About 48.53 % papers are above the Ave. NIF level. In summary, it is found that of the 68 papers published in all subdivisions, 23 (33.82%) in journals with NIF > 0 < 3, 25 (36.76%) in journals with NIF > 3 < 6, and 20 (29.41%) in journals with NIF > 6 < 10. In all, 45 (66.17%) papers were published in journals having NIF > 3 < 10 that is majority of the papers were placed in moderately high impact journals. Conclusion As a substantial portion of R&D findings in engineering fields such as structural engineering are documented in non-journal format primary information sources, such as proceedings of conferences/workshops/seminars and 28 ANN. LIB. INF. STU., MARCH 2009 symposia, it is concluded that there exists a definite need for consideration of such non-journal sources of information by citation agencies such as Web of Science, whilst analyzing the outcome and impact of research publications emanating from various researchers. Acknowledgments The paper has been published with the kind approval of Director, Structural Engineering Research Centre, Chennai. The constant encouragement, and support provided by the Director as well as the Chairman, Publication Committee are gratefully acknowledged. The data collection and entry work of Ms. M. Iswarya, Project Assistant, is gratefully acknowledged by the authors. References 1. 2. 3. 4. 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