Forest Inventory and Analysis Northeast Field Guide Forest Inventory and Analysis Unit Northeastern Research Station Forest Service U.S. Department of Agriculture Version 1.4 May 2000 *************************************************************************** Anyone who establishes a permanent plot should recognize that he or she hereby assumes responsibility for furnishing workers with a complete picture of conditions on the plot at the time of its establishment. Not only must each plot be properly marked and all measures be in near perfect order, but all notes and records must be complete. Otherwise, the plots may fail to yield the desired results and those who in later years become responsible for their care and for the analysis of the data, may be led to serious mistakes. (U.S. Department of Agriculture, Forest Service 1935.) *************************************************************************** Forest Inventory and Analysis Northeast Field Guide Forest Inventory and Analysis Unit Northeastern Research Station Forest Service U.S. Department of Agriculture Version 1.4 May 2000 Please direct questions or comments about this document to: David J. Alerich Forest Inventory and Analysis Unit USDA Forest Service 11 Campus Blvd., Ste. 200 Newtown Square, PA 19335 phone: 610-557-4075 email: dalerich@fs.fed.us Northeast Field Guide, Version 1.4 May 2000 Table of Contents Item # Section / Item Page 1.000 Introduction 1 2.000 2.110 2.120 2.130 2.140 2.150 2.160 2.170 2.181 2.182 2.210 2.220 2.230 2.240 2.310 2.320 2.330 2.340 Photo and Course to Plot Information Starting Point Course to Plot Chaining to the Plot Chaining Slope Distances At Plot Center Plot Center Witness Plot Diagrams Sketch Map of Plot Location General Notes Field Edit Field Edit -- Month Field Edit -- Day Field Edit -- Year Office Edit Office Edit -- Month Office Edit -- Day Office Edit -- Year 7 7 9 9 10 14 15 16 16 16 16 16 16 16 16 17 17 17 3.000 3.100 3.110 3.120 3.130 3.140 3.145 3.155 3.160 3.170 3.180 3.190 3.200 3.210 3.220 3.230 3.240 3.250 3.255 3.260 3.270 3.280 3.290 Plot Level Data State Unit County Plot Number Sample Kind QA Status Phase Month Day Year Previous Land Use Previous Month Previous Year Cruiser Tally Trail or Roads Horizontal Distance to Improved Road Road Access Public Use Restrictions Recreation Use 1, 2 and 3 Water on Plot Terrain Position 19 19 19 19 19 19 21 21 23 23 23 23 24 24 25 25 25 25 26 27 27 28 28 i Northeast Field Guide, Version 1.4 May 2000 Item # Section / Item Page 3.295 3.300 3.310 3.320 3.330 3.340 3.350 3.360 3.361 3.365 3.370 3.375 3.380 3.400 Site Productivity Class GPS Coordinates Degrees of Latitude Minutes of Latitude Seconds of Latitude Degrees of Longitude Minutes of Longitude Seconds of Longitude Number of Readings Elevation Location of GPS Reading GPS Error GPS Serial Number Manual Version 30 30 33 33 34 34 34 34 34 34 35 35 35 35 4.000 4.100 4.105 4.106 4.107 4.110 4.120 4.125 4.130 Subplot Data Subplot Number Slope Correction Subplot Center Condition Class Microplot Center Condition Subplot Slope Subplot Aspect Snow / Water Depth Crown Closure 37 37 37 37 38 38 38 39 40 4.000 4.300 4.310 4.320 4.330 4.340 4.350 4.360 4.370 4.380 4.400 4.405 4.410 4.420 4.431 4.432 4.433 4.434 4.435 4.436 4.491 4.492 Condition Class Data Condition Class Number Condition Status Land Use Class Forest Type Stand-Size Class Regeneration Status Reserve Status Tree Density Owner Group Owner Class Private Owner Industrial Status Artificial Regeneration Species Stand Age Disturbance 1 Disturbance Year 1 Disturbance 2 Disturbance Year 2 Disturbance 3 Disturbance Year 3 Treatment 1 Treatment Year 1 40 42 43 54 61 70 72 72 73 74 74 75 76 76 77 79 79 79 79 79 79 80 ii Northeast Field Guide, Version 1.4 May 2000 Item # Section / Item Page 4.493 4.494 4.495 4.496 4.440 4.450 4.451 4.452 4.453 4.460 4.465 4.470 Treatment 2 Treatment Year 2 Treatment 3 Treatment Year 3 Physiographic Class Timber Management Class Past Nonforest / Inaccessible Land Use Present Nonforest Land Use Nonforest Year Stand History Stand Structure Stocking Class 80 80 80 80 81 83 84 86 87 87 87 89 4.000 4.100 4.200 4.211 4.212 4.213 4.214 4.215 4.216 4.217 Boundary Reference Data Subplot Number Plot Type Boundary Change Contrasting Condition Condition Class Number Left Azimuth Corner Azimuth Corner Distance Right Azimuth 89 92 92 92 93 93 93 93 94 94 5.000 5.100 5.110 5.120 5.140 5.200 5.300 Seedling Data Subplot Number Species DBH Reproduction Number Condition Class Number Number of Stems Shrub, Dwarf Shrub and Vine Data for Maine Inventory 95 95 95 95 95 95 96 97 6.000 6.100 6.105 6.100 6.120 6.130 6.140 6.150 6.155 6.160 6.170 6.175 Tree and Sapling Data Subplot Number Tree Record Number Species Horizontal Distance Azimuth Tree History Diameter at Breast Height (DBH) Diameter Check Condition Class Tree Condition Class Lean Angle 99 100 100 101 101 102 102 106 111 111 112 112 iii Northeast Field Guide, Version 1.4 May 2000 Item # Section / Item 6.180 6.190 6.200 6.205 6.206 6.207 6.210 6.220 6.230 6.240 6.250 6.260 6.264 6.270 6.271 6.272 6.273 6.274 6.275 6.276 6.290 6.300 6.305 6.310 6.320 6.330 6.340 6.350 Tree Grade Saw log Length Bole Length Total Length Actual Length Length Method Board-Foot cull Percent Soundness (of Board-Foot Cull) Cubic-Foot Cull Percent Soundness (of Cubic-Foot Cull) Crown Class Compacted Crown Ratio Uncompacted Crown Ratio Cause of Death Damage Location 1 Damage Type 1 Damage Severity Damage Location 2 Damage Type 2 Damage Severity Tree Class Merchantability Class Mortality Year Decay Class Utilization Class Previous DBH Previous Tree Class / Merchantability Class Notes 113 114 115 115 116 116 117 118 119 120 121 122 123 125 126 128 133 146 146 146 147 149 149 149 151 151 151 151 7.000 7.001 7.005 7.100 7.105 7.110 7.120 7.130 7.140 Site Tree Information Site Tree Number Subplot Number Condition Class Number Condition Class List Species Diameter Site Tree Length Tree Age at Diameter 153 153 154 154 154 154 155 155 155 8.000 8.110 8.120 Ownership Information Information Quality Owner Contact Pages 159 – 166 do no exist! Nonforest / Denied Access / Hazardous Plots 157 158 158 9.000 Page iv 167 Northeast Field Guide, Version 1.4 May 2000 # Appendices 1 2 State and County FIPS Codes Eastern U.S Site-Tree Selection Criteria and FIA Forest Type Algorithm for the U.S. Productivity Guide U.S. Tree, Shrub and Vine Species Codes Specific Tally Procedures Determination of Stocking Values for Land Use Classification Glossary Field Plot Quality Standards Tree Grades Slope Correction & Cull Tables and Scaling Deductions Tally Sheet Guide 3 4 5 6 7 8 9 10 11 Page v 187 199 211 215 225 235 251 261 269 277 283 Northeast Field Guide, Version 1.4 May 2000 vi Northeast Field Guide, Version 1.4 May 2000 FOREST INVENTORY AND ANALYSIS NORTHEAST CORE FIELD GUDE Version 1.4 1.000 Introduction This document describes standards, codes, methods, and definitions for the Annual Forest Inventory field data collection procedures to be carried out in the Northeast. Supplementary instructions will be issued as needed. The National Forest Inventory and Analysis Field Guide -- Federal legislation mandates that annual inventories and periodic assessments be made of the Nation’s forests. The units of the National Forest Inventory and Analysis Program (FIA) are in the process of revising the field instructions for data collection. The objective is to describe core FIA field procedures that will be consistent and uniform across all FIA units. This core serves as the framework for regional FIA programs; individual programs may add variables, but may not change the core requirements. This document is a combination of national core variables and regional variables of interest to the clients and customers of the FIA unit at the Northeastern Research Station. Unless otherwise noted, these items are considered CORE, that is, all FIA Units and cooperators, as specified, will collect the information. It is expected that a two-person field crew can measure all items in this guide (Version 1.4) in less than a single day, on average, including time spent traveling to and from the plot. The FIA program is in transition, changing in response to legislation and new customer demands. One of these demands is for increased consistency, which this manual begins to address. Another change will be integration of the FIA program with the plot component of the Forest Health Monitoring (FHM) program. This will be accomplished by a joint sampling approach where FHM plots become a subset of the larger sample of FIA plots. In this model, plots formerly known as FIA plots will now be called Phase 2 plots; plots formerly known as FHM plots will be called Phase 3 plots. 1 Northeast Field Guide, Version 1.4 May 2000 Field Guide Layout Each section of the field guide corresponds to one of the following sections: 1 2 3 4 5 6 7 8 9 Introduction and General Description Plot Establishment Plot Data Subplot, Condition, and Boundary Data Seedling Data Tree Data Site Tree Data Ownership Data Nonforest / Access Denied / Hazardous Plots Each section begins with some general overview of the data elements collected at that level, along with whatever technical background is necessary to prepare the field crews for data collection. Descriptions of data elements follow, in the following format: DATA ELEMENT NAME -- <brief variable description> When collected: <when data element is recorded> Field width: <X digits> MQO: <measurement quality objective> Values: <legal values for coded variables> Data elements and descriptions of when to collect, field width, MQOs, and values, apply to both Phase 2 plots (formerly called FIA plots) and Phase 3 plots (formerly called FHM plots) unless specifically noted. Field width designates the number of columns (or spaces) needed to properly record the data element. MQO describes the acceptable tolerance for each data element. MQOs consist of two parts: a statement of the tolerance and a percentage of time when the collected data are required to be within tolerance. Tolerances may be stated in +/- terms or a number of classes for ordered categorical data elements (e.g., +/- 2 classes); in absolute terms for some continuous variables (e.g., +/- 0.2 inches); or in terms of percent of the value of the data element (e.g., +/- 10% of the value). For some data elements, no errors are tolerated (e.g., PLOT NUMBER). Percentage of time within tolerance is generally expressed as "at least X percent of the time," meaning that crews are expected to be within tolerance at least X percent of the time. 2 Northeast Field Guide, Version 1.4 May 2000 Units of Measure The primary measurement unit system is English. Data will be collected in the field with English tools and instruments, and recorded in English. Tree Limiting Dimensions: breast height stump height merchantable top minimum seedling height - softwoods minimum seedling height - hardwoods seedling/sapling DBH break sapling/tree DBH break softwood large/medium DBH break hardwood large/medium DBH break 4.5 ft. 1.0 ft. 4.0 in. 6.0 in. 12.0 in. 1.0 in. 5.0 in. 9.0 in. 11.0 in. Plot Dimensions: Annular plot -- for sample intensification or sampling relatively rare events. Radius = 59.0 ft. Area = 10,935.88 sq. ft. or 0.25 ac. Subplot - for selecting trees with diameter ≥ 5.0 in. Radius = 24.0 ft. Area = 1,809.56 sq. ft. or 0.04 ac. Microplot - for selecting seedlings and saplings Radius = 6.8 ft. Area = 145.27 sq. ft. or 0.003 ac. The distance between subplots is 120.0 ft. The minimum area needed to qualify as forestland is 1.0 acre. The minimum width to qualify as forestland is 120.0 ft. 3 Northeast Field Guide, Version 1.4 May 2000 General Description The CORE field plot consists of four subplots approximately 1/24 ac. with 24.0 ft. radius. The center subplot is subplot 1. Subplots 2, 3, and 4 are located 120.0 ft. at azimuths of 360, 120, and 240 degrees from the center of subplot 1. Subplots are used to collect data on trees with a diameter at breast height (DBH) of 5.0 in., or greater. Throughout this manual, use of the word “plot” refers to the entire set of four subplots. “Plot Center” is defined as the center of subplot 1. Each subplot contains a microplot of approximately 1/300 ac. with radius 6.8 ft. The center of the microplot is offset 90 degrees and 12.0 ft. from plot center. Microplots are numbered in the same way as subplots. Microplots are used to select and collect data on saplings (DBH of 1.0 in. to 4.9 in.) and seedlings (DBH less than 1.0 in.). As a CORE OPTION, the field plot may also include annular plots of approximately 1/4 acre with radius 59.0 ft. The center of an annular plot coincides with the center of the respective subplot. Annular plots are numbered in the same way as subplots. Annular plots may be used to select and collect additional data for regional enhancements, for example to provide a better sample of rare population elements. Data are collected on each field plot at the following levels: Plot Data that describe the entire cluster of four subplots. Subplot Data that describe a single subplot of a cluster. Condition Class A discrete combination of landscape attributes that describe the environment on all or part of the plot. Examples of such attributes include condition status, forest type, stand size, stand origin, owner group, reserve status, and stand density. Boundary An approximate description of the demarcation line between two condition classes that occur on a single subplot, microplot, or annular plot. There is no boundary recorded when the demarcation occurs beyond the fixed radius plots. Seedling Data describing trees with diameter < 1.0 in. and at least 6.0 in. in length. 4 Northeast Field Guide, Version 1.4 May 2000 Tree Data describing saplings with diameter 1.0 in. to 4.9 in., and trees with diameter ≥ 5.0 in. Site Tree Data describing site trees. Plot Integrity Each FIA program is responsible for minimizing damage to current or prospective sample trees and for specifying how these trees are monumented for remeasurement. The following field procedures are permitted: • Scribing and nailing tags on witness trees so that subplot centers can be relocated. • Boring of trees for age on subplots and annular plots to determine tree age, site index, stand age, or for other reasons. • Nailing and tagging of trees on microplots, subplots, and annular plots so that these trees can be identified and relocated efficiently and positively at times of remeasurement. • Nailing, scribing, or painting microplot, subplot, and annular plot trees so that the point of diameter measurement can be accurately relocated and remeasured. All other potentially damaging procedures that may erode plot integrity are prohibited. The following practices are specifically prohibited: • Boring and scribing of some specific tree species, such as quaking aspen, that are known to be adversely affected (i.e., the initiation of infection or callusing). • Chopping vines from tally trees. When possible, vines should be pried off trunks to enable accurate measure. If this is not possible, alternative tools (calipers, Biltmore sticks) should be used. Twenty percent of all sample plots will be visited each year. Field crews will be provided with the maps, photos, old tally sheets, and other records necessary to locate the sample plots. Provisions have been made for the selection of alternate plots, should they be needed. The majority of the sample plots that will be established during this inventory will be on land owned by private individuals and corporations. The cooperation of these individuals and companies is vital to the success of this inventory and subsequent inventories. In order to maintain the level of trust that has been developed with these 5 Northeast Field Guide, Version 1.4 May 2000 cooperators, all employees involved in any phase of data collection are directed to make a reasonable attempt to contact the property owner and obtain their permission to establish or visit a plot. Furthermore, permission must be obtained if the property is posted against trespass. This includes additional posted ownerships that must be crossed during the process of reaching the sample plot. 6 Northeast Field Guide, Version 1.4 May 2000 2.000 Photo and Course to Plot Information Plot Photo -- The imagery used to establish sample plots can vary from state to state. Generally, when aerial photography is being used, it will most often be products from the National Aerial Photography Program (NAPP). NAPP products are usually 10” by 10” contact prints with a nominal scale of 1:40,000. They may be color infrared, or black and white. A field crew may have other image products to aid in locating and establishing sample plots, such as composite satellite images or Digital Orthophoto Quads (DOQ). If this is the case, it is probably best to establish the course to plot using the procedures described in section 3.300. When using photography, the procedure used to orient the photo is as follows: • Align the photograph so that the edge with the identification information is on top as you look at it. That edge is the northern edge of the photo. • Select two features that can be identified on the photo; and on the ground, or on a map. Individual trees, road intersections, straight sections of road, buildings, field edges, or unique locations along lakes and ponds, are good choices. Avoid railroad beds and power lines because of their effect on compasses. • Using a pen, lightly connect the two selected features with a straight line (reference line). Be careful when writing on the photos as the emulsion of the photo can be easily scratched. • Take a compass reading between the two selected features. • Record the azimuth, and place an arrow at the end of the reference line, to show the direction of the azimuth. • Record reference line and all photo calculations on the Page 4 tally sheet in the “Calculations” section. 2.110 Starting Point ⎯ Starting points mark the beginning of the traverse to a sample plot. They should be: • Easily identifiable on both the plot photo and the ground • Likely to remain unaltered prior to the next inventory 7 Northeast Field Guide, Version 1.4 May 2000 • Minimum of 200 feet from the plot whenever possible • Pinprick and label it as SP on the back of the photo Witness the starting point with two trees or other nearby features, and record the pertinent information. If SP and/or the witness features are trees, mark them with a bark scribe. Place two parallel diagonal scribe marks, each about 4 inches long and 4 inches apart, at 5-1/2 feet above ground, and near the ground, below an imaginary 1 foot high stump. The lower scribes are referred to as stump scribes. Place the stump scribes on the downhill side of the tree whenever possible. Scribe marks on witness trees will face the SP. On SP trees, they will face the direction of approach so that future crews may readily find them. Make the scribe marks in the outer bark layer of the tree. It is important that scribe marks be made carefully so that they do not expose or penetrate the cambium of the tree. Scribe marks that penetrate the cambium may provide a vector for insects or disease. And, on thin-barked trees, can cause deformities that may interfere with diameter measurements at subsequent inventories. Use special care on thin-barked trees such as beech, and on smaller sized trees of all species. Illustrations of Scribing Crew passed tree on the left side. Witness tree Line tree DO NOT CUT THROUGH THE CAMBIUM 8 Northeast Field Guide, Version 1.4 May 2000 2.120 Course to Plot -- Draw a thin line on the photograph connecting the SP and the sample plot center (PC). The PC is the center of subplot 1. Measure the length of this line to the nearest 1/50 of an inch and multiply that number by 66.7. This is the distance to be traversed. Check your calculations carefully. Record the distance in the space provided in Section 2.120 on page 3 of the tally sheet. Extend the line from SP to PC so that it intersects with the reference line. With a protractor, measure, to the nearest degree, the angle between the two lines. Add or subtract this angle to the known azimuth of the reference line to determine the azimuth from SP to PC. If the two lines do not intersect, draw offset lines that will provide intersections. Check your calculations carefully. Record the azimuth in the space provided in Section 2.120 on page 3 of the tally sheet. 2.130 Chaining to the Plot -- Using a compass and a 100-foot tape, begin the traverse to the plot. Two people, a head chainperson and a rear chainperson, are needed for accurate measurements. The head chainperson, by using a compass, must keep themselves and the tape on the correct bearing line at all times. In areas with dense undergrowth, or an extreme amount of slope, it will often be necessary for the rear chainperson to direct the traverse. Be careful to avoid tangles, loops, or bends in the tape. Once the rear chainperson reaches the new station, select a tree (or other feature) for line reference. For trees record: • Appropriate species code • Diameter at breast height (DBH), estimated to the nearest even two-inch diameter class • Estimated distance, in feet, from the station to the line tree • Direction from the station to the line tree, using the clock system, with the direction of the traverse as 12 o'clock Scribe line trees at about 5-1/2 feet high and facing the direction of approach. Slant the bottom of the scribes to the left "//” or the right "\\” to indicate which side of the line tree the crew passed. Stump scribes are not necessary on line trees. Make note of when the line of travel crosses streams, fences, or other unique features. To avoid confusion with trees tallied on the sample plot, do not mark any line tree within the last 150 to 200 feet of the course. 9 Northeast Field Guide, Version 1.4 May 2000 In rough terrain, it may be necessary to "break chain", i.e., to use short sections of the tape to aid in holding a level line. Record descriptive notes in these cases. In mountainous country where horizontal distance cannot be chained directly, measure slope distances and convert to horizontal measurements as described in the next section. Azimuth Calculations azimuth 030 road azimuth 120 (030 + 090) 090 080 045 azimuth 200 (120 + 080) azimuth 345 (030 - 045) reference lines approach lines starting point plot center 2.140 Chaining Slope Distances -- The forward chainperson proceeds up or down slope for the full length of the 100-foot tape. The rear chainperson then uses the clinometer to determine the slope percentage between his or her position and that of the forward chainperson. Knowing the percentage of slope and the distance (usually 100 feet), determine the slope correction from the prepared tables in Appendix 10. The rear chainperson then makes the adjustment by adding the proper distance to the nearest 1/10-foot to the 100-foot tape. Then the forward chainperson stretches the tape taut again and sets the new distance. Record the slope correction, in actual feet and tenths of feet, in the Course to Plot information found on page 3 of the tally sheets. Slope corrections are always added, never subtracted. The following example illustrates how to record course to plot information on the Page 3 tally sheet. 10 Northeast Field Guide, Version 1.4 May 2000 2.120 COURSE TO PLOT DISTANCE AZIMUTH 320 FEET DIST SC 200 DEG SPP DBH DIS DIR NOTES 000 ---- SP 100 000 802 12 9 1 160 -------- STREAM --------200 024 403 8 300 016 320 2 10 1 OF 2 NO SCRIBE ---- PC Establishing Subplots 2 -- 4 when Subplot 1 is Inaccessible -- At times, subplot 1 can be inaccessible due to unsafe conditions such as heavily traveled roads or deep bodies of water. The following example illustrates how to locate subplots 2 - 4 when subplot 1 is inaccessible. In the example below, the stream is noncensus water that is too deep to access or cross. The crew establishing the plot does not know that the subplot is inaccessible until they encounter the stream while chaining from SP to PC. State Rt. 100 * State Rt. 3 SP PC State Rt. 7 Originally the course to plot was 534 feet at 150 degrees. The crew chains 500 feet to the edge of the stream and they realize that they cannot occupy subplot 1. To establish subplot 2 without occupying subplot 1, the crew should establish a turning point (TP1) at the 400 foot station of the course to plot and proceed due north for 120 feet. Here a second turning point (TP2) is established and the crew should proceed 134 feet at the original course to plot azimuth of 150 degrees. This is the proper location of subplot 2. Note that TP1 could be established at any subplot 11 Northeast Field Guide, Version 1.4 May 2000 along the original traverse as long as the distance from TP2 to subplot 2 is adjusted as well. SP TP2 * subplot 2 TP1 subplot 1 After completing the tally at subplot 2, subplots 3 and 4 now need to be established. Since the creek divides subplot 3 from the rest of the plot, and the stream cannot be safely crossed, subplot 3 will have to be accessed from the opposite side of the creek. As for subplot 4, it can be accessed directly from subplot 2. The distance and azimuth from subplot 2 to subplot 4 is 207.8 feet at 210 degrees. (See table in item 3.140 on page 20.) subplot 2 207.8’ at 210° subplot 1 subplot 3 subplot 4 12 Northeast Field Guide, Version 1.4 May 2000 Finally to complete subplot 3, the crew will need to access this subplot from the other side of the stream. A second SP and course to plot is established using the aerial photography. Example below: SP #2 to PC is 400 feet at 220 degrees. * State Rt. 3 SP#1 State Rt. 100 * SP #2 State Rt. 7 However, we cannot occupy P.C. and the goal in establishing a second SP and course to plot is to establish subplot 3. This can be accomplished by proceeding 120 degrees for 120 feet from SP #2 to a turning point. This turning point represents the relative location of subplot 3 to subplot 1. From the turning point, proceed on the calculated course to plot of 400 feet for 220 degrees to locate subplot 3. This procedure uses the same techniques as used to locate subplot 2 from the original course to plot. SP #2 Chain 120’ at 120° * subplot 2 • TP subplot 1 subplot 4 Chain 400’ at 220° subplot 3 13 Northeast Field Guide, Version 1.4 May 2000 Several other methods can be used to get to the same point locations. This is just one example to illustrate locating subplots without occupying subplot 1. Crews should implement a method that is most efficient given various conditions that exist on the photo and plot area. Whenever subplots are established without occupying subplot 1, a detailed description of the methods used must be written in the general notes and course to plot sections of the tally sheet. Photos with more than one SP and course to plot must be properly labeled. Also whenever subplot 1 is not physically occupied, the crew should monument one of the subplots (2-4) with witness trees and collect GPS coordinates at this point. These coordinates are recorded in the General Notes on the Page 4 tally sheet. 2.150 At Plot Center -- If the ground location does not agree with the photo location, consider the following: • Was the starting point correctly identified and marked on the photo? • Was the photo distance measured correctly? • Is the photo scale correct for the local area? The scale of the photo can be determined by solving the following formula for X. Remember to convert the photo distance and the ground distance to the same units of measure. 1 X = photo distance ground distance If the actual scale of the photograph is 1:38,000, then the conversion factor would be 63.33 feet per .02 inches. For each 100 feet of traverse, this would be a 3.3 foot difference, less than calculated, from a nominal scale of 1:40,000. • Are the reference line and course to plot azimuths correct? An error of 1 degree would cause a 1.7-foot deviation, left or right, per 100 feet of traverse. A 5 degree error would, over a mile, end a course 20 feet behind and more than 460 feet to the right or left of the true location. • Were slope corrections added along the course? It is important to check to see where you are on the photograph, even when you have found a plot that is being remeasured. Although the previous instructions may have taken you right to plot center, the plot may still be in a different spot than the one marked on the photograph. 14 Northeast Field Guide, Version 1.4 May 2000 If you determine that the plot is located in the wrong spot, do not move it to the “correct location". Instead, pinprick and label the spot on the photograph where the plot really is, and note the situation on the back of the photo and the tally sheets. In previous inventories, a procedure of locating plots “by inspection” may have been practiced. In this procedure the crew that originally established the plot did not set up a course to plot with a distance and azimuth calculated from SP to PC. Most plots established in this matter were located immediately off a road edge or in small wood lots where locating PC directly from the photo seemed sufficient. This procedure is no longer acceptable. Plots determined to have been established by inspection will be rated as a failed plot. Never locate plots “by inspection." When a plot cannot be relocated, write a thorough description of where you looked and your conclusions. Most likely, a different crew, or a supervisor, will try to relocate the plot. This information will be very helpful to them. 2.160 Plot Center Witness -- In the space provided, note the type of item used to monument plot center. Also, select two witness trees that are: • Close to the dowel and spaced approximately at right angles from the dowel. • Easily recognized species that stand out from others in the area. • At least 3 inches DBH -- larger if possible. • Not expected to die, or be cut, in the next 10 years For each witness tree, record: • The horizontal distance, to the nearest .1 (1/10) feet from the dowel to the center of the base of the tree. • The azimuth, to the nearest degree, from the dowel to the center of the base of the tree. • The appropriate species code. • The DBH, to the last whole .1 (1/10) inch. • Under notes, anything distinctive about the tree, example: “forks at 4 feet", “clump of 3”, etc. 15 Northeast Field Guide, Version 1.4 May 2000 Enter the tree number if the witness tree is also a tally tree. This is determined during the tally procedure. If no witness trees are available, use some other features and record descriptive notes. Any subplot that does not have trees greater than 5 inches DBH somewhere on the subplot should be referenced. Actually, subplot witnesses should be used whenever there is a concern that the next crew may have a problem locating a subplot. Make complete notes of everything that you do so that it will be clear to the next crew. 2.170 Plot Diagrams -- Use this space to show the location of ecotypes, and any unique features on or near the plot that may be helpful in relocating the plot at the next inventory. It is important that ecotype boundaries are sketched in accurately to avoid problems on the next inventory when these boundaries will be remeasured. 2.181 Sketch Map of Plot Location -- A sketch map of the general area surrounding the plot must be drawn for all plots with forested condition classes. Crews should also include sketch maps when it is felt that the conditions around the plot may change before the next inventory. The sketch must contain enough information for someone to find the starting point of the course to the plot, without the aid of the aerial photograph. It must include: • References to the two nearest towns; • Names and/or numbers (if available) for all roads shown on the sketch along with house or box numbers, when appropriate; • Intersections and other easily identified landmarks. 2.182 General Notes -- Use this area to note conditions about the plot that others may find helpful when checking or processing the plot, or even when re-establishing the plot during the next inventory. The value of good notes cannot be underestimated. 2.210 Field Edit -- Before leaving the plot, complete a thorough edit to make sure that all required fields have been completed and that all entries are reasonable. Enter the three-digit code that identifies the person that edited the plot for errors and completeness. Usually, this will be the person that cruised the plot. 2.220 Field Edit -- Month 2.230 Field Edit -- Day 2.240 Field Edit -- Year 16 Northeast Field Guide, Version 1.4 May 2000 2.310 Office Edit -- To be completed by a crew leader or field supervisor. 2.320 Office Edit -- Month 2.330 Office Edit -- Day 2.340 Office Edit -- Year 17 Northeast Field Guide, Version 1.4 May 2000 18 Northeast Field Guide, Version 1.4 May 2000 3.000 PLOT LEVEL DATA Plot level data are recorded from the center of subplot 1. In general, they apply to the entire plot. If subplot 1 is not established, record from the lowest numbered subplot that is established. 3.100 STATE -- Record the unique FIPS (Federal Information Processing Standard) code identifying the state where the plot center is located. When collected: All plots Field width: 2 digits MQO: No errors, 100% of the time Values: See Appendix 1 3.110 UNIT -- Record the unique code that identifies the inventory unit where the plot center is located. When collected: All plots Field width: 1 digit MQO: No errors, 100% of the time Values: See Appendix 1 3.120 COUNTY -- Record the unique FIPS (Federal Information Processing Standard) code identifying the county where the plot center is located. When collected: All plots Field width: 3 digits MQO: No errors, 100% of the time Values: See Appendix 1 3.130 PLOT NUMBER -- Record the four-digit number that permanently identifies each field plot. Plot numbers are unique within a county. Do not ever change a plot number. Bring any suspected errors to the attention of your supervisor. 3.140 SAMPLE KIND – Record the code that describes the kind of plot being established. Even though one plot design is established at all sample locations, there are important differences between plots because some plots are being established at sample locations that were used previously in the periodic inventory. 19 Northeast Field Guide, Version 1.4 May 2000 A diagram of the current plot appears on page 22. It consists of four fixed-radius subplots spaced 120 feet apart. Each subplot has a 24-foot radius. When this plot is being established by itself for the first time it is coded as a Sample Kind 1. When a new plot is being established over an older plot that was used in a periodic inventory the Sample Kind will be 6. In most cases these older plots will be 1/5-acre fixed radius plots, or 1/5-acre fixed radius plots with variable radius subplots. When 1/5-acre plots are remeasured a new plot will be established over top of the older 1/5-acre plot. The center of subplot 1 of the new plot will be in the same location as the center of the 1/5-acre plot. Examine all trees, greater than 5.0 inches DBH, that are within the circumference of the subplot 1 for a full set of variables, depending on their size and condition. A third sample kind is a replacement plot. A replacement plot is a new plot that is established because the plot that was originally chosen could not be relocated or because plot data was lost. Replacement plots are coded as Sample Kind 3. When collected: All plots Field width: 1 digit MQO: No errors, 100% of the time Values: 1 Initial plot establishment 3 Replacement plot – replaces a previously established plot because the plot could not be relocated, or the data was lost 6 Remeasurement of an NEFIA plot – remeasurement of a previously established fixed radius plot that was new at the previous occasion 7 Remeasurement of an NEFIA plot – remeasurement of a previously established fixed radius plot that was remeasured at the previous occasion 8 Remeasurement of an NEFIA plot – remeasurement of a previously established variable radius plot that was remeasured at the previous occasion 20 Northeast Field Guide, Version 1.4 May 2000 3.145 QA STATUS -- Record the code to indicate the type of plot data collected, using the following codes: When collected: All plots Field width: 1 digit MQO: No errors, 100% of the time Values: 1 2 3 4 5 6 Standard production plot QA field plot (cold check by QA crew) Reference plot (off grid) Training/practice plot (off grid) Botched plot file (disregard during data processing) QA check plot (complete remeasurement by a different crew) 3.155 PHASE -- Record the code that indicates the phase of the sample plot. When collected: All plots Field width: 1 digit MQO: No errors, 100% of the time Values: 2 3 Phase 2 (FIA only) plot Phase 3 (FIA and FHM) plot 21 Northeast Field Guide, Version 1.4 May 2000 FIA Field Plot Design subplot 2 120 o subplot 1 120 ft subplot 3 subplot 4 Under normal conditions, chain to PC (center of subplot 1) first, and then proceed to subplots 2 through 4 directly from Point 1. Sometimes, however, it will be necessary to chain directly from subplot to subplot. Chaining directly between subplots is not as accurate and should only be done when absolutely necessary. From Point 2 3 3 4 4 2 To Point 3 2 4 3 2 4 Azimuth 150 330 270 090 030 210 22 Distance 207.8’ 207.8’ 207.8’ 207.8’ 207.8’ 207.8’ Northeast Field Guide, Version 1.4 May 2000 3.160 MONTH -- Record the two-digit code for the month that the plot visit occurred. When collected: All plots Field width: 2 digits MQO: No errors, 100% of the time Values: January February March April May June 01 02 03 04 05 06 July August September October November December 07 08 09 10 11 12 3.170 DAY -- Record the day of the month that the plot visit occurred. When collected: All plots Field width: 2 digits MQO: No errors, 100% of the time Values: 01 to 31 3.180 YEAR -- Record the year that the plot visit occurred. When collected: All plots Field width: 2 digits MQO: No errors, 100% of the time Values: Beginning with 1998, constant for a given year 3.190 PREVIOUS LAND USE -- Transfer this information from the old tally sheets. The codes used during the previous inventory are listed below: When collected: All plots that are being remeasured Field width: 2 digits MQO: No errors, 100% of the time Values: Forest Land 20 40 41 50 51 52 timberland unproductive forestland unproductive reserved forestland productive reserved forestland Christmas tree plantation urban forestland 23 Northeast Field Guide, Version 1.4 May 2000 Nonforest Land Without trees with trees 61 63 65 67 69 70 71 72 73 62 64 66 68 --------74 75 77 79 81 83 85 76 78 80 82 84 86 cropland improved pasture idle farmland other farm land bog marsh salt marsh swamp maintained rights-of-way, regardless of width mining and wasteland developed recreation area industrial and commercial land tract and/or multiple family housing single-family custom housing other (specify in general notes) Water 91 92 census water noncensus water 3.200 PREVIOUS MONTH -- Transfer this information from the old tally sheet. When collected: All plots that are being remeasured Field width: 2 digits MQO: No errors, 100% of the time Values: 01 to 12 3.210 PREVIOUS YEAR -- Transfer this information from the old tally sheet. When collected: All plots that are being remeasured Field width: 2 digits MQO: No errors, 100% of the time Values: 1988, 1989, 1990, 1993, 1994, 1995 24 Northeast Field Guide, Version 1.4 May 2000 3.220 CRUISER -- Enter the three-digit numeric code of the person that cruised the plot. When collected: All plots Field width: 3 digits MQO: No errors, 100% of the time Values: As assigned 3.230 TALLY -- Enter the three-digit numeric code of the person that tallied the plot. When collected: All plots Field width: 3 digits MQO: No errors, 100% of the time Values: As assigned 3.240 TRAILS OR ROADS -- Record the nearest trail or road to the plot. Use the plot photo, maps, or reasonable observations made while traveling to the plot to determine nearest trail or road (within 1 mile straight-line distance of the plot center). If two or more trails or roads are estimated to be equally distant, code the higher quality trail or road (lower code number). Base the coding decision on the condition of the road at the time of the visit. When collected: All plots with at least one accessible forest land condition class Field width: 1 digit MQO: No errors, at least 90% of the time Values: 0 1 2 3 4 5 None within 1 mile Paved road or highway Improved gravel road (has gravel, ditching, and/or other improvements) Improved dirt road (has ditching, culverts, signs, reflectors, or other improvements) Unimproved dirt road/four-wheel drive road (has no signs of any improvements) Human access trail- clearly noticeable and primarily for recreational use 3.250 HORIZONTAL DISTANCE TO IMPROVED ROAD -- Record the straight-line distance from plot center (subplot 1) to the nearest improved road. An improved road (TRAILS OR ROADS = 1, 2, or 3) is a road of any width that is maintained as evidenced by pavement, gravel, grading, ditching, and/or other improvements. 25 Northeast Field Guide, Version 1.4 May 2000 When collected: All plots with at least one accessible forest land condition class Field width: 1 digit MQO: No errors, at least 90% of the time Values: 1 2 3 4 5 6 7 8 9 100 ft or less 101 to 300 ft 301 to 500 ft 501 to 1000 ft 1001 ft to 1/2 mile Greater than 1/2 to 1 mile Greater than 1 to 3 miles Greater than 3 to 5 miles Greater than 5 miles 3.255 ROAD ACCESS -- Record the first road access restrictions encountered while traveling to the plot. These restrictions limit car and truck access to the starting point for the walk to the plot, and may occur on ownerships encountered before reaching the plot area. When collected: All plots with at least one accessible forest land condition class Field width: 1 digit MQO: No errors, at least 90% of the time Values: 0 1 2 3 4 9 None – no road access restrictions Road blocked by locked gate or cable across road Road blocked by a human-made obstruction across road (ditch, mound, etc.) Road blocked by natural occurrences (trees blown over onto road, road or bridge washed out) Posted no motorized vehicle signs; road present, but restricted area such as Wilderness or National Park where vehicles are not allowed Other – specify in plot-level notes 26 Northeast Field Guide, Version 1.4 May 2000 3.360 PUBLIC USE RESTRICTIONS -- Record, if any, the restriction posted near or on the plot area that limits public use of the plot area; if more than one restriction occurs for the plot area, record the lowest number restriction present (1-3, 9). When collected: All plots with at least one accessible forest land condition class Field width: 1 digit MQO: No errors, at least 90% of the time Values: 0 1 2 3 9 None – no public use restrictions Keep out / no trespassing No hunting or fishing No dumping Other - specify in plot-level notes 3.270 RECREATION USE 1, 2, and 3 (3 opportunities) -- Record up to 3 signs of recreation use encountered within the accessible forest land portion of any of the four subplots, based on evidence such as campfire rings, compacted areas (from tents), hiking trails, bullet or shotgun casings, tree stands, etc. Record the recreation use that has had the most significant impact on the plot area first, then the second and third use. For example, in general numerous four-wheel drive or ATV trails would be coded before camping, and camping before hiking, and hiking before fishing. Use the coding system provided as a hierarchy. Do not repeat codes, except codes 0 and 9. Physical recreation evidence must be present to code 1-9. Also, disregard dumping where no evidence of recreation is present. Examine the plot area for clues before spending an exorbitant amount of time trying to find evidence that normally would not be found in the area; look for the obvious signs first. When collected: All plots with at least one accessible forest land condition class Field width: 3 digits MQO: No errors, at least 90% of the time Values: No evidence of recreation use 0 Motor vehicle (four wheel drive, ATV, motorcycle, snowmobile) 1 Horse riding, dog team trails, ski trails 2 Camping 3 Hiking 4 Hunting/shooting 5 Fishing 6 Boating – physical evidence such as launch sites or docks 7 Other – recreation use where evidence is present, such as human 9 litter, but purpose is not clear or does not fit into above categories. 27 Northeast Field Guide, Version 1.4 May 2000 3.280 WATER ON PLOT -- Record the water source that has the greatest impact on the area within the accessible forest land portion of any of the four subplots. The coding hierarchy is listed in order from large permanent water to temporary water. This variable may be used for recreation, wildlife, hydrology, and timber availability studies. When collected: All plots with at least one accessible forest land condition class Field width: 1 digit MQO: No errors, at least 90% of the time Values: 0 1 2 3 4 5 9 None – no water sources Permanent streams or ponds too small to qualify as noncensus water Permanent water (too small to qualify as Census or noncensus water) in the form of deep swamps, bogs, marshes without standing trees present or with standing trees and less than 1.0 ac in size Ditch/canal – human-made channels used as a means of moving water, such as irrigation or drainage which are too small to qualify as noncensus water Temporary streams Flood zones – evidence of flooding when bodies of water exceed their natural banks Other temporary water – specify in plot notes 3.290 TERRAIN POSITION -- Terrain position is the location of the plot, or portion of a plot, along the slope profile. Assess terrain position on the plot. The plot is defined as the area contained within the triangle formed by the outer boundaries of subplots 2, 3, and 4. This area is approximately .65 ac. Select the terrain position that best relates the sample point to the slope profile. To avoid micro-site conditions, a distance of 100 feet is the minimum span to consider. When collected: All plots with at least one accessible forest land condition class Field width: 1 digit MQO: No errors, at least 90% of the time Values: 1, 2, 3, 4, 5, 6, 7 and 8 NOTE: Codes 4 (bench), 6 (bottom land) and 7 (flatland) are the only valid codes for plots with an aspect of 000 (slope less than 5%). Bottomlands are associated with a drainage, while flatlands are not. 28 Northeast Field Guide, Version 1.4 May 2000 Terrain Position 1 top of slope -- convex region 2 upper slope -- convex region at upper edge of slope 3 midslope -- uniform, fairly straight region 4 bench -- area of level land with slopes above and below 5 lower slope -- concave region at the lower edge of slope 6 bottomland -- horizontal region in low-lying areas, which may be subject to occasional flooding 7 flatland -- regions not part of or related to slopes; may have minimal elevation changes, i.e. less than 5 % 1 2 3 4 6 and 7 Code 1 2 3 4 5 6 7 8 5 Description top of slope -- convex region upper slope – convex region at upper edge of slope midslope – uniform, fairly straight region bench – area of level land with slopes above and below lower slope – concave region at the lower end of slope bottomland – horizontal region in low-lying areas. These areas may be subject to occasional flooding. flatland – regions that are not part of, or related to, slopes. These areas may have minimal elevation changes of less than 5 %. nonforest – use this code when the entire plot is nonforest 29 Northeast Field Guide, Version 1.4 May 2000 3.295 SITE PRODUCTIVITY CLASS -- On plots that are being remeasured, this field indicates the potential productivity class of the site where the plot is located. Based upon site index readings from previous inventories, a site productivity class would have been developed. Possible codes are 0, 3, 4, 5, 6, and 7. Code 0 indicates that cores were either unavailable or unable to be read during the last inventory. Code 7 indicates that the site productivity class was unproductive. Codes 3 through 6 indicate incremental levels of productive forestland. When completing plots on the data recorder, this information will appear as a part of the plot history. When completing plots on paper, it will be necessary to transfer this information from the CORE list for the county. The CORE list will indicate which remeasure plots require site index information. (Note: Do not use the Site code on the provided plot print out as a basis to collect this information. Always refer to the CORE list.) If a plot has been coded 0 or 7, then site index cores must be collected for each condition class on the plot. Site index cores are also required for any forested condition class with a number higher than 1, and for all forested condition classes on new plots. When collected: All plots with at least one accessible forest land condition class Field width: 1 digit MQO: No errors, 100% of the time Values: 0,3,4,5,6,7 3.300 GPS COORDINATES Global Positioning System (GPS) coordinates will be recorded for all field plots, regardless of land use. The Portable Lightweight Global Positioning Receiver (PLGR), manufactured by Rockwell, Inc. will be used in all instances. GPS UNIT SETTINGS, DATUM, and COORDINATE SYSTEM Consult the GPS unit operating manual or other regional instructions to ensure that the GPS unit internal settings, including Datum and Coordinate system, are correctly configured. Each FIA unit will determine the Datum to be used in that region. Most will use the NAD 27 Datum (also known as NAS-C or NA 27 CONUS/CLK66), but coordinates collected using any appropriate datum can be converted back to a national standard for reporting purposes. Each FIA unit will also determine which coordinate system to use. Regions using a Geographic system will collect coordinates in Degrees, Minutes, and Seconds of Latitude and Longitude; those using the UTM coordinate system will collect UTM Easting, Northing, and Zone. 30 Northeast Field Guide, Version 1.4 May 2000 PLGR PROCEDURES Each morning while traveling to the plot in the vehicle, connect the PLGR to the cigarette lighter adapter and external antenna and run it for 15 minutes or until the horizontal error is less than ± 70 ft appears on the POS screen. This step is only necessary before the first plot of the day. Once this step has been completed the PLGR may be turned off until it is needed at the plot. It is important that this effort to “warm-up” the PLGR be taken every morning. It is equally important that the PLGRs are kept charged and that a full set of backup batteries is kept with each unit. Recent changes in the way sample plots will be established will cause crews to rely on their GPS receivers more than they have in the past. A functioning fully charged GPS receiver will often be the key to having a successful day in the field. Establishing a course to plot for new plots: At SP, start the PLGR and wait (3 to 5 minutes) until the horizontal error is less than ± 70 ft appears on the POS screen. Switch the PLGR to “average” mode and log 180 position fixes. Write the 180th position displayed on the PLGR in the SP GPS section of the Page 3 tally sheet. Press the “WP” key and ENTER this SP coordinate as a new waypoint. Press “WP” key again and ENTER the “plot coordinates” from the label on the Page 3 tally sheet. Press “WP” again and toggle to “DIST”. Press the down arrow key and change the first WP number to SP and the second WP number to PC. The PLGR will calculate the range and azimuth to traverse on the ground to reach PC. Record this information in item 2.120 Course to Plot on the Page 3 tally sheet and proceed with the traverse to PC. Geo-referencing plot center for all plots where PC is occupied: After completing the traverse to PC from either the PLGR calculations or by using the previous course to plot information, stand at PC and hold the Rockwell PLGR antenna plumb over the dowel. Wait (3 to 5 minutes) until the PLGR indicates the horizontal error is less than ± 70 ft on the POS screen. When the horizontal error is less than ± 70 ft is achieved, indicating the highest possible accuracy, press and hold the POS key until AVG appears. Allow the counter to average 180 fixes. As the counter nears 180, be prepared to tell the tally person the coordinate, who then records them on page 3 of the tally sheet. Press and hold the POS key to stop averaging. Press the OFF key twice. For new nonforest plots where PC is not occupied: After establishing and recording a course to plot using the PLGR, enter “plot 31 Northeast Field Guide, Version 1.4 May 2000 coordinates” from the label on the Page 3 tally sheet for items 3.310 – 3.360. (Note: Enter this coordinate only if traverse is not completed and PC is not occupied. If PC is occupied, follow the procedure previously described in “geo-referencing plot center.”) For remeasure nonforest plots where the previous SP is still present: Stand at the old starting point (SP) and collect coordinates as previously described. Write the 180th position displayed on the PLGR in the SP GPS section of the Page 3 tally sheet. Press the “WP” key and enter this coordinate as a new waypoint. Press “WP” key again and toggle to “RNG-CALC”. Activate the menu and change the default waypoint number to the waypoint you previously entered. Enter the previously calculated values for distance and azimuth to PC (i.e., previous course to plot) into the PLGR in the “RNG” and “AZ” fields by pressing the “NUM LOCK” key. Press the down arrow key to see the calculated position of PC. Enter this coordinate in the PC GPS section of the Page 3 tally sheet in items 3.310 through 3.360. (Note: Enter this coordinate only if traverse is not completed and PC is not occupied. If PC is occupied, follow the procedure previously described in “geo-referencing plot center.”) For remeasure nonforest plots where the previous SP is not present: Using the old photography follow the instructions in sections 2.000 – 2.120 to establish a new course to plot. Stand at the new SP and collect coordinates as previously described. Write the 180th position displayed on the PLGR in the SP GPS section of the Page 3 tally sheet. Press the “WP” key and enter this coordinate as a new waypoint. Press “WP” key again and toggle to “RNG-CALC”. Activate the menu and change the default waypoint number to the waypoint you previously entered. Enter the previously calculated values for distance and azimuth to PC into the PLGR in the “RNG” and “AZ” fields by pressing the “NUM LOCK” key. Press the down arrow key to see the calculated position of PC. Enter this coordinate in the PC GPS section of the Page 3 tally sheet in items 3.310 through 3.360. (Note: Enter this coordinate only if traverse is not completed and PC is not occupied. If PC is occupied, follow the procedure previously described in “geo-referencing plot center.”) 32 Northeast Field Guide, Version 1.4 May 2000 COLLECTING READINGS Collect at least 180 GPS readings at the plot center, which will then be averaged by the GPS unit. Each individual reading should have an error of less than 70 ft if possible (the error of all the averaged readings is far less). Soon after arriving at plot center, use the GPS unit to attempt to collect coordinates. If suitable readings (180 readings at error < 70 ft) cannot be obtained, try again before leaving the plot center. If it is still not possible to get suitable coordinates from plot center, attempt to obtain them from a location within 200 ft of plot center. Obtain the azimuth and horizontal distance from the "offset" location to plot center. (Record this “offset information” in the General Notes or Calculation box on the Page 4 tally sheet.) If a PLGR unit is used, use the Rng-Calc function in the PLGR to compute the coordinates of the plot center. Coordinates may be collected further than 200 ft away from the plot center if a laser measuring device is used to determine the horizontal distance from the "offset" location to plot center. Again, if a PLGR unit is used, use the Rng-Calc function in the PLGR to compute the coordinates of the plot center. In all cases try to obtain at least 180 readings before recording the coordinates. 3.310 DEGREES OF LATITUDE -- Enter the degrees of latitude as shown on the GPS receiver. When collected: All plots Field width: 2 digits (DD) MQO: No errors, 100% of the time Values: 3.320 MINUTES OF LATITUDE -- Enter the minutes of latitude as shown on the GPS receiver. When collected: All plots Field width: 2 digits (MM) MQO: No errors, 100% of the time Values: 33 Northeast Field Guide, Version 1.4 May 2000 3.330 SECONDS OF LATITUDE -- Enter the seconds and hundredths of seconds of latitude as shown on the GPS receiver. When collected: All plots Field width: 4 digits (SSSS) MQO: No errors, 100% of the time Values: 3.340 DEGREES OF LONGITUDE -- Enter for the degrees of longitude as shown on the GPS receiver. When collected: All plots Field width: 2 digits (DD) MQO: No errors, 100% of the time Values: 3.350 MINUTES OF LONGITUDE -- Enter the minutes of longitude as shown on the GPS receiver. When collected: All plots Field width: 2 digits (MM) MQO: No errors, 100% of the time Values: 3.360 SECONDS OF LONGITUDE -- Enter the seconds and hundredths of seconds of longitude as shown on the GPS receiver. When collected: All plots Field width: 4 digits (SSSS) MQO: No errors, 100% of the time Values: 3.361 NUMBER OF READINGS -- Record a 3-digit code indicating how many readings were averaged by the GPS unit to calculate the plot coordinates. Collect at least 180 readings if possible. When collected: All plots Field width: 3 digits MQO: No errors, 100% of the time Values: 1 to 999 3.365 ELEVATION -- Record the elevation above mean sea level of the plot center, in feet, as determined by GPS. When collected: All plots Field width: 5 digits MQO: No errors, 100% of the time Values: -00100 to 20000 34 Northeast Field Guide, Version 1.4 May 2000 3.370 LOCATION OF GPS READING -- Enter a one-digit code to indicate where the GPS reading for the plot was taken. When collected: All plots Field width: 1 digit MQO: No errors, 100% of the time Values: 1 2 reading was taken over plot center reading was taken from a location other than over plot center 3.375 GPS ERROR -- Record the error as shown on the GPS unit to the nearest foot. Make every effort to collect readings only when the error is less than 70 ft. However, if after trying several different times during the day, at several different locations, this is not possible, record the best reading that can be obtained with an error of up to 999 ft. When collected: All plots Field width: 3 digits MQO: No errors, 100% of the time Values: 0 to 70 if possible, 71 to 999 if an error of less than 70 cannot be obtained 3.380 GPS SERIAL NUMBER -- Record the last six digits of the serial number on the GPS unit used. When collected: When GPS UNIT > 0 Field width: 6 digits MQO: No errors, 100% of the time Values: 000001 to 999999 3.400 MANUAL VERSION -- Record the version number of the National Core Field Guide that was used to collect the data on this plot. This will be used to match collected data to the proper version of the field manual. When collected: All plots Field width: 2 digits (x.y) MQO: No errors, 100% of the time Values: 1.1 (Maine 1999) and higher 35 Northeast Field Guide, Version 1.4 May 2000 36 Northeast Field Guide, Version 1.4 May 2000 4.000 SUBPLOT, CONDITION CLASS & BOUNDARY INFORMATION SUBPLOT INFORMATION Each subplot is described by a series of area parameters relating to topographic features and existing cover type. These data also relate to the microplot, since the microplot is contained within the subplot perimeter. If the subplot center cannot be accessed, do not collect and record data on the subplot. 4.100 SUBPLOT NUMBER – Record the code corresponding to the number of the subplot. When collected: All subplots Field width: 1 digit MQO: No errors, 100% of the time Values: 1 2 3 4 Center subplot North subplot Southeast subplot Southwest subplot 4.105 SLOPE CORRECTION -- Record the amount of slope correction that was applied, to the nearest tenth of a foot, while traversing from subplot 1 to subplots 2, 3, and 4. When collected: At subplots 2, 3 and 4 Field width: 3 digits MQO: No errors, 100% of the time Values: 001 to 999 4.106 SUBPLOT CENTER CONDITION -- Record the CONDITION CLASS NUMBER of the condition class at the subplot center. When collected: All subplots Field width: 1 digit MQO: No errors, 100% of the time Values: 1 to 9 4.107 MICROPLOT CENTER CONDITION -- Record the CONDITION CLASS NUMBER of the condition class at the microplot center. When collected: All subplots Field width: 1 digit MQO: No errors, 100% of the time Values: 1 to 9 37 Northeast Field Guide, Version 1.4 May 2000 4.110 SUBPLOT SLOPE -- Record the angle of slope across the subplot to the nearest 1 percent. SUBPLOT SLOPE is determined by sighting the clinometer along a line parallel to the average incline (or decline) of each subplot. This angle is measured along the shortest pathway down slope before the drainage direction changes. To measure SUBPLOT SLOPE, Observer 1 should stand at the uphill edge of the subplot and sight Observer 2, who stands at the downhill edge of the subplot. Sight Observer 2 at the same height as the eye-level of Observer 1. Read the slope directly from the percent scale of the clinometer. If slope changes gradually across the subplot, record an average slope. If slope changes across the subplot but the slope is predominately of one direction, code the predominate slope percentage rather than the average. If the subplot falls directly on or straddles a canyon bottom or narrow ridge top, code the slope as follows: • If the subplot falls directly between two side hills, code the average slope of the side hill(s). • If the subplot falls on a canyon bottom or on a narrow ridge top, but most of the area lies on one side hill, code the slope of the side hill. When collected: All subplots with accessible forest land Field width: 3 digits MQO: +/- 10%, at least 90% of the time Values: 000 to 155 4.120 SUBPLOT ASPECT -- Record the aspect across the subplot, to the nearest 1 degree. SUBPLOT ASPECT is determined along the direction of slope for land surfaces with at least 5 percent slope in a generally uniform direction. SUBPLOT ASPECT is measured with a hand compass along the same direction used to determine slope. If aspect changes gradually across the subplot, record an average aspect. If aspect changes across the subplot but the aspect is predominately of one direction, code the predominate direction rather than the average. If the subplot falls on or straddles a canyon bottom or narrow ridge top, code aspect as follows: • • Code the aspect of the ridge line or canyon bottom. If the subplot falls on a canyon bottom or on a narrow ridge top, but most of the area lies on one side hill, code the aspect of the side hill. 38 Northeast Field Guide, Version 1.4 May 2000 When collected: All subplots with an accessible forest Field width: 3 digits MQO: +/- 10 degrees, at least 90% of the time Values: 000 001 002 . . 360 no aspect, slope < 5 percent 1 degree 2 degrees . . 360 degrees, due north 4.125 SNOW/WATER DEPTH -- Record to the nearest 0.1 ft the average approximate depth of water or snow covering the subplot at the time of data collection. This variable is used to indicate subplots where some variables (e.g., seedling count, total heights) may be measured with less certainty due to conditions at the time of measurement. When collected: All subplots with an accessible forest land condition class (CONDITION STATUS = 1) Field width: 2 digits (x.y) MQO: +/- 0.5 ft at the time of measurement (no MQO after initial date of visit) Values: 0.0 to 9.9 4.130 CROWN CLOSURE -- Estimate the percent of the subplot area that is covered by live tree crowns directly overhead and record the appropriate code. If foliage is not present due to seasonal variation or temporary defoliation, visualize the amount of live crown that would normally be present. When collected: All subplots with accessible forestland – MAINE only Field width: 1 digit MQO: +/- 1 class, at least 90% of the time Values: 0 1 2 3 0 to 25 percent 26 to 50 percent 51 to 75 percent Greater than 75 percent 39 Northeast Field Guide, Version 1.4 May 2000 CONDITION CLASS The Forest Inventory and Analysis (FIA) plot is cluster of four subplots in a fixed pattern. Subplots are never reconfigured or moved in order to confine them to a single condition, or condition class; a plot may straddle more than one condition class. Every plot samples at least one condition class: the condition class present at plot center (the center of subplot 1). Delineation and mapping of condition classes is a major departure from past inventory practices, and is intended to allow flexible post stratification of data for a variety of purposes. DETERMINATION OF CONDITION CLASS Step 1: Delineate the plot area by CONDITION STATUS The first attribute considered when defining a condition class is CONDITION STATUS. The area sampled by a plot is assigned into condition classes based upon the following differences in CONDITION STATUS: • • • • • • • • Accessible forestland Nonforest land Noncensus water Census water Denied access area Area too hazardous to visit Area that is not in the sample, e.g., in Canada or Mexico. Land Use Class (Northeast Regional Variable) Accessible forestland defines the population of interest for FIA purposes. This is the area where most of the data collection is conducted. Step 2: Further subdivide Accessible Forest Land by seven mapping variables Any condition class sampled as accessible forestland may be further subdivided, in order of listed priority, into smaller condition classes if distinct, contrasting condition classes are present because of variation within the sampled area in any of the following attributes: • • • • • • • Land Use Class (Northeast Regional Variable) Forest Type Stand Size Class Regeneration Status Reserved Status Tree Density Owner Group 40 Northeast Field Guide, Version 1.4 May 2000 At time of re-inventory, two additional attributes, PAST NONFOREST/INACCESSIBLE LAND USE and PRESENT NONFOREST LAND USE are mapped to delineate new condition classes if the sampled area on a plot has changed to or from accessible forest land. This allows tracking of land use changes without requiring mapping of all nonforest condition classes on all plots. No other attribute shall be the basis for recognizing contrasting accessible forestland condition classes. For each condition class recognized, several “ancillary attributes” that help describe the condition will be collected, but will not be used for mapping purposes (see Sections 4.400 to 4.470). CONDITION CLASS ATTRIBUTES A CONDITION CLASS NUMBER and a classification for CONDITION STATUS are required for every condition class sampled on a plot. For each condition class classified as accessible forestland, a classification is required for each of the following attributes: Attributes where a change causes a separate condition class 4.320 4.330 4.340 4.350 4.360 4.370 4.380 Land Use Class (Northeast Regional Variable) Forest Type Stand Size Regeneration Status Reserved Status Tree Density Owner Group Ancillary – changes do not delineate a new condition class 4.400 4.405 4.410 4.420 4.431 4.432 4.491 4.492 4.440 4.450 4.460 4.465 4.470 Owner Class Private Owner Industrial Status Artificial Regeneration Species Stand age Disturbance (up to 3 coded) Disturbance Year (1 per disturbance) Treatment (up to 3 coded) Treatment Year (1 per treatment) Physiographic Class Timber Management Class (Northeast Regional Variable) Stand History (Northeast Regional Variable) Stand Structure (Northeast Regional Variable) Stocking Class (Northeast Regional Variable) 41 Northeast Field Guide, Version 1.4 May 2000 Three additional attributes require classification in specific situations: 4.451 Past Nonforest/ Inaccessible Land Use (for area afforested since last inventory). 4.452 Present Nonforest Land Use (for area converted from accessible forest land condition class to nonforest land since last inventory). 4.453 Nonforest Year (estimate year that accessible forest land condition class was converted to nonforest). When classifying condition status, owner group, reserved status, and previous and present nonforest use, base the classification on what is present within the area defined by the fixed radius plot (annular, subplot, or microplot). When classifying all other condition class variables, base the classification on the annular plot. Specific instructions for the classification of each attribute follow. 4.300 CONDITION CLASS NUMBER -- On a plot, assign and record a unique identifying number for each condition class. At the time of the plot establishment, the condition class at plot center (the center of subplot 1) is designated condition class 1. Other condition classes are assigned numbers sequentially at the time each condition class is delineated. On a plot, each sampled condition class must have a unique number that can change at remeasurement to reflect new conditions on the plot. When collected: All condition classes Field width: 1 digit MQO: No errors, 100% of the time Values: 1 to 9 CONDITION CLASS DEFINING (MAPPING) VARIABLES: 4.310 CONDITION STATUS -- Record the code that describes the status of the condition. Record for all condition classes sampled on a plot. The instructions beginning on page 40 (“Determination of Condition Class”) and the instructions starting on the following page (“Determining Condition Classes Differing in Condition Status”) apply when delineating condition classes that differ by CONDITION STATUS. When collected: All condition classes Field width: 1 digit MQO: No errors, 100% of the time Values: 42 Northeast Field Guide, Version 1.4 May 2000 1 2 3 4 5 6 7 Accessible forestland Nonforest land Noncensus water Census water Denied access area Area too hazardous to visit Area that is not in the sample, e.g., in Canada or Mexico. DETERMINING CONDITION CLASSES DIFFERING IN CONDITION STATUS: The first step in delineating condition classes is to recognize differences in CONDITION STATUS. The most common difference is adjacent accessible forestland and nonforest land. Adjacent accessible forest land and nonforest land condition classes are recognized only if each of the two prospective condition classes is at least 1.0 ac in size, and each is at least 120.0 ft in width. These size and width minimums apply to both accessible forestland and nonforest land. Within an accessible forest land condition class, unimproved roads, rock outcrops, and natural nonforest openings less than 1.0 ac in size and less than 120.0 ft in width are considered forest land and are not delineated and classified as a separate nonforest condition class. Within a nonforest land condition class, forested areas or linear strips of trees less than 1.0 ac in size and less than 120.0 ft in width are considered part of the nonforest condition class. Five exceptions to these size and width requirements apply: 1. Distinct, alternating strips of forest and nonforest land: this situation occurs when a plot or subplot samples a condition class that is less than 1.0 ac in size and less than 120.0 ft in width. The condition class is one of a series of parallel strips of forest and nonforest land in which none of the strips meet the minimum width requirement. For many small, intermingled strips, determine the total area that the alternating strips occupy, and classify according to the CONDITION STATUS (forest land or nonforest land) that occupies the greater area. If the area of alternating strips is so large or indistinct as to make a total area determination impractical, then classify the sample as forestland. For two alternating strips of forest and nonforest between two qualifying areas of nonforest land and forestland, see Figure 2. Any subplot that falls in the alternating strips uses the rule. 43 Northeast Field Guide, Version 1.4 May 2000 Any subplot that falls in assigned nonforest / forest is assigned that type. Nonforest land greater than 120 ft wide Strip of Forest less than 120 ft wide Strip of Nonforest less than 120 ft wide Forestland greater than 120 ft wide PC NF PC F PC NF PC F Figure 2. Example of alternating strips of forested and nonforested conditions. 44 Northeast Field Guide, Version 1.4 May 2000 2. Developed nonforest inclusions: human-caused nonforest land condition classes such as homes or cabins that are less than 1.0 ac in size and 120.0 ft in width and are surrounded by forest land. All extensions from developed nonforest inclusions are nonforest condition classes regardless of length or width. There are three kinds of developed nonforest inclusions that do not have to meet area or width requirements. a) Improved roads: paved roads, gravel roads, or improved dirt roads regularly maintained for long-term continuing use. Unimproved traces and roads created for skidding logs are not considered improved roads b) Maintained rights-of-way: corridors created for railroads, power lines, gas lines, and canals that are periodically treated to limit the establishment and growth of trees and shrubs. c) Developments: structures and the maintained area next to a structure, all less than 1.0 ac in size and surrounded by forest land. Examples of developments are houses or trailers on very small lots, communication installations in a small cleared area within forest land, and barns and sheds. 45 Northeast Field Guide, Version 1.4 May 2000 3. Figure 3. 4. The 120 foot minimum width for mapping does not apply when a corner angle is 90 degrees or greater (Figure 3). Illustration of the 90-degree corner rule. The dotted lines do not create nonforest conditions. Linear water features: natural water features that are linear in shape such as streams and rivers. A linear water feature must meet the definition for Census or noncensus water to be nonforest area. Therefore, a linear water feature must be at least 30.0 ft wide and cover at least 1.0 ac. The width of a linear water feature is measured across its channel between points on either side up to which water prevents the establishment and survival of trees. To determine whether a linear water feature qualifies as nonforest, rely on all available information on hand such as aerial photos, topographic maps, past survey land calls, and ocular estimates at the current survey visit. Linear water features that do not meet the definition for Census or noncensus water should be classified as forestland only if bounded by forestland on both shores. Crews are NOT expected to measure the length of a linear water feature to determine if it meets the 1.0 ac requirement; use professional judgment and common sense on any linear water feature. 46 Northeast Field Guide, Version 1.4 May 2000 5. Riparian forest area: A riparian forest area is defined as a forest area between 30.0 and 120.0 ft wide, and 1.0 ac or more in size, cumulative, but not necessarily present on both sides of and adjacent to a naturally occurring or artificially created body of water or watercourse with continuous or intermittent flow. Riparian forest areas may be associated with but not limited to streams, rivers, lakes, sloughs, seeps, springs, marsh, beaver ponds, sink holes, cypress domes and ponds, man-made ditches and canals. A riparian forest area must be associated “within forest” and contain at least one distinct and obvious change in a condition class mapping attribute from its adjacent accessible forestland condition class. CONDITION STATUS DEFINITIONS: ACCESSIBLE FOREST LAND – Code 1 Land that is within the population of interest, is accessible, is on a subplot that can be occupied at subplot center, can safely be visited, and meets at least one of the two following criteria: (a) The condition is at least 10-percent stocked by trees of any size (Appendix 6) or has been at least 10-percent stocked in the past. Additionally, the condition is not subject to nonforest use(s) that prevent normal tree regeneration and succession such as regular mowing, intensive grazing, or recreation activities; or (b) in several western woodland types where stocking cannot be determined, and the condition has at least 5 percent crown cover by trees of any size, or has had at least 5 percent cover in the past. Additionally, the condition is not subject to nonforest use that prevents normal regeneration and succession such as regular mowing, chaining, or recreation activities. 47 Northeast Field Guide, Version 1.4 May 2000 To qualify as forest land, the prospective condition must be at least 1.0 ac in size and 120.0 ft wide measured stem-to-stem. Forested strips must be 120.0 ft wide for a continuous length of at least 363.0 ft in order to meet the acre threshold. Forested strips that do not meet these requirements are classified as part of the adjacent nonforest land. Transition zones and forest/nonforest encroachment. When an accessible forestland condition encroaches into a nonforest condition, the border between forest and nonforest is often a gradual change in tree cover or stocking with no clear and abrupt boundary. In addition, it may be difficult to determine exactly where the forested area meets the minimum stocking criteria and where it does not. For these cases, determine where the land clearly meets the 10% minimum forest land stocking, and where it clearly is less than required stocking; divide the zone between these points in half, and determine the side of the zone on which the subplot center is located. Classify the condition class of the subplot based on this line (Figure 4). Figure 4. Example of classifying the condition class of the subplot in a transition zone with forest/nonforest encroachment. 48 Northeast Field Guide, Version 1.4 May 2000 For example, at measurement time 1, a clear and distinct boundary existed between the forest and nonforest condition classes. At time 2, however, there now exists a zone of regeneration or small diameter trees between the previous forest condition and where the nonforest clearly remains. If the zone of encroachment is clearly stocked where it meets the nonforest, classify the entire zone as forest. If the zone is clearly nonforest up to the original stand, call it all nonforest. If the encroachment or transition zone is not clearly stocked where it meets the nonforest, determine where it is clearly stocked (forest) and where it is clearly not stocked (nonforest); divide this zone in half, and classify the entire subplot based on which side of the line the subplot center falls. Treated strips – Occasionally, crews will come across plantations of trees, in which rows of trees alternate with strips of vegetation that have been bulldozed, mowed, tilled, treated with herbicide, or crushed. Because these strip treatments are conducted to optimize growth or to release the stand, the areas are considered forestland, and the treatment is considered a timber stand improvement operation. Do not confuse these practices with similar treatments on nonforest lands such as yards or rights-of-way. Contact with the land owner may help determine the intent of a treatment. Indistinct boundary due to the condition minimum-width definition: Do not subdivide subplots where a condition class may change due only to the forest vs. nonforest minimum width (120.0 ft) definition. Although the point where the definition changes from forest to nonforest creates an invisible “line” between conditions, this definitional boundary is not distinct and obvious. See Figures 5 and 6. Where the point of the definition change occurs on the subplot, determine only if the subplot center is on the forest or nonforest side of that approximate boundary, and classify the entire subplot based on the condition of the subplot center. If the boundary crosses through the center of the subplot, classify the subplot as the condition it most resembles. If the boundary occurs between subplots, classify each subplot based on its relation to the definitional boundary. 49 Northeast Field Guide, Version 1.4 May 2000 120 ft Figure 5. Forest condition narrows within a nonforest condition. Examine the location of the subplot center in reference to the approximate line where the forest narrows to 120 ft wide. In this example, the entire subplot is classified as forest. 120 ft Figure 6. Nonforest condition narrows within a forest condition. Examine the location of the subplot center in reference to the approximate line where the nonforest narrows to 120 ft wide. In this example, the entire subplot is classified as forest. 50 Northeast Field Guide, Version 1.4 May 2000 NONFOREST LAND – Code 2 Nonforest land is any land within the sample that does not meet the definition of accessible forestland or any of the CONDITION STATUS values defined in codes 3 through 7. To qualify, the area must be at least 1.0 ac in size and 120.0 ft wide, with 5 exceptions discussed previously beginning on page 43. Do not consider evidence of "possible" or future development or conversion. A nonforest land condition will remain in the sample and will be examined at the next occasion to see if it has become forestland. NONCENSUS WATER – Code 3 Lakes, reservoirs, ponds, and similar bodies of water 1.0 ac to 4.5 ac in size. Rivers, streams, canals, etc., 30.0 ft to 200 ft wide. CENSUS WATER – Code 4 Lakes, reservoirs, ponds, and similar bodies of water 4.5 ac in size and larger; and rivers, streams, canals, etc., more than 200 ft wide (1990 U.S. Census definition). DENIED ACCESS – Code 5 Any area within the sampled area on a plot on which access is denied by the legal owner of the land the plot falls on, or by an owner of the only reasonable route to the plot. There are no minimum area or width requirements for a condition class delineated by denied access. Because a denied-access condition can become accessible in the future, it remains in the sample and is re-examined at the next occasion to determine if access is available. HAZARDOUS – Code 6 Any area within the sampled area on plot that cannot be accessed because of a hazard or danger, for example cliffs, quarries, strip mines, illegal plantations, temporary high water, etc. Although the hazard is not likely to change over time, a hazardous condition remains in the sample and is re-examined at the next occasion to determine if the hazard is still present. There are no minimum size or width requirements for a condition class delineated by a hazardous condition. 51 Northeast Field Guide, Version 1.4 May 2000 NOT IN THE SAMPLE – Code 7 Any area within the sampled area on a plot that is not within the boundaries of the sample population of interest. Examples of areas out of the sample would be plots or portions of plots falling in Mexico, Canada, and areas that are not currently participating in FIA such as National Forest land in California, Oregon, Washington, or BLM land in western Washington. A condition outside the sample area remains in the potential population of interest and is re-examined at the next occasion to determine if it becomes part of the population of interest. There are no minimum size or width requirements for a condition class delineated as out of the sample. DETERMINING CONDITION FOREST LAND: CLASSES WITHIN ACCESSIBLE Accessible forestland is subdivided into condition classes that are based on differences in LAND USE, FOREST TYPE, STAND SIZE CLASS, REGENERATION STATUS, RESERVED STATUS, TREE DENSITY, and OWNER GROUP. “Determination of Condition Class” applies when delineating contrasting forest condition classes. Specific criteria apply for each of the seven attributes and are documented by attribute in subsections within 4.320 to 4.380. “Stands” are defined by plurality of stocking for all live trees that are not overtopped. Additionally, each separate forest condition class recognized within accessible forestland must be at least 1.0 ac in size and at least 120.0 ft in width. If prospective contrasting forestland condition classes do not each meet these minimum size and width requirements, the most similar prospective conditions should be combined until these minimums are attained. No other attribute shall be the basis for recognizing contrasting condition classes. For each condition class recognized, several “ancillary attributes” that help describe the condition will be collected, but will not be used for mapping purposes (see Sections 4.400 to 4.470). General instructions for delineating condition classes within accessible forestland: 1. Distinct boundary within an annular plot (if applicable), subplot, or microplot: Separate condition classes ARE recognized if, within a subplot, two (or more) distinctly different condition classes are present and delineated by a distinct, abrupt boundary. The boundary is referenced; see page 89. 52 Northeast Field Guide, Version 1.4 May 2000 2. Indistinct boundary within a subplot: Separate condition classes are NOT recognized if the prospective condition classes abut along an indistinct transition zone, rather than on an abrupt, obvious boundary. Only one condition is recognized, and the subplot is classified entirely as the condition it most resembles. Example: The four subplots all sample only accessible forest land. Subplots 1, 3, and 4 sample what is clearly a stand of large diameter trees. Subplot 2 falls in the middle of a stand size transition zone. In the zone, the large diameter stand phases into a sapling stand. Subplot 2 must not be divided into two mapped condition classes on the basis of stand size. Instead, it is treated entirely as part of the large diameter condition class or is assigned entirely to a new condition class that is classified as a seedling-sapling stand. The latter occurs only if the crew thinks the entire subplot is more like a stand of seedling-saplings than a stand of large diameter trees; then the boundary between the large and small diameter stands is assumed to occur between and not on the subplots. 3. A boundary or transition zone between fixed radii plots that sample distinctly different condition classes: Separate condition classes are recognized and recorded when a valid attribute obviously differs between two fixed radius plots, but a distinct boundary or indistinct transition zone exists outside the sampled (fixed-radius) area of the subplots. In such cases, a boundary, if present, is not referenced. Example: The northernmost subplot (2) samples entirely accessible forestland. The other three subplots, 1, 3, and 4, fall clearly in a nonforest meadow. Between subplot 1 and 2 is a transition zone; the number of trees present goes from none to what clearly represents at least 10percent tree stocking. Two condition classes are sampled: accessible forestland sampled on subplot 2, and nonforest land sampled on the other subplots. 53 Northeast Field Guide, Version 1.4 May 2000 4.320 Land Use Class The following land use definitions and codes contain new definitions and codes that are used to describe Other Forest Land. The concept of Other Forest Land is a significant departure from the way land use has previously been classified by FIA at the Northeastern Research Station. All field employees are advised to read this section carefully, and to ask questions if there are any concerns. It is your obligation to understand these instructions and apply them consistently. Assign a current land use class for each condition class that occurs on a plot or subplot. To qualify as a separate land use, the area in question must be an area at least one acre in size (strips must be at least 120 feet wide), on which the predominant land use is the same. A strip that is 120 feet wide would have to be 363 feet long in order to be one acre (43,560 square feet) in size. Inclusions of less than one acre, with two exceptions, are considered the same land use. The exceptions are: (1) maintained rights-of-way, which are nonforest land (codes 73 or 74), regardless of their width, and (2) any permanent features such as buildings. ******************************************************************************** Field crews are required to notify a supervisor of all plots that are assigned a Land Use Class that differs from the Previous Land Use Class or the current PI Class, within one week of the date that the plot was completed. ******************************************************************************** LAND USE DEFINITIONS FOREST LAND Land at least 10 percent stocked by forest trees of any size, or land that formerly had such tree cover and is not currently developed for a nonforest use. The minimum area for classification as forestland is one acre. Roadside, streamside, and shelterbelt strips of timber must have a crown width at least 120 feet to qualify as forestland. Unimproved roads and trails, streams and other bodies of water, or natural clearings in forested areas shall be classified as forest, if less than 120 feet in width or an acre in size. Grazed woodlands, reverting fields, and pastures that are not actively maintained are included if the above qualifications are satisfied. Also, see definitions of nonforest land, idle farmland and improved/maintained pasture. NOTE: See the explanation of Stocking Levels in Appendix 6. 54 Northeast Field Guide, Version 1.4 May 2000 TIMBERLAND -- Code 20 Forestland that is producing or capable of producing crops of industrial wood and is not withdrawn from timber utilization by statute or administrative designation. (Land withdrawn from timber utilization must be publicly owned land. See the definitions of Reserved, Unproductive Reserved, and Reserved Other Forest land.) NOTE: Areas qualifying as timberland have the capability of producing in excess of 20 cubic feet per acre per year of industrial wood under management. Currently inaccessible and inoperable areas are included, except when the areas involved are small and unlikely to become suitable for the production of industrial wood in the foreseeable future. Timberland may be nonstocked provided that neither any natural condition, nor any activity by humans, prevents or inhibits the establishment of tree seedlings. ******************************************************************************** OTHER FOREST LAND -- Code 30 Forestland that is producing, or capable of producing, crops of industrial wood, but is associated with, or part of a nonforest land use. In the past, these areas would have been treated as inclusions in the nonforest land use because they were considered part of a development. The minimum area for classification as other forestland is one acre. Roadside, streamside, and shelterbelt strips of timber must have a crown width at least 120 feet wide to qualify as other forestland. Unimproved roads and trails, streams and other bodies of water, or natural clearings in forested areas classified as Other Forest shall also be classified as Other Forest, if less than 120 feet in width or an acre in size. Some examples of land that could be classified as other forest land are forested portions of city parks, forested land in highway medians and rights-of way, forested areas between ski runs, and forested areas within golf courses. Generally, although surrounded by nonforest development, these areas have not been developed themselves, and exhibit natural, undisturbed understories. UNPRODUCTIVE OTHER FOREST LAND -- Code 31 Other forestland that is incapable of producing 20 cubic feet per acre per year of industrial wood under natural conditions, because of adverse site conditions. 55 Northeast Field Guide, Version 1.4 May 2000 NOTE: Adverse conditions include sterile soils, dry climate, poor drainage, high elevation, steepness, and rockiness. Vegetation, if present, is widely spaced and scrubby, or tree growth cannot become established. OTHER FOREST LAND RESERVED ADMINISTRATIVE DECISION -- Code 32 by STATUTE or Other forestland that is sufficiently productive to qualify as timberland, but is withdrawn from timber utilization by a public agency or by law. UNPRODUCTIVE RESERVED OTHER FOREST LAND -- Code 33 Other forest land that is incapable of producing 20 cubic feet per acre per year of industrial wood under natural conditions, because of adverse site conditions, and is withdrawn from timber utilization by a public agency or by law. NOTE: Adverse conditions include sterile soils, dry climate, poor drainage, high elevation, steepness, and rockiness. Vegetation, if present, is widely spaced and scrubby, or tree growth cannot be established. ******************************************************************************** UNPRODUCTIVE FOREST LAND -- Code 40 Forestland that is incapable of producing 20 cubic feet per acre per year of industrial wood under natural conditions, because of adverse site conditions. NOTE: Adverse conditions include sterile soils, dry climate, poor drainage, high elevation, steepness, and rockiness. Vegetation, if present, is widely spaced and scrubby, or tree growth cannot become established. UNPRODUCTIVE RESERVED FOREST LAND -- Code 41 Forest land that is incapable of producing 20 cubic feet per acre per year of industrial wood under natural conditions, because of adverse site conditions, and is withdrawn from timber utilization by a public agency or by law. NOTE: Adverse conditions include sterile soils, dry climate, poor drainage, high elevation, steepness, and rockiness. Vegetation, if present, is widely spaced and scrubby, or tree growth cannot be established. 56 Northeast Field Guide, Version 1.4 May 2000 RESERVED by STATUTE or ADMINISTRATIVE DECISION -- Code 50 Forestland that is sufficiently productive to qualify as timberland, but is withdrawn from timber utilization by a public agency or by law. CHRISTMAS TREE PLANTATIONS -- Code 51 Forestland that is sufficiently productive to qualify as timberland, but is withdrawn from timber utilization for exclusive use in Christmas tree production. There must be evidence of annual shearing, or other management practices that indicate the exclusive use. (See Appendix 5 for specific instructions.) URBAN FOREST LAND -- Code 52 Land that, except for its location, would ordinarily be classified as timberland. This land is either nearly (surrounded on three sides), or completely, surrounded by urban development, whether commercial, industrial or residential. This land meets all of the criteria for timberland, that is, at least one acre; capable of producing at least 20 cubic feet per acre per year of industrial wood; is not developed for some use other than timber production; is not reserved by a public agency. It is extremely unlikely that such land would be used for timber products on a continuing basis. Such land may be held for future development, or scheduled for development. (The timber that is present may be utilized only at the time of development.) The land may be undeveloped due to periodic flooding, low wet sites, steep slopes, or their proximity to industrial facilities that are unfavorable to residential development. Forested areas within city parks are not urban forest land. They may be Other Forest Land if the requirements for Other Forest Land are met, otherwise, they would be nonforest land. City Parks cannot be classified as Urban Forest Land as it is currently defined. 57 Northeast Field Guide, Version 1.4 May 2000 NONFOREST LAND Land that does not support, or has never supported, forests, and lands formerly forested where use for timber management is precluded by development for other uses. (Note: Includes areas used for crops, maintained/ improved pasture, residential areas, city parks, improved roads of any width and adjoining rights-of-way, power line clearings of any width, and noncensus water.) If intermingled in forest areas, unimproved roads and nonforest strips must be more than 120 feet wide, and clearings, etc., more than one acre in size, to qualify as nonforest land. Although there may be some stocking, the critical classification factor is the predominant use being made of the land. Do not confuse with urban forest land. NONFOREST LAND WITH TREES This is a land use on which trees 5 inches DBH and larger are present, but the predominant use is other than forest land. Following are the nonforest definitions and codes. Enter odd numbered codes are for nonforest land uses without trees and the even numbered codes for nonforest land with trees. CROPLAND ⎯ without trees Code 61 with trees Code 62 Land that currently supports agricultural crops including silage and feed grains, bare farm fields resulting from cultivation or harvest, and maintained orchards and nurseries. IMPROVED / MAINTAINED PASTURE -- without trees Code 63 trees Code 64 with Land maintained and used and for grazing (not including grazed cropland). Evidence of maintenance, besides the degree of grazing, includes condition of fencing, presence of stock ponds, periodic brush removal, seeding, or mowing. Land that generally has less than 10 percent stocking in live trees (established seedlings or larger trees), except that occasional large trees with the obvious function of providing shade for livestock, and small single trees or clusters of hawthorn or eastern redcedar should be ignored when determining stocking. Grazing should be so intense that forest reproduction (except for hawthorn and eastern redcedar) could not occur naturally -- this would be evident if all other vegetation were closely browsed. 58 Northeast Field Guide, Version 1.4 May 2000 IDLE FARMLAND -- without trees Code 65 with trees Code 66 Former cropland or pasture that has not been tended within the last 2 years and that has less than 10 percent stocking with live trees, (established seedlings or larger trees) regardless of species. (Note: A field that is between crop rotations should not be called idle, however, cropland.) OTHER FARMLAND -- without trees Code 67 with trees Code 68 Other farmland is all nonforest land on a farm excluding cropland, pasture, and idle farmland. It includes farm lanes, stock pens, and farmsteads. Specify the specific land use in the General Notes BOG (nonforest) -- Code 69 Wet, spongy land characteristically having a thick layer of peat. It is rich in plant residues, usually acidic, and frequently surrounds a body of open water. Characteristic florae are sedges, heaths, and sphagnum. NOTE: Bogs are not always nonforest. Some tree species such as black spruce can adapt to bog conditions. If the stocking requirement is met, the land is considered forestland. The decision as to whether the land is productive or unproductive will be made by the field crews. (LU 20 or 40). MARSH -- Code 70 A tract of soft, wet land, often periodically inundated and always treeless. It is usually characterized by grasses, cattails or other monocotyledons (i.e., lilies, lady slippers, sedges). SALT MARSH -- Code 71 Flat land that is subject to intermittent or occasional overflow by salt water, containing water that is brackish to strongly saline. A salt marsh supports saltwater adapted plants that usually consist chiefly of grasses. 59 Northeast Field Guide, Version 1.4 May 2000 SWAMP (nonforest) -- Code 72 Wet, spongy land saturated and sometimes partially or intermittently covered with water. Such land supports natural vegetation predominantly of shrubs, and/or trees. NOTE: Swamps are not always nonforest. Some tree species readily adapt to the swamp conditions. If the stocking requirement is met, the land is considered forestland. The decision of whether the land is productive or unproductive will be made by the field crews. (LU 20 or 40) RIGHTS - of - WAY -- without trees Code 73 with trees Code 74 Highways, railroads, airports, pipelines, power lines, canals MINING and WASTE LAND -- without trees Code 75 76 with trees Code Surface mining, gravel pits, dumps, landfills. DEVELOPED RECREATION SITE -- without trees Code 77 with trees Code 78 Parks, campgrounds, playing fields, athletic and sports tracks. INDUSTRIAL / COMMERCIAL LAND -- without trees Code 79 trees Code 80 with Supply yards, parking lots, shopping centers, factories, etc. MULTIPLE FAMILY HOUSING -- without trees Code 81 Code 82 with trees More than one family household per structure, for example, condominiums, townhouses, row houses and apartment buildings. SINGLE FAMILY HOUSING -- without trees Code 83 with trees Code 84 One family or person per structure OTHER -- without trees Code 85 with trees Code 86 Includes any category of nonforest land use not mentioned previously. Describe each situation, in detail, in the General Notes section. 60 Northeast Field Guide, Version 1.4 May 2000 CENSUS WATER -- Land Use Code 91 Rivers that are more than 200 feet wide or bodies of water that are more than 4.5 acres in size (includes lakes, the ocean, reservoirs). This category is not sampled. If a new plot falls in census water, it should be turned in and an alternate plot will be selected. If a remeasure plot now falls in census water, record a land use of 91, reconcile any trees that may have been present on the last occasion, and turn in the plot. NONCENSUS WATER -- Code 92 Noncensus water includes streams and rivers between 30 feet and 200 feet in width, and bodies of water between 1 and 4.5 acres in size. The Bureau of Census classifies such water as land and therefore it will be sampled. It should be treated as any other nonforest land use. 4.330 FOREST TYPE -- Record the code corresponding to the FOREST TYPE (see Appendix 2, Forest Type Algorithm) that best describes the species with the plurality of stocking for all live trees in the condition class that are not overtopped. The instructions in “Determination of Condition Class” and “Determining Condition Classes Differing in Condition Status” apply when delineating, within accessible forest land, contrasting conditions based on differences in FOREST TYPE. When collected: All accessible forestland condition classes Field width: 3 digits MQO: No errors in group, 100% of the time; No errors in type, at least 95% of the time Values: Code Forest Type 100 WHITE / RED / JACK PINE GROUP 101 Jack pine: Associates -- red pine, northern pin oak, quaking and bigtooth aspen, paper birch, black spruce, and white spruce. Sites -- generally driest, most porous sands but also on more moist, sandy soils near swamps and on rocky hills and ledges. 102 Red pine: Associates -- white, jack, or pitch pine; northern pin oak; white oak; red maple; paper birch; quaking and bigtooth aspen, chestnut oak, northern red oak, and hemlock. Sites -spotty distribution in Northeast and sandy and gravelly locations or dry sandy loam soils; often in plantations. 61 Northeast Field Guide, Version 1.4 May 2000 Code Forest Type 103 White pine: Associates -- pitch pine, gray birch, aspen, red maple, pin cherry, white oak, paper birch, sweet birch, yellow birch, black cherry, white ash, northern red oak, sugar maple, basswood, hemlock, northern white-cedar, yellow-poplar, white oak, chestnut oak, scarlet oak, and shortleaf pine. Sites -wide variety, but best development on well-drained sands and sandy loams. 104 White pine / hemlock: Associates -- beech, sugar maple, basswood, red maple, yellow birch, black cherry, white ash, paper birch, sweet birch, northern red oak, white oak, chestnut oak, yellow-poplar, and cucumber tree. Sites -- prefer cool locations, moist ravines, and north slopes. 105 Hemlock: Associates -- beech, sugar maple, yellow birch, basswood, red maple, black cherry, white ash, white pine, paper birch, sweet birch, northern red oak, white oak. Sites -prefer cool locations, moist ravines, and north slopes. 120 SPRUCE / FIR GROUP 121 Balsam fir: Associates -- black, white, or red spruce; paper or yellow birch; quaking or bigtooth aspen, beech; red maple; hemlock; tamarack; black ash; or northern white-cedar. Sites - upland sites on low lying moist flats and in swamps. 122 White spruce: Associates -- black spruce, balsam fir, quaking aspen, paper birch, jack pine, red spruce, sugar maple, beech, and yellow birch. Sites -- moist, sandy loam or alluvial soilsfound on many different sites but especially typical of stream banks, lake shores, and adjacent slopes. 123 Red Spruce: Associates -- vary widely and may include red maple, yellow birch, eastern hemlock, eastern white pine, white spruce, northern white-cedar, paper birch, pin cherry, gray birch, mountain ash, beech, striped maple, sugar maple, northern red oak, red pine, and aspen. Sites -- include moderately well drained to poorly drained flats and thin-slopes and on varying acidic soils in abandoned fields and pastures. Use this code where red spruce comprises a plurality or majority of the stand's stocking but where balsam fir is either nonexistent or has very little stocking. Otherwise, code the plot as 124, red spruce/balsam fir. 62 Northeast Field Guide, Version 1.4 May 2000 Code Forest Type 124 Red spruce / balsam fir: Associates -- red maple, paper birch, white pine, hemlock, white spruce, and northern whitecedar. Sites -- moderately drained to poorly drained flats, or on thin-soiled upper slopes. 125 Black spruce: Associates -- white spruce, balsam fir, jack pine, quaking aspen, paper birch, tamarack, northern whitecedar, black ash, or red maple. Sites -- acid peat swamps but also on moist flats and uplands. 126 Tamarack (eastern larch): Associates -- northern white cedar, red maple, black ash, and quaking aspen. Sites -- wet swamps. 127 Northern white-cedar: Associates -- tamarack, yellow birch, paper birch, black ash, red maple, white pine, and hemlock. Sites -- slow drainage (not stagnant bogs) areas that are not strongly acid. 160 LOBLOLLY AND SHORTLEAF PINE GROUP 161 Loblolly pine: Associates -- sweetgum, southern red oak, post oak, blackjack oak, blackgum, yellow-poplar, and pond pine. Sites -- in Delaware and Maryland both on upland soils with abundant moisture but good drainage and on poorly drained depressions. 162 Shortleaf pine: Associates -- white oak, southern red oak, scarlet oak, black oak, hickory, post oak, blackjack oak, blackgum, red maple, pitch pine, and Virginia pine. Sites -low, well-drained ridges to rocky, dry, south slopes and the better drained spur ridges on north slopes and also on old fields. 163 Virginia pine: Associates -- shortleaf pine, white oak, chestnut oak, southern red oak, black oak, sweetgum, red maple, blackgum, and pitch pine. Sites -- dry sites, often abandoned fields. 165 Table-mountain pine: Associates -- chestnut oak, scarlet oak, pitch pine, pine, and black oak. Sites -- poor, dry, often rocky slopes. 63 Northeast Field Guide, Version 1.4 May 2000 Code Forest Type 166 Pond pine: Associates -- loblolly pine, sweetgum, baldcypress, and Atlantic white-cedar. Sites -- rare, but found in southern New Jersey, Delaware and Maryland in low, poorly drained acres, swamps, and marshes. 167 Pitch pine: Associates -- chestnut oak, scarlet oak, tablemountain pine, black oak, and blackgum. Sites -- relatively infertile ridges, dry flats and slopes. 180 PINYON / JUNIPER GROUP 181 Eastern redcedar: Associates -- gray birch, red maple, sweet birch, Virginia Pine, shortleaf pine, oak. Sites -- usually dry uplands and abandoned fields on limestone outcrops and other shallow soils but can grow well on good sites. 380 EXOTIC SOFTWOODS GROUP 381 Scotch pine: Plantation type, not naturally occurring. 383 Norway spruce: plantation type, not naturally occurring. 383 Larch (introduced): plantation type, usually Japanese larch, European larch, or a hybrid of the two (Dunkeld larch) - not naturally occurring. Sites -- well-drained uplands; numerous plantations in New York. 400 OAK / PINE GROUP 401 White pine / northern red oak / white ash: Associates -- red maple, basswood, yellow birch, bigtooth aspen, sugar maple, beech, paper birch, black cherry, hemlock, and sweet birch. Sites -- deep, fertile, well-drained soil. 402 Eastern redcedar / hardwood: Associates -- oak, hickory, walnut, ash, locust, dogwood, blackgum, hackberry, winged elm, shortleaf pine, and Virginia pine. Sites -- usually dry uplands and abandoned fields. 404 Shortleaf pine / oak: Associates -- (oaks generally include white, scarlet, blackjack, black, post, and southern red) hickory, blackgum, sweetgum, Virginia pine, and pitch pine. Sites -generally on dry, low ridges, flats, and south slopes. 64 Northeast Field Guide, Version 1.4 May 2000 Code Forest Type 405 Virginia pine / southern red oak: Associates -- black oak, scarlet oak, white oak, post oak, blackjack oak, shortleaf pine, blackgum, hickory, pitch pine, table-mountain pine, chestnut oak. Sites -- dry slopes and ridges. 406 Loblolly pine / hardwood: Associates -- wide variety of moist and wet site hardwoods including blackgum, sweetgum, yellowpoplar, red maple, white and green ash, and American elm; on drier sites associates include southern and northern red oak, white oak, post oak, scarlet oak, persimmon, and hickory. Sites -- usually moist to very moist though not wet all year, but also on drier sites. 409 Other oak / pine: catchall type for other unnamed pinehardwood combinations that meet the stocking requirements for oak-pine. 500 OAK / HICKORY GROUP 501 Post / blackjack oak: Associates – northern pin oak, dwarf post oak, southern red oak, hickory, white oak, scarlet oak, shingle oak, live oak, shortleaf pine, Virginia pine, blackgum, sourwood, red maple, winged elm, hackberry, chinkapin oak, shumard oak, dogwood, and eastern redcedar. Sites -- dry uplands and ridges. 502 Chestnut oak: Associates -- scarlet oak, white oak, black oak, post oak, pitch pine, blackgum, sweetgum, red maple, red oak, shortleaf pine, Virginia pine. Sites -rocky outcrops with thin soil, ridge tops. 503 White oak / red oak / hickory: Associates -- scarlet oak, bur oak, pin oak, white ash, sugar maple, red maple, walnut, basswood, locust, beech, sweetgum, blackgum, yellow-poplar, and dogwood. Sites -- wide variety of well drained upland soils. 504 White oak: Associates -- black oak, northern red oak, bur oak, hickory, white ash, yellow-poplar. Sites -- scattered patches on upland, loamy soils but on drier sites than type 503. 505 Northern red oak: Associates -- black oak, scarlet oak, chestnut oak, and yellow-poplar. Sites -- spotty distribution on ridge crests and north slopes in mountains but also found on rolling land, slopes, and benches on loamy soil. 65 Northeast Field Guide, Version 1.4 May 2000 Code Forest Type 506 Yellow-poplar / white oak / northern red oak: Associates -black oak, hemlock, blackgum, and hickory. Sites -- northern slopes, coves, and moist flats. 507 Sassafras / persimmon: Associates -- elm, eastern redcedar, hickory, ash, sugar maple, yellow-poplar, and oaks. Sites -abandoned farmlands and old fields. 508 Sweetgum / yellow-poplar: Associates -- red maple, white ash, green ash, and other moist site hardwoods. Sites -generally occupy moist, lower slopes. 510 Scarlet oak: Associates -- black oak, southern red oak, chestnut oak, white oak, post oak, hickory, pitch pine, blackgum, sweetgum, black locust, sourwood, dogwood, shortleaf pine, and Virginia pine. Sites -- dry ridges, south- or west- facing slopes and flats, but often moister situations probably as a result of logging or fire. 511 Yellow-poplar: Associates -- black locust, red maple, sweet birch, cucumber tree, and other moist-site hardwoods (except sweetgum (see type 508) and white oak and northern red oak (see type 506). Sites -- lower slopes, northerly slopes, moist coves, flats, and old fields. 512 Black walnut: Associates -- yellow-poplar, white ash, black cherry, basswood, beech, sugar maple, oaks, and hickory. Sites -- coves and well-drained bottoms. 513 Black locust: Associates -- many species of hardwoods and hard pines may occur with it in mixture, either having been planted or from natural seeding. Sites -- may occur on any well-drained soil but best on dry sites, often in old fields. 519 Red maple / oak: Associates -- the type is dominated by red maple and some of the wide variety of central hardwood associates include upland oak, hickory, yellow-poplar, black locust, sassafras as well as some central softwoods like Virginia and shortleaf pines. Sites -- uplands. 520 Mixed upland hardwoods: Associates -- Any mixture of hardwoods of species typical of the upland central hardwood region, should include at least some oak. Sites -- wide variety of upland sites. 66 Northeast Field Guide, Version 1.4 May 2000 Code Forest Type 600 OAK / GUM / CYPRESS GROUP 601 Swamp chestnut oak / cherrybark oak: Associates -- white ash, hickory, white oak, Shumard oak, blackgum, sweetgum, southern red oak, post oak, American elm, winged elm, yellowpoplar, and beech. Sites -- within alluvial flood plains of major rivers on all ridges in the terraces, and on the best fine sandy loam soils on the highest first bottom ridges. 602 Sweetgum / Nuttall oak / willow oak: Associates -- green ash, American elm, pecan, cottonwood, red maple, honeylocust, and persimmon. Sites -- very wet. 605 Overcup oak / water hickory: Associates -- willow oak, American elm, green ash, hackberry, persimmon, and red maple. Sites -- in the South, within alluvial flood plains in low, poorly drained flats with clay soils. Also, in sloughs and lowest backwater basins and low ridges with heavy soils that are subject to late spring inundation. 606 Atlantic white-cedar: Associates -- North includes gray birch, pitch pine, hemlock, blackgum, and red maple: South includes pond pine, baldcypress, and red maple. Sites -- usually confined to sandy-bottomed, peaty, interior, and river swamps, wet depressions, and stream banks. 607 Baldcypress / water tupelo: Associates -- willow, red maple, American elm, persimmon, overcup oak, and sweetgum. Sites -- very low, poorly drained flats, deep sloughs, and swamps wet most all the year. 608 Sweetbay / swamp tupelo / red maple: Associates -blackgum, loblolly and pond pine, American elm, and other moist-site hardwoods. Sites -- very moist but seldom wet all year--shallow ponds, muck swamps, along smaller creeks in Coastal Plain (rare in Northeast). 700 ELM / ASH / RED MAPLE GROUP 701 Black ash / American elm / red maple: Associates -- silver maple, swamp white oak, sycamore, pin oak, blackgum, white ash, and cottonwood. Sites -- moist to wet areas, swamps, gullies, and poorly drained flats. 67 Northeast Field Guide, Version 1.4 May 2000 Code Forest Type 702 River birch / sycamore: Associates -- red maple, black willow, and other moist-site hardwoods. Sites -- moist soils at edges of creeks and rivers. 703 Cottonwood: Associates -- willow, white ash, green ash, and sycamore. Sites -- stream banks where bare, moist soil is available. 704 Willow: Associates -- cottonwood, green ash, sycamore, pecan, American elm, red maple, and boxelder. Sites -stream banks where bare, moist soil is available. 705 Sycamore / pecan / American elm: Associates -- boxelder, green ash, hackberry, silver maple, cottonwood, willow, sweetgum, and river birch. Sites -- bottomlands, alluvial flood plains of major rivers. 706 Sugarberry / hackberry / American elm / green ash: Associates -- pecan, blackgum, persimmon, honeylocust, red maple, hackberry, and boxelder. Sites -- low ridges and flats in flood plains. 708 Red maple / lowlands: Associates – white ash, green ash sycamore, American elm, willow and boxelder. Sites – moist to wet areas, swamps, gullies, and poorly drained flats. 709 Cottonwood / Willow: Associates – white ash, green ash sycamore, American elm, red maple and boxelder. Sites – stream banks where bare, moist soil is available. 800 MAPLE / BEECH / BIRCH GROUP 801 Sugar maple / beech / yellow birch: Associates -basswood, red maple, hemlock, northern red oak, white ash, white pine, black cherry, sweet birch, American elm, rock elm, and eastern hophornbeam. Sites -- fertile, moist, well-drained sites. 802 Black cherry: Associates -- sugar maple, northern red oak, red maple, white ash, basswood, sweet birch, butternut, American elm, and hemlock. Sites -- fertile, moist, well-drained sites. 68 Northeast Field Guide, Version 1.4 May 2000 Code Forest Type 803 Cherry / ash / yellow-poplar: Associates -- sugar maple, American beech, northern red oak, white oak, blackgum, hickory, cucumbertree, and yellow birch. Sites -- fertile, moist, well-drained sites. 805 Hard maple / basswood: Associates -- white ash, northern red oak, eastern hophornbeam, American elm, red maple, eastern white pine, eastern hemlock. Sugar maple and basswood occur in different proportions but together comprise the majority of the stocking. Sites -- fertile, moist, well-drained sites. 807 Elm / ash / locust: Associates -- Locust, silver maple, boxelder, elm, red maple, green ash predominate. Found in North Central region, unknown in Northeast. Sites--upland 809 Red maple / uplands: Associates -- the type is dominated by red maple and some of the wide variety of northern hardwood associates include sugar maple, beech, birch, aspen, as well as some northern softwoods like white pine, red pine, and hemlock; this type is often man-made and may be the result of repeated cuttings. Sites -- uplands. (See Type 519 under oak/hickory group) 900 ASPEN / BIRCH GROUP 901 Aspen: Associates -- paper birch, pin cherry, bur oak, green ash, American elm, balsam poplar, and boxelder. Sites -- all kinds of soils except driest sands and wettest swamps; found on burns, clear cuts, and abandoned land. 902 Paper birch: Associates -- aspen, white pine, yellow birch, hemlock, red maple, northern red oak, and basswood. Sites -wide range of upland site, common on burns or clear cuts. 903 Gray birch: Associates -- oaks, red maple, white pine, and others. Sites -- poor soils of abandoned farms and burns. 904 Balsam poplar: Associates – balsam fir, white spruce, black spruce, tamarack, aspen, and paper birch. Sites – uplands and flood plains. 999 Nonstocked 69 Northeast Field Guide, Version 1.4 May 2000 4.340 Stand-Size Class -- Record the code that best describes the predominant size class of all live trees in the condition class that are not overtopped. When collected: All accessible forestland condition classes Field width: 1 digit MQO: No errors, 100% of the time Values: 0 Nonstocked: Meeting the definition of accessible forestland and one of the following applies: (a) Less than 10 percent stocked by trees of any size, and not classified as chaparral, or (b) For forest types where stocking standards are not available, less than 5 percent crown cover of trees of any size. 1 Seedling – 4.9 in At least 10 percent stocking (or 5 percent crown cover if stocking tables are not available) in trees of any size; and at least 1/3 of the crown cover is in trees less than 5.0 in DBH. 2 5.0 – 8.9 in (softwoods) / 5.0 – 10.9 in (hardwoods) At least 10 percent stocking (or 5 percent crown cover if stocking tables are not available) in trees of any size; and at least 1/3 of the crown cover is in trees greater than 5.0 in DBH and the plurality of the crown cover is in softwoods between 5.0 – 8.9 in diameter and/or hardwoods between 5.0 – 10.9 in DBH. 3 9.0 – 19.9 in (softwoods) / 11.0 – 19.9 in (hardwoods) At least 10 percent stocking (or 5 percent crown cover if stocking tables are not available) in trees of any size; and at least 1/3 of the crown cover is in trees greater than 5.0 in DBH and the plurality of the crown cover is in softwoods between 9.0 – 19.9 in diameter and/or hardwoods between 11.0 – 19.9 in DBH. 70 Northeast Field Guide, Version 1.4 May 2000 4 20.0 – 39.9 in At least 10 percent stocking (or 5 percent crown cover if stocking tables are not available) in trees of any size; and at least 1/3 of the crown cover is in trees greater than 5.0 in DBH and the plurality of the crown cover is in trees between 20.0 – 39.9 in DBH. 5 40.0 + in At least 10 percent stocking (or 5 percent crown cover if stocking tables are not available) in trees of any size; and at least 1/3 of the crown cover is in trees greater than 5.0 in DBH and the plurality of the crown cover is in trees > 40.0 in DBH. The instructions in “Determination of Condition Class” and “Determining Condition Classes Differing in Condition Status” apply when delineating, on accessible forest land, contrasting conditions based on differences in STAND SIZE CLASS. Within the sampled area on microplot, subplot, or annular plot, recognize only very obvious contrasting stands of different mean diameter with an abrupt boundary. Example: an obvious abrupt boundary exists within the sampled (fixed-radius) area of a subplot and demarcates a large diameter stand from a small diameter stand. Use tree stocking of all live trees that are not overtopped to differentiate between stand-size classes. Use crown cover as the surrogate for stocking to determine STAND SIZE CLASS. View the plot from the top down and examine crown cover. The stand must have at least 5% of the crown cover in STAND SIZE CLASSES of 1, 2, 3, 4, and 5 or any combination of these STAND SIZE CLASSES; otherwise, the STAND SIZE CLASS is 0 depending on the characteristics of the stand. If at least 1/3 of crown cover is made up of STAND SIZE CLASSES = 2, 3, 4, and 5 (combined), the accessible forested condition will be classified in one of these STAND SIZE CLASSES based on which of these STAND SIZE CLASSES has the most crown cover. If less than 1/3 of the crown cover is made up of STAND SIZE CLASSES = 2, 3, 4, and 5 (combined), classify the accessible forested condition as a STAND SIZE CLASS = 1, if adequate cover is present. If no other condition class defining variables are different between accessible forest conditions, map on differences in STAND SIZE CLASS only for the following combinations: Between Nonstocked (STAND SIZE CLASS = 0) and any stocked forest land (STAND SIZE CLASS = 1, 2, 3, 4, or 5); 71 Northeast Field Guide, Version 1.4 May 2000 Between STAND SIZE CLASS = 1 and STAND SIZE CLASS = 3, 4, and 5; Between STAND SIZE CLASS = 2 and STAND SIZE CLASS = 4 and 5; or Between STAND SIZE CLASS = 3 and STAND SIZE CLASS = 5. 4.350 REGENERATION STATUS -- Record the code that best describes the degree of evidence of artificial regeneration that occurred in the condition. When collected: All accessible forest land condition classes Field width: 1 digit MQO: No errors, 100% of the time Values: 0 Natural Present stand shows no clear evidence of artificial regeneration. Includes unplanted, recently cut lands. 1 Artificial Present stand shows clear evidence of artificial regeneration. The instructions in section “Determination of Condition Class” and “Determining Condition Classes Differing in Condition Status” apply when delineating, within accessible forest land, contrasting conditions based on differences in REGENERATION STATUS. For a forestland condition to be delineated and/or classified as artificially regenerated, the condition must show distinct evidence of planting or seeding. If it is difficult to determine whether or not a stand has been planted or seeded, then use code 0. If no distinct boundary exists within the sampled (fixed-radius) area on any subplot, then do not recognize separate conditions. In many regions of the West, trees are not planted in rows, and planted stands do not differ in physical appearance from natural conditions. In these cases, there is no need to differentiate conditions based on stand origin. 4.360 Reserve Status -- Record the code that identifies the reserved designation for the condition. Reserved land is withdrawn by law(s) prohibiting the management of land for the production of wood products (not merely controlling or prohibiting wood harvesting methods). Such authority is vested in a public agency or department, and supersedes rights of ownership. The prohibition against management for wood products cannot be changed through decision of the land manager (management agency) or through a change in land management personnel, but rather is permanent in nature. The phrase "withdrawn by 72 Northeast Field Guide, Version 1.4 May 2000 law" includes as reserved land, parcels of private land with deeds that specifically prohibit the management of the tract for the production of wood products. When collected: All accessible forestland condition classes Field width: 1 digit MQO: No errors, 100% of the time Values: 0 1 Not reserved Reserved 4.370 Tree Density -- Record a code to indicate the relative tree density classification. Base the classification on the number of stems/unit area, basal area, tree cover, or stocking of all live trees in the condition which are not overtopped, compared to any previously defined condition class TREE DENSITY. The instructions in “Determination of Condition Class” and “Determining Condition Classes Differing in Condition Status” apply when delineating, within accessible forest land, contrasting conditions based on differences in TREE DENSITY. Codes 2 and higher are used ONLY when all other attributes used to delineate separate mapped condition classes are homogenous, i.e. when a change in density is the ONLY difference within what would otherwise be treated only as one forest condition. Otherwise, code 1 for all condition classes. Codes 2 and higher are usually, but not always, used to demarcate areas that differ from an adjacent area due to forest disturbance, e.g., a partial harvest or heavy but not total tree mortality due to a ground fire. Mapping on density should only be done when the less-dense condition is 50% or less as dense as the denser condition. Do not distinguish between low stocked stands or stands of sparse and patchy forest. When collected: All accessible forest land condition classes Field width: 1 digit MQO: No errors, 100% of the time Values: 1 2 3 Initial density class Density class 2 - density different than 1 Density class 3 - density different from 1 and 2 73 Northeast Field Guide, Version 1.4 May 2000 In order to qualify as a separate condition based on density, there MUST be a distinct, easily observed change in the density of an area's tree cover or basal area. Examples of valid contrasting conditions defined by differences in tree density are forest land conditions with the same type, origin, stand size, ownership, and reserved status, but: • the eastern half of an otherwise homogeneous, 20 ac stand has many trees killed by a bark beetle outbreak, • one portion of a stand is partially cut over (with 40 sq. ft basal area per ac) while the other portion is undisturbed (with 100 sq. ft basal area per ac). or 4.380 Owner Group -- Record the OWNER GROUP code identifying the ownership (or the managing Agency for public lands) of the land in the condition class. Conditions will be mapped based on changes in OWNER GROUP only; separate conditions due to changes in OWNER GROUP are recognized only where differences can be clearly identified on the ground when visiting the plot. When collected: All accessible forest land condition classes Field width: 2 digits MQO: No errors, 100% of the time Values: 10 20 30 40 Forest Service Other Federal State and Local Government Private ANCILLARY (NON-MAPPING) VARIABLES 4.400 Owner Class -- Record the OWNER CLASS code that best corresponds to the ownership (or the managing Agency for public lands) of the land in the condition class. Conditions will NOT be mapped based on changes in owner class. If multiple owner classes within a group occur on a single condition class, record the owner class closest to the plot center. When collected: All accessible forestland condition classes Field width: 2 digits MQO: No errors, 100% of the time Values: 74 Northeast Field Guide, Version 1.4 May 2000 Owner Classes within Forest Service Lands (Owner Group 10): 11 12 13 National Forest National Grassland Other Forest Service Owner Classes within Other Federal Lands (Owner Group 20) 21 22 23 24 25 National Park Service Bureau of Land Management Fish and Wildlife Service Departments of Defense/Energy Other Federal Owner Classes within State and Local Government lands (Owner Group 30) 31 32 33 State Local (County, Municipality, etc.) Other Non Federal Public Owner Classes within Private lands (Owner Group 40) 41 42 43 44 45 Corporate Non Governmental Conservation / Natural Resources Organization - Examples: Nature Conservancy, National Trust for Private Lands, Pacific Forest Trust, Boy Scouts of America, etc. Unincorporated Partnerships / Associations / Clubs – Examples: Hunting Clubs that own, not lease property, recreation associations, 4H, etc. Native American (Indian) Individual 4.405 PRIVATE OWNER INDUSTRIAL STATUS -- Record the code identifying the status of the owner with regard to being considered industrial as determined by whether or not they own and operate a primary wood processing plant. A primary wood processing plant is any commercial operation that originates the primary processing of wood on a regular and continuing basis. Examples include: pulp or paper mill, sawmill, panel board mill, post or pole mill, etc. Cabinet shops, “mom & pop” home-operated businesses, etc., should not be considered as industrial plants. If any doubt exists with the determination by the field crew about the owner’s industrial status due to name, commercial plant size, type plant, etc., choose code 0 below. 75 Northeast Field Guide, Version 1.4 May 2000 NOTE: Unit or State headquarters may have to maintain a list of recognized industrial owners within a State for crews to use when making these determinations. When collected: All accessible forestland condition classes when the owner group is private (OWNER GROUP 40) Field width: 1 digit MQO: No errors, 100% of the time Values: 0 Land is not owned by industrial owner with a wood processing plant 1 Land is owned by industrial owner with wood processing plant 4.410 ARTIFICIAL REGENERATION SPECIES -- Record the species code of the predominant tree species for which evidence exists of artificial regeneration in the stand. This attribute is ancillary; that is, contrasting condition classes are never delineated based on variation in this attribute. When collected: All accessible forestland condition classes with evidence of artificial regeneration (REGENERATION STATUS = 1) Field width: 3 digits MQO: No errors, 100% of the time Values: See Appendix 4 4.420 Stand Age -- Record the average total age, to the nearest year, of the trees (plurality of all live trees not overtopped) in the predominant STAND SIZE CLASS of the condition, determined using local procedures. Record 000 for non-stocked stands. An estimate of STAND AGE is required for every forest land condition class defined on a plot. Stand age is usually highly correlated with stand size and should reflect the average age of all trees that are not overtopped. Unlike the procedure for Site tree age, estimates of stand age should estimate the time of tree establishment (e.g., not age at the point of diameter measurement). Note: For planted stands, estimate age based on the year the stand was planted (e.g., do not add in the age of the planting stock). To estimate STAND AGE, select two or three dominant or codominant trees from the overstory. If the overstory covers a wide range of tree sizes and species, try to select the trees accordingly, but it is not necessary to core additional trees in such stands. The variance associated with mean stand age increases with stand heterogeneity, and additional cores are 76 Northeast Field Guide, Version 1.4 May 2000 not likely to improve the estimate. Core each tree at the point of diameter measurement and count the rings between the outside edge and the core to the pith. Add in the number of years that passed from germination until the tree reached the point of core extraction to determine the total age of the tree. Unless more specific information is provided at training or by the unit, add 5 years to all eastern species, 5 years to western hardwoods, and 10 years to western softwoods. Assign a weight to each core by visually estimating the percentage of total overstory trees it represents. Make sure the weights from all cores add up to 1.0, compute the weighted average age, and record. For example, if three trees aged 34, 62, and 59 years represent 25 percent, 60 percent, and 15 percent of the overstory, respectively, the weighted stand age should be: (34 x 0.25) + (62 x 0.60) + (59 x 0.15) = 55 years. In some cases, it may be possible to avoid coring trees to determine age. If a stand has not been seriously disturbed since the previous survey, simply add the number of years since the previous inventory to the previous STAND AGE. In other situations, cores collected from site trees can be used to estimate STAND AGE. If a condition class is nonstocked, assign a STAND AGE of 000. If all of the trees in a condition class are of a species that, by regional standards, cannot be bored for age (e.g., mountain mahogany, tupelo) record 998. This code should be used in these cases only. If tree cores are not counted in the field, but are collected and sent to the office for the counting of rings, record 999. When collected: All accessible forest land condition classes Field width: 3 digits MQO: +/- 10%, at least 95% of the time Values: 000 to 997, 998, 999 4.431 Disturbance 1 -- Record the code corresponding to the presence of the following disturbances. Disturbance can connote positive or negative effects. The area affected by any natural or human-caused disturbance must be at least 1.0 ac in size. Record up to three different disturbances per condition class from most important to least important as best as can be determined. This attribute is ancillary; that is, contrasting conditions are never delineated based on variation in this attribute. 77 Northeast Field Guide, Version 1.4 May 2000 For initial forest plot establishment (initial grid activation or newly forested plots), the disturbance must be within the last 5 years. For remeasured plots recognize only those disturbances that have occurred since the previous inventory. The disturbance codes below require "significant threshold" damage, which implies mortality and/or damage to 25 percent of individual trees in the condition class. When collected: All accessible forestland condition classes Field width: 2 digits MQO: No errors, 100% of the time Values: Code Definition 00 None - no observable disturbance 10 Insects 20 Disease 30 31 32 33 34 Weather other than the following: ice wind (includes hurricane, tornado) flooding (weather-induced) drought 41 42 Fire (from crown and ground fire, either prescribed or natural) ground fire crown fire 40 50 Domestic animal/livestock (includes grazing) 60 61 62 63 Wild animal other than the following: beaver (includes flooding caused by beaver) porcupine deer/ungulate 70 Human - Any significant threshold human-caused damage not described in the DISTURBANCE codes listed above or the TREATMENT codes listed below. 80 Other natural - Any significant threshold natural damage, not described in the DISTURBANCE codes listed above. 78 Northeast Field Guide, Version 1.4 May 2000 4.432 DISTURBANCE YEAR 1 -- Record the year in which DISTURBANCE 1 occurred. If the disturbance occurs continuously over a period of time, record 9999. When collected: When DISTURBANCE 1 > 00 Field width: 4 digits MQO: No errors, 100% of the time Values: Since the previous plot visit or the past 5 years for plots visited for the first time 4.433 DISTURBANCE 2 -- If a stand has experienced more than one disturbance, record the second disturbance here. See DISTURBANCE 1 for coding instructions. 4.434 DISTURBANCE YEAR 2 -- Record the year in which DISTURBANCE 2 occurred. See DISTURBANCE YEAR 1 for coding instructions. 4.435 DISTURBANCE 3 -- If a stand has experienced more than two disturbances, record the third disturbance here. See DISTURBANCE 1 for coding instructions. 4.436 DISTURBANCE YEAR 3 -- Record the year in which DISTURBANCE 3 occurred. See DISTURBANCE YEAR 1 for coding instructions. 4.491 TREATMENT 1 -- Record the code corresponding to the presence of one of the following treatments since the last inventory cycle or within the past 5 years. The area affected by any treatment must be at least 1.0 ac in size. Record up to three different treatments per condition class from most important to least important as best as can be determined. This attribute is ancillary; that is, contrasting conditions are never delineated based on variation in this attribute. For initial forest plot establishment (initial grid activation or newly forested plots), the treatment must be within the last 5 years. For remeasured plots recognize only those treatments that have occurred since the previous inventory. When collected: All accessible forestland condition classes Field width: 2 digits MQO: No errors, 100% of the time Values: 79 Northeast Field Guide, Version 1.4 May 2000 Code Definition 00 None - No observable treatment. 10 Cutting - The removal of one or more trees from a stand. 20 Site preparation - Clearing, slash burning, chopping, disking, bedding, or other practices clearly intended to prepare a site for either natural or artificial regeneration. 30 Artificial regeneration - Planting or direct seeding has resulted in a stand at least 50% stocked with live trees of any size. 40 Natural regeneration - Growth of existing trees and/or natural seeding has resulted in a stand at least 50% stocked with live trees of any size. 50 Other silvicultural treatment - The use of fertilizers, herbicides, girdling, pruning or other activities (not already listed above) designed to improve the commercial value of the residual stand. 4.492 TREATMENT YEAR 1 -- Record the year in which TREATMENT 1 occurred. When collected: When TREATMENT 1 > 00 Field width: 4 digits MQO: No errors, 100% of the time Values: Since the previous plot visit or the past 5 years for plots visited for the first time 4.493 TREATMENT 2 -- If a stand has experienced more than one treatment, record the second treatment here. See TREATMENT 1 for coding instructions, code 00 if none. 4.494 TREATMENT YEAR 2 -- Record the year in which TREATMENT 2 occurred. See TREATMENT YEAR 1 for coding instructions. 4.495 TREATMENT 3 -- If a stand has experienced more than two treatments, record the third treatment here. See TREATMENT 1 for coding instructions, code 00 if none. 4.496 TREATMENT YEAR 3 -- Record the year in which TREATMENT 3 occurred. See TREATMENT YEAR 1 for coding instructions. 80 Northeast Field Guide, Version 1.4 May 2000 4.440 PHYSIOGRAPHIC CLASS -- Record the code that best describes the PHYSIOGRAPHIC CLASS of the condition; land form, topographic position, and soil generally determine physiographic class. As a rule of thumb, look over the annular plot area to determine physiographic class, but always use your best judgment when assessing any condition level variables. When collected: All accessible forestland condition classes Field width: 2 digits MQO: No errors, at least 80% of the time Values: Xeric Sites that are normally low or deficient in moisture available to support vigorous tree growth. These areas may receive adequate precipitation, but experience a rapid loss of available moisture due to runoff, percolation, evaporation, etc. 11 Dry Tops - Ridge tops with thin rock outcrops and considerable exposure to sun and wind. 12 Dry Slopes - Slopes with thin rock outcrops and considerable exposure to sun and wind. Includes most steep slopes with a southern or western exposure. 13 Deep Sands - Sites with a deep, sandy surface subject to rapid loss of moisture following precipitation. Typical examples include sand hills, sites along the beach and shores of lakes and streams, and many deserts. 19 Other Xeric above. Mesic Sites that have moderate but adequate moisture available to support vigorous tree growth except for periods of extended drought. These sites may be subjected to occasional flooding during periods of heavy or extended precipitation. 21 Flatwoods - Flat or fairly level sites outside flood plains. Excludes deep sands and wet, swampy sites. 22 Rolling Uplands - Hills and gently rolling, undulating terrain and associated small streams. Excludes deep sands, all hydric sites, and streams with associated flood plains. 23 Moist Slopes and Coves - Moist slopes and coves with relatively deep, fertile soils. Often these sites have a - All dry physiographic sites not described 81 Northeast Field Guide, Version 1.4 May 2000 northern or eastern exposure and are partially shielded from wind and sun. Includes moist mountaintops and saddles. 24 Narrow Flood plains/Bottomlands - Flood plains and bottomlands less than 1 mile in width along rivers and streams. These sites are normally well drained but are subjected to occasional flooding during periods of heavy or extended precipitation. Includes associated levees, benches, and terraces within a 1/4-mile limit. Excludes swamps, sloughs, and bogs. 25 Broad Flood plains/Bottomlands - Flood plains and bottomlands 1 mile or wider in width along rivers and streams. These sites are normally well drained but are subjected to occasional flooding during periods of heavy or extended precipitation. Includes associated levees, benches, and terraces within a 1-mile limit. Excludes swamps, sloughs, and bogs with year-round water problems within the 1-mile limit. 29 Other Mesic - All moderately moist physiographic sites not described above. Hydric Sites that generally have a year-round abundance or overabundance of moisture. Hydric sites are very wet sites where excess water seriously limits both growth and species occurrence. 31 Swamps / Bogs - Low, wet, flat forested areas usually quite extensive that are flooded for long periods of time except during periods of extreme drought. Excludes cypress ponds and small drains. 32 Small Drains - Narrow, stream-like, wet strands of forest land often without a well-defined stream channel. These areas are poorly drained or flooded throughout most of the year and drain the adjacent higher ground. 33 Bays and wet pocosins - Low, wet, boggy sites characterized by peaty or organic soils. May be somewhat dry during periods of extended drought. Examples include sites in the Lake States with lowland swamp conifers or the Carolina bays in the southeast US. 34 Beaver ponds 35 Cypress ponds 82 Northeast Field Guide, Version 1.4 May 2000 39 Other hydric - All other hydric physiographic sites. 4.450 Timber Management Class -- Timber management class identifies the physical opportunity to improve stand conditions through application of management practices. Assign a timber management class to all forested plots and condition classes (timberland, urban forest land, productive-reserved, and unproductive forest land uses). This class should be the most appropriate one for the stand. The stand is that group of trees, represented by the plot, or condition class, of the same forest type and generally the same size of timber. When collected: All accessible forestland condition classes Field width: 2 digits MQO: No errors, at least 80% of the time Values: 01 Regeneration without Site Preparation: The area is characterized by the absence of a manageable stand because of inadequate stocking of growing stock trees. Growth will be considerably below potential for the site if the area is left alone. Prospects are not good for natural regeneration. Artificial regeneration will require little or no site preparation. 02 Regeneration with Site Preparation: The area is characterized by the absence of a manageable stand because of inadequate stocking of growing stock. Growth will be considerably below potential for the site if the area is left alone. Natural or artificial regeneration will require site preparation. 03 Stand Conversion: The area is characterized by stands of undesirable, chronically diseased, or off-site species. Growth will be considerably below potential for the site if the area is left alone. The best prospect is for conversion to a different type or species. 04 Thinning Seedlings or Saplings: The stand is characterized by a dense stocking of growing stock. Stagnation appears likely if left alone. Stocking must be reduced to help crop trees attain dominance. 05 Thinning Poletimber: The stand is characterized by a dense stocking of growing stock. Stocking must be reduced to prevent stagnation or to confine growth to fewer, high quality crop trees. 06 Other Stocking Control: The stand is characterized by an adequate stocking of seedlings, saplings, and/or poletimber growing stock, mixed with competing vegetation either overtopping or otherwise inhibiting the development of crop trees. The undesirable material must be removed to release overtopped trees, prevent 83 Northeast Field Guide, Version 1.4 May 2000 stagnation, or to improve composition, form, or growth of the residual stand. 07 Other Intermediate Treatments: The stand would benefit from other special treatments, such as fertilization to improve the growth potential of the site, or pruning to improve the quality of the individual crop trees. 08 Clear cut Harvest: The area is characterized by a mature or over mature sawtimber stand of sufficient volume to justify a commercial harvest. The best prospect is to harvest the stand and regenerate. 09 Partial Cut Harvest: The stand is characterized by poletimber or sawtimber sized trees with sufficient merchantable volume for a commercial harvest, which will achieve intermediate stand treatment needs or prepare the stand for natural regeneration. The stand is of a favored species composition, and may be even or uneven aged. Included are such treatments as commercial thinning, seed tree or shelterwood regeneration, and the selection system to maintain an uneven age stand. 10 Salvage Harvest: The stand is characterized by excessive damage to merchantable timber due to fire, insects, disease, wind, ice, or other destructive agents. The best prospect is for removal of damaged or threatened material. 11 No Treatment: The stand is characterized by an adequate stock of growing stock trees in reasonably good condition. 4.451 PAST NONFOREST / INACCESSIBLE LAND USE -- Record and map on this attribute ONLY when a condition classified at last inventory as nonforest is now accessible forest land. The area that has changed is a new, separate condition class. Instructions in “Determination of Condition Class” and “Determining Condition Classes Differing in Condition Status” apply. When classifying these cases, select the classification that, within the sampled area, indicates what the majority of this changed area was at the time of previous inventory. Example: During the previous inventory, subplot 2 was classified as entirely nonforest land. The other subplots sampled accessible forest land. At that time, 55 percent of the area on subplot 2 was pasture, and 45 percent was cropland. (Note: these two nonforest classes were not actually mapped, but rather the entire subplot represented a condition class that was simply classified as nonforest land.) At revisit, 60 percent of subplot 2, including all that was pasture within the subplot, is found planted to pines and is now forestland. The other subplots remained forestland. The portion of subplot 2 that changed from nonforest to forest is mapped and recorded as a new condition 84 Northeast Field Guide, Version 1.4 May 2000 class. This "new" forest land should not be considered part of the original forest land condition class(es) sampled on the other subplots. Because it is a condition that changed from nonforest to forest, the attribute "Past nonforest land use" must be coded; the appropriate classification is pasture, the majority nonforest use -- at last inventory -within the mapped portion of this new condition class. Sampled area that shifts from access-denied, hazardous, outside the sample, or other uses to accessible forest land are treated in like manner. Codes 40, 91, 92, 93, and 94 apply. When collected: Previous CONDITION STATUS not equal to 1, current CONDITION STATUS = 1 (Note: This field is not required until the next full cycle.) Field width: 2 digits MQO: No errors, 100% of the time Values: 10 Agricultural land - Land managed for crops, pasture, or other agricultural use. The area must be at least 1.0 ac in size and 120.0 ft wide. Use the 10 code only for cases not better described by one of the following: 11 12 13 14 15 Cropland Pasture (improved through cultural practices) Idle farmland Orchard Christmas tree plantation 20 Rangeland - Land primarily composed of grasses, forbs, or shrubs. This includes lands vegetated naturally or artificially to provide a plant cover managed like native vegetation and does not meet the definition of pasture. The area must be at least 1.0 ac in size and 120.0 ft wide. 30 Developed - Land used primarily by humans for purposes other than forestry or agriculture. Use the 30 code only for land not better described by one of the following: 31 32 33 40 Cultural: business, residential, and other places of intense human activity. Rights-of-way: improved roads, railway, power lines, and maintained canals Recreation: parks, skiing, golf courses Other - Land parcels greater than 1.0 ac in size and greater than 120.0 ft wide, that do not fall into one of the uses described above. Examples include undeveloped 85 Northeast Field Guide, Version 1.4 May 2000 beaches, barren land (rock, sand), noncensus water, marshes, bogs, ice, and snow. 90 Not sampled - Land areas that are not sampled. Use the 90 code only for land not better described by one of the following: 91 92 93 94 Census water: meets definition of Census water. Denied access: access denied by the owner. Hazardous: land could not be safely accessed by crews. Not in the sample: area outside the population of interest, e.g., land in Mexico or Canada. 4.452 PRESENT NONFOREST LAND USE -- Record this attribute when area sampled and classified at last inventory as accessible forest land is now nonforest land. The area that has changed is a new, separate condition class. It should not be considered part of any nonforest land condition class(es) sampled during the previous inventory that may still be present. Instructions in “Determination of Condition Class” and “Determining Condition Classes Differing in Condition Status” apply. When classifying these cases, select the classification that, within sampled area, indicates what the majority of this changed area is now if more than one nonforest classes are present. Use the codes and classifications listed in 4.451; note that the 90 codes will not apply. (CORE OPTIONAL) - Record the PRESENT NONFOREST LAND USE for all nonforest conditions (CONDITION STATUS 2), regardless of past condition. Use the codes and classifications listed in 4.451. When collected: CORE: SAMPLE KIND = 6, 7, and 8, Previous CONDITION STATUS = 1, current CONDITION STATUS not equal to 1 (Note: This field is not required until the next full cycle.) CORE OPTIONAL: current CONDITION STATUS = 2 Field width: 2 digits MQO: No errors, 100% of the time Values: Same as 4.451 86 Northeast Field Guide, Version 1.4 May 2000 4.453 NONFOREST YEAR -- Record the estimated year that a previously accessible forestland condition class was converted to a nonforest condition. This variable will be used to apportion tree growth on trees any trees that were included in the condition when it was forestland. Record the year in which the conversion took place. In most cases, all trees in a given condition class will be assigned the same nonforest year. If it can be determined that a tree died before the land was converted to a nonforest use, mortality year is also required. When collected: SAMPLE KIND = 6, 7 and 8, Previous CONDITION STATUS = 1, current CONDITION STATUS not equal to 1 (Note: This field is not required until the next full cycle.) Field width: 4 digits MQO: +/- 1 year, 70% of the time for remeasurement cycles of 5 years; +/- 2 years, 70% of the time for remeasurement cycles of > 5 years Values: 1999 or higher 4.460 STAND HISTORY -- Based upon conditions within the condition class, record the code that best describes the harvesting activities since the last inventory. When collected: All accessible forestland condition classes Field width: 1 digit MQO: No errors, at least 80% of the time Values: 0 no evidence of harvesting 1 Clearcut: commercial or noncommercial clearcutting in blocks or patches 2 Partial cut: may include any harvesting situation where scattered individual trees or very small groups of trees were cut. Selection, diameter limit cutting, seed tree and shelterwood cuts should also be included. 3 Strip cut: a harvesting practice of cutting alternating strips of trees. A common example is to cut strips the width of a feller / buncher and leave similar strips uncut. 87 Northeast Field Guide, Version 1.4 May 2000 4.465 STAND STRUCTURE -- Record the code describing the basic form of the trees in the condition. This attribute is ancillary; that is, contrasting conditions are never delineated based on variation in this attribute. Record only on condition classes that are accessible forestland. When collected: All accessible forestland condition classes – MAINE only Field width: 1 digit MQO: No errors, at least 80% of the time Values: Code Description 1 Single-storied: stands characterized by an even canopy of uniform height with close competition between trees. The smaller trees are usually members of the stand that were stressed or overtopped and have fallen behind their associates. Regeneration and/or tall relics from a previous stand may be present. Most of the trees in the condition are within the height class of the average stand height. 2 Two-storied: stands composed of two relatively even but distinct canopy layers, such as a mature overstory with an understory sapling layer, possibly from seed tree and shelterwood operations, or an overstory of tall conifers with an understory of low hardwoods. Neither canopy is necessarily continuous or closed, but both canopy levels tend to be uniformly distributed across the stand. Each canopy level must cover at least 25 percent of the condition. 3 Multi-storied: stands generally containing trees from every size group on a continuum from seedlings to mature trees and are characterized by a broken or uneven canopy layer. Usually the largest number of trees is in the smaller diameter classes. Consider any stand with three or more structural layers as multi-storied if each of the three or more layers covers at least percent of the condition. 4 Mosaic: stands contain at least two distinct size classes each of which covers at least 25 percent of the condition; however, these classes are not uniformly distributed but are grouped in small repeating aggregations, or occur in stringers less than 120.0 ft. (36.6 m.) wide, throughout the stand. Each size class aggregation is too small to be recognized and mapped as an individual stand; the aggregations may or may not be single-storied. 88 Northeast Field Guide, Version 1.4 May 2000 5 Nonstocked: Less than 10-percent tree stocking present, or less than 5-percent cover in several western woodland types. 4.470 STOCKING CLASS -- Refer to the Relative Stocking chart in Appendix 6 to determine the level of stocking and then enter the appropriate code from the following list: When collected: All accessible forestland condition classes Field width: 1 digit MQO: No errors, at least 80% of the time Values: 1 Nonstocked ∴ 10 % stocking 2 Poorly stocked ∞10 %, but ∴ 35 % stocking 3 Moderately stocked ∞ 35 %, but ∴ 60 % stocking 4 Well stocked ∞ 60 %, but 5 Over stocked ν 100 % stocking 6 All subplots in the same forested condition class. 100 % stocking BOUNDARY REFERENCES Boundary reference data are used to remeasure plots and to compute the area for the condition classes sampled on a plot. Record all boundaries between condition classes that occur within the sampled (fixed-radius) area on subplots and microplots (and optionally annular plots). Boundaries outside sampled (fixed-radius) areas are not referenced. In addition to the recording procedures described herein, sketch maps of condition class boundaries onto the pre-printed plot diagrams on field tally sheets. REFERENCE PROCEDURE Reference, within the sampled area on each microplot, subplot, and annular plot, the approximate boundary of each condition class that differs from the condition class at a subplot center. Trees selected on these fixed-radius plots are assigned to the actual condition in which they lie regardless of the recorded approximate boundary. Boundary referencing is done by recording azimuths and distances from subplot center to the reference points (Figures 7 and 8). Each boundary is marked by a maximum of three points - two where the boundary intersects the subplot circumference, and one "corner" point between 89 Northeast Field Guide, Version 1.4 May 2000 the two end points, if necessary. Only the corner point requires a distance, since the distance from the center to the circumference is always equal to the fixed plot radius. Figure 7. How to measure a straight boundary on a microplot, subplot, or annular plot. Figure 8. How to measure a boundary with a corner on a subplot or annular plot. 90 Northeast Field Guide, Version 1.4 May 2000 Microplot boundaries are referenced to the microplot center, and annular plot boundaries are referenced to the subplot center in the same manner described for subplots. Note that the larger the plot, the greater likelihood of a need for a boundary corner to record boundaries that are not straight lines. Refer to Sections “Determination of Condition Class” and “Determining Condition Classes Differing in Condition Status” for general mapping guidelines. The following additional rules apply when referencing a boundary within a subplot, microplot, or annular plot: 1. When a boundary between accessible forestland and nonforest land or between two contrasting accessible forest land condition classes is clearly marked, use that feature to define the boundary. Examples of clear demarcation are a fence line, plowed field edge, sharp ridgeline, and water's edge along a stream course, ditch, or canal. 2. When a boundary between forest land and nonforest land is not clearly marked by an obvious feature, the boundary should follow the nonforest side of the stems of the trees at the forest edge. 3. When a boundary between two contrasting forest land condition classes is not clearly marked, map along the stems of the contrasting condition. When the boundary between two contrasting forest land condition classes is separated by a narrow linear inclusion (creek, fire line, narrow meadow, unimproved road), establish the boundary at the far edge, relative to subplot center, of the inclusion. 4. When a plot is remeasured, the crew will examine the boundaries referenced at last inventory. If no change has occurred, the current crew will retain the boundary data that were recorded at last inventory. If a boundary has changed, or a new boundary is present, or the previous crew made an obvious error, record new or updated boundary data. Delete boundaries that are no longer distinct. 5. Although individual MQOs are specified for the azimuths and distances, in practice a crew will be considered ‘correct’ when the difference in areas as mapped by the original crew and by the QA crew is less than 10% of the subplot or microplot area. This allows for slight variations in azimuths or distances due to the approximate nature of our mapping procedures. 91 Northeast Field Guide, Version 1.4 May 2000 BOUNDARY DATA Record the appropriate values for each boundary mapped on the subplot, microplot, or annular plot as follows: 4.100 SUBPLOT NUMBER -- Record the code corresponding to the number of the subplot. When collected: All boundaries Field width: 1 digit MQO: No errors, 100% of the time Values: 1 2 3 4 Center subplot North subplot Southeast subplot Southwest subplot 4.200 PLOT TYPE -- Record the code to specify whether the boundary data are for a subplot, microplot, or annular plot. When collected: All boundaries Field width: 1 digit MQO: No errors, 100% of the time Values: 1 2 3 Subplot boundary Microplot boundary Annular plot boundary (coded only when annular plots are taken) 4.211 BOUNDARY CHANGE – Remeasurement locations only. Record the appropriate code to indicate the relationship between previously recorded and current boundary information. When collected: SAMPLE KIND = 6, 7 and 8, All boundaries Field width: 1 digit MQO: No errors, 100% of the time Values: 0 No change - boundary is the same as indicated on plot map by a previous crew. 1 New boundary or boundary data has been changed to reflect an actual on-the-ground physical change resulting in a difference from the boundaries recorded. 92 Northeast Field Guide, Version 1.4 May 2000 2 Boundary has been changed to correct an error from previous crew. 3 Boundary has been changed to reflect a change in variable definition. 4.212 CONTRASTING CONDITION -- Record the CONDITION CLASS NUMBER of the condition class that contrasts with the condition class located at the subplot center (for boundaries on the subplot or annular plot) or at the microplot center (for boundaries on the microplot), e.g., the condition class present on the other side of the boundary line. When collected: All boundaries Field width: 1 digit MQO: No errors, 100% of the time Values: 1 to 9 4.213 CONDITION CLASS NUMBER -- Record the condition class number of the condition at subplot center. When collected: All boundaries Field width: 1 digit MQO: No errors, 100% of the time Values: 1 to 9 4.214 LEFT AZIMUTH -- Record the azimuth from the subplot, microplot, or annular plot center to the farthest left point (facing the contrasting condition class) where the boundary intersects the subplot, microplot, or annular plot circumference. When collected: All boundaries Field width: 3 digits MQO: +/- 10 degrees, at least 90% of the time Values: 001 to 360 4.215 CORNER AZIMUTH -- Record the azimuth from the subplot, microplot, or annular plot center to a corner or curve in a boundary. If a boundary is best described by a straight line between the two circumference points, then record 000 for CORNER AZIMUTH (000=none). When collected: All boundaries Field width: 3 digits MQO: +/- 10 degrees, at least 90% of the time Values: 000 to 360 93 Northeast Field Guide, Version 1.4 May 2000 4.216 CORNER DISTANCE -- Record the horizontal distance, to the nearest 1 ft, from the subplot, microplot, or annular plot center to a boundary corner point. When collected: All boundaries when CORNER AZIMUTH > 000 Field width: 2 digits MQO: +/- 1 ft, at least 90% of the time Values: Microplot 1 to 7 ft Subplot 1 to 24 ft Annular plot 1 to 59 ft 4.217 RIGHT AZIMUTH -- Record the azimuth from subplot, microplot, or annular plot center to the farthest right point (facing the contrasting condition) where the boundary intersects the subplot, microplot, or annular plot circumference. When collected: All boundaries Field width: 3 digits MQO: +/- 10 degrees, at least 90% of the time Values: 001 to 360 94 Northeast Field Guide, Version 1.4 May 2000 5.000 SEEDLING DATA Stocking and regeneration information are obtained by counting seedlings within the 6.8 ft radius microplot located 90 degrees and 12.0 ft from each subplot center within each of the four subplots. Conifer seedlings must be at least 6.0 inches above the ground and less than 1.0 in at DBH in order to qualify for tallying. Hardwood seedlings must be at least 12.0 inches above the ground and less than 1.0 in at DBH in order to qualify for tallying. Seedlings are counted in groups by species and condition class, up to 5 individuals per species. Counts beyond 5 are coded as 6. Species are coded in order from most abundant to least abundant when NUMBER OF STEMS is coded as 6. Only count seedlings occurring in accessible forestland condition classes. 5.100 SUBPLOT NUMBER -- Record the code corresponding to the number of the subplot. When collected: All subplots Field width: 1 digit MQO: No errors, 100% of the time Values: 1 2 3 4 Center subplot North subplot Southeast subplot Southwest subplot 5.110 SPECIES -- Record the appropriate SPECIES code from the list in Appendix 4. If you encounter a species not listed in Appendix 4 and are not sure if it should be tallied as a tree, consult your Field Supervisor. If the species cannot be determined in the field, tally the tree, but bring branch samples, foliage, cones, flowers, bark, etc. to your supervisor for identification. If possible, collect samples outside the subplots from similar specimens and make a note to correct the SPECIES code later. Use the generic SPECIES code only when you encounter a tree where you know tree species but the species is not on the species list. When Collected: All counts of seedlings Field width: 3 digits MQO: No errors for genus at least 90% of the time, no errors for species at least 85% of the time Values: See Appendix 4 95 Northeast Field Guide, Version 1.4 May 2000 5.120 DBH -- Record 001 for all seedlings that are tallied. When Collected: All counts of seedlings Field width: 3 digits MQO: No errors, 100% of the time Value: 001 5.140 REPRODUCTION NUMBER -- Assign a three-digit reproduction number for each item, or line, of seedlings that is tallied. Regeneration numbers begin at 001 on each subplot and increase sequentially in order as each line of data is recorded. When Collected: All counts of seedlings Field width: 3 digits MQO: No errors, 100% of the time Values: 001 to 099 5.200 CONDITION CLASS NUMBER -- On a plot, assign and record a unique identifying number for each condition class. At the time of the plot establishment, the condition class at plot center (the center of subplot 1) is designated condition class 1. Other condition classes are assigned numbers sequentially at the time each condition class is delineated. On a plot, each sampled condition class must have a unique number that can change at remeasurement to reflect new conditions on the plot. When collected: All counts of seedlings Field width: 1 digit MQO: No errors, 100% of the time Values: 1 to 9 5.300 NUMBER OF STEMS --Record the number of seedlings of each species, by condition class. Count up to 5 individuals by species; code 6 if there are more than 5 individuals of any given species in any given condition class. Code species in order from most abundant to least abundant when NUMBER OF STEMS is coded as 6. When Collected: Each accessible forest land condition class on each microplot Field width: 2 digit MQO: No errors, at least 95% of the time Values: 01 to 05 06 Exact count More than 5 individuals by species by condition class. 96 Northeast Field Guide, Version 1.4 May 2000 SHRUB, DWARF SHRUB AND VINE DATA FOR THE MAINE INVENTORY Additional vegetation information is obtained by counting shrubs, dwarf shrubs and vines within a 3.7 ft radius milacre plot located 90 degrees and 12.0 ft from each subplot center within each of the four subplots. Shrubs are counted in groups by species and condition class, up to 99 individuals per species. Counts beyond 99 are coded as 99. Dwarf shrubs and vines are tallied by occurrence and condition class. Individual counts of specimens are not necessary for these life forms. Only count shrubs, dwarf shrubs and vines occurring in accessible forestland condition classes. 5.110 SPECIES -- Record the appropriate SPECIES code from the list in Appendix 4. If you encounter a species not listed in Appendix 4 and are not sure if it should be tallied, consult your Field Supervisor. If the species cannot be determined in the field, tally the shrub, dwarf shrub or vine, but bring branch samples, foliage, cones, flowers, bark, etc. to your supervisor for identification. If possible, collect samples outside the subplots from similar specimens and make a note to correct the SPECIES code later. Use the generic SPECIES code only when you encounter a shrub etc. where you know the species but the species is not on the species list. When Collected: All counts of shrubs, dwarf shrubs and vines -- Maine Field width: 3 digits MQO: No errors for genus at least 90% of the time, no errors for species at least 85% of the time Values: See Appendix 4 5.100 SUBPLOT NUMBER -- Record the code corresponding to the number of the subplot. When collected: All subplots -- Maine Field width: 1 digit MQO: No errors, 100% of the time Values: 1 2 3 4 Center subplot North subplot Southeast subplot Southwest subplot 97 Northeast Field Guide, Version 1.4 May 2000 5.140 REPRODUCTION NUMBER -- Assign a three-digit reproduction number for each item, or line, of shrubs, etc. that is tallied. Regeneration numbers begin at 001 on each subplot and increase sequentially in order as each line of data is recorded. When Collected: All counts of shrubs, dwarf shrubs and vines – Maine Field width: 3 digits MQO: No errors, 100% of the time Values: 001 to 099 5.200 CONDITION CLASS NUMBER -- On a plot, assign and record a unique identifying number for each condition class. At the time of the plot establishment, the condition class at plot center (the center of subplot 1) is designated condition class 1. Other condition classes are assigned numbers sequentially at the time each condition class is delineated. On a plot, each sampled condition class must have a unique number that can change at remeasurement to reflect new conditions on the plot. When collected: All counts of shrubs, dwarf shrubs and vines – Maine Field width: 1 digit MQO: No errors, 100% of the time Values: 1 to 9 5.300 NUMBER OF STEMS --Record the number of shrubs of each species, by condition class. Count up to 99 individuals by species. When Collected: Each accessible forest land condition class on each milacre plot -- Maine Field width: 2 digit MQO: No errors, at least 95% of the time Values: 1 to 99 98 Northeast Field Guide, Version 1.4 May 2000 6.000 TREE AND SAPLING DATA Trees at least 5.0 inches in diameter are sampled within the subplot. ‘Tally trees’ are defined as all live and dead trees in accessible forestland condition classes encountered on the subplot the first time a subplot is established, and all trees that grow into a subplot thereafter. These data yield information on tree growth, mortality, removals; coarse woody debris; wildlife habitats; forest structure and composition; biomass; and carbon sequestration. Additional dead and down tree data is collected in the Northeast. However, do not tally dead trees that have been lying on the ground for so long that advanced decay is present. Trees with a diameter at least 1.0 in but less than 5.0 in, termed saplings, are sampled within the microplot (see Seedling Data for locations of microplots). ‘Tally saplings’ are defined as all live saplings in accessible forest land condition classes encountered the first time a microplot is established, and all saplings that grow into each microplot thereafter are included until they grow to 5.0 in or larger, at which time they are tallied on the 24.0 ft subplot and referenced (new azimuth and distance taken) to the subplot center. Additional sapling data is collected in Maine. The 5th microplot is located 270 degrees and 12 feet from the center subplot. Minimal data is collected on these saplings. The required sapling data are subplot number, tree number, species, DBH, condition class number, and actual length. Trees are alive if they have any living parts (leaves, buds, cambium) at or above the point of diameter measurement, either diameter at breast height (DBH). Trees that have been temporarily defoliated are still alive. Once tallied, dead trees over 5.0 in diameter are tracked until signs of advanced decay become present. Working around dead trees is a safety hazard - crews should exercise extreme caution! Trees that are deemed unsafe to measure should be noted as such and left alone. To qualify as a standing dead tally tree, dead trees must be standing (LEAN ANGLE = 0 or 1) with no part of the bole touching the ground, at least 4.5 ft tall and be at least 5.0 inches in diameter. Broken portions of trees that are completely separated from their base are not treated as separate trees. 99 Northeast Field Guide, Version 1.4 May 2000 Whether live or dead, standing trees do not have to be self-supported. They may be supported by other trees. High stumps (trees that have been cut) do not qualify as standing dead trees. Begin tallying trees at an azimuth of 001 degrees from subplot center and continue clockwise around the subplot. Repeat this sequence for trees on the microplot. 6.100 SUBPLOT NUMBER -- Record the subplot number where the tree occurs. When Collected: All live tally trees > 1.0 in DBH and all dead tally trees > 5.0 in DBH Field width: 1 digit MQO: No errors, 100% of the time Values: 1 2 3 4 5 Center subplot North subplot Southeast subplot Southwest subplot Additional Maine sapling microplot 6.105 TREE RECORD NUMBER -- Record a code to uniquely and permanently identify each tree on a given subplot. The TREE RECORD NUMBERS must be unique within a subplot – being unique is more important than being sequential. In general, work clockwise from azimuth 001 to 360, and work outwards from subplot center to subplot edge. On remeasured plots, use the tree number assigned at the previous visit. Saplings tallied on microplots will retain their initially assigned tree number if they grow to tree size. Missed trees will be assigned the next available tree number. DO NOT renumber all plot trees in order to assign a more “correct” tree number to a missed tree. Numbers assigned to trees that are subsequently found to be extra will be dropped and not reused. When Collected: All live tally trees > 1.0 in DBH and all dead tally trees > 5.0 in DBH Field width: 3 digits MQO: No errors, 100% of the time Values: 001 to 999 100 Northeast Field Guide, Version 1.4 May 2000 6.100 SPECIES -- Record the appropriate SPECIES code from the list in Appendix 4. If you encounter a species not listed in Appendix 4 and are not sure if it should be tallied as a tree, consult your Field Supervisor. If the species cannot be determined in the field, tally the tree, but bring branch samples, foliage, cones, flowers, bark, etc. to your supervisor for identification. If possible, collect samples outside the subplots from similar specimens and make a note to correct the SPECIES code later. Use the generic SPECIES code only when you encounter a tree where you know tree species but the species is not on the species list. When Collected: All live tally trees > 1.0 in DBH and all dead tally trees > 5.0 in DBH Field width: 3 digits MQO: No errors for genus 100% of the time, no errors for species at least 95% of the time Values: See Appendix 4 6.120 HORIZONTAL DISTANCE -- Record the measured HORIZONTAL DISTANCE, to the nearest 0.1 ft, from the subplot center (for trees > 5.0 in DBH) or microplot center (for trees ≥ 1.0 in and < 5.0 in DBH) to the pith of the tree at the base. When Collected: All live tally trees > 1.0 in DBH and all dead tally trees > 5.0 in DBH Field width: 3 digits (xx.y) MQO: Microplot: +/- 0.2 ft, at least 90% of the time Subplot: +/- 1.0 ft, at least 90% of the time Values: Microplot: 00.1 to 6.8 Subplot: 00.1 to 24.0 Measure the horizontal distance for down and windthrown trees to the spot where the center of the tree would have been if the tree were still standing; i.e., measure the distance to the center of the stump, or ground cavity. distance of fallen tree center stake center of stump hole 101 Northeast Field Guide, Version 1.4 May 2000 Occasionally, the slope at a plot will be too great to measure the horizontal distance directly. When this happens, the slope distance and the percent slope (measured with a clinometer) from subplot center to the tree will be needed to calculate the horizontal distance. The formula for calculating the horizontal distance is as follows: measured slope distance to tree 100-ft slope distance horizontal distance to tree 100-ft horizontal distance = For example, a tree has a slope distance of 23.9 feet and the slope is 48 %. Using the Slope Correction table in Appendix 10 you find that the correction for 100 feet with 48 % slope is 10.9 feet. All that’s left is to solve the equation: 23.9’ 110.9’ = horizontal distance to tree 100’ Solve for the horizontal distance, HD = 21.6 feet. 6.130 AZIMUTH -- Record the AZIMUTH from the subplot center (for trees > 5.0 in DBH) or the microplot center (for trees ≥ 1.0 in and < 5.0 in DBH), sight the center of the base of each tree with a compass. Record AZIMUTH to the nearest degree. Use 360 for north. When Collected: All live tally trees > 1.0 in DBH and all dead tally trees > 5.0 in DBH Field width: 3 digits MQO: +/- 10 degrees, at least 90% of the time Values: 001 to 360 6.140 TREE HISTORY -- A tree history code describes the status of a tree during this inventory as compared to its status during the previous inventory. This is the key variable used to differentiate components of change between inventories. Complete this item for all trees 5.0 in. DBH, or greater, tallied on subplot 1 of remeasured plots. Assign a tree history code for: • Every tree that was tallied as a live tree at the last inventory if it had a DBH of 5.0 inches or greater. • Every live tree with current DBH of 5.0 inches or greater that is being tallied for the first time during this inventory. (This includes trees previously tallied as saplings that have grown to 5.0 inches DBH, or more, and are being tallied as growing stock for the first time.) 102 Northeast Field Guide, Version 1.4 May 2000 • Standing dead trees that were alive, but not large enough (5.0 inches DBH) to be tallied at the last survey, but which grew to 5.0 inches DBH or greater and died since the last inventory. These are dead ingrowth. • Standing snags that were dead at the last occasion but are still standing. Do not mistake snags for dead ingrowth. Cedar is an example of a tree that can die and remain standing for a number of years. When Collected: All live and dead tally trees > 5.0 in DBH on plots that are being remeasured Field width: 2 digits MQO: no error, 100% of the time Values: Code Survivors -- Live, previously measured trees, or trees that were missed trees at the last occasion 10 same live tree -- was in before, is in now 12 tree was missed at last survey -- should have been tallied but wasn't, is now tallied 15* multiple stemmed tree -- the product of two (possibly more) previously measured trees of the same species that had grown together and were treated as one tree (used only in conjunction with code 16) 16* multiple stemmed tree – one of two, or more, trees of the same species that were treated as one tree, but are now tallied as individuals (used only in conjunction with code 15) 17* multiple forked tree – the product of two (possibly more) stems that forked above 4.5 ft and were treated as one tree (used only in conjunction with code 18) 18* multiple forked tree – one of two, or more, stems that the diameter measurement is now taken 3.5 ft above the point of pith separation (used only in conjunction with code 17) 19 trees that are alive, but were incorrectly tallied as dead at the last occasion. Limited to trees with a previous tree class of 5 or 6. * Histories 15, 16, 17, and 18 may include dead trees. 103 Northeast Field Guide, Version 1.4 May 2000 Code Ingrowth -- Trees that are correctly being tallied for the first time, or trees that are now on timberland. 20 live trees, not previously measured 21 live or dead tree, that was tallied before but should not have been, and is a tally tree now 22 live or dead tree, that was on nonforest land, and is now on timberland or other forest land 23 live or dead tree, that was on unproductive, reserved or urban forest land, and is now on timberland or other forest land 24 dead tree or snag, that was too small to tally before but has grown to tally size and died since the previous inventory, is a tally tree now 25 dead tree, should have been tallied, was missed, has since died, and is now tallied Code Removals -- Previously tallied trees that: (a) have been harvested, killed or presumed to have been harvested during a cultural operation (logging, land clearing, TSI work, etc.) or (b) are no longer on timberland. 30 the location where the tree is, or was, is still timberland, the tree has been killed, it can be standing or down 31 the location where the tree was is still forested, the tree has been removed (usually a stump will be present) 32 the location where the tree is, or was, is now nonforest, the tree is alive, killed or removed (if no longer alive, it is assumed that the cause of death was not natural mortality). If the tree is no longer present, use the old DBH, distance and azimuth 104 Northeast Field Guide, Version 1.4 May 2000 Code Removals -- continued 33 the location where the tree is, or was, is now unproductive, reserved, or urban forestland. The tree is alive or has been killed but is still present (if no longer alive, it is assumed that the cause of death was not natural mortality) 34 the location where the tree was is now unproductive, reserved, or urban forestland -- the tree has been removed and is no longer present Code Mortality -- Previously tallied trees that have died since the last inventory. 40 dead tree --standing or down-- tree is still present; when DBH measurement is not possible, or current DBH is smaller than the previous DBH, use previous DBH for current 41 dead, down, disintegrated, no evidence remaining; previously measured trees that have died and are in advanced stages of decay or any previously measured tree that cannot be accounted for 42 dead tree, standing or down, now located on nonforest land 43 dead tree, standing or down, now located on unproductive, reserved, or urban forest land 44 dead, down, disintegrated, no evidence remaining; the land where it was located is unproductive, reserved, or urban forest land Code Other Trees 50 tree that was tallied before, but should not have been (was out), is still out this time, not tallied now (horizontal distance is >24 ft) 53 trees with a previous tree class of 5 or 6 that are still present (standing or down). 54 trees with a previous tree class of 5 or 6 that are no longer present (no evidence of the tree remains). 105 Northeast Field Guide, Version 1.4 May 2000 DIAMETER Record the actual diameter for each tallied tree to the last whole 0.1 in. Diameter is diameter at breast height (DBH). Each unit will apply methods that allow remeasurement of diameter (DBH) at the same point on the tree bole at successive visits. Valid methods include measuring distance from the ground to point of diameter, or marking the point of measurement with an aluminum nail, a scribe, crayon mark, or paint spot. If scribing is used, the mark should not penetrate the cambium. If a mark or nail is used, the diameter should not be taken until the mark or nail is in place. Do not scribe or nail trees less than 3.0 inches in diameter. Do not nail or scribe tree species, such as aspen, that are highly susceptible to damaging agents introduced by these practices. Remeasurement trees: The diameter measurement must be taken at the same point on the tree as the previous measurement, if possible. The point of diameter measurement should not be moved unless the crew cannot physically remeasure that point (e.g., forks converge, tree buried by mudslide). If there was an obvious recording error in the previous measurement (e.g., past crew measured 31.0 but recorded 13.0), crews should estimate and record the appropriate past diameter using local procedures. For trees on the 24.0 ft radius subplot, measure single-stemmed trees 5.0 inches in diameter or larger. For trees on the 6.8 ft radius microplot, measure single-stemmed trees between 1.0 inch and 4.9 inches in diameter. 6.150 DIAMETER AT BREAST HEIGHT (DBH) -- Measure DBH at 4.5 ft above the ground unless one of the special DBH situations listed below is present. Figures 10-18 show the proper use of the diameter tape. When Collected: All live tally trees > 1.0 in DBH and all dead tally trees > 5.0 in DBH Field width: 3 digits (xx.y) MQO: +/- 0.1 in per 20.0 in of diameter on trees with a measured diameter, at least 95% of the time. For example: a tree with a diameter of 41.0 in would have a tolerance of plus or minus 0.3 in Values: 001 to 999 106 Northeast Field Guide, Version 1.4 May 2000 Special DBH situations: 1. Tree with butt-swell or bottleneck: Measure these trees 1.5 ft above the end of the swell or bottleneck if the swell or bottleneck extends 3.0 ft or more above the ground (Figure 10). 1.5’ Diameter point 3.0’ or more Figure 10. (1) Tree with swelled butt 2. Forked tree: If the point of pith separation is at or above 4.5 ft, consider the tree as one tree (Figure 11). Measure the diameter below the swell, as near as possible to 4.5 ft above the ground on the uphill side. Diameter point 4.5’ 3.5’ Pith intersection Figure 11. (2) Forked tree If the point of pith separation is below 4.5 ft above the ground, but above 1.0 ft, consider each fork a separate tree (Figure 12). For diameter measurement, measure each fork at 3.5 ft above the point of pith separation, or as near as possible to this point. 4.5’ 4.5’ Figure 12. (2) Two trees 107 Northeast Field Guide, Version 1.4 May 2000 3. Tree with irregularities at DBH: On trees with swellings (Figure 13), bumps, depressions, branches (Figure 14), etc. at DBH, diameter will be measured immediately above the irregularity at the place it ceases to affect normal stem form. Diameter point 4.5’ Figure 13. (3) Tree with swelling Diameter point 4.5’ Figure 14. (3) Tree with branch 4. Tree on slope: Measure diameter at 4.5 ft from the ground along the bole on the uphill side of the tree (Figure 15). 4.5’ Figure 15. (4.) Tree on a slope 108 Northeast Field Guide, Version 1.4 May 2000 5. Leaning tree: Measure diameter at 4.5 ft from the ground along the bole. The 4.5 ft distance is measured along the underside face of the bole (Figure 16). DBH 4.5’ Figure 16. tree (5) Leaning 6. Turpentine tree: On trees with turpentine face extending above 4.5 ft, estimate the diameter at 10.0 ft above the ground and multiply by 1.1 to estimate DBH outside bark. 7. Independent trees that grow together: Continue to treat them as two trees. 109 Northeast Field Guide, Version 1.4 May 2000 8. Diameter on trees missing a portion of bark or bole at the point of diameter measurement is measured and recorded to the nearest 0.1 in as the tree actually exists (e.g., do not "reconstruct" the bole) (Figure 17). Figure 17. (8) Tree with broken stem 9. Live windthrown tree: Measure from the top of the root collar along the length to 4.5 ft (Figure 18). Root Collar 4.5’ Figure 18. (9) Tree on the ground 110 Northeast Field Guide, Version 1.4 May 2000 6.155 DIAMETER CHECK – Record the code to identify any irregularities in diameter measurement positions (e.g., abnormal swellings, diseases, damage, new measurement positions, etc.) that may affect the use of this tree in diameter growth/change analyses. When Collected: All live tally trees > 1.0 in DBH and all dead tally trees > 5.0 in DBH Field width: 1 digit MQO: No errors, 100% of the time Values: 0 1 2 Diameter measured accurately Diameter estimated Diameter measured at different location than previous measurement (remeasurement trees only) 6.160 CONDITION CLASS -- Record the CONDITION CLASS NUMBER in which each tree is located. Often, a referenced boundary is approximate, and trees selected for tally are assigned to the actual condition in which they lie regardless of the recorded approximate boundary (Figure 9). When Collected: All live tally trees > 1.0 in DBH and all dead tally trees > 5.0 in DBH Field width: 1 digit MQO: No errors, 100% of the time Values: 1 to 9 Pine Upland Figure 9. Ragged CONDITION CLASS boundary and tree condition class designation. 111 Northeast Field Guide, Version 1.4 May 2000 6.170 TREE CONDITION CLASS -- Record one of the following condition classes for all trees 5.0 in DBH and larger. Broken tops must be significant enough to introduce rot into the main stem. When Collected: All live and dead tally trees > 5.0 in DBH Field width: 1 digit MQO: No errors, 100% of the time Values: 1 to 8 Description live tree, live intact top live tree, broken top live tree, intact dead top Code 1 2 3 4 dead tree, intact top 5 dead tree, broken top 6 dead tree, down 7 8 snag, intact top snag, broken top Comments Tops may merely be defoliated -- use with caution. Before recording as dead, use a scribe to check the cambium layer for moisture. Before recording as dead, use a scribe to check the cambium layer for moisture. Do not tally if advanced decay is present and wood is punky. 6.175 LEAN ANGLE -- Record the code that describes the angle of lean of the tree. Trees supported by other trees or by their own branches are considered standing. When Collected: CORE: All live and dead tally trees > 5.0 in DBH Field width: 1 digit MQO: No errors, 100% of the time Values: 0 1 2 Standing (less than 45 degrees of lean) Standing (more than 45 degrees of lean but not touching the ground) Down (some part of the bole touching the ground) 112 Northeast Field Guide, Version 1.4 May 2000 6.180 TREE GRADE -- Record a tree grade for all softwood trees 9.0 in DBH, or greater, and all hardwood trees 11.0 in DBH, or greater, according to the tree grade specifications in Appendix 9. For live trees, record one-digit codes that correspond to the tree grade numbers. When Collected: All live and dead tally trees ∞ 9.0 in DBH if softwood, and ∞ 11.0 in DBH if hardwood Field width: 1 digit MQO: No errors, 100% of the time Values: 0, 1, 2, 3, 4 or 5 Hardwoods Use the Hardwood Tree Grades (grades 1, 2, and 3) or the Tie and Timber Grade specifications (grade 4) for all hardwood trees. Grade 5 will be used for trees that do not meet minimum specifications of the Hardwood Tree Grades or the Tie and Timber Grade. Eastern White Pine Use the Eastern White Pine Tree Grades, (grades 1 through 4), for Eastern White Pine only. Grade 5 will be used for trees that do not meet minimum specifications. Southern Pine The Southern Pine Tree Grades, (grades 1 through 3), will be used for all pines except Eastern White Pine. Grade 5 will be used for trees that do not meet minimum specifications. There is no grade 4 for the Southern Pine Tree Grades. Spruce, fir, cedar, larch (tamarack), and hemlock Spruce, fir, cedar, larch (tamarack), and hemlock will be graded as either merchantable (grade 1), or as cull (grade 5), by their minimum merchantability specifications. All dead trees, no matter what species, must receive a tree grade of zero (0). Tree grades are often determined on the basis of the best 12 foot section within the butt 16 feet of the tree (Hardwood Tree Grades, grades for spruce, fir, cedar, larch, and hemlock). When a 14 foot section, or the entire 16 feet, of the butt section of the tree gives a better grade than the 12 foot section, the grade of the longer section is recorded. The butt section of all trees must be at least 12 feet in length (pines must be at least 16 feet) in order for the tree to be assigned one of the merchantable tree grades (grades 1, 2, 3 or 4). Butt sections less than twelve feet in length must receive a tree grade of 5. When determining the merchantability of the entire sawlog length of a tree, the grades of the upper logs must also be considered. The grades for the upper logs of the tree are not recorded, but these logs must meet, or exceed, the minimum grade specifications for the tree species. 113 Northeast Field Guide, Version 1.4 May 2000 If the upper logs and the butt log do not make grade, the entire tree is cull. (See item 6.210 Board-foot Cull.) Pines cannot be given a merchantable grade (1 through 4 for white pine & 1 through 3 for other pines) if they have a fork in the first 16 feet of bole. Spruce, fir, cedar, larch, and hemlock cannot be give a merchantable grade if they have a fork in the first 12 feet of bole. Any section containing metal should be culled. In hardwoods, if you are able to obtain a 12-foot grading section free of metal in the butt 16 feet of a tree, then the tree can receive a grade 1-3 or 4 as long as it meets the other grading criteria. Because hardwood tree grades have a sliding 12-foot grading section in the butt 16 feet, the metal does not necessarily render a tree grade 5 unless the metal is positioned so it is impossible to get a 12-foot section free of metal in the butt 16 feet. In the spruce-fir grades, any metal in the butt 12-foot log will render a tree grade 5, while in pine tree grades; any metal in the butt 16 foot will render a tree grade 5. Because softwood tree grades have no sliding 12-foot section in the butt 16 feet. 6.190 SAWLOG LENGTH -- Record sawlog length to the last whole foot of all sawtimber-sized trees. The measurement should extend from a 1foot stump to (in order of priorities): 1 The point, where no physical log, whether or not merchantable, can be produced because of excessive limbs, forks, or crooks. Sawlog length should not extend above this point unless at least one log, 8 feet or longer, is present. 2 Minimum top sawlog diameter: 3 a) 9" DOB (diameter outside bark) for hardwoods b) 7" DOB for softwoods On broken-off trees, to the point of the break. (A log is a section at least 8 feet long, not containing a fork, sufficiently straight enough to yield at least an 8-foot board.) When a tree forks into two or more sawlog-sized sections, measure the section with the largest diameter immediately above the fork regardless of its condition or whether the other fork may yield more sawlog length. Sawlog length, in general, should terminate at the second fork in hardwood trees. If the sawtimber-sized tree does not contain one 12 foot or two non contiguous 8 foot logs, record 00 for sawlog length. 114 Northeast Field Guide, Version 1.4 May 2000 When Collected: All live and dead tally trees ∞ 9.0 in DBH if softwood, and ∞ 11.0 in DBH if hardwood Field width: 2 digits MQO: ! 4 ft, 90% of the time Values: 00, 12 to 99 6.200 BOLE LENGTH -- For all live and dead trees record bole length to the nearest whole foot from a 1-foot stump to the first of: 1 The point, where no section, whether or not merchantable, can be produced because of excessive limbs, forks, or crooks. Bole length should not extend above this point unless at least one section, four feet or longer, is present. 2 A four inch top DOB (diameter outside bark) 3 Where the central stem terminates by branching before reaching four inches DOB. However, bole length can extend up through major subdivisions of the central stem. When this occurs, the measurement should follow the largest diameter of the divisions. 4 On broken-off trees, to the point of the break. Bole length, in general, should terminate at the third fork in hardwood trees. For trees that fork above DBH, measure length along the larger diameter fork. Minimum bole length that can be recorded is 4 feet, otherwise record 00. When Collected: All live and dead tally trees ∞ 5.0 in DBH Field width: 2 digits MQO: ! 4 ft, 90% of the time Values: 00, 04 to 99 6.205 TOTAL LENGTH -- Record the TOTAL LENGTH of the tree, to the nearest 1.0 ft, from ground level to the tip of the apical meristem. For trees growing on a slope, measure on the uphill side of the tree. If the tree has a broken or missing top (Tree Condition 2, 5 and 8), estimate what the total length would be if there were no missing or broken top. Forked trees should be treated the same as unforked trees. 115 Northeast Field Guide, Version 1.4 May 2000 When Collected: P2 CORE - All live and dead tally trees > 5.0 in DBH/DRC P3 - All live tally trees ≥ 1.0 in DBH/DRC and all standing dead tally trees > 5.0 in DBH/DRC Field width: 3 digits MQO: +/- 10% of true length, at least 90% of the time Values: 005 to 150 6.206 ACTUAL LENGTH -- For trees with broken or missing tops (Tree Condition 2, 5, and 8), record the ACTUAL LENGTH of the tree to the nearest 1.0 ft, from ground level to the highest remaining portion of the tree still present and attached to the bole. If the top is intact (Tree Condition 1, 3, 4, and 7), this item is omitted. Forked trees should be treated the same as unforked trees. When Collected: P2 CORE - All live and dead tally trees (with broken or missing tops) > 5.0 in DBH/DRC Maine - All live tally trees > 1.0 in DBH and all dead tally trees > 5.0 in DBH P3 - All live and standing dead tally trees (with broken or missing tops) 1.0 –4.9 in DBH/DRC P3 - All live and standing dead tally trees (with broken or missing tops) > 5.0 in DBH/DRC Field width: 3 digits MQO: +/- 10% of true length, at least 90% of the time Values: 005 to 400 6.207 LENGTH METHOD -- Record the code that indicates the method used to determine tree lengths. The length for the first three trees encountered on each subplot must be measured – all others may be estimated. When Collected: P2 CORE - All live and dead tally trees > 5.0 in DBH/DRC P3 - All live tally trees ≥ 1.0 in DBH/DRC and all standing dead tally trees > 5.0 in DBH/DRC Field width: 1 digit MQO: No errors, 100% of the time Values: 1 2 3 Total and actual lengths are field measured with a measurement instrument (e.g., clinometer, relascope, tape) Total length is visually estimated, actual length is measured with an instrument Total and actual lengths are visually estimated 116 Northeast Field Guide, Version 1.4 May 2000 Field crews are encouraged to measure lengths occasionally on each subplot as an aid in calibrating their estimates on the other trees. Indicate any additional trees that are measured – the first three trees per subplot are just the minimum number of trees to be measured. 6.210 BOARD-FOOT CULL -- Board-foot cull is the volume within the sawlog length of a tree that cannot be used to produce boards, because of rot, sweep, crook, excessive limbs, and other defects. The total board-foot cull for the tree includes the entire volume of sections that do not meet minimum size, length and grade requirements, and the cull volume within acceptable sawlog sections. Some examples are: A 12-foot section lies between two forks. The section exceeds the minimum length and diameter requirements for a log, but does not meet the minimum grade specifications for a 12-foot log. The entire volume of the 12-foot section is cull unless an 8 or 10-foot log within the 12-foot section does qualify as a merchantable sawlog. If a 8 or 10 foot section within the 12 foot log does qualify as merchantable, that 8 or 10 foot section would not be deducted for board foot cull. The remaining 2 or 4-foot section that kept the initial 12-foot section from meeting grade would be culled in this example. A six-foot section of perfectly sound and straight wood lies between two forks. Since logs cannot contain forks, and since the section is less than eight feet long, it is not a log. The entire volume of the six-foot section is cull. A tree may be assigned a Tree Grade of 5 because it did not contain at least one 12-foot merchantable (grade 1, 2, 3 or 4) sawlog. However, the entire volume of the butt log is not necessarily cull, unless it is the only log in the tree. If a tree has between 12 and 16 feet of sawlog and it does not contain a merchantable sawlog, the entire sawlog portion of the tree is cull. All trees with 16 feet of sawlog, or less that have a tree grade of 5 must be 99% cull. Trees with more than 16 feet of sawlog may also be classified as cull, depending on the situation. If a tree contains an 8-foot or 10 foot merchantable sawlog, the total cull is the amount of cull within that sawlog plus the volume of any portion of the butt log that is not part of a merchantable sawlog. For tree grading purposes, determine the amount of cull in the butt log only in order to assign a tree grade to the entire tree for Item 6.180. To determine the amount of board-foot cull in the tree, it is necessary to visually divide the entire sawlog length into logs that are 8 feet or longer. The amount of cull to be recorded is the total volume of logs that do not meet grade requirements, sections that do not qualify as logs, and the 117 Northeast Field Guide, Version 1.4 May 2000 amount of cull within sawlogs. Estimate cull volume by using the appropriate cull estimating aids for sawtimber trees found in Appendix 10. Record the actual percentage of total board-foot cull, except: • cull less than 4 % may be recorded as 00 • 100 % cull is recorded as 99 When Collected: All live and dead tally trees ∞ 9.0 in DBH if softwood, and ∞ 11.0 in DBH if hardwood Field width: 2 digits MQO: ! 10%, 90% of the time Values: 00 to 99 6.220 PERCENT SOUNDNESS (OF BOARD-FOOT CULL) -- This is a percentage of the entry made in Item 6.210. Record the code that indicates the percentage of the board-foot cull that is sound cull. Sound cull is caused by form defects; sweep, crook, limbs, forks. Sound cull can consist of entire logs that do not meet the minimum sawlog grade specifications because of form and sound defects. Percent soundness can be represented by the following formula. % sound cull % total cull = % soundness Codes 0 through 4 indicate predominantly unsound cull, whereas codes 5 through 9 indicate predominantly sound cull. Each section must be individually assigned a soundness of 0, all rotten, or 9, all sound. When Collected: All live and dead tally trees ∞ 9.0 in DBH if softwood, and ∞ 11.0 in DBH if hardwood Field width: 2 digits MQO: ! one class, 90% of the time Values: Code 0 1 2 3 4 Percent 0 -- 9 10 -- 19 20 -- 29 30 -- 39 40 -- 49 Code 5 6 7 8 9 118 Percent 50 -- 59 60 -- 69 70 -- 79 80 -- 89 90 -- 100 Northeast Field Guide, Version 1.4 May 2000 Example 1: A hardwood tree has 32 feet of sawlog. The first section has 15 % cull and is rotten. The seventh (11%) and eighth (10%) sections are cull due to form defects, i.e., all sound. The total board foot cull is 36 %. Twenty-one percent (the amount of cull in sections 7 and 8) of the 36 % is sound cull, resulting in soundness for the sawlog of 58 %, or code 5 for percent soundness of board-foot cull. Example 2: A softwood tree has 16 feet of sawlog. The first section is rotten cull (33 %), and the fourth section is sound cull (19 %). The total cull for the sawlog is 52 %. Nineteen percent of the 52 % is sound cull, resulting in a sawlog that has is 37 % sound, or code 3 for percent soundness of board-foot cull. 6.230 CUBIC-FOOT CULL -- Cubic-foot cull is the volume of the bole length of a tree that is not suitable for products because of rot, decay, large limbs, forks, sweep, crook, embedded wire, and other defects. Starting at the 1-foot stump, visually divide the entire bole length into 4foot sections. Use the following as guides to estimating cubic-foot cull: • Sections that contain true forks are cull. • Cull any section in which more than 50% of the volume is lost due to rot. • Cull any section that contains wire fence or metal objects such as a tap for sugar maple. • If sweep or crook causes a straight line between the center of each end of a section to fall outside the bark at any point, the section is cull. Field personnel may use discretion. For example, a line stretched from one end to the other end of a 10-foot section of bole might fall outside the bark at one point. However, if this section were treated as two 5-foot sections, or a 4-foot and a 6-foot section, the centerline for each bole would not fall outside the bark. These sections cannot be less than 4 feet. 119 Northeast Field Guide, Version 1.4 May 2000 • Make partial deductions for large bumps and heavy bird peck, especially when occluded. Make slight deductions for dead limbs, if it is suspected that pockets of rot lie behind them. • Sections that contain limbs whose collars exceed one third of the stem diameter (DOB) at the point of occurrence. Determine the percentage of cubic-foot cull in poletimber and sawtimber trees by using the appropriate cull estimating aids in Appendix 10. Record the actual percentage of total cubic-foot cull, except: • cull less than 4 % cull should be recorded as 00 • 100 % cull is recorded as 99 When Collected: All live and dead tally trees ∞ 5.0 in DBH Field width: 2 digits MQO: ! 10%, 90% of the time Values: 00, 04 to 99 6.240 Percent Soundness (of cubic-foot cull) -- This is a percentage of the entry made in Item 6.230. Record the code that indicates the percentage of the cubic-foot cull that is sound cull (due to sweep, crook, forks, etc.). Percent soundness can be represented by the following formula. % sound cull % total cull = % soundness Codes 0 through 4 indicate cull that is predominantly unsound. Codes 5 through 9 indicate predominantly sound cull. Refer to Percent Soundness of Board-foot cull section for examples. When Collected: All live and dead tally trees ∞ 5.0 in DBH Field width: 1 digit MQO: ! one class, 90% of the time Values: Code 0 1 2 3 4 Percent 0 -- 9 10 -- 19 20 -- 29 30 -- 39 40 -- 49 120 Code 5 6 7 8 9 Percent 50 -- 59 60 -- 69 70 -- 79 80 -- 89 90 -- 100 Northeast Field Guide, Version 1.4 May 2000 6.250 CROWN CLASS -- Rate tree crowns in relation to the sunlight received and proximity to neighboring trees (Figure 20). Base the assessment on the position of the crown at the time of observation. Example: a formerly suppressed tree, which is now dominant due to tree removal, is classified as dominant. When Collected: All live tally trees > 1.0 in DBH Field width: 1 digit MQO: No errors, at least 85% of the time Values: 1 Open Grown: Trees with crowns that received full light from above and from all sides throughout most of its life, particularly during its early developmental period. 2 Dominant: Trees with crown extending above the general level of the crown cover and receiving full light from above and partly from the sides. These trees are taller than the average trees in the stand and their crowns are well developed, but they could be somewhat crowded on the sides. Also, trees whose crowns have received full light from above and from all sides during early development and most of their life. Their crown form or shape appears to be free of influence from neighboring trees. 3 Co-dominant: Trees with crowns at the general level of the crown canopy. Crowns receive full light from above but little direct sunlight penetrates their sides. Usually they have medium-sized crowns and are somewhat crowded from the sides. In stagnated stands, co-dominant trees have small-sized crowns and are crowded on the sides. 4 Intermediate: Trees that are shorter than dominants and co-dominant, but their crowns extend into the canopy of co-dominant and dominant trees. They receive little direct light from above and none from the sides. As a result, intermediates usually have small crowns and are very crowded from the sides. 121 Northeast Field Guide, Version 1.4 May 2000 5 Overtopped: Trees with crowns entirely below the general level of the crown canopy that receive no direct sunlight either from above or the sides. 2 5 3 2 4 3 3 2 5 2 1 Rate tree crowns in relation to the sunlight received and proximity to neighboring trees. 6.260 COMPACTED CROWN RATIO – Record the COMPACTED CROWN RATIO for each live tally tree, 1.0 in and larger. COMPACTED CROWN RATIO is that portion of the tree supporting live foliage and is expressed as a percentage of the actual tree height. To determine COMPACTED CROWN RATIO, occularly transfer lower live branches to fill in large holes in the upper portion of the tree until a full, even crown is visualized. When Collected: All live tally trees ≥ 1.0 in DBH/DRC Field width: 2 digits MQO: +/- 10%, at least 80% of the time Values: 00 to 99 122 Northeast Field Guide, Version 1.4 May 2000 6.264 UNCOMPACTED CROWN RATIO -Record the UNCOMPACTED CROWN RATIOs to the nearest 1%. UNCOMPACTED LIVE CROWN RATIO is the percentage of total tree height supporting live foliage that is effectively contributing to tree growth. UNCOMPACTED LIVE CROWN RATIO is determined by the ratio of live crown length to top of live crown (Figure 21). Live crown length is determined from the last live foliage at the crown top (dieback in the upper portion of the crown is not part of the live crown) to the “base of live crown”. Many times, there are additional live branches below the “base of live crown”. These branches are only included if they have a basal diameter greater than 1 in and are within 5 ft of the base of the obvious live crown. The live crown base becomes that point on the main bole perpendicular to the lowest live foliage on the last branch that is included in the live crown. The live crown base is determined by the live foliage and not by the point where a branch intersects with the main bole. Figure 21. UNCOMPACTED LIVE CROWN RATIO examples. 123 Northeast Field Guide, Version 1.4 May 2000 Determine sapling LIVE CROWN RATIO by dividing the live crown length by total tree height to the live crown top. Live crown length is the distance between the top live foliage (dieback and dead branches are not included) and the lowest live twig for saplings. The live crown base for saplings is different from trees 5.0 in DBH/DRC and larger; the 1-in/5 ft rule does not apply in this case. Do not include sprigs (leaves attached to an unforked woody stem) or leaves on the main stem below the lowest live twig (Figure 22). When collected: P2 (CORE OPTIONAL) – All live tally trees ≥ 5.0 in DBH/DRC – Not collected in ME and PA P3 (CORE) – All live tally trees > 1.0 in DBH/DRC Field width: 2 digits MQO: +/- 10%, at least 90% of the time Values: 00 to 99 Figure 22. Sapling UNCOMPACTED LIVE CROWN RATIO determination examples. 124 Northeast Field Guide, Version 1.4 May 2000 6.270 CAUSE OF DEATH – Record a cause of death for all trees that have died or been cut since the previous survey on remeasure plots. On new plots, record cause of death for all dead trees. If cause of death cannot be reliably estimated, record unknown/not sure. When Collected: All dead trees, and all cut trees on remeasure plots Field width: 2 digits MQO: No errors, at least 80% of the time Values: 10 20 30 40 50 60 70 80 90 Insect damage Disease damage Fire damage Animal damage Weather damage Vegetation (suppression, competition, vines/kudzu) Unknown/not sure/other (include notes) Human-caused damage (cultural, logging, accidental damage, etc.) Physical (hit by falling tree) TREE DAMAGE Record up to two different damages per tree. Damage is characterized according to three attributes: location of damage, type of damage, and severity of damage. Damages must meet severity thresholds (defined in section 6.273, DAMAGE SEVERITY) in order to be recorded. The tree is observed from all sides starting at the roots. Damage signs and symptoms are prioritized and recorded based on location in the following order: roots, roots and lower bole, lower bole, lower and upper bole, upper bole, crownstem, and branches recorded as location code 0 (for no damage), or DAMAGE LOCATION 1-9. Within any given location, the hierarchy of damage follows the numeric order of DAMAGE TYPE possible for that location. The numeric order denotes decreasing significance as the code number goes up, i.e., DAMAGE TYPE 01 is more significant than DAMAGE TYPE 25. A maximum of two damages are recorded for each tree. If a tree has more than two damages that meet the threshold levels, the first two that are observed starting at the roots are recorded. When multiple damages occur in the same place, the most damaging is recorded. For example, if a canker, DAMAGE TYPE 02, meets the threshold and has a conk growing in it, record only the canker. Another example: if an open wound meets threshold and has resinosis, record only the open wound. 125 Northeast Field Guide, Version 1.4 May 2000 6.271 DAMAGE LOCATION 1 -- Record the location on the tree where DAMAGE TYPE 1 is found (Figure 23). If the same damage continues into two or more locations, record the appropriate code listed below, or if the combination of locations does not exist (damage extends from crownstem to roots), record the lowest location that best describes the damage (see Figure 24). Multiple damages may occur in the same location, but record the higher priority damage (lower code number) first. If the damages are coincident (a conk within a canker), record only the higher priority damage. Figure 23. Location codes for damage. 126 Northeast Field Guide, Version 1.4 May 2000 Figure 24. The damage runs from stump to crownstem. Code here should be 02 (roots and "stump" and lower bole) which represents the lowest locations of this multi-location damage. The “base of the live crown” is defined as the horizontal line which would touch the lowest part of the foliage, excluding branches towards the base of the tree which are less than 1.0 inch or more than 5 ft from the rest of the crown. See Section 6.264 (UNCOMPACTED LIVE CROWN RATIO) for more details. When Collected: CORE: All live tally trees > 5.0 in DBH/DRC Field width: 1 digit MQO: +/- 1 location class, at least 80% of the time 127 Northeast Field Guide, Version 1.4 May 2000 Values: 0 No damage 1 Roots (exposed) and stump (12 inches in height from ground level) 2 Roots, stump, and lower bole 3 Lower bole (lower half of the trunk between the stump and base of the live crown) 4 Lower and upper bole 5 Upper bole (upper half of the trunk between stump and base of the live crown) 6 Crownstem (main stem within the live crown area, above the base of the live crown) 7 Branches (>1 in at the point of attachment to the main crown stem within the live crown area) 8 Buds and shoots (the most recent year’s growth) 9 Foliage 6.272 DAMAGE TYPE 1 -- Record the first damage type observed that meets the damage threshold definition in the lowest location. Damage categories are recorded based on the numeric order that denotes decreasing significance from damage 01 - 31. When Collected: All tally trees where DAMAGE LOCATION 1 > 0 Field width: 2 digits MQO: No errors, at least 80% of the time Values: 01 Canker, gall: Cankers may be caused by various agents but are most often caused by fungi. The bark and cambium are killed, and this is followed by death of the underlying wood, although the causal agent may or may not penetrate the wood. This results in areas of dead tissue that become deeper and wider, or galling (including galls caused by rusts), on roots, bole, or branches. Due to the difficulty in distinguishing some abnormal swellings (e.g., burls) from classic galls and cankers, all are recorded as damage 01. A canker may be: 128 Northeast Field Guide, Version 1.4 May 2000 Annual (enlarges only once and does so within an interval briefer than the growth cycle of the tree, usually less than one year), Diffuse (enlarges without characteristic shape or noticeable callus formation at margins), or Perennial (enlarges during more than one year - often has a target appearance). 02 Conks, fruiting bodies, and signs of advanced decay: Fruiting bodies on the main bole, crownstem, and at the point of the branch attachment are signs of decay. "Punky wood" is a sign of decay and is evidenced by soft, often moist, and degraded tissue. Cavities into the main bole that are oriented in such a way that they act as catchment basins for water are signs of decay. Bird cavities are signs of decay. Rotten branches or branches with conks are not indicators of decay unless the threshold is met (>20% of branches are affected). Rotting stumps associated with coppice regeneration (e.g., northern pin oak, maple) are excluded from coding. 03 Open wounds: An opening or series of openings where bark has been removed or the inner wood has been exposed and no signs of advanced decay are present. Improper pruning wounds that cut into the wood of the main stem are coded as open wounds, if they meet the threshold; those which leave the main stemwood intact are excluded. 04 Resinosis or gummosis: The origin of areas of resin or gum (sap) exudation on branches and trunks. 05 Cracks and seams (minimum length is 5ft): Cracks in trees are separations along the radial plane. When they break out to the surface they often are called frost cracks. These cracks are not caused by frost or freezing temperature, though frost can be a major factor in their continued development. Cracks are most often caused by basal wounds or sprout stubs, and expand when temperatures drop rapidly. Seams develop as the tree attempts to seal the crack, although trees have no mechanism to compartmentalize this injury. 129 Northeast Field Guide, Version 1.4 May 2000 Lightning strikes are recorded as cracks when they do not meet the threshold for open wounds. 11 Broken bole or roots (less than 3 ft from bole): Broken roots within 3 ft from bole either from excavation or rootsprung for any reason. For example, those which have been excavated in a road cut or by animals. Stem broken in the bole area (below the base of the live crown) and tree is still alive. 12 Brooms on roots or bole: Clustering of foliage about a common point on the trunk. Examples include ash yellows witches' brooms on white and green ash and eastern and western conifers infected with dwarf mistletoes. 13 Broken or dead roots (beyond 3 ft): Roots beyond 3 ft from bole that are broken or dead. 20 Vines in the crown: Kudzu, grapevine, ivy, dodder, etc. smothers tree crowns. Vines are rated as a percentage of tree crown affected. 21 Loss of apical dominance, dead terminal: Mortality of the terminal of the crownstem caused by frost, insect, pathogen, or other causes. 22 Broken or dead: Branches that are broken or dead. Branches with no twigs are ignored and not coded as dead. Dead or broken branches attached to the bole or crownstem outside the live crown area are not coded. 20% of the main, first order portion of a branch must be broken for a branch to be coded as such. 23 Excessive branching or brooms within the live crown area: Brooms are a dense clustering of twigs or branches arising from a common point that occur within the live crown area. Includes abnormal clustering of vegetative structures and organs. This includes witches' brooms caused by ash yellows on green and white ash and those caused by dwarf mistletoes. 130 Northeast Field Guide, Version 1.4 May 2000 24 Damaged buds, foliage or shoots: Insect feeding, shredded or distorted foliage, buds or shoots >50% affected, on at least 30% of foliage, buds or shoots. Also includes herbicide or frost-damaged foliage, buds or shoots. 25 Discoloration of foliage: At least 30% of the foliage is more than 50% affected. Affected foliage must be more of some color other than green. If the observer is unsure if the color is green, it is considered green and not discolored. 31 Other: Use when no other explanation is appropriate. Specify in comments section of PDR for "tree notes." Code 31 is used to maintain consistency with the Phase 3 crown damage protocols Legal Combinations of DAMAGE TYPE by DAMAGE LOCATION For each of the following location codes, possible damage codes and damage definitions are presented. Minimum damage thresholds are described in Section 6.273, DAMAGE SEVERITY. Location 1: Roots and stump 01 02 03 04 05 11 12 13 31 Canker, gall -- exceeds 20% of circumference of stump Conks, fruiting bodies, and signs of advanced decay -- any occurrence Open wounds -- exceeds 20% of circumference of stump Resinosis or gummosis -- origin of flow width exceeds 20% of circumference of stump Cracks and seams -- any occurrence Broken bole or roots less than 3 ft from bole -- any occurrence Brooms on roots or bole -- any occurrence. Broken or dead roots -- exceeds 20% of roots, beyond 3 ft from bole, broken or dead Other Location 2: Roots, stump, and lower bole 01 02 03 Canker, gall -- exceeds 20% of circumference of stump Conks, fruiting bodies, and signs of advanced decay -- any occurrence Open wounds – exceeds 20% at the point of occurrence, or for the portion in root zone, 20% of the circumference of stump 131 Northeast Field Guide, Version 1.4 May 2000 Location 2: Roots, stump, and lower bole (continued) 04 05 11 12 13 31 Resinosis or gummosis -- origin of flow width exceeds 20% at the point of occurrence, or for the portion in root zone, 20% of circumference of stump. Cracks and seams - any occurrence Broken bole or roots less than 3 ft from bole -- any occurrence Brooms on roots or bole - -any occurrence. Broken or dead roots -- exceeds 20% of roots, beyond 3 ft from bole, broken or dead Other Location 3: Lower bole 01 02 03 04 05 11 12 31 Canker, gall -- exceeds 20% of circumference at the point of occurrence Conks, fruiting bodies, and signs of advanced decay -- any occurrence Open wounds -- exceeds 20% of circumference at the point of occurrence Resinosis or gummosis -- origin of flow width exceeds 20% of circumference at the point of occurrence Cracks and seams -- any occurrence Broken bole or roots less than 3 ft from bole -- any occurrence Brooms on roots or bole -- any occurrence Other Location 4: Lower and upper bole -- same as lower bole. Location 5: Upper bole - same as lower bole. Location 6: Crownstem 01 02 03 04 05 21 31 Canker, gall -- exceeds 20% of circumference of crownstem at the point of occurrence Conks, fruiting bodies, and signs of advanced decay -- any occurrence Open wounds - exceeds 20% of circumference at the point of occurrence -- any occurrence Resinosis or gummosis -- origin of flow width exceeds 20% of circumference at the point of occurrence Cracks and seams -- all woody locations -- any occurrence. Loss of apical dominance, dead terminal -- any occurence Other 132 Northeast Field Guide, Version 1.4 May 2000 Location 7: Branches >1 in at the point of attachment to the main or crown stem 01 02 03 04 05 20 22 23 31 Canker, gall -- exceeds 20% of circumference on at least 20% of branches Conks, fruiting bodies and signs of advanced decay -more than 20% of branches affected Open wounds -- exceeds 20% of circumference at the point of occurrence on at least 20% of branches Resinosis or gummosis -- origin of flow width exceeds 20% of circumference at the point of occurrence on at least 20% of branches Cracks and seams -- all occurrences, and on at least 20% of branches Vines in the crown -- more than 20% of live crown affected Broken or dead -- more than 20% of branches affected within the live crown area Excessive branching or brooms -- more than 20% of branches affected Other Location 8: Buds and shoots 24 31 Damaged buds, shoots or foliage - more than 30% of buds and shoots damaged more than 50% Other Location 9: Foliage 24 25 31 Damaged buds, shoots or foliage - more than 30% of foliage damaged more than 50%. Discoloration of foliage - more than 30% of foliage discolored more than 50%. Other. 6.273 DAMAGE SEVERITY 1 -- Record a code to indicate the amount of affected area (above threshold) in DAMAGE LOCATION 1 recorded for TREE DAMAGE 1. Severity codes vary depending on the type of damage recorded. When Collected: All tally trees where DAMAGE LOCATION 1 > 0 Field width: 2 digits MQO: No errors, at least 80% of the time Values: The codes and procedures for SEVERITY 1 values are defined for each DAMAGE TYPE 1. 133 Northeast Field Guide, Version 1.4 May 2000 DAMAGE TYPE Code 01 -- Canker, gall Measure the affected area from the margins (outer edges) of the canker or gall within any 3-ft vertical section in which at least 20% of circumference is affected at the point of occurrence. For location 7, and location 1, 20% of branches and roots beyond 3 ft, respectively, must be affected, then record in 10% classes. See Figure 25. Severity classes for code 01 (percent of circumference affected): Classes 20-29 30-39 40-49 50-59 Code 2 3 4 5 Classes 60-69 70-79 80-89 90-99 Code 6 7 8 9 Figure 25. A canker which exceeds threshold. Since 40% of circumference is visible from any side, and since over half the visible side is taken up by the canker, it obviously exceeds the 20% minimum circumference threshold. 134 Northeast Field Guide, Version 1.4 May 2000 DAMAGE TYPE Code 02 -- Conks, fruiting bodies, and signs of advanced decay Severity classes for code 02: None. Enter code 0 regardless of severity, except for roots > 3 ft from the bole, or number of branches affected - 20% DAMAGE TYPE Code 03 -- Open wounds The damaged area is measured at the widest point between the margins of the exposed wood within any 3-ft vertical section in which at least 20% of the circumference is affected at the point of occurrence. For location 7, and location 1, 20% of branches and roots beyond 3 ft, respectively, must be affected, then record in 10% classes. See Figure 26. Severity Classes for code 03 (percent of circumference affected): Classes 20-29 30-39 40-49 50-59 Code 2 3 4 5 Classes 60-69 70-79 80-89 90-99 Code 6 7 8 9 Figure 26. Multiple damage in "stump" and lower bole. A=approximately 40% of tree circumference; B=portion of tree circumference affected by damage; C=vertical distance within one meter; D=midpoint of occurence at which circumference is measured. 135 Northeast Field Guide, Version 1.4 May 2000 DAMAGE TYPE Code 04 -- Resinosis or gummosis Resinosis or gummosis is measured at the widest point of the origin of the flow width in which at least 20% of the circumference is affected at the point of occurrence. For location 7, and location 1, 20% of branches and roots beyond 3 ft, respectively, must be affected, then record in 10% classes. Severity classes for code 04 (percent of circumference affected): Classes 20-29 30-39 40-49 50-59 Code 2 3 4 5 Classes 60-69 70-79 80-89 90-99 Code 6 7 8 9 DAMAGE TYPE Code 05 -- Cracks and seams Severity class for code 05 Record "0" for the lowest location in which the crack occurs. For location 7, and location 1, 20% of branches and roots beyond 3 ft, respectively, must be affected, then record in 10% classes. DAMAGE TYPE Code 11 -- Broken bole or roots less than 3 ft from bole Severity classes for code 11: severity. None. Enter code 0 regardless of DAMAGE TYPE Code 12 -- Brooms on roots or bole Severity classes for code 12: severity. None. Enter code 0 regardless of DAMAGE TYPE Code 13 -- Broken or dead roots At least 20% of roots beyond 3 ft from bole that are broken or dead. Severity classes for code 13 (percent of roots affected): Classes 20-29 30-39 40-49 50-59 Code 2 3 4 5 Classes 60-69 70-79 80-89 90-99 136 Code 6 7 8 9 Northeast Field Guide, Version 1.4 May 2000 DAMAGE TYPE Code 20 -- Vines in crown Severity classes for code 20 (percent of live crown affected): Classes 20-29 30-39 40-49 50-59 Code 2 3 4 5 Classes 60-69 70-79 80-89 90-99 Code 6 7 8 9 DAMAGE TYPE Code 21 -- Loss of apical dominance, dead terminal Any occurrence ( > 1%) is recorded in 10% classes as a percent of the crownstem affected. Use trees of the same species and general DBH/DRC class in the area or look for the detached portion of the crownstem on the ground to aid in estimating percent affected. If a lateral branch has assumed the leader and is above where the previous terminal was, then no damage is recorded. Severity classes for code 21: Classes 01-09 10-19 20-29 30-39 40-49 Code 0 1 2 3 4 Classes 50-59 60-69 70-79 80-89 90-99 Code 5 6 7 8 9 DAMAGE TYPE Code 22 -- Broken or dead branches ( > 1in above the swelling at the point of attachment to the main or crown stem within the live crown area) At least 20% of branches are broken or dead. Severity classes for code 22 (percent of branches affected): Classes 20-29 30-39 40-49 50-59 Code 2 3 4 5 Classes 60-69 70-79 80-89 90-99 137 Code 6 7 8 9 Northeast Field Guide, Version 1.4 May 2000 DAMAGE TYPE Code 23 -- Excessive branching or brooms At least 20% of crownstem or branches affected with excessive branching or brooms. Severity classes for code 23 (percent of area affected): Classes 20-29 30-39 40-49 50-59 Code 2 3 4 5 Classes 60-69 70-79 80-89 90-99 Code 6 7 8 9 DAMAGE TYPE Code 24 - Damaged buds, shoots or foliage At least 30% of the buds, shoots or foliage (i.e., chewed or distorted) are more than 50% affected. Severity classes for code 24: Classes Code 30-39 40-49 50-59 3 4 5 Classes 60-69 70-79 80-89 90-99 Code 6 7 8 9 DAMAGE TYPE Code 25 - Discoloration of Foliage At least 30% of the foliage is more than 50% affected. Severity classes for code 25 (percent affected): Classes Code 30-39 40-49 50-59 3 4 5 Classes 60-69 70-79 80-89 90-99 Code 6 7 8 9 DAMAGE TYPE Code 31 -- Other Severity classes for code 31: None. Enter code 0 regardless of severity. Describe condition in tree notes. Examples are shown in Figures 27-33. 138 Northeast Field Guide, Version 1.4 May 2000 Figure 27. Examples of damage coding. 139 Northeast Field Guide, Version 1.4 May 2000 Figure 28. Examples of damage coding. 140 Northeast Field Guide, Version 1.4 May 2000 Figure 29. Examples of damage coding. 141 Northeast Field Guide, Version 1.4 May 2000 Figure 30. Examples of damage coding. 142 Northeast Field Guide, Version 1.4 May 2000 Figure 31. Examples of damage coding. 143 Northeast Field Guide, Version 1.4 May 2000 Figure 32. Examples of damage coding. 144 Northeast Field Guide, Version 1.4 May 2000 Figure 33. Examples of damage coding. 145 Northeast Field Guide, Version 1.4 May 2000 Procedures to Record Multiple Occurrences of the Same Damage Damage codes 01 (canker), 03 (open wounds), and 04 (resinosis/gummosis) must meet a threshold of 20 percent of the circumference at the point of occurrence, within any 3-ft section. Multiple cankers or open wounds which are directly above one another pose no more threat to long term tree survival than would a single damage incidence of the same width. However, should multiple damages be located horizontally within any 3-ft section, the translocation of water and nutrients would be significantly affected. The widths of each individual damage are added and compared as a percent, to the total circumference at the midpoint of the 3-ft section (Figure 24). Procedures to Measure Circumference Affected A practical approach is to observe every face of the "stump", bole, or crownstem. About 40% of the circumference of a face can be observed at any one time. The damage is measured horizontally between the margins. If the cumulative area affected within a 3-ft section exceeds 1/2 of any face, then the 20% minimum threshold has been met. The percent of the circumference affected by damage is then estimated in 10% classes. If in doubt, measure the damage and circumference at the widest point of occurrence on the bole with a linear tape, and determine the percent affected. 6.274 DAMAGE LOCATION 2 -- Record the location on the tree where TREE DAMAGE 2 is found. Follow the same procedures as for DAMAGE LOCATION 1. 6.275 DAMAGE TYPE 2 -- RECORD the second damage type observed that meets the damage threshold definition in the lowest location. Follow the same procedures as for DAMAGE TYPE 1. 6.276 DAMAGE SEVERITY 2 -- Record the amount of affected area (above threshold) in DAMAGE LOCATION 2 recorded for DAMAGE TYPE 2. Follow the same procedures as for DAMAGE SEVERITY 1. 146 Northeast Field Guide, Version 1.4 May 2000 6.290 TREE CLASS -- This code represents a classification of the overall quality of trees that are 5.0 inches DBH and larger. Tree Class classifies the quality of sawtimber trees based on their present condition. Tree class for poletimber trees is a prospective determination -- a forecast of potential quality when and if the tree becomes sawtimber size. When Collected: All live and dead tally trees ∞ 5.0 in DBH Field width: 1 digit MQO: no errors, 90% of the time Values: Code 1 Description Preferred -- this is the kind of tree that would be favored in cultural operations. Mature trees, that are older than the rest of the stand; have less than 20 percent total board foot cull; are expected to live for 10 more years: and are low risk trees. The following are offered as general guideline requirements for preferred trees. Crews may use their discretion in applying the guidelines, except for the first one dealing with damage. 2 • must be free from general damage • should have no more than 10 percent board-foot cull due to form defect • should have good vigor, usually indicated by a crown ratio of 30% or more • a sawtimber tree with a grade 1 butt log would usually qualify as a preferred tree Acceptable -- this class includes: • live sawtimber trees that do not qualify as preferred trees but are not cull trees • live poletimber trees that prospectively will not qualify as preferred trees, but are not now or prospectively cull trees 147 Northeast Field Guide, Version 1.4 May 2000 3 Rough Cull -- this class includes: • live sawtimber trees which: do not now contain one merchantable 12 foot sawlog or two non contiguous 8 foot sawlogs have more than 67 percent board-foot cull, more than half of which is sound cull • live poletimber trees which: prospectively will not contain one 12 foot merchantable sawlog or two noncontiguous 8 foot merchantable sawlogs primarily because of sound cull. These trees may be merchantability class 0 or 1 now, depending on their current cubic-foot cull content. 4 Rotten Cull -- trees which are identical to rough cull trees except that the critical factor is unsound cull, i.e., trees with over 67% cull, more than half of which is unsound. These trees may be merch class 0 or 2 now depending on their current cubic foot cull content. 5 Dead -- trees that have recently died (within the last several years); but still retain many branches (including some small branches and possibly some fine twigs); and have bark that is generally tight and hard to remove from the tree. 6 Snag -- a dead tree, or what remains of a dead tree, that is at least 4.5 feet tall and is missing most of its bark. This category includes trees covered with bark that is very loose. This bark can usually be removed, often times in big strips, with very little effort. Snags are not recently dead trees. Most often, they will have been dead for several years -- sometimes, for more than a decade. 148 Northeast Field Guide, Version 1.4 May 2000 6.300 Merchantability Class -- This item classifies sawtimber and poletimber trees on the basis of the relative amounts of sound and unsound cull present (board-foot cull for sawtimber trees, and cubic-foot cull for poletimber trees). When Collected: All live and dead tally trees ∞ 5.0 in DBH Field width: 1 digit MQO: no errors, 90% of the time Values: 0 1 2 no cull (0-3%) cull that is present is predominantly sound cull cull that is present is predominantly unsound cull Note: The combinations of Tree Class 3 with Merch Class 2, and Tree Class 4 with Merch Class 1 are illegal for sawtimber. 6.305 MORTALITY YEAR -- Record the estimated year that remeasured trees died or were cut. For each remeasured tree that has died or been cut since the previous inventory, record the 4-digit year in which the tree died. Mortality year is also recorded for trees on land that has been converted to a nonforest land use, if it can be determined that a tree died before the land was converted. When Collected: All live trees at time 1 and all dead or removed trees at time 2 (Note: This field is not required until the next full cycle.) Field width: 4 digits MQO: +/- 1 year, 70% of the time for remeasurement cycles of 5 years; +/- 2 years, 70% of the time for remeasurement cycles of > 5 years Values: 1995 or higher 6.310 DECAY CLASS -- Record for each standing dead tally tree, 5.0 inches in diameter and larger, the code indicating the trees stage of decay. When Collected: All dead tally trees > 5.0 in DBH Field width: 1 digit MQO: ±1 class, at least 90% of the time Values: Use the following table for guidelines: Note: Characteristics are for Douglas-fir. Dead trees of other species may vary somewhat. Use this only as a guide. 149 Northeast Field Guide, Version 1.4 May 2000 DECAY CLASS Decay stage (code) Limbs and branches Top % Bark Remaining 100 Sapwood presence and * condition Intact; sound, incipient decay, hard, original color Sloughing; advanced decay, fibrous, firm to soft, light brown All present Pointed 2 Few limbs, no fine branches May be broken Variable 3 Limb stubs only Broken Variable Sloughing; fibrous, soft, light to reddish brown 4 Few or no stubs Broken Variable Sloughing; cubical, soft, reddish to dark brown 5 None Broken Less than 20 Gone 1 150 Heartwood * condition Sound, hard, original color Sound at base, incipient decay in outer edge of upper bole, hard, light to reddish brown Incipient decay at base, advanced decay throughout upper bole, fibrous, hard to firm, reddish brown Advanced decay at base, sloughing from upper bole, fibrous to cubical, soft, dark reddish brown Sloughing, cubical, soft, dark brown, OR fibrous, very soft, dark reddish brown, encased in hardened shell Northeast Field Guide, Version 1.4 May 2000 6.320 UTILIZATION CLASS -- Record the code to identify cut trees that have been removed from the site. When Collected: (Note: This field is not required. generated during data processing.) It will be Field width: 1 digit MQO: No errors, 100% of the time Values: 0 1 Not utilized - can still be found on the site Utilized – some portion of the tree cannot be found on site, assumed to have been removed 6.330 PREVIOUS DBH -- Transfer the DBH measured at the previous occasion from previous tally sheets. When Collected: All remeasured trees Field width: 3 digits MQO: No errors, 100% of the time Values: copy directly from previous records 6.340 PREVIOUS TREE CLASS / MERCHANTABILITY CLASS -Transfer the TREE CLASS and MERCHANTABILITY CLASS information recorded at the previous occasion from previous tally sheets. When Collected: All remeasured trees Field width: 2 digits MQO: No errors, 100% of the time Values: copy directly from previous records 6.350 NOTES -- This three-digit field can be used to record common items of interest about the tree being tallied. Each note is one character long. Enter up to three notes per tree. When Collected: All tally trees > 1.0 in DBH Field width: 1 digit MQO: N/A Values: 0 1 2 3 4 5 6 7 8 9 No notes Witness tree High DBH Low DBH Abnormal DBH Metal (wire, nails, etc.) in butt log Species misidentified at previous occasion One of a clump of two, or more, trees Fork, crook, or split in the first sixteen feet Not listed, see General Notes for details 151 Northeast Field Guide, Version 1.4 May 2000 152 Northeast Field Guide, Version 1.4 May 2000 7.000 SITE TREE INFORMATION Site trees are a measure of site productivity expressed by the height to age relationship of dominant and co-dominant trees. If suitable site trees are available, site tree data are required for every accessible forestland condition class defined on a plot. An individual site tree may be used for more than one condition class where differences in condition classes are not the result of differences in site productivity. For example, when different condition classes are caused solely due to differences in reserved status, owner class, and/or disturbance-related differences in density (e.g., heavily thinned vs. unthinned), a site tree may be used for more than one condition class. When in doubt, do not use a site tree for more than one condition class. SITE TREE SELECTION Select at least 1 site tree for each accessible forest land condition class; select tree from a species common to the condition class being sampled, based on regional or local tree species selection criteria (Appendix 2 lists preferred site tree species by region). Select trees off the subplot where possible. Use only trees that have remained in a dominant or co-dominant crown position throughout their entire life span. If possible, trees should be 5.0 in DBH, or larger, and at least 20 years old. Trees that are visibly damaged, trees with ring patterns that exhibit signs of suppression, and trees with rotten cores should be rejected. If there are no acceptable site trees, record that in the plot notes and leave this section blank. SITE TREE DATA VARIABLES 7.001 SITE TREE NUMBER -- Record the corresponding record number of the site tree within the plot, beginning with 1 for the first site tree. Note that since site trees are generally not tally trees, this number will generally be different from TREE NUMBER. When Collected: All site trees Field width: 1 digit MQO: No errors, 100% of the time Values: 1 to 9 153 Northeast Field Guide, Version 1.4 May 2000 7.005 SUBPLOT NUMBER -- Enter the code that indicates from which subplot the data is being collected. When collected: All subplots Field width: 1 digit MQO: No errors, 100% of the time Values: 1 2 3 4 Center subplot North subplot Southeast subplot Southwest subplot 7.100 CONDITION CLASS NUMBER -- Record the CONDITION CLASS NUMBER that the site index data from this tree represent. When collected: All site trees Field width: 1 digit MQO: No errors, 100% of the time Values: 1 to 9 7.105 CONDITION CLASS LIST -- List all CONDITION CLASS NUMBERS that the site index data from this tree represent. When Collected: All site trees Field width: 5 digits MQO: No errors, 100% of the time Values: 1 to 9 or 10000 to 98765 7.110 SPECIES -- Record the appropriate SPECIES code from the list in Appendix 4. If you encounter a species not listed in Appendix 4 and are not sure if it should be tallied as a tree, consult your Field Supervisor. If the species cannot be determined in the field, tally the tree, but bring branch samples, foliage, cones, flowers, bark, etc. to your supervisor for identification. If possible, collect samples outside the subplots from similar specimens and make a note to correct the SPECIES code later. Use the generic SPECIES code only when you encounter a tree where you know tree species but the species is not on the species list. When Collected: All site trees Field width: 3 digits MQO: No errors for genus 100% of the time, no errors for species at least 95% of the time Values: See Appendix 4 154 Northeast Field Guide, Version 1.4 May 2000 7.120 DIAMETER -- Record the actual diameter for each tallied tree to the last whole 0.1 in. Measure DBH at 4.5 ft above the ground. If abnormalities are present that prevent taking a diameter measurement at 4.5 ft, the tree is probably not a good candidate for a site tree. When Collected: All site trees Field width: 3 digits (xx.y) MQO: +/- 0.1 in per 20.0 in of diameter on trees with a measured diameter, at least 95% of the time Values: 001 to 999 7.130 SITE TREE LENGTH -- With a clinometer or other approved instrument, measure the total length of the site tree from the ground to the top of the tree. Record to the nearest 1.0 ft. SITE TREE LENGTH must be measured; no estimates are permitted on site trees. When Collected: All site trees Field width: 3 digits MQO: +/- 10% of true length, at least 90% of the time Values: 001 to 999 7.140 TREE AGE AT DIAMETER -- Record the tree age as determined by an increment sample. Bore the tree at the point of diameter measurement (DBH/DRC) with an increment borer. Count the rings between the outside edge of the core and the pith. Do not add years to get total age. When Collected: All site trees Field width: 3 digits MQO: +/- 5 years, at least 95% of the time Values: 001 to 999 155 Northeast Field Guide, Version 1.4 May 2000 8.000 OWNERSHIP INFORMATION 8.100 Ownership Information -- This is usually one of the first items completed by a field crew. The process begins with a trip to the local tax office to review plat maps, examine aerial photos and interview the tax collector in an attempt to determine who is the owner of the property where the plot is located. Once the general location of a plot is known, attempt to contact the landowner for permission to install the plot and to confirm the landowner's complete mailing address. There can be many problems related to accessing a plot. It is frequently not possible or practicable to contact a landowner prior to installing a plot. Advance notice must be given to a landowner if keys are needed for access to property. Permission must be obtained if the property is posted against trespassing. Supervisors will provide assistance and instructions for these and other situations. Although ownership information is only required for plots that are forested at plot center, it is often a good idea to collect ownership information on all of the plots in the county, or town, while you are at the tax office. This is especially true in states or regions where there is a relatively small amount of nonforest land. The time spent gathering this extra information during your first visit to the tax office will usually be a fraction of the time spent on a return visit after you discover that a previously nonforest plot has reverted to forestland. When the landowner information can be obtained, refer to the following: • enter one (1) letter or character per space • if more space is needed, continue on the second line • if the first line is adequate for the name, begin the address on the second line and continue on through the third line if needed • the fourth line is used only for the city or town, state, and zip code • enter the source of the information e.g., owner, town clerk, neighbor, tax maps, on the indicated line • on the last line, enter the identification numbers (township, plat number, lot number, deed number, etc.) of the information, if they are available 157 Northeast Field Guide, Version 1.4 May 2000 8.110 Information Quality -- Enter a code that best describes the reliability of the ownership information. When Collected: All plots with forestland Field width: 1 digit MQO: No errors, 100% of the time Values: 0 Unknown 1 Poor, somebody thought the owner was.... 2 Good, source was neighbor or someone who was quite sure 3 Verified, information came from owner, tax maps, public agency, or more than one reliable source. 8.120 Owner Contact – This area of the tally sheet covers several items related to landowner contact. This information is very helpful when a sample plot has to be visited more than once. There is an area to document attempts made to contact a landowner, as well as the method that permission was obtained. There is also an area to indicate whether the property, where the center subplot is located, is posted to prevent trespassing. These items must be completed for all forested plots, and may also be helpful on some of the nonforest plots. When Collected: All plots with forestland Field width: 1 character MQO: No errors, 100% of the time Values: check Yes or No Plots that Straddle Multiple Owners -- During the course of obtaining ownership information from public tax offices take special note of plots that are close to, or overlap, a parcel boundary. If these situations are noted during the ownership collection process and the name and address of the second landowner are acquired, then it becomes possible to ask permission of that landowner at the beginning of the process instead of risking delay and refusal after work on the plot has already begun. 158 Note to NEFG 1.4 user. Page numbers jump from 158 to 167. Pages 159 through 166 do not exist. Northeast Field Guide, Version 1.4 May 2000 9.000 NONFOREST / DENIED ACCESS / HAZARDOUS PLOTS Overview This section describes field procedures for attempted, field-visited nonforest, denied access, and hazardous plots. These plots are of interest from the standpoint that they may once have been forest or that they may revert to forest or become accessible in the future. Thus, they are monitored to account for lands that move into and out of the forestland base. Only basic plot identification data are recorded on these plots. A plot is considered nonforest if no part of it is currently located in forestland (CURRENT PLOT STATUS = 1). A plot is inaccessible if access is prevented to the entire plot by the landowner or because of some hazardous situation. No ground plots are established at nonforest or inaccessible sample locations. If a forested plot has been converted to nonforest, or becomes inaccessible, the previous data are reconciled and an attempt is made to visit the plot during the next inventory. If a nonforest plot becomes forest or access is gained to a previously inaccessible plot, a new forest ground plot is installed. All nonforest and inaccessible plots are visited if there is any reasonable chance that they might include some forestland condition class. PROCEDURE Trees on previously forestland plots will be reconciled at data processing. There is a distinction between plots that have been clearcut, and plots that have been converted to another land use. A clearcut plot is considered forestland until it is actively converted to another land use. The procedures in this section do not apply to clearcuts unless and until the land is converted to a nonforest use. Additional information concerning land use classifications is contained in Chapter 4. In cases where a plot is inaccessible, but obviously contains no forestland, assign the plot to the appropriate nonforest land use. Access-denied and hazardous land uses are utilized only if there is a possibility the plot contains forest. It is not necessary to establish or maintain any starting points, witness trees, boundaries, etc., on nonforest or inaccessible plots. 167 Northeast Field Guide, Version 1.4 May 2000 DATA RECORDED 3.100 STATE -- Record the unique FIPS (Federal Information Processing Standard) code identifying the state where the plot center is located. When collected: All plots Field width: 2 digits MQO: No errors, 100% of the time Values: See Appendix 1 3.110 UNIT -- Record the unique code that identifies the inventory unit where the plot center is located. When collected: All plots Field width: 1 digit MQO: No errors, 100% of the time Values: See Appendix 1 3.120 COUNTY -- Record the unique FIPS (Federal Information Processing Standard) code identifying the county where the plot center is located. When collected: All plots Field width: 3 digits MQO: No errors, 100% of the time Values: See Appendix 1 3.130 PLOT NUMBER -- Record the four-digit number that permanently identifies each field plot. Plot numbers are unique within a county. Do not ever change a plot number. Bring any suspected errors to the attention of your supervisor. When collected: All plots Field width: 4 digits MQO: No errors, 100% of the time Values: 0001 to 9999 168 Northeast Field Guide, Version 1.4 May 2000 3.140 SAMPLE KIND -- Record the code that describes the kind of plot being established. When collected: All plots Field width: 1 digit MQO: No errors, 100% of the time Values: 1 Initial plot establishment 3 Replacement plot – replaces a previously established plot because the plot could not be relocated, or the data was lost 6 Remeasurement of an NEFIA plot – remeasurement of a previously established fixed radius plot that was new at the previous occasion 7 Remeasurement of an NEFIA plot – remeasurement of a previously established fixed radius plot that was remeasured at the previous occasion 8 Remeasurement of an NEFIA plot – remeasurement of a previously established variable radius plot that was remeasured at the previous occasion 3.145 PHASE -- Record the code that indicates the phase of the sample plot. When collected: All plots Field width: 1 digit MQO: No errors, 100% of the time Values: 2 3 Phase 2 (FIA only) plot Phase 3 (FIA and FHM) plot 169 Northeast Field Guide, Version 1.4 May 2000 3.155 QA STATUS -- Record the code to indicate the type of plot data collected, using the following codes: When collected: All plots Field width: 1 digit MQO: No errors, 100% of the time Values: 1 2 3 4 5 6 Standard production plot QA field plot (cold check by QA crew) Reference plot (off grid) Training/practice plot (off grid) Botched plot file (disregard during data processing) QA check plot (complete remeasurement by a different crew) 3.160 MONTH -- Record the two-digit code for the month that the plot visit occurred. When collected: All plots Field width: 2 digits MQO: No errors, 100% of the time Values: January February March April May June 01 02 03 04 05 06 July August September October November December 07 08 09 10 11 12 3.170 DAY -- Record the day of the month that the plot visit occurred. When collected: All plots Field width: 2 digits MQO: No errors, 100% of the time Values: 01 to 31 3.180 YEAR -- Record the year that the plot visit occurred. When collected: All plots Field width: 2 digits MQO: No errors, 100% of the time Values: Beginning with 1998, constant for a given year 170 Northeast Field Guide, Version 1.4 May 2000 3.190 PREVIOUS LAND USE -- Transfer this information from the old tally sheets. The codes used during the previous inventory are listed below: When collected: All plots that are being remeasured Field width: 2 digits MQO: No errors, 100% of the time Values: Forest Land 20 40 51 50 51 52 timberland unproductive forestland unproductive reserved forestland productive reserved forestland Christmas tree plantation urban forestland Nonforest Land Without trees with trees 61 63 65 67 69 70 71 72 73 62 64 66 68 --------74 75 77 79 81 83 85 76 78 80 82 84 86 cropland improved pasture idle farmland other farm land bog marsh salt marsh swamp maintained rights-of-way, regardless of width mining and wasteland developed recreation area industrial and commercial land tract and/or multiple family housing single-family custom housing other (specify in general notes) Water 91 92 census water noncensus water 171 Northeast Field Guide, Version 1.4 May 2000 3.200 PREVIOUS MONTH -- Transfer this information from the old tally sheet. When collected: All plots that are being remeasured Field width: 2 digits MQO: No errors, 100% of the time Values: 01 to 12 3.210 PREVIOUS YEAR -- Transfer this information from the old tally sheet. When collected: All plots that are being remeasured Field width: 2 digits MQO: No errors, 100% of the time Values: 1988, 1989, 1990, 1993, 1994, 1995 3.220 CRUISER -- Enter the three-digit numeric code of the person that cruised the plot. When collected: All plots Field width: 3 digits MQO: No errors, 100% of the time Values: As assigned 3.230 TALLY -- Enter the three-digit numeric code of the person that tallied the plot. When collected: All plots Field width: 3 digits MQO: No errors, 100% of the time Values: As assigned GPS COORDINATES Global Positioning System (GPS) coordinates will be recorded for all field plots, regardless of land use. The Portable Lightweight Global Positioning Receiver (PLGR), manufactured by Rockwell, Inc. will be used in all instances. GPS UNIT SETTINGS, DATUM, and COORDINATE SYSTEM Consult the GPS unit operating manual or other regional instructions to ensure that the GPS unit internal settings, including Datum and Coordinate system, are correctly configured. 172 Northeast Field Guide, Version 1.4 May 2000 Each FIA unit will determine the Datum to be used in that region. Most will use the NAD 27 Datum (also known as NAS-C or NA 27 CONUS/CLK66), but coordinates collected using any appropriate datum can be converted back to a national standard for reporting purposes. Each FIA unit will also determine which coordinate system to use. Regions using a Geographic system will collect coordinates in Degrees, Minutes, and Seconds of Latitude and Longitude; those using the UTM coordinate system will collect UTM Easting, Northing, and Zone. PLGR PROCEDURES Each morning while traveling to the plot in the vehicle, connect the PLGR to the cigarette lighter adapter and external antenna and run it for 15 minutes or until the horizontal error is less than ± 70 ft appears on the POS screen. This step is only necessary before the first plot of the day. Once this step has been completed the PLGR may be turned off until it is needed at the plot. It is important that this effort to “warm-up” the PLGR be taken every morning. It is equally important that the PLGRs are kept charged and that a full set of backup batteries is kept with each unit. Recent changes in the way sample plots will be established will cause crews to rely on their GPS receivers more than they have in the past. A functioning fully charged GPS receiver will often be the key to having a successful day in the field. Establishing a course to plot for new plots: At SP, start the PLGR and wait (3 to 5 minutes) until the horizontal error is less than ± 70 ft appears on the POS screen. Switch the PLGR to “average” mode and log 180 position fixes. Write the 180th position displayed on the PLGR in the SP GPS section of the Page 3 tally sheet. Press the “WP” key and ENTER this SP coordinate as a new waypoint. Press “WP” key again and ENTER the “plot coordinates” from the label on the Page 3 tally sheet. Press “WP” again and toggle to “DIST”. Press the down arrow key and change the first WP number to SP and the second WP number to PC. The PLGR will calculate the range and azimuth to traverse on the ground to reach PC. Record this information in item 2.120 Course to Plot on the Page 3 tally sheet and proceed with the traverse to PC. Geo-referencing plot center for all plots where PC is occupied: After completing the traverse to PC from either the PLGR calculations or by using the previous course to plot information, stand at PC and hold the Rockwell PLGR antenna plumb over the dowel. Wait (3 to 5 minutes) until the PLGR indicates the horizontal error is less than ± 70 ft on the POS screen. 173 Northeast Field Guide, Version 1.4 May 2000 When the horizontal error is less than ± 70 ft is achieved, indicating the highest possible accuracy, press and hold the POS key until AVG appears. Allow the counter to average 180 fixes. As the counter nears 180, be prepared to tell the tally person the coordinate, who then records them on page 3 of the tally sheet. Press and hold the POS key to stop averaging. Press the OFF key twice. For new nonforest plots where PC is not occupied: After establishing and recording a course to plot using the PLGR, enter “plot coordinates” from the label on the Page 3 tally sheet for items 3.310 – 3.360. (Note: Enter this coordinate only if traverse is not completed and PC is not occupied. If PC is occupied, follow the procedure previously described in “geo-referencing plot center.”) For remeasure nonforest plots where the previous SP is still present: Stand at the old starting point (SP) and collect coordinates as previously described. Write the 180th position displayed on the PLGR in the SP GPS section of the Page 3 tally sheet. Press the “WP” key and enter this coordinate as a new waypoint. Press “WP” key again and toggle to “RNG-CALC”. Activate the menu and change the default waypoint number to the waypoint you previously entered. Enter the previously calculated values for distance and azimuth to PC (i.e., previous course to plot) into the PLGR in the “RNG” and “AZ” fields by pressing the “NUM LOCK” key. Press the down arrow key to see the calculated position of PC. Enter this coordinate in the PC GPS section of the Page 3 tally sheet in items 3.310 through 3.360. (Note: Enter this coordinate only if traverse is not completed and PC is not occupied. If PC is occupied, follow the procedure previously described in “geo-referencing plot center.”) For remeasure nonforest plots where the previous SP is not present: Using the old photography follow the instructions in sections 2.000 – 2.120 to establish a new course to plot. Stand at the new SP and collect coordinates as previously described. Write the 180th position displayed on the PLGR in the SP GPS section of the Page 3 tally sheet. Press the “WP” key and enter this coordinate as a new waypoint. Press “WP” key again and toggle to “RNG-CALC”. Activate the menu and change the default waypoint number to the waypoint you previously entered. Enter the previously calculated values for distance and azimuth to PC into the PLGR in the “RNG” and “AZ” fields by pressing the “NUM LOCK” key. Press the down arrow key to see the calculated position of PC. Enter this coordinate in the PC GPS section of the Page 3 tally sheet in items 3.310 through 3.360. (Note: Enter this coordinate only if traverse is not completed and PC is not occupied. If PC is occupied, follow the procedure previously described in “geo-referencing plot center.”) 174 Northeast Field Guide, Version 1.4 May 2000 COLLECTING READINGS Collect at least 180 GPS readings at the plot center, which will then be averaged by the GPS unit. Each individual reading should have an error of less than 70 ft if possible (the error of all the averaged readings is far less). Soon after arriving at plot center, use the GPS unit to attempt to collect coordinates. If suitable readings (180 readings at error < 70 ft) cannot be obtained, try again before leaving the plot center. If it is still not possible to get suitable coordinates from plot center, attempt to obtain them from a location within 200 ft of plot center. Obtain the azimuth and horizontal distance from the "offset" location to plot center. If a PLGR unit is used, use the Rng-Calc function in the PLGR to compute the coordinates of the plot center. Coordinates may be collected further than 200 ft away from the plot center if a laser measuring device is used to determine the horizontal distance from the "offset" location to plot center. Again, if a PLGR unit is used, use the Rng-Calc function in the PLGR to compute the coordinates of the plot center. In all cases try to obtain at least 180 readings before recording the coordinates. 3.310 DEGREES OF LATITUDE -- Enter the degrees of latitude as shown on the GPS receiver. When collected: All plots Field width: 2 digits (DD) MQO: No errors, 100% of the time Values: 3.320 MINUTES OF LATITUDE -- Enter the minutes of latitude as shown on the GPS receiver. When collected: All plots Field width: 2 digits (MM) MQO: No errors, 100% of the time Values: 175 Northeast Field Guide, Version 1.4 May 2000 3.330 SECONDS OF LATITUDE -- Enter the seconds and hundredths of seconds of latitude as shown on the GPS receiver. When collected: All plots Field width: 4 digits (SSSS) MQO: No errors, 100% of the time Values: 3.340 DEGREES OF LONGITUDE -- Enter for the degrees of longitude as shown on the GPS receiver. When collected: All plots Field width: 2 digits (DD) MQO: No errors, 100% of the time Values: 3.350 MINUTES OF LONGITUDE -- Enter the minutes of longitude as shown on the GPS receiver. When collected: All plots Field width: 2 digits (MM) MQO: No errors, 100% of the time Values: 3.360 SECONDS OF LONGITUDE -- Enter the seconds and hundredths of seconds of longitude as shown on the GPS receiver. When collected: All plots Field width: 4 digits (SSSS) MQO: No errors, 100% of the time Values: 3.361 NUMBER OF READINGS -- Record a 3-digit code indicating how many readings were averaged by the GPS unit to calculate the plot coordinates. Collect at least 180 readings if possible. When collected: All plots Field width: 3 digits MQO: No errors, 100% of the time Values: 1 to 999 3.365 ELEVATION -- Record the elevation above mean sea level of the plot center, in feet, as determined by GPS. When collected: All plots Field width: 5 digits MQO: No errors, 100% of the time Values: -00100 to 20000 176 Northeast Field Guide, Version 1.4 May 2000 3.370 LOCATION OF GPS READING -- Enter a one-digit code to indicate where the GPS reading for the plot was taken. When collected: All plots Field width: 1 digit MQO: No errors, 100% of the time Values: 1 reading was taken over plot center 2 reading was taken from a location other than over plot center 3.375 GPS ERROR -- Record the error as shown on the GPS unit to the nearest foot. Make every effort to collect readings only when the error is less than 70 ft. However, if after trying several different times during the day, at several different locations, this is not possible, record the best reading that can be obtained with an error of up to 999 ft. When collected: All plots Field width: 3 digits MQO: No errors, 100% of the time Values: 0 to 70 if possible, 71 to 999 if an error of less than 70 cannot be obtained 3.380 GPS SERIAL NUMBER -- Record the last six digits of the serial number on the GPS unit used. When collected: When GPS UNIT > 0 Field width: 6 digits MQO: No errors, 100% of the time Values: 000001 to 999999 3.400 MANUAL VERSION -- Record the version number of the National Core Field Guide that was used to collect the data on this plot. This will be used to match collected data to the proper version of the field manual. When collected: All plots Field width: 2 digits (x.y) MQO: No errors, 100% of the time Values: 1.1 (Maine 1999) and higher 177 Northeast Field Guide, Version 1.4 May 2000 4.310 CONDITION STATUS -- Record the code that describes the status of the condition. Record for all condition classes sampled on a plot. The instructions beginning on page 40 (“Determination of Condition Class”) and the instructions starting on this page (“Determining Condition Classes Differing in Condition Status”) apply when delineating condition classes that differ by CONDITION STATUS. When collected: All Nonforest / Denied Access / Hazardous plots Field width: 1 digit MQO: No errors, 100% of the time Values: 1 2 3 4 5 6 7 Accessible forestland Nonforest land Noncensus water Census water Denied access area Area too hazardous to visit Area that is not in the sample, e.g., in Canada or Mexico. 4.320 Land Use Class The following land use definitions and codes contain new definitions and codes that are used to describe Other Forest Land. The concept of Other Forest Land is a significant departure from the way land use has previously been classified by FIA at the Northeastern Research Station. All field employees are advised to read this section carefully, and to ask questions if there are any concerns. It is your obligation to understand these instructions and apply them consistently. Assign a current land use class for each condition class that occurs on a plot or subplot. To qualify as a separate land use, the area in question must be an area at least one acre in size (strips must be at least 120 feet wide), on which the predominant land use is the same. A strip that is 120 feet wide would have to be 363 feet long in order to be one acre (43,560 square feet) in size. Inclusions of less than one acre, with two exceptions, are considered the same land use. The exceptions are: (1) maintained rights-of-way, which are nonforest land (codes 73 or 74), regardless of their width, and (2) any permanent features such as buildings. ******************************************************************************** Field crews are required to notify a supervisor of all plots that are assigned a Land Use Class that differs from the Previous Land Use Class or the current PI Class, within one week of the date that the plot was completed. ******************************************************************************** 178 Northeast Field Guide, Version 1.4 May 2000 LAND USE DEFINITIONS FOREST LAND Land at least 10 percent stocked by forest trees of any size, or land that formerly had such tree cover and is not currently developed for a nonforest use. The minimum area for classification as forestland is one acre. Roadside, streamside, and shelterbelt strips of timber must have a crown width at least 120 feet to qualify as forestland. Unimproved roads and trails, streams and other bodies of water, or natural clearings in forested areas shall be classified as forest, if less than 120 feet in width or an acre in size. Grazed woodlands, reverting fields, and pastures that are not actively maintained are included if the above qualifications are satisfied. Also, see definitions of nonforest land, idle farmland and improved/maintained pasture. NOTE: See the explanation of Stocking Levels in Appendix 6. TIMBERLAND -- Code 20 Forestland that is producing or capable of producing crops of industrial wood and is not withdrawn from timber utilization by statute or administrative designation. (Land withdrawn from timber utilization must be publicly owned land. See the definitions of Reserved, Unproductive Reserved, and Reserved Other Forest land.) NOTE: Areas qualifying as timberland have the capability of producing in excess of 20 cubic feet per acre per year of industrial wood under management. Currently inaccessible and inoperable areas are included, except when the areas involved are small and unlikely to become suitable for the production of industrial wood in the foreseeable future. Timberland may be nonstocked provided that neither any natural condition, nor any activity by humans, prevents or inhibits the establishment of tree seedlings. ******************************************************************************** OTHER FOREST LAND -- Code 30 Forestland that is producing, or capable of producing, crops of industrial wood, but is associated with, or part of a nonforest land use. In the past, these areas would have been treated as inclusions in the nonforest land use because they were considered part of a development. The minimum area for classification as other forestland is one acre. Roadside, streamside, and shelterbelt strips of timber must have a crown width at least 120 feet wide to qualify as other forestland. Unimproved roads and trails, streams and other bodies of water, or 179 Northeast Field Guide, Version 1.4 May 2000 natural clearings in forested areas classified as Other Forest shall also be classified as Other Forest, if less than 120 feet in width or an acre in size. Some examples of land that could be classified as other forest land are forested portions of city parks, forested land in highway medians and rights-of way, forested areas between ski runs, and forested areas within golf courses. Generally, although surrounded by nonforest development, these areas have not been developed themselves, and exhibit natural, undisturbed understories. UNPRODUCTIVE OTHER FOREST LAND -- Code 31 Other forestland that is incapable of producing 20 cubic feet per acre per year of industrial wood under natural conditions, because of adverse site conditions. NOTE: Adverse conditions include sterile soils, dry climate, poor drainage, high elevation, steepness, and rockiness. Vegetation, if present, is widely spaced and scrubby, or tree growth cannot become established. OTHER FOREST LAND RESERVED ADMINISTRATIVE DECISION -- Code 32 by STATUTE or Other forestland that is sufficiently productive to qualify as timberland, but is withdrawn from timber utilization by a public agency or by law. UNPRODUCTIVE RESERVED OTHER FOREST LAND -- Code 33 Other forest land that is incapable of producing 20 cubic feet per acre per year of industrial wood under natural conditions, because of adverse site conditions, and is withdrawn from timber utilization by a public agency or by law. NOTE: Adverse conditions include sterile soils, dry climate, poor drainage, high elevation, steepness, and rockiness. Vegetation, if present, is widely spaced and scrubby, or tree growth cannot be established. ******************************************************************************** 180 Northeast Field Guide, Version 1.4 May 2000 UNPRODUCTIVE FOREST LAND -- Code 40 Forestland that is incapable of producing 20 cubic feet per acre per year of industrial wood under natural conditions, because of adverse site conditions. NOTE: Adverse conditions include sterile soils, dry climate, poor drainage, high elevation, steepness, and rockiness. Vegetation, if present, is widely spaced and scrubby, or tree growth cannot become established. UNPRODUCTIVE RESERVED FOREST LAND -- Code 41 Forest land that is incapable of producing 20 cubic feet per acre per year of industrial wood under natural conditions, because of adverse site conditions, and is withdrawn from timber utilization by a public agency or by law. NOTE: Adverse conditions include sterile soils, dry climate, poor drainage, high elevation, steepness, and rockiness. Vegetation, if present, is widely spaced and scrubby, or tree growth cannot be established. RESERVED by STATUTE or ADMINISTRATIVE DECISION -- Code 50 Forestland that is sufficiently productive to qualify as timberland, but is withdrawn from timber utilization by a public agency or by law. CHRISTMAS TREE PLANTATIONS -- Code 51 Forestland that is sufficiently productive to qualify as timberland, but is withdrawn from timber utilization for exclusive use in Christmas tree production. There must be evidence of annual shearing, or other management practices that indicate the exclusive use. (See Appendix 5 for specific instructions.) URBAN FOREST LAND -- Code 52 Land that, except for its location, would ordinarily be classified as timberland. This land is either nearly (surrounded on three sides), or completely, surrounded by urban development, whether commercial, industrial or residential. This land meets all of the criteria for timberland, that is, at least one acre; capable of producing at least 20 cubic feet per acre per year of industrial wood; is not developed for some use other than timber production; is not reserved by a public agency. It is extremely unlikely that such land would be used for timber products on a continuing basis. Such land may be held for future development, or scheduled for development. (The timber that is present may be utilized 181 Northeast Field Guide, Version 1.4 May 2000 only at the time of development.) The land may be undeveloped due to periodic flooding, low wet sites, steep slopes, or their proximity to industrial facilities that are unfavorable to residential development. Forested areas within city parks are not urban forest land. They may be Other Forest Land if the requirements for Other Forest Land are met, otherwise, they would be nonforest land. City Parks cannot be classified as Urban Forest Land as it is currently defined. NONFOREST LAND Land that does not support, or has never supported, forests, and lands formerly forested where use for timber management is precluded by development for other uses. (Note: Includes areas used for crops, maintained/ improved pasture, residential areas, city parks, improved roads of any width and adjoining rights-of-way, power line clearings of any width, and noncensus water.) If intermingled in forest areas, unimproved roads and nonforest strips must be more than 120 feet wide, and clearings, etc., more than one acre in size, to qualify as nonforest land. Although there may be some stocking, the critical classification factor is the predominant use being made of the land. Do not confuse with urban forest land. NONFOREST LAND WITH TREES This is a land use on which trees 5 inches DBH and larger are present, but the predominant use is other than forest land. Following are the nonforest definitions and codes. Enter odd numbered codes are for nonforest land uses without trees and the even numbered codes for nonforest land with trees. CROPLAND ⎯ without trees Code 61 with trees Code 62 Land that currently supports agricultural crops including silage and feed grains, bare farm fields resulting from cultivation or harvest, and maintained orchards and nurseries. IMPROVED / MAINTAINED PASTURE -- without trees Code 63 trees Code 64 with Land maintained and used and for grazing (not including grazed cropland). Evidence of maintenance, besides the degree of grazing, includes condition of fencing, presence of stock ponds, periodic brush removal, seeding, or mowing. Land that generally has less than 10 percent stocking in live trees (established seedlings or larger trees), except that occasional large trees with the obvious function of providing 182 Northeast Field Guide, Version 1.4 May 2000 shade for livestock, and small single trees or clusters of hawthorn or eastern redcedar should be ignored when determining stocking. Grazing should be so intense that forest reproduction (except for hawthorn and eastern redcedar) could not occur naturally -- this would be evident if all other vegetation were closely browsed. IDLE FARMLAND -- without trees Code 65 with trees Code 66 Former cropland or pasture that has not been tended within the last 2 years and that has less than 10 percent stocking with live trees, (established seedlings or larger trees) regardless of species. (Note: A field that is between crop rotations should not be called idle, however, cropland.) OTHER FARMLAND -- without trees Code 67 with trees Code 68 Other farmland is all nonforest land on a farm excluding cropland, pasture, and idle farmland. It includes farm lanes, stock pens, and farmsteads. Specify the specific land use in the General Notes BOG (nonforest) -- Code 69 Wet, spongy land characteristically having a thick layer of peat. It is rich in plant residues, usually acidic, and frequently surrounds a body of open water. Characteristic florae are sedges, heaths, and sphagnum. NOTE: Bogs are not always nonforest. Some tree species such as black spruce can adapt to bog conditions. If the stocking requirement is met, the land is considered forestland. The decision as to whether the land is productive or unproductive will be made by the field crews. (LU 20 or 40). MARSH -- Code 70 A tract of soft, wet land, often periodically inundated and always treeless. It is usually characterized by grasses, cattails or other monocotyledons (i.e., lilies, lady slippers, sedges). SALT MARSH -- Code 71 Flat land that is subject to intermittent or occasional overflow by salt water, containing water that is brackish to strongly saline. A salt marsh supports saltwater adapted plants that usually consist chiefly of grasses. 183 Northeast Field Guide, Version 1.4 May 2000 SWAMP (nonforest) -- Code 72 Wet, spongy land saturated and sometimes partially or intermittently covered with water. Such land supports natural vegetation predominantly of shrubs, and/or trees. NOTE: Swamps are not always nonforest. Some tree species readily adapt to the swamp conditions. If the stocking requirement is met, the land is considered forestland. The decision of whether the land is productive or unproductive will be made by the field crews. (LU 20 or 40) RIGHTS - of - WAY -- without trees Code 73 with trees Code 74 Highways, railroads, airports, pipelines, power lines, canals MINING and WASTE LAND -- without trees Code 75 76 with trees Code Surface mining, gravel pits, dumps, landfills. DEVELOPED RECREATION SITE -- without trees Code 77 with trees Code 78 Parks, campgrounds, playing fields, athletic and sports tracks. INDUSTRIAL / COMMERCIAL LAND -- without trees Code 79 trees Code 80 with Supply yards, parking lots, shopping centers, factories, etc. MULTIPLE FAMILY HOUSING -- without trees Code 81 Code 82 with trees More than one family household per structure, for example, condominiums, townhouses, row houses and apartment buildings. SINGLE FAMILY HOUSING -- without trees Code 83 with trees Code 84 One family or person per structure OTHER -- without trees Code 85 with trees Code 86 Includes any category of nonforest land use not mentioned previously. Describe each situation, in detail, in the General Notes section. 184 Northeast Field Guide, Version 1.4 May 2000 CENSUS WATER -- Land Use Code 91 Rivers that are more than 200 feet wide or bodies of water that are more than 4.5 acres in size (includes lakes, the ocean, reservoirs). This category is not sampled. If a new plot falls in census water, it should be turned in and an alternate plot will be selected. If a remeasure plot now falls in census water, record a land use of 91, reconcile any trees that may have been present on the last occasion, and turn in the plot. NONCENSUS WATER -- Code 92 Noncensus water includes streams and rivers between 30 feet and 200 feet in width, and bodies of water between 1 and 4.5 acres in size. The Bureau of Census classifies such water as land and therefore it will be sampled. It should be treated as any other nonforest land use. 185 Northeast Field Guide, Version 1.4 May 2000 186 Northeast Field Guide, Version 1.4 May 2000 Appendix 1 State and County FIPS Codes 187 Northeast Field Guide, Version 1.4 May 2000 188 Northeast Field Guide, Version 1.4 May 2000 State 09 Connecticut 10 Delaware 11 23 District of Columbia Maine 24 Maryland Unit County 1 1 1 1 1 1 1 1 1 1 1 1 001 003 005 007 009 011 013 015 001 003 005 001 Fairfield Hartford Litchfield Middlesex New Haven New London Tolland Windham Kent New Castle Sussex District of Columbia 1 2 3 4 5 6 6 6 6 7 8 8 8 8 9 9 2 2 2 2 2 2 2 2 2 2 2 2 2 2 3 3 3 4 029 003 019 009 021 011 013 015 027 025 001 005 023 031 007 017 003 005 011 013 015 021 025 027 029 031 033 035 041 043 009 017 037 019 Washington Aroostook Penobscot Hancock Piscataquis Kennebec Knox Lincoln Waldo Somerset Androscoggin Cumberland Sagadahoc York Franklin Oxford Anne Arundel Baltimore Caroline Carroll Cecil Frederick Harford Howard Kent Montgomery Prince George's Queen Anne's Talbot Washington Calvert Charles St. Mary's Dorchester 189 Northeast Field Guide, Version 1.4 May 2000 State 24 Maryland 25 Massachusetts 33 New Hampshire 34 New Jersey Unit County 4 4 4 5 5 1 1 1 1 1 1 1 1 1 1 1 1 1 1 039 045 047 001 023 001 003 005 007 009 011 013 015 017 019 021 023 025 027 Somerset Wicomico Worcester Allegany Garrett Barnstable Berkshire Bristol Dukes Essex Franklin Hampden Hampshire Middlesex Nantucket Norfolk Plymouth Suffolk Worcester 2 2 2 3 3 3 3 3 3 3 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 003 007 009 001 005 011 013 015 017 019 001 003 005 007 009 011 013 015 017 019 021 023 025 027 029 031 033 Carroll Coos Grafton Belknap Cheshire Hillsborough Merrimack Rockingham Strafford Sullivan Atlantic Bergen Burlington Camden Cape May Cumberland Essex Gloucester Hudson Hunterdon Mercer Middlesex Monmouth Morris Ocean Passaic Salem 190 Northeast Field Guide, Version 1.4 May 2000 State 34 New Jersey 36 New York Unit County 1 1 1 1 1 1 1 1 1 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 3 3 3 3 4 4 4 5 5 5 5 6 6 6 6 6 6 6 6 6 7 7 7 035 037 039 041 019 033 045 087 089 011 029 037 051 053 055 063 067 069 073 075 099 117 121 123 035 043 049 065 031 041 113 003 009 013 101 007 015 017 023 025 077 097 107 109 001 021 057 191 Somerset Sussex Union Warren Clinton Franklin Jefferson Rockland St. Lawrence Cayuga Erie Genesee Livingston Madison Monroe Niagara Onondaga Ontario Orleans Oswego Seneca Wayne Wyoming Yates Fulton Herkimer Lewis Oneida Essex Hamilton Warren Allegany Cattaraugus Chautauqua Steuben Broome Chemung Chenango Cortland Delaware Otsego Schuyler Tioga Tompkins Albany Columbia Montgomery Northeast Field Guide, Version 1.4 May 2000 State 36 New York 39 Ohio Unit County 7 7 7 7 8 8 8 8 8 8 8 8 8 8 8 8 8 8 8 1 1 1 1 1 1 1 1 1 1 2 2 2 2 2 2 2 3 3 3 3 3 3 3 3 3 3 3 083 091 093 115 005 027 039 047 059 061 071 079 081 085 095 103 105 111 119 001 015 025 053 071 079 087 131 141 145 009 073 105 115 127 163 167 013 019 031 059 067 075 081 111 119 121 157 192 Rensselaer Saratoga Schenectady Washington Bronx Dutchess Greene Kings Nassau New York Orange Putnam Queens Richmond Schoharie Suffolk Sullivan Ulster Westchester Adams Brown Clermont Gallia Highland Jackson Lawrence Pike Ross Scioto Athens Hocking Meigs Morgan Perry Vinton Washington Belmont Carroll Coshocton Guernsey Harrison Holmes Jefferson Monroe Muskingum Noble Tuscarawas Northeast Field Guide, Version 1.4 May 2000 State 39 Ohio Unit County 4 4 4 4 4 4 4 4 4 4 4 4 4 4 4 4 4 5 5 5 5 5 5 5 5 5 5 5 5 5 5 5 5 6 6 6 6 6 6 6 6 6 6 6 6 6 6 005 007 029 035 043 055 077 085 093 099 103 133 139 151 153 155 169 017 023 027 037 045 047 049 057 061 089 097 109 113 129 135 165 003 011 021 033 039 041 051 063 065 069 083 091 095 101 193 Ashland Ashtabula Columbiana Cuyahoga Erie Geauga Huron Lake Lorain Mahoning Medina Portage Richland Stark Summit Trumbull Wayne Butler Clark Clinton Darke Fairfield Fayette Franklin Greene Hamilton Licking Madison Miami Montgomery Pickaway Preble Warren Allen Auglaize Champaign Crawford Defiance Delaware Fulton Hancock Hardin Henry Knox Logan Lucas Marion Northeast Field Guide, Version 1.4 May 2000 State 39 Ohio 42 Pennsylvania Unit County 6 6 6 6 6 6 6 6 6 6 6 6 6 10 10 10 10 10 10 10 10 10 5 5 5 5 5 5 5 5 5 5 5 5 6 6 6 6 6 6 6 6 6 6 6 6 6 107 117 123 125 137 143 147 149 159 161 171 173 175 043 055 057 061 067 087 099 109 119 003 005 007 019 039 049 059 063 073 085 125 129 023 027 031 033 035 047 053 065 081 083 105 113 117 194 Mercer Morrow Ottawa Paulding Putnam Sandusky Seneca Shelby Union Van Wert Williams Wood Wyandot Dauphin Franklin Fulton Huntingdon Juniata Mifflin Perry Snyder Union Allegheny Armstrong Beaver Butler Crawford Erie Greene Indiana Lawrence Mercer Washington Westmoreland Cameron Centre Clarion Clearfield Clinton Elk Forest Jefferson Lycoming Mc Kean Potter Sullivan Tioga Northeast Field Guide, Version 1.4 May 2000 State 42 Pennsylvania 44 Rhode Island 50 Vermont Unit County 6 6 7 7 7 7 7 8 8 8 8 8 8 8 8 8 8 8 8 8 9 9 9 9 9 9 9 9 9 9 9 9 9 1 1 1 1 1 2 2 2 2 2 2 2 2 3 121 123 009 013 021 051 111 015 025 037 069 079 089 093 097 103 107 115 127 131 001 011 017 029 041 045 071 075 077 091 095 101 133 001 003 005 007 009 005 009 011 013 015 017 019 023 001 195 Venango Warren Bedford Blair Cambria Fayette Somerset Bradford Carbon Columbia Lackawanna Luzerne Monroe Montour Northumberland Pike Schuylkill Susquehanna Wayne Wyoming Adams Berks Bucks Chester Cumberland Delaware Lancaster Lebanon Lehigh Montgomery Northampton Philadelphia York Bristol Kent Newport Providence Washington Caledonia Essex Franklin Grand Isle Lamoille Orange Orleans Washington Addison Northeast Field Guide, Version 1.4 May 2000 State 54 West Virginia Unit County 3 3 3 3 3 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 3 3 3 3 3 3 3 3 3 3 3 3 3 3 4 4 4 4 4 4 4 4 4 003 007 021 025 027 001 003 007 023 027 031 033 037 041 057 065 071 075 077 083 091 093 097 101 005 015 019 025 039 045 047 055 059 063 067 081 089 109 009 011 013 017 021 029 035 043 049 196 Bennington Chittenden Rutland Windham Windsor Barbour Berkeley Braxton Grant Hampshire Hardy Harrison Jefferson Lewis Mineral Morgan Pendleton Pocahontas Preston Randolph Taylor Tucker Upshur Webster Boone Clay Fayette Greenbrier Kanawha Logan McDowell Mercer Mingo Monroe Nicholas Raleigh Summers Wyoming Brooke Cabell Calhoun Doddridge Gilmer Hancock Jackson Lincoln Marion Northeast Field Guide, Version 1.4 May 2000 State 54 West Virginia Unit County 4 4 4 4 4 4 4 4 4 4 4 4 4 051 053 061 069 073 079 085 087 095 099 103 105 107 197 Marshall Mason Monongalia Ohio Pleasants Putnam Ritchie Roane Tyler Wayne Wetzel Wirt Wood Northeast Field Guide, Version 1.4 May 2000 198 Northeast Field Guide, Version 1.4 May 2000 Appendix 2 Eastern U.S. Site-Tree Selection Criteria and FIA Forest Type Algorithm for the U.S. 199 Northeast Field Guide, Version 1.4 May 2000 200 Northeast Field Guide, Version 1.4 May 2000 Eastern U.S. Site-Tree Selection Criteria Ideally, site trees in the eastern U.S. should be between 20-70 years old. If preferred trees cannot be found in this age range, expand the age range to 15-120 years. Reject trees outside the 15-120 year age range, trees that exhibit signs of damage, trees with ring patterns that show signs of suppression, trees less than 5.0 inches DBH, trees with abnormalities at DBH, and trees with rotten cores. A list of preferred site-tree species are provided below. Site trees should be selected in the following order of preference: 1st Choice: representative of the stand, on the list below for your region. 2nd Choice: representative of the stand, on the list below for an adjoining eastern region. 3rd Choice: not representative of the stand, on the list below for your region. 4th Choice: not representative of the stand, on the list below for an adjoining eastern region. Last Choice: any suitable non-woodland tree on the general tree list. Note: NE = Northeast, NC = North Central, SO = Southern Code 012 043 068 070 071 094 095 097 105 110 125 128 129 130 131 132 241 261 Common Name Region -------------------- Softwood Species -------------------balsam fir NE, NC Atlantic white-cedar NE eastern redcedar NE, NC larch (introduced) NE tamarack (native) NE, NC white spruce NE, NC black spruce NE, NC Red spruce NE jack pine NE, NC shortleaf pine NE, SO red pine NE, NC pond pine NE, SO eastern white pine NE, NC, SO Scotch pine NE, NC loblolly pine NE, SO Virginia pine NE, SO northern white cedar NE, NC eastern hemlock NE 201 Northeast Field Guide, Version 1.4 May 2000 Code 316 317 318 371 375 402 407 531 541 543 544 611 621 742 743 746 802 806 812 813 817 827 830 832 833 835 837 901 951 972 Common Name Region -------------------- Hardwood Species -------------------red maple NE, NC silver maple NE, NC sugar maple NE, NC yellow birch NE, NC paper birch NE, NC bitternut hickory NE, NC shagbark hickory NE, NC American beech NE white ash NE, NC black ash NE, NC green ash NE, NC sweetgum NE, SO yellow-poplar NE, SO eastern cottonwood NE, NC,SO bigtooth aspen NE, NC quaking aspen NE, NC white oak NE, NC,SO scarlet oak NE, SO southern red oak NE, SO cherrybark oak NE, SO shingle oak NE, SO water oak NE, SO pin oak NE, SO chestnut oak NE, SO northern red oak NE, NC, SO post oak NE, SO black oak NE, NC, SO black locust NE American basswood NE, NC American elm NE, NC 202 Northeast Field Guide, Version 1.4 May 2000 Start Total stocking<10? Nonstocked Yes No No Hardwoods>softwoods? Yes Go to H 5% of softwoods<=subalpine fir<50% of softwood and 5% of softwoods<=engelmann spruce<50% of softw Engelmann spruc subalpine fir predo No Yes Sprucesubalpine fir predom. Engelmann sprucesubalpine fir(266) Engelmann spruce predom Subalpine fir predom. Blue spruce predom. True firs and spruce predom. Western hemlocks predom. Subalpine fir(268) Blue spruce(269) Western hemlock predo Western hemlock(301) Mountain hemlock predom Mountain hemlock(270) Pacivic silver fir predom. True firs predom. Engelmann spruce(265) Pacific silver fir(264) White fir predom White fir(261) Grand fir predom Grand fir(267) Subalpine fir predom Subalpine fir(268) Red fir predom. Red fir(262) Noble fir predom Noble fir(263) Alaska yellow cedar predom. Alaska yellow cedar(271 Western white pine predom. Western white pine(241 Sitka spruce hemlock predom. Western hemlock predom Western hemlock(301) Sitka spruce predom Sitka spruce(305) Western redcedar predom Western redcedar(304) Redwood predom Redwoods predom. Redwood(341) Giant sequoia predom Giant sequoia(342) Douglas fir predom. Douglas fir(201) Douglas fir-larch-western white pine predom Go to A Other Western softwoods predo Go to B Eastern pines predom Go to C Eastern spruce-fir predom Go to D Pinyon-juniper predom Go to E Exotic softwoods predom Go to F Fig. 1. Forest Inventory and Analysis forest type algorithm for the United States. 203 Northeast Field Guide, Version 1.4 May 2000 Douglass fir predom. Douglass firwestern larc predom. Douglas fir(201) Western larch predom Western larch(321) western redcedar predom Western redcedar(304) Douglas fir predom. Douglas fir(201) Ponderosa pine predom. Ponderosa pine(221) Lodgepole pine predo A Douglas fir-larch western white pines predom. Douglas firwestern pine predom. Western larch pine predom Lodgepole pine(281) Port-orford cedar predom Port-orford cedar(202) Sugar pine predom. Sugar pine(224) Incense cedar predom Incense cedar(222) Jeffrey-coulter pine-bigcone douglas fir pre Jeffrey-Coulter pineBigcone douglas fir(223 Western larch predom Western larch(321) Ponderosa pine Ponderosa pine(221) Lodgepole pine predom. Lodgepole pine(281) Knobcone pine predom. Knobcone pine(361) Southwest white pine predom Southwest white pine(362) Bishop pine predom. B Other Wester softwoods predom. Bishop pine(363) Monterey pine predom Monterey pine(364) Foxtail-bristlecone pine predom Foxtail-bristlecone pine(365) Limber pine predom. Limber pine(366) Whitebark pine predom Whitebark pine(367) Miscellaneous western softwoods pre Red-white-jack pine predom. No Misc. Western softwoods(368 White pine-hemlock at least 50% of t and 5%<=Eastern white pine<50% and 5%<=Eastern hemlock<50%? Eastern white pine predom C Longleaf-slash pine predom. Eastern white pine(103) Red pine(102) Jack pine predom Jack pine(101) Longleaf pine predom Slash pine predom Loblolly-shortlea pine predom. Eastern white pine Hemlock(104) Red pine predom Eastern hemlock predom Eastern pine predom. Yes Eastern hemlock(105) Longleaf pine(141) Slash pine(142) Loblolly pine predom Loblolly pine(161) Shortleaf pine predom Shortleaf pine(162) Virginia pine predom Virginia pine(163) Sand pine predom Table mountain pine predo Sand pine(164) Table mountain pine(165) Pond pine predom Pond pine(166) Pitch pine predom Pitch pine(167) Spruce pine predom Fig. 1. Cont. 204 Spruce pine(168) Northeast Field Guide, Version 1.4 May 2000 Upland spruce-fir predom. No D Eastern spruce-fir predom. Yes Balsam fir predom White spruce predom Lowland spruce-fir predom. E Balsam fir-red spruce at least 50% of total and 5%<=Balsam fir<50% and 5%<=red spruce<50%? Pinyon-Juniper predom. Red spruce(123) Black spruce(125) Tamarack predom Tamarack(126) Northern white cedar predo Northern white cedar(127) Eastern redcedar predom Eastern redcedar(181) Rocky mountain juniper predom Rocky mountain juniper((182 Pinyon-juniper predom. Scotch pine predom. H Australian pine predom Hardwoods predom. Go to T Juniper woodland(184) Pinyon-juniper woodland(185 Scotch pine(381) Australian pine(382 Other exotic softwoods(383) Eastern redcedar predom Eastern redcedarhardwood(402) Shortleaf pineoak(404) Eastern white pine predom Eastern white pinered oak-white ash(401) Longleaf pine predom Longleaf pineoak(403) Virginia pine predom Virginia pineSouthern red oak(405) Loblolly pine predom Loblolly pinehardwood(406) Slash pine predom. Slash pinehardwood(407) Jack pine or Red pine or Sand pine or Table mountain pine o Pitch pine or Pond pine or Spruce p predom. Other pinehardwood(409) Yes No Western juniper(183) Other exotic softwoods predom Shortleaf pine predom Oak-pine at least 25% of total? White spruce(122) Black spruce predom Western juniper predom. Exotic softwoods predom. Balsam fir(121) Red spruce predom. Juniper woodland predom F Red spruce-balsam fir(124) Fig. 1. Cont. 205 Northeast Field Guide, Version 1.4 May 2000 I Maple-beech-birc predom. Black cherry at least 50% of tota Black cherry(802) Yes No Red maple at least 50% of tota No Red maple-upland(80 Yes Cherry-ash-yellow poplar predo Cherry-ash-yellow poplar(803 Hard maple-basswood pred Hard maple-basswood(805) Elm-ash-locust predom Elm-ash-locust(807) Maple-beech-yellow birch predo Maple-beech-yellow birch(801) Cottonwood at least 50% of total? J Yes Cottonwood(703) No Elm-ash-cottonwo predom. Willow at least 50% of tota Yes Willow(704) No No L Oak-gum-cypres predom. Red maple at least 50% of tota Yes Red maple-lowland(708 River birch-sycamore predo River birch-sycamore(702) Sycamore-pecan-elm predo Sycamore-pecan-elm(705) Black ash-elm-maple predo Black ash-elm-maple(701) Sugarberry-elm-green ash pred Sugarberry-elm-green ash(706) Silver maple-American elm pred Silver maple-American elm(7 Cottonwood-willow predom Cottonwood-willow(709) Oregon ash predom. Oregon ash(722) Atlantic white cedar at least 50% of to Yes Atlantic white cedar(606) No Sweetbay-swamp tupelo-red maple pr Swamp chestnut-cherrybark oak pred Sweetbay-swamp tupelo-red maple(608) Swamp chestnut-cherrybark oak(601) Sweetgum-nuttall-willow oak pred Sweetgum-nuttall-willow oak(602) Cypress-water tupelo predo Cypress-water tupelo(607) Overcup oak-water hickory pred Overcup oak-water hickory(605) Fig. 1. Cont. 206 Northeast Field Guide, Version 1.4 May 2000 K Oak-hickory predom. White oak at least 50% of total sto Yes White oak(504) Yes Bur oak(509) No Bur oak at least 50% of total stoc No Chestnut oak at least 50% of total stoc Yes Chestnut oak(502) Yes Northern red oak(505) Yes Scarlet oak(510) Yes Yellow poplar(511) Yes Black walnut(512) Yes Black locust(513) No Northern red oak at least 50% of total st No Scarlet oak at least 50% of total stock No Yellow poplar at least 50% of total stoc No Black walnut at least 50% of total stoc No Black locust at least 50% of total stoc No Red maple at least 50% of total stock Red maple-oak(51 Yes No Yes Is one of the following at least 25% of oak-hickory stocking: (Post-blackjack oak,Chestnut-black-scarle White oak-red oak-hickory,Southern scrub Yellow poplar-white oak-red oak, Sweetgum-yellow poplar,Sassafras-persim Post-blackjack oak predom Post-blackjack oak(501) Chestnut-black-scarlet oak(515) White oak-red oak-hickory predo White oak-red oak-hickory(503) Yellow poplar-white oak-red oak pred Yellow poplar-white oak-red oak(506) Southern scrub oak predom Southern scrub oak(514) Sweet gum-yellow poplar predo Sweetgum-yellow poplar(508) Mixed upland hardwoods pre Aspen predom. Aspen-birch predom. Mixed upland hardwoods(520) Chestnut-black-scarlet oak pred Sassafras-persimmon predo M No Sassafras-persimmon(507) Mixed upland hardwoods(520) Aspen(901) Balsam poplar predom Paper birch predo Balsam poplar(904) Paper birch(902) Fig. 1. Cont. 207 Northeast Field Guide, Version 1.4 May 2000 N O P Q R S Alder-maple predom. Western oak predom. Tan oak-laur predom.. Other wester hardwoods predom. Tropical hardwood predom. Exotic hardwood predom. Red alder predom. Red alder(911) Bigleaf maple pred Bigleaf maple(912) California black oak pred California black oak(922 Oregon white oak predo Oregon white oak(923) Blue oak predom. Blue oak(924 Gray pine predom. Gray pine(921 Coast live oak predom. Coast live oak(931) Canyon-interior live oak pred Canyon-interior live oak(932) Deciduous oak-woodlan Deciduous oak-woodland(925 Evergreen oak-woodlan Evergreen oak-woodland(926 Tan oak predom. Tan oak(941) California laurel predom California laurel(942) Giant chinkapin predom Giant chinkapin(943) Pacific madrone predom Pacific madrone(951) Mesquite-woodland predom. Mesquite-woodland(952) Mountain brush woodland pre Mountain brush woodland(953) Intermountain maple woodland pre Intermountain maple woodland(954) Miscellaneous western hardwoods pred Miscellaneous western hardwoods(955 Palm predom Sable palm(981) Mangrove predom. Mangrove(982) Paulownia predom Paulownia(991) Melaluca predom. Melaluca(992) Eucalyptus predom Eucalyptus(993) Other exotic hardwoods pred Other exotic hardwoods(995) SPECIAL MIXED CONIFER TEST FOR CALIFORNIA - IMPLEMENTED AFTER FOREST TYPE IS DETERM State is California? Forest type is Douglas fir and county is not 15, 23, 41, 45, 55, 81, 85, 87 or forest type is Sugar pine or Incense cedar or forest type is Ponderosa pine or Jeffrey pine and Ponderosa pine < 80% or forest type is white fir or red fir and true firs < 80% of total? Yes No No Yes California mixed conifer(371) End Fig. 1. Cont. 208 Northeast Field Guide, Version 1.4 May 2000 Oak-pine less than 25% of total T Chestnut oak > 0 Add Southern red to Chestnut oak Yes No Post-blackjack oak > 0 Yes Add Southern red to Post-blackjack o Black ash > 0? Add American elm,red maple, silver maple, white ash, eastern cotton to Black ash-American elm-red map Yes No Upland site? Add sweetgum, upland-lowland o American elm, winged-cedar el holly, and black gum to Oak-hick Yes Southern region? No No Add Upland-lowland oa to Oak-gum-cypress Oak-gum-cypress>0? Yes No Add American elm Winged-cedar elm Elm-ash-cottonwo Elm-ash-cottonwood> Add upland-lowland hardwo beech, black cherry to Oak-hickory Yes Red maple at least 50% of t or upland-lowland hardwoods beech+black cherry < 50% o and oak-hickory > 5% of tot Add Upland-lowland hardwood Sweetgum,American elm,beech, Blackgum, pin oak to Oak-gum-cy No Add upland-lowland hardwoods, beech, Black cherry,American e to Maple-beech-birch Add Upland-lowland hardwo Sweetgum, Black walnut t Elm-ash-cottonwood Yes Add upland-lowland hardwo beech, black cherry to Oak-hickory Yes No Maple-beech-birc > 5% of total? No Yes Oak-gum-cypress>0? Yes No Oak-hickory>Maple-beech-b Yes Add upland-lowland hardwo Black cherry, Beech to Oak-hickory Red oak+yellow popla Black walnut < 50% of to No No Add Upland-lowland hardwo Black cherry, Beech to Maple-beech-birch Maple-beech-birch predom Elm-ash-cottonwood predo Go to I Go to J Oak-hickory predom. Go to K Oak-gum-cypress predom Go to L Aspen birch predom. Go to M Alder-maple predom Go to N Western oaks predom Go to O Tan oak-laurel predom Go to P Other western hardwoods predo Go to Q Tropical hardwoods predom. Exotic hardwoods predom Go to R Go to S Fig. 1. Cont. 209 Yes Add northern red oak yellow poplar, Black wa to maple-beech-birch Northeast Field Guide, Version 1.4 May 2000 210 Northeast Field Guide, Version 1.4 May 2000 Appendix 3 Forest Land Productivity Guide 211 Northeast Field Guide, Version 1.4 May 2000 212 Northeast Field Guide, Version 1.4 May 2000 Forest Land Productivity Guide The table below may be used by field crews to assist in the determination of unproductive forest land; that is, land on which the potential productivity is less than 20 cubic feet of industrial wood per acre, per year. From an increment boring, determine the age class of a tree that is located on the site in question. For example, a 27 year old black spruce in the 20 year age class must be at least 8 feet tall if the site is to be considered as being productive. But sample trees must be representative of the site. The factors of drainage, soils, elevation, and exposure must also be considered. Total height in feet at upper limit of the unproductive site class BLACK ASH HEIGHT RED MAPLE HEIGHT 20 BLACK SPRUCE HEIGHT 8 12 10 CHESTNUT OAK HEIGHT 12 30 13 21 17 21 40 19 29 24 29 50 25 34 32 34 60 30 39 37 39 70 33 45 43 45 80 39 50 49 50 90 41 53 53 52 100 43 57 57 56 110 47 60 60 57 120 50 60 61 58 130 51 61 61 59 140 52 62 62 60 150 53 63 62 -- 160 -- 64 63 -- 170 -- 65 63 -- 180 -- 65 63 -- AGE CLASS 213 Northeast Field Guide, Version 1.4 May 2000 214 Northeast Field Guide, Version 1.4 May 2000 Appendix 4 U.S. Tree, Shrubs, & Vine Species Codes 215 Northeast Field Guide, Version 1.4 May 2000 216 Northeast Field Guide, Version 1.4 May 2000 Trees Code Common name Genus Species 010 012 016 043 057 068 070 071 090 091 094 095 096 097 100 105 110 123 125 126 128 129 130 131 132 136 202 221 241 261 310 313 314 315 316 317 318 319 320 330 331 332 341 356 fir spp. balsam fir Fraser fir Atlantic white-cedar redcedar / juniper spp. eastern redcedar larch (introduced) tamarack (native) spruce spp. Norway spruce white spruce black spruce blue spruce red spruce pine spp. jack pine shortleaf pine Table Mountain pine red pine pitch pine pond pine eastern white pine Scotch pine loblolly pine Virginia pine Austrian pine Douglas-fir baldcypress northern white-cedar eastern hemlock maple spp. boxelder black maple striped maple red maple silver maple sugar maple mountain maple Norway maple buckeye, horsechestnut Ohio buckeye yellow buckeye ailanthus serviceberry Abies A. A. Chamaecyparis Juniperus J. Larix L. Picea P. P. P. P. P. Pinus P. P. P. P. P. P. P. P. P. P. P. Pseudotsuga Taxodium Thuja Tsuga Acer A. A. A. A. A. A. A. A. Aesculus A. Aesculus Ailanthus Amelanchier spp. balsamea 217 thyoides spp. virginiana sp. laricina spp. abies glauca mariana pungens rubens spp. banksiana echinata pungens resinosa rigida serotina strobus sylvestris taeda virginiana nigra menziesii distichum occidentalis canadensis spp. negundo nigrum pensylvanicum rubrum saccharinum saccharum spicatum platanoides spp. glabra octandra altissima spp. Northeast Field Guide, Version 1.4 May 2000 Code Common name Genus Species 367 370 371 372 373 375 379 391 pawpaw birch spp. yellow birch sweet birch river birch paper birch gray birch American hornbeam, musclewood hickory spp. bitternut hickory pignut hickory pecan shellbark hickory shagbark hickory mockernut hickory American chestnut catalpa spp. northern catalpa hackberry spp. sugarberry hackberry eastern redbud yellowwood flowering dogwood hawthorn common persimmon American beech ash spp. white ash black ash green ash pumpkin ash blue ash honeylocust Kentucky coffeetree American holly walnut spp. butternut black walnut sweetgum yellow-poplar Osage-orange magnolia spp. cucumbertree sweetbay Asimina Betula B. B. B. B. B. Carpinus triloba spp. alleghaniensis lenta nigra papyrifera populifolia caroliniana Carya C. C. C. C. C. C. Castanea Catalpa C. Celtis C. C. Cercis Cladrastis Cornus Crataegus Diospyros Fagus Fraxinus F. F. F. F. F. Gleditsia Gymnocladus Ilex Juglans J. J. Liquidambar Liriodendron Maclura Magnolia M. M. spp. cordiformis glabra illinoensis laciniosa ovata tomentosa dentata spp. speciosa spp. laevigata occidentalis canadensis lutea florida spp. virginiana grandifolia spp. americana nigra pennsylvanica profunda quadrangulata triacanthos dioicus opaca spp. cinerea nigra styraciflua tulipifera pomifera spp. acuminata virginiana 400 402 403 404 405 407 409 421 450 452 460 461 462 471 481 491 500 521 531 540 541 543 544 545 546 552 571 591 600 601 602 611 621 641 650 651 653 218 Northeast Field Guide, Version 1.4 May 2000 Code Common name Genus Species 655 660 680 681 682 693 694 Mountain magnolia apple spp. mulberry spp. white mulberry red mulberry blackgum swamp tupelo M. Malus Morus M. M. Nyssa N. 701 eastern hophornbeam, ironwood sourwood Paulownia, Empress tree sycamore cottonwood and poplar spp. balsam poplar eastern cottonwood bigtooth aspen swamp cottonwood quaking aspen cherry, plum spp. pin cherry black cherry chokecherry oak spp. white oak swamp white oak scarlet oak northern pin oak southern red oak Ostrya fraseri spp. spp. alba rubra sylvatica sylvatica var. biflora virginiana Oxydendrum Paulownia arboreum tomentosa Platanus Populus occidentalis spp. P. P. P. P. P. Prunus P. P. P. Quercus Q. Q. Q. Q. Q. balsamifera deltoides grandidentata heterophylla tremuloides spp. pensylvanica serotina virginiana spp. alba bicolor coccinea ellipsoidalis falcata var. falcata falcata var. pagodifolia ilicifolia imbricaria laurifolia lyrata macrocarpa marilandica michauxii muehlenbergii nigra palustris phellos prinus rubra 711 712 731 740 741 742 743 744 746 760 761 762 763 800 802 804 806 809 812 813 816 817 820 822 823 824 825 826 827 830 831 832 833 cherrybark oak (swamp red oak) bear oak, scrub oak shingle oak laurel oak overcup oak bur oak blackjack oak swamp chestnut oak chinkapin oak water oak pin oak willow oak chestnut oak northern red oak Q. Q. Q. Q. Q. Q. Q. Q. Q. Quercus Q. Q. Q. Q. 219 Northeast Field Guide, Version 1.4 May 2000 Code Common name Genus Species 834 835 837 901 920 922 931 935 936 950 951 952 970 971 972 975 977 999 Shumard oak post oak black oak black locust willow spp. black willow sassafras American mountain-ash European mountain-ash basswood spp. American basswood white basswood elm spp. winged elm American elm slippery elm rock elm unknown or not listed Q. Q. Q. Robinia Salix S. Sassafras Sorbus S. Tilia Tilia T. Ulmus U. U. U. U. shumardii stellata velutina psuedoacacia spp. nigra albidum americana aucuparia spp. americana heterophylla spp. alata americana rubra thomasii Deciduous Shrubs Code Common name Genus Species 350 352 353 365 366 368 381 458 465 475 485 492 493 alder speckled alder Hercules club chokeberry sp. azalea barberry buttonbush New Jersey tea sweet pepperbush fringetree sweetfern alternate-leaved dogwood silky dogwood Alnus A. Aralia Aronia Azalea Berberis Cephalanthus Cleanothus Clethra Chionanthus Comptonia Cornus C. 494 round-leaved dogwood C. sp. rugosa spinosa sp. sp. sp. occidentalis americanus alnifolia virginicus peregrina alternifolia amomum (obliqua) rugosa (circinata) 496 gray-stemmed, or panicled dogwood red-osier dogwood American hazelnut beaked hazelnut Cornus 497 501 502 C. Corylus C. 220 racemosa (paniculata) stolonifera americana cornuta (rostrata) Northeast Field Guide, Version 1.4 May 2000 Code Common name Genus Species 525 535 Dirca Elaeagnus palustris angustifolia 549 585 592 leatherwood autumn olive, or Russian olive huckleberry witch-hazel large-leaf holly Gaylussacia Hamamelis Ilex 593 604 609 635 637 643 644 685 725 845 856 864 865 866 868 870 905 915 925 926 923 929 937 982 983 985 986 987 988 989 990 991 992 994 997 winterberry holly fetter-bush common spicebush bush honeysuckle male-berry, staggerbush sweet gale bayberry mountain-holly ninebark buckthorn azalea (deciduous) winged sumac smooth sumac staghorn sumac poison sumac currant, gooseberry rose briar, bramble, dewberry American elderberry red-berried elderberry crack willow other shrub willows spirea American bladdernut blueberry viburnum maple-leaved viburnum hobblebush viburnum wild raisin, withe-rod arrowwood nannyberry blackhaw highbush cranberry common prickly-ash unknown or not listed sp. virginiana montana (monticola) verticillata sp. benzoin sp. sp. gale pensylvanica mucronatus opulifolius sp. sp. copallina glabra typhina vernix sp. sp. sp. canadensis racemosa fragilis sp. sp. trifolia sp. sp. acerifolium alnifolium cassinoides dentatum lentago prunifolium trilobum americanum Ilex Leucothoe Lindera Lonicera Lyonia Myrica Myrica Nemopanthus Physocarpus Rhamnus Rhododendron Rhus R. R. R. Ribes Rosa Rubus Sambucus S. Salix Salix Spirea Staphylea Vaccinium Viburnum V. V. V. V. V. V. V. Zanthoxylum 221 Northeast Field Guide, Version 1.4 May 2000 Evergreen Shrubs Code Common Name Genus Species 045 061 232 357 605 606 607 608 642 855 945 998 leatherleaf common juniper Canada yew bog rosemary sheep laurel mountain laurel swamp laurel Labrador tea wax myrtle rhododendron sweetleaf unknown or not listed Chamaedaphne Juniperus Taxus Andromeda Kalmia K. K. Ledum Myrica Rhododendron Symplocos calyculata communis canadensis glaucophylla angustifolia latifolia polifolia groenlandicum cerifera sp. tinctoria Dwarf Shrubs Code Common Name Genus Species 363 364 441 442 bearberry alpine bearberry striped pipsissewa pipsissewa Arctostaphylos Arctous Chimaphila Chimaphila 498 547 548 603 615 bunchberry creeping snowberry teaberry diapensia twinflower Cornus Chiogenes Gaultheria Diapensia Linnaea 618 675 677 981 996 alpine azalea partridgeberry three-toothed cinquefoil cranberry unknown or not listed Loiseleuria Mitchella Potentilla Vaccinium uva-ursi alpinus maculata unbellata cisatlantica canadensis hispidula procumbens lapponica borealis americana procumbens repens tridentata sp. 222 Northeast Field Guide, Version 1.4 May 2000 Vines Code Common Name Genus Species 451 454 455 477 636 715 867 934 993 995 hog peanut ground-nut American bittersweet clematis sp. vine honeysuckle Virginia creeper poison ivy greenbrier grape unknown or not listed Amphicarpa Apois Celastrus Clematis Lonicera Parthenocissus Rhus Smilax Vitis bracteata americana scandens sp. sp. quinquefolia radicans sp. sp. 223 Northeast Field Guide, Version 1.4 May 2000 224 Northeast Field Guide, Version 1.4 May 2000 Appendix 5 Specific Tally Procedures 225 Northeast Field Guide, Version 1.4 May 2000 226 Northeast Field Guide, Version 1.4 May 2000 Specific Tally Procedures Special rules and exceptions For most plots, the examples in Appendix 11 indicate which items on the tally form require entries. However, there are exceptions: Omit item 2.181 (sketch map of plot location) for nonforest plots (plots with land use codes 61 through 92) that do not contain portions of forested ecotypes, unless there are indications that the plot area may revert to forest land within the next 5 to 6 years. The course need not be traversed unless it is necessary to locate a plot precisely in order to determine the correct land use. Occasionally it will not be possible to establish a specified sample plot and an alternate plot will be needed. When this happens, promptly notify your supervisor. If an alternate plot is established, make sure that the original plot sheets and photos are firmly attached to the tally sheets for the alternate plot, and that all field copies of the plot listings for that county are updated to show the change. Sample plots are not intentionally established to check census water. If a plot is determined to be census water (land use code 91) due to some change since the previous inventory, enter that land use code in item 6. Under general notes, specifically identify the river, lake, or body of water. Do not scribe trees on land that has been assigned a land use code of 50 (productive reserved forest land), unless granted permission. Lacking such permission, witness the SP, line trees, and PC with other features or landmarks. Collect the same data items for plots classified as land use 51 (Christmas tree plantations) as is collected for nonforest plots. The tree species used in the plantation must be noted in the general notes section on page four of the tally record. 227 Northeast Field Guide, Version 1.4 May 2000 Regular Tally Procedures Tree Tally ⎯ During this inventory, the trees that fall on subplot 1 are the only trees that will be reconciled to previous inventories. On subplot 1, only trees 5 inches DBH and greater within the 24.0 foot subplot radius will be tallied as part of the regular tally procedure. All trees that are further than 24.0 feet away from subplot center will be ignored, even if they were tally trees at the last occasion. Likewise, on remeasured plots, only trees 5 inches DBH and greater within the 24.0 foot radius of subplot 1, will be tallied, or reconciled, as part of the regular tally procedure. Leaning trees are determined to be "in" or "out" of the plot radius by measuring the horizontal distance from plot center, to the center of the tree at the base. The direction that the tree leans is of no consequence. Standing dead trees and snags are determined to be "in" or "out" on the same basis as live trees. Dead and down, and windthrown trees are determined "in" or "out" on the basis of where their DBH would have been if the tree was still standing. Thus, it is necessary to mentally upright the tree in its original position; i.e., limiting distance is measured to the center of the stump, or ground cavity. When two or more trees are on the same azimuth begin by tallying the tree that is closest to plot center and proceed to the tree that is farthest away. Follow the same relative procedure with saplings on the four microplots. Reconciling the previous tally⎯ All subplots on Sample Kind 1 plots, and sub-plots 2, 3, and 4 of Sample Kinds 2 and 3 plots are all being established for the first time during this inventory. Reconciliation is only required on subplot 1 of remeasured plots (sample kinds 6 and 7). Examples: 1. The first tree to be tallied at subplot 1 is now an ingrowth, dead ingrowth, or previously missed tree. Assign the first available tree number and record the appropriate current data. If there were 35 trees on this subplot the last time, assign this tree number 036. The tree will have no data in items 6.330 and 6.340. 228 Northeast Field Guide, Version 1.4 May 2000 The next tree tallied was tree number 001 at the last inventory. Since trees are no longer being renumbered each inventory, previous tally tree number 001 is current tree number 001. Record the appropriate current data and enter the appropriate data in items 6.330 and 6.340. 2. The first tree on the old tally record was a 24 inch DBH sugar maple, followed by an 8 inch DBH beech. The beech is present and is the first live tree starting from an azimuth of 001. There is no evidence of the sugar maple. Check the area to the plot radius limit to see if there is a stump of the maple. Perhaps there is -- perhaps not. The maple was, and still is, tree number. 001. Its DBH (Item 6.150) is the DBH from the previous tally sheet. Copy the appropriate data from the old tally form to items 6.330 and 6.340. Assign the proper history code in Item 6.140. The beech tree is tree number 002. The foregoing examples are common, simple situations. A correct reconciliation may be time demanding and complex. However, this is a critical part of the inventory. Training will be provided. Crews are to direct any questions to supervisors as soon as possible. On remeasure plots that were previously classified as nonforest, if PC is still nonforest, record any boundaries and tally trees > 5 inches DBH on any forested ecotypes within 24 feet. Give all trees a tree history of 22. Do not tally trees beyond 24 feet. Previous Tree History Codes⎯ On remeasure, reconcile trees that have history codes that indicate they were survivors or ingrowth. In addition, trees that were assigned a tree history code of 24, 25, 31, 40, or 43 must now be assigned a new tree history code of 53 or 54, depending on whether or not they are still present. The codes that indicate these trees are highlighted below. Note: The following are old history codes. They are provided here to serve as an aid in the reconciliation process. There are significant differences between these codes and the current tree history codes. These codes should never be used during the current inventory. 229 Northeast Field Guide, Version 1.4 May 2000 Also note that the tree history codes used during the previous inventory differ slightly from history codes that we currently use. If the plot has a computer generated reconciliation form, use it to reconcile the tally on the plot. The codes shown on the computer generated reconciliation form have been adjusted to align with the old tree history codes with our current codes. If a reconciliation form is not available, use the tally sheets or tally printout from the last occasion to reconcile the tally. In those situations when it becomes necessary to refer to the old tally sheets, remember that there may be some minor differences in the history codes. PREVIOUS TREE HISTORY CODES FOR MAINE AND PENNSYLVANIA Survivors -- Live, previously measured or missed trees that are currently within the boundaries of a subplot. Code Definition 10 same live tree -- was in before, is in now 11 multiple stemmed tree -- the product of two previously measured trees that have grown together and are now treated as one tree (used in conjunction with codes 13 and 14) 12 tree was missed at last survey -- should have been tallied but wasn't, is now tallied 13 multiple stemmed tree -- the first of two previously measured tree that grew together, treated as one now 14 multiple stemmed tree -- the second of two previously measured trees that grew together, treated as one now 19 trees that are alive, but were incorrectly tallied as dead at the last occasion – MAINE only Ingrowth -- Trees that are correctly being tallied for the first time. 20 live trees, not previously measured 21 live or dead tree, was tallied before but should not have been, is a tally tree now 230 Northeast Field Guide, Version 1.4 May 2000 22 live or dead tree, was on nonforest land, now on timberland (implies land use change) 23 live or dead tree, was on unproductive, reserved or urban forest land, now on timberland 24 dead tree or snag, too small to tally before but has grown to tally size and died since the previous inventory, is a tally tree now 25 dead tree, should have been tallied, was missed, has since died, and is now tallied 27 live or dead tree, was tallied as a sapling on the last occasion, is greater than five inches DBH now – PENNSYLVANIA only 29 live or dead tree, on sample kind 2 plot, that is located between the 49.0’ (1/6 acre) and 52.7’ (acre) radii – MAINE only Code Removals -- Previously tallied trees that: (a) have been harvested, killed or presumed to have been harvested during a cultural operation (logging, land clearing, TSI work, etc.) or (b) are no longer on timberland. 30 the location where the tree is, or was, is still forested; the tree has been killed, it can be standing or down 31* the location where the tree was is still forested, the tree has been removed (usually, a stump will be present) 32 the location where the tree is, or was, is now nonforest, the tree is alive, killed, or removed (if no longer alive, it is assumed that the cause of death is not natural mortality). If the tree is no longer present, use the old DBH, distance and azimuth. 33 the location where the tree is, or was, is now unproductive, reserved, or urban forest land. The tree is alive, or has been killed, but is still present (if no longer alive, it is assumed that the cause of death is not natural mortality). 34* the location where the tree is, or was, is now unproductive, reserved, or urban forest land -- the tree has been removed and is no longer present – MAINE only 231 Northeast Field Guide, Version 1.4 May 2000 Mortality -- Previously tallied trees that have died since the last inventory. 40 dead tree -- standing or down -- tree is still present; when DBH measurement is not possible, or current DBH is smaller than the previous DBH, use previous DBH for current 41* dead, down, disintegrated, no evidence remaining; previously measured trees that have died and are in advanced stages of decay, or any previously measured tree that cannot be accounted for 42 dead tree, standing or down, now located on nonforest land 43 dead tree, standing or down, now located on unproductive, reserved, or urban forest land 44* dead, down, disintegrated, no evidence remaining; the land where it was is unproductive, reserved, or urban forest – MAINE only Code Other Trees 50* tree that was tallied before, but should not have been (was out), is still out this time, not tallied now 51* dead tree or snag at the previous occasion, is a snag now; tree was not a tally tree at the last occasion because dead trees and snags were not tallied then, tree definitely was not “missed” at the last occasion (check code 25). – PENNSYLVANIA only 53* trees with a previous tree history of 22, 31, 40, that are still present (standing) – MAINE only 54* trees with a previous tree history of 22, 31, 40, that are no longer present (down, or no evidence of the tree remains) – MAINE only 55* trees that were tallied as being within the 49.0 ft. plot radius last time, and are now accurately measured as being beyond 49.0 ft. this time. – MAINE only 232 Northeast Field Guide, Version 1.4 May 2000 70 trees that were properly tallied at the last occasion but were not included on the electronic history files due to a keypunching error. – MAINE only * Trees with these previous history codes are not reconciled. Previous Trees That Are Not On The History File Occasionally the history files used in the data recorder program are incorrect. These errors must be detected and corrected. To do so, all remeasured plots must be reconciled to the printed or handwritten tally records from the last occasion. The history files that are transferred to the data recorder cannot be relied upon to be complete. A check of the current tally against the previous tally must be completed for each plot. If a tree that was tallied correctly at the last occasion but is not contained in the plot history file is discovered, enter the previous tree number that is on the plot print out and assign the appropriate tree history. You will also need to enter the previous diameter and previous tree class / merchability class. This information is also on the plot print out. 233 Northeast Field Guide, Version 1.4 May 2000 234 Northeast Field Guide, Version 1.4 May 2000 Appendix 6 Determination of Stocking Values for Land Use Classification 235 Northeast Field Guide, Version 1.4 May 2000 236 Northeast Field Guide, Version 1.4 May 2000 Determination of Stocking Values for Land Use Classification Stocking values are required to determine if a CONDITION STATUS = 1 (accessible forest land) exists on a plot. This will determine which data items must be recorded for the condition. When the CONDITION STATUS is in question, (usually a nonforest area that is in the process of reverting to forest land or a marginal site that can only support a low number of trees) the crew must determine if there is sufficient stocking to classify the condition as forest. A minimum stocking value of 10% is required for accessible forestland (unless the condition was previously forested, such as a recent clear cut). The following tables show the number of trees per acre needed to achieve this minimum stocking value. In the determination of stocking for this purpose the field crew should consider the condition over its entire area, not just the trees and seedlings that would be tallied on the subplots and microplots, especially when the condition straddles the plot. Also, for stocking purposes only consider a clump of trees (e.g., stump sprouts) less than 5 in DBH to be a single tree. The number of trees per acre need to obtain minimum stocking depends on the DBH of largest tree in the condition (not necessarily a tally tree) and the forest type of the condition, and the size of the trees. If the condition occurs on all 4 subplots and the trees are distributed fairly evenly over the entire condition area, the following steps can be used to determine if the condition has the minimum number of trees per acre for forest land: Observe the diameter of the largest tree on the condition and classify the condition into one of the following groups, 5+, 4.04.9, 3.0-3.9, 2.0-2.9, 1.0-1.9 and < 1.0 in DBH classes. If a 5inch or larger tree is present, Table A6b will be used, otherwise use Table A6a. Determine the appropriate forest type of the condition based on the tree species present in the condition and/or the forest type of similar conditions in the area. Forest type may be hard to determine, however if it is determined that the condition is forest, then a forest type must be assigned to the condition. Estimate the number of trees per acre by the diameter classes shown from the appropriate table. When a condition exists on all 4 of the 24-ft radius subplots each tally tree (DBH > 5.0 in) represents 6 trees per acre and each sapling (DBH > 1.0 in to < 5.0 in) or seedling observed on the 4 microplots represents 75 trees per acre. 237 Northeast Field Guide, Version 1.4 May 2000 In sparse stands of smaller trees, a more accurate observation of trees per acre can be determined by observing trees < 5.0 in DBH on the 24-ft radius subplot. In many forest types no more than 180 trees per acre of the largest diameter class are needed to meet the minimum stocking requirements, a total of 30 trees on all 4 subplots, 7 or 8 smaller trees on each subplot will provide minimum stocking. When trees of more than one diameter class are present, their contribution towards meeting the minimum must be combined. For example: In a lodgepole pine forest type, the largest tree in the condition is 5.0+ in DBH. If 15 or more 5.0-6.9 in trees are found on the th four subplots the minimum of 90 trees per acre (Table A6b, 5 row, 6th column) would be met. In the same condition only three tally trees in the 13.0-14.9 in DBH class equal the 18 trees per acre in that diameter class. If the tally were three 5.0-6.9 in trees (18/90 = 1/5 the minimum) and two 13.0-14.9 in DBH class trees (12/18=2/3 the minimum) the combined stocking does not meet the minimum (1/5 +2/3 < 1) and the condition would be classified nonforest. Other things observed on the plot will influence in the determination of condition status. In the last example, evidence of a recent disturbance that reduced the stocking (cutting, fire, etc.) should be considered. In addition, a very uneven distribution of the trees across the condition can greatly change the observed number of trees per acre on plots installed across the condition. If the condition does not cover all four subplots entirely, trees per acre must be expanded by an expansion factor. The expansion factor is equal to 400/sum of the percent of subplot area (%ARE) for the condition. The trees per acre value of every diameter class is multiplied by this expansion factor. If the trees are not uniformly distributed throughout the condition or the condition occurs on only a small portion of the plot, (half the plot or less), use your best judgment in assigning status. You may place several additional temporary subplots in the condition in order to get a larger sample to base stocking on. When additional temporary subplots or judgment is used to assign land use, a note should be made on the plot sheet. Use the following procedure to establish these temporary subplots in a condition: A. Consider locations 120.0 ft horizontal distance from the highest numbered subplot in the condition. First, consider the location o 0 azimuth from the subplot center. If this location is unsuitable, consider in order locations at azimuth 120o, and 240o. When a suitable location has been found, establish the temporary 238 Northeast Field Guide, Version 1.4 May 2000 subplot. Temporary subplots should be entirely within the condition (locations should not be within 24.0 ft of a mapped boundary). B. If Step A fails to yield a suitable subplot location, repeat Step A at each of the next highest numbered regular subplot in the condition. C. If Steps A and B have been exhausted and a suitable temporary subplot still has not been found, repeat Step A at each temporary subplot in turn, beginning with the first temporary subplot that was established. If more than one temporary subplot is to be established, repeat Steps A and B to establish the second lowest numbered temporary subplot next, and continue in order until you have enough temporary subplots established in the condition to get a good, representative estimate of stocking. The general rule for establishing temporary subplots is: • Install the lowest temporary subplot off the highest established subplot, until all the established subplots have been exhausted. • Then establish the lowest temporary subplot yet to be established off the lowest one already established (lowest off highest, then lowest off lowest). If there is a transition zone between two conditions use your best judgment to be sure that trees tallied in the transition zone do not have too much weight in the assignment of a land use. 239 Northeast Field Guide, Version 1.4 May 2000 Table A6a. Number of trees per acre needed for minimum stocking (stocking value 10%) of forestland in conditions with no trees greater than 5 in DBH. DBH of largest tree in the condition 4.0-4.9 3.0-3.9 2.0-2.9 1.0-1.9 <1.0 1.01.9 <1.0 3.03.9 2.02.9 1.01.9 <1.0 2.02.9 1.01.9 <1.0 1.01.9 <1.0 <1.0 Forest type DBH of tally tree 4.03.02.04.9 3.9 2.9 Spruce-fir 120 300 620 120 160 240 490 120 180 370 120 250 120 150 200 Western larch 150 190 260 410 990 160 220 340 800 170 270 600 180 400 200 Black spruce 120 150 190 260 430 110 140 200 340 100 140 260 90 170 90 Jack pine 90 110 150 240 530 90 130 190 420 100 150 320 100 210 110 Lodgepole pine 170 220 290 460 1090 180 250 380 870 190 300 660 200 440 220 Shortleaf pine 120 150 210 330 840 130 170 280 670 140 220 500 150 340 170 Slash pine 110 140 200 320 870 120 170 270 700 140 220 520 150 350 170 W. white pine 200 260 360 560 1350 220 300 460 1080 230 360 810 250 540 270 Long leaf pine 80 100 130 200 400 80 110 160 320 80 120 240 80 160 80 180 240 380 910 150 200 310 730 160 240 550 170 360 180 Ponderosa pine 140 Red pine 120 160 210 330 770 130 180 280 620 140 210 460 150 310 150 Pond pine 80 100 140 220 510 90 120 180 410 90 140 310 100 210 100 E. white pine 110 140 180 280 580 110 150 220 470 110 170 350 110 230 120 Loblolly pine 100 130 180 280 670 110 150 230 530 120 180 400 120 270 130 240 Northeast Field Guide, Version 1.4 May 2000 DBH of largest tree in the condition 4.0-4.9 3.0-3.9 2.0-2.9 1.0-1.9 <1.0 1.01.9 <1.0 3.03.9 2.02.9 1.01.9 <1.0 2.02.9 1.01.9 <1.0 1.01.9 <1.0 <1.0 Forest type DBH of tally tree 4.03.02.04.9 3.9 2.9 Douglas fir 120 150 200 310 670 120 170 250 540 130 190 400 130 270 130 N. white cedar 140 180 250 400 990 150 210 330 790 170 260 600 180 400 200 Eastern hemlock 120 150 210 360 1110 130 190 310 890 150 250 660 180 440 220 Western hemlock 180 220 300 480 1100 190 250 390 880 200 300 660 210 440 220 Redwood 220 280 380 600 1400 240 320 500 1120 250 380 840 260 560 280 Red maple 90 110 140 220 470 90 120 180 380 90 140 280 90 190 90 Red alder Maple-beechbirch 70 90 110 170 340 70 90 140 270 70 100 200 70 130 70 80 100 140 230 590 90 120 190 480 100 150 360 110 240 120 Paper birch 80 110 150 240 640 90 130 200 510 100 160 380 110 250 130 Oak-hickory 70 90 120 190 430 80 100 160 350 80 120 260 80 170 90 Black walnut 60 80 110 160 340 70 90 130 270 70 100 210 70 140 70 Sweet gum 130 160 220 360 950 140 190 310 760 150 240 570 170 380 190 Aspen Cherry-ash-y. poplar 70 90 120 190 380 70 100 150 300 80 110 230 80 150 80 80 100 130 180 310 80 100 140 250 70 100 190 70 120 60 Basswood Elm-ashcottonwood 100 120 170 290 840 110 150 250 670 120 200 500 140 330 170 80 100 140 230 600 90 120 190 480 100 150 360 110 240 120 241 Northeast Field Guide, Version 1.4 May 2000 Table A6b. Number of trees per acre needed for minimum stocking (stocking value 10%) of forest land in conditions with at least one tree 5 in DBH or larger. Forest type DBH of tally tree <1.0 1.0- 2.01.9 2.9 3.03.9 4.04.9 5.06.9 7.08.9 9.0- 11.0- 13.0- 15.0- 17.0- 19.0- 21.0- 23.0- 25.0- 27.010.9 12.9 14.9 16.9 18.9 20.9 22.9 24.9 26.9 28.9 29.0+ Spruce-fir 740 170 140 60 40 27 350 230 20 16 13 10 9 8 7 6 5 5 Western larch 1190 490 310 230 180 80 50 30 21 16 12 10 8 7 6 5 4 4 Black spruce 510 310 220 170 140 70 50 35 29 24 21 18 16 15 13 12 11 10 Jack pine 630 280 180 130 110 50 30 19 14 11 9 7 6 5 4 4 3 3 Lodgepole p. 1310 550 350 250 200 90 50 34 24 18 14 12 10 8 7 6 5 5 Shortleaf pine 1010 390 240 180 140 60 30 22 15 11 9 7 6 5 4 3 3 3 Slash pine 1040 380 230 170 130 60 30 20 13 10 7 6 5 4 3 3 2 2 W. white pine 1620 660 420 300 240 110 60 40 28 21 17 13 11 9 8 7 6 5 Long leaf pine 480 240 160 120 90 40 30 19 14 11 9 7 6 5 5 4 4 3 Ponderosa p. 1090 450 280 210 160 70 40 27 19 14 11 9 7 6 5 5 4 4 Red pine 930 400 250 180 150 70 40 25 18 14 11 9 7 6 5 5 4 4 Pond pine 620 260 170 120 100 40 30 17 12 9 7 6 5 4 3 3 3 2 E. white pine 700 330 220 160 130 60 40 24 18 14 11 9 8 7 6 5 5 4 Loblolly pine 800 330 210 150 120 60 30 20 14 11 8 7 6 5 4 3 3 3 242 Northeast Field Guide, Version 1.4 May 2000 Forest type DBH of tally tree <1.0 1.0- 2.01.9 2.9 3.03.9 4.04.9 5.06.9 7.08.9 9.0- 11.0- 13.0- 15.0- 17.0- 19.0- 21.0- 23.0- 25.0- 27.010.9 12.9 14.9 16.9 18.9 20.9 22.9 24.9 26.9 28.9 29.0+ Douglas fir 800 180 140 70 40 27 370 240 19 15 12 10 8 7 6 5 5 4 N. white ced. 1190 470 290 210 170 80 40 27 19 14 11 8 7 6 5 4 4 3 E. hemlock 1330 420 250 180 140 60 30 19 12 9 6 5 4 3 3 2 2 2 W. hemlock 1320 560 360 260 210 100 50 36 26 19 15 12 10 9 7 7 6 5 Redwood 1680 710 450 330 260 120 70 45 32 24 19 15 13 11 9 8 7 6 Red maple 560 260 170 130 100 50 30 19 14 11 9 7 6 5 4 4 4 3 Red alder 400 200 130 100 80 40 20 16 12 10 8 7 6 5 4 4 3 3 Map.-beech-bir. 710 270 170 120 90 40 20 15 10 7 6 4 4 3 3 2 2 2 Paper birch 760 280 170 130 100 50 20 15 10 7 6 4 4 3 3 2 2 2 Oak-hickory 520 230 150 110 80 40 20 15 11 8 7 5 4 4 3 3 2 2 Black walnut 410 190 130 90 80 30 20 14 11 8 7 6 5 4 4 3 3 2 Sweet gum 1150 430 260 190 150 70 40 23 16 12 9 7 6 5 4 3 3 3 Aspen 460 220 150 110 90 40 20 17 13 10 8 7 6 5 4 4 3 3 Cher.-ash-y. p. 370 220 150 120 100 40 30 23 18 15 13 11 10 9 8 7 7 6 Basswood 1000 340 200 150 110 50 30 16 11 8 6 4 4 3 2 2 2 2 Elm-ash-ctwd. 720 270 170 120 90 40 20 15 10 7 6 4 4 3 3 2 2 2 243 Northeast Field Guide, Version 1.4 May 2000 Figure 6 -- Here the dark shaded area is trees, surrounded by a treeless area or an area with only scattered trees. It could be a forest island surrounded by marsh/bog, a wooded draw in a grazed area, or a farm woodlot that is invading an abandoned field. Between the forest and the nonforest is a transition zone that is about 40 to 80 ft wide. Because there is a transition zone, not an abrupt forest/nonforest edge, no mapping is done. Subplots 1 and 3 are recorded as 100% in condition 1 and subplots 2 and 4 are put in condition 2. To determine the stocking in condition 2 you could exclude subplot 2 because it is in a transition zone. If needed, several temporary subplots could be installed off subplot 4 to have an adequate sample for determining the stocking of condition 2. Similarly, to get a stocking for condition 1, subplot 1 would be excluded and, if needed, several temporary subplots could be installed off subplot 3. 244 Northeast Field Guide, Version 1.4 May 2000 DETERMINING IF MINIMUM STOCKING LEVEL (10%) IS MET The following simplified instructions and associated tables apply to the northeastern states. Installing Stocking Subplots If it is unclear if a particular condition will meet the minimum stocking level required for Accessible Forest Land, the following procedures will be used to determine the stocking level. 1. To determine if minimum stocking is reached, the crew shall sample all live trees on each of the four 1/24 acre subplots (tree tally), and the four 1/300 acre reproduction plots located 12 ft east of the subplot centers. This sample may consist of any combination of normal subplots and/or temporary subplots, provided all subplots fall entirely in the area in question. 2. The crew shall install temporary subplots as necessary to yield four 1/24 acre sample areas. 3. a. Begin by locating the temporary subplots off the highest numbered regular subplot that falls in the condition in question. The temporary subplots shall be located in the following order: 1) 120 ft at 360 degrees, 2) 120 ft at 120 degrees, then 3) 120 ft at 240 degrees. b. If this fails to yield 4 subplots that fall entirely within the condition, install the remaining temporary subplots off the next highest numbered regular subplot that falls in the condition in question. c. If this fails to produce a suitable location, rotate the temporary subplot off the other temporary subplots in the order they were established until 4 subplots have been located in the condition. If at any time, the tally indicates that minimum stocking levels have been met, do not install the remaining temporary subplots. 245 Northeast Field Guide, Version 1.4 May 2000 Tallying Stocking Subplots Once the stocking subplots have been established, the following specific tally procedures for shall be used. (Note: For stocking purposes only, stump sprouts are counted as 1.) 1. Determine the forest type of the area in question. 2. Determine if there are any trees (5-in DBH or greater) in the condition. If there are, table A6b-2 will be used to determine stocking levels. 3. If there are no 5-in DBH trees in the condition, table A6a-2 will be used. Then Determine diameter of the largest sapling in the condition. This will determine which column will be used in table A6a-2. If no saplings are present, use the column for diameters of <1.0-in. 4. Begin tallying all live trees on the subplots and microplots according to the diameter classes in table A6a-2 or A6b-2. All species are weighted evenly for a given forest type. 5. For each diameter class, total the stocking values for each stem in the table for the forest type of the condition in question. If your tally reaches the 10% stocking level, you need not continue. The following example shows how the procedure would work for a given situation. 246 Northeast Field Guide, Version 1.4 May 2000 247 Northeast Field Guide, Version 1.4 May 2000 Table A6a-2. Percent stocking value for each stem tallied on four 1/300 acre regeneration plots on forest land in conditions with no trees 5" DBH or greater. 4.0-4.9 Forest type Spruce-fir Black spruce Jack pine Red pine E. white pine Loblolly pine Douglas fir N. white cedar Eastern hemlock Red maple Red alder Maple-beech-birch Paper birch Oak-hickory Black walnut Sweet gum Aspen Cherry-ash-y. poplar Basswood Elm-ash-cottonwood 4.04.9 6.3 6.3 8.3 6.3 6.8 7.5 6.3 5.4 6.3 8.3 10.7 9.4 9.4 10.7 12.5 5.8 10.7 9.4 7.5 9.4 3.03.9 5.0 5.0 6.8 4.7 5.4 5.8 5.0 4.2 5.0 6.8 8.3 7.5 6.8 8.3 9.4 4.7 8.3 7.5 6.3 7.5 2.02.9 3.8 3.9 5.0 3.6 4.2 4.2 3.8 3.0 3.6 5.4 6.8 5.4 5.0 6.3 6.8 3.4 6.3 5.8 4.4 5.4 1.01.9 2.5 2.9 3.1 2.3 2.7 2.7 2.4 1.9 2.1 3.4 4.4 3.3 3.1 3.9 4.7 2.1 3.9 4.2 2.6 3.3 DBH of largest tree in the condition 3.0-3.9 2.0-2.9 DBH of tally tree 3.0- 2.0- 1.02.0- 1.0<1.0 3.9 2.9 1.9 <1.0 2.9 1.9 <1.0 1.2 6.3 4.7 3.1 1.5 6.3 4.2 2.0 1.7 6.8 5.4 3.8 2.2 7.5 5.4 2.9 1.4 8.3 5.8 3.9 1.8 7.5 5.0 2.3 1.0 5.8 4.2 2.7 1.2 5.4 3.6 1.6 1.3 6.8 5.0 3.4 1.6 6.8 4.4 2.1 1.1 6.8 5.0 3.3 1.4 6.3 4.2 1.9 1.1 6.3 4.4 3.0 1.4 5.8 3.9 1.9 0.8 5.0 3.6 2.3 0.9 4.4 2.9 1.3 0.7 5.8 3.9 2.4 0.8 5.0 3.0 1.1 1.6 8.3 6.3 4.2 2.0 8.3 5.4 2.7 2.2 10.7 8.3 5.4 2.8 10.7 7.5 3.8 1.3 8.3 6.3 3.9 1.6 7.5 5.0 2.1 1.2 8.3 5.8 3.8 1.5 7.5 4.7 2.0 1.7 9.4 7.5 4.7 2.1 9.4 6.3 2.9 2.2 10.7 8.3 5.8 2.8 10.7 7.5 3.6 0.8 5.4 3.9 2.4 1.0 5.0 3.1 1.3 2.0 10.7 7.5 5.0 2.5 9.4 6.8 3.3 2.4 9.4 7.5 5.4 3.0 10.7 7.5 3.9 0.9 6.8 5.0 3.0 1.1 6.3 3.8 1.5 1.3 8.3 6.3 3.9 1.6 7.5 5.0 2.1 248 1.0-1.9 <1.0 1.01.9 <1.0 <1.0 6.3 3.0 6.3 8.3 4.4 8.3 7.5 3.6 6.8 5.0 2.4 5.0 6.8 3.3 6.3 6.3 2.8 5.8 5.8 2.8 5.8 4.2 1.9 3.8 4.2 1.7 3.4 8.3 3.9 8.3 10.7 5.8 10.7 6.8 3.1 6.3 6.8 3.0 5.8 9.4 4.4 8.3 10.7 5.4 10.7 4.4 2.0 3.9 9.4 5.0 9.4 10.7 6.3 12.5 5.4 2.3 4.4 6.8 3.1 6.3 Northeast Field Guide, Version 1.4 May 2000 Table A6b-2. Percent stocking values for each stem tallied on four 1/300 acre regeneration plots and four 1/24 acre tree tally plots in conditions with a tree 5" DBH or larger. SEED/SAP DBH 1.0- 2.0- 3.0- 4.0Forest type <1.0 1.9 2.9 3.9 4.9 Spruce-fir 1.0 2.1 3.3 4.4 5.4 Black spruce 1.5 2.4 3.4 4.4 5.4 Jack pine 1.2 2.7 4.2 5.8 6.8 Red pine 0.8 1.9 3.0 4.2 5.0 E. white pine 1.1 2.3 3.4 4.7 5.8 Loblolly pine 0.9 2.3 3.6 5.0 6.3 Douglas fir 0.9 2.0 3.1 4.2 5.4 N. white ced. 0.6 1.6 2.6 3.6 4.4 E. hemlock 0.6 1.8 3.0 4.2 5.4 Red maple 1.3 2.9 4.4 5.8 7.5 Red alder 1.9 3.8 5.8 7.5 9.4 Map.-beech-bir. 1.1 2.8 4.4 6.3 8.3 Paper birch 1.0 2.7 4.4 5.8 7.5 Oak-hickory 1.4 3.3 5.0 6.8 9.4 Black walnut 1.8 3.9 5.8 8.3 9.4 Sweet gum 0.7 1.7 2.9 3.9 5.0 Aspen 1.6 3.4 5.0 6.8 8.3 Cher.-ash-y. p. 2.0 3.4 5.0 6.3 7.5 Basswood 0.8 2.2 3.8 5.0 6.8 Elm-ash-ctwd. 1.0 2.8 4.4 6.3 8.3 5.06.9 1.0 0.9 1.2 0.9 1.0 1.0 0.9 0.8 1.0 1.2 1.5 1.5 1.2 1.5 2.0 0.9 1.5 1.5 1.2 1.5 7.08.9 1.5 1.2 2.0 1.5 1.5 2.0 1.5 1.5 2.0 2.0 3.0 3.0 3.0 3.0 3.0 1.5 3.0 2.0 2.0 3.0 9.010.9 2.2 1.7 3.2 2.4 2.5 3.0 2.2 2.2 3.2 3.2 3.8 4.0 4.0 4.0 4.3 2.6 3.5 2.6 3.8 4.0 11.012.9 3.0 2.1 4.3 3.3 3.3 4.3 3.2 3.2 5.0 4.3 5.0 6.0 6.0 5.5 5.5 3.8 4.6 3.3 5.5 6.0 249 TREE DBH 13.0- 15.0- 17.0- 19.0- 21.0- 23.0- 25.0- 27.014.9 16.9 18.9 20.9 22.9 24.9 26.9 28.9 29.0+ 3.8 4.6 6.0 6.7 7.5 8.6 10.0 12.0 12.0 2.5 2.9 3.3 3.8 4.0 4.6 5.0 5.5 6.0 5.5 6.7 8.6 10.0 12.0 15.0 15.0 20.0 20.0 4.3 5.5 6.7 8.6 10.0 12.0 12.0 15.0 15.0 4.3 5.5 6.7 7.5 8.6 10.0 12.0 12.0 15.0 5.5 7.5 8.6 10.0 12.0 15.0 20.0 20.0 20.0 4.0 5.0 6.0 7.5 8.6 10.0 12.0 12.0 15.0 4.3 5.5 7.5 8.6 10.0 12.0 15.0 15.0 20.0 6.7 10.0 12.0 15.0 20.0 20.0 30.0 30.0 30.0 5.5 6.7 8.6 10.0 12.0 15.0 15.0 15.0 20.0 6.0 7.5 8.6 10.0 12.0 15.0 15.0 20.0 20.0 8.6 10.0 15.0 15.0 20.0 20.0 30.0 30.0 30.0 8.6 10.0 15.0 15.0 20.0 20.0 30.0 30.0 30.0 7.5 8.6 12.0 15.0 15.0 20.0 20.0 30.0 30.0 7.5 8.6 10.0 12.0 15.0 15.0 20.0 20.0 30.0 5.0 6.7 8.6 10.0 12.0 15.0 20.0 20.0 20.0 6.0 7.5 8.6 10.0 12.0 15.0 15.0 20.0 20.0 4.0 4.6 5.5 6.0 6.7 7.5 8.6 8.6 10.0 7.5 10.0 15.0 15.0 20.0 30.0 30.0 30.0 30.0 8.6 10.0 15.0 15.0 20.0 20.0 30.0 30.0 30.0 Northeast Field Guide, Version 1.4 May 2000 250 Northeast Field Guide, Version 1.4 May 2000 Appendix 7 Glossary 251 Northeast Field Guide, Version 1.4 May 2000 252 Northeast Field Guide, Version 1.4 May 2000 Accessible Forest Land -- Land that is within sampled area (the population of interest), is accessible and can safely be visited, and meets at least one of the two following criteria: (a) the condition is at least 10-percent stocked by trees of any size (appendix 3) or has been at least 10-percent stocked in the past. Additionally, the condition is not subject to nonforest use(s) that prevent normal tree regeneration and succession such as regular mowing, grazing, or recreation activities, or b) in several western woodland types where stocking cannot be determined, and the condition has at least 5 percent crown cover by trees of any size, or has had at least 5 percent cover in the past. Additionally, the condition is not subject to a nonforest use that prevents normal regeneration and succession, such as regular mowing, grazing, or recreation activities. ACTUAL LENGTH -- For trees with broken or missing tops. The actual length of the tree is recorded to the nearest 1.0 ft from ground level to the highest remaining portion of the tree still present and attached to the bole. If the top is intact, this item may be omitted. Forked trees should be treated the same as unforked trees. Agricultural Land -- Land managed for crops, pasture, or other agricultural use. Evidence includes geometric field and road patterns, fencing and the traces produced by livestock or mechanized equipment. The area must be at least 1.0 ac in size and 120.0 ft. wide at the point of occurrence. Annular Plot -- A circular, fixed area plot with a radius of 59.0 feet. Annular plots may be used for sample intensification or for sampling relatively rare events. ARTIFICIAL REGENERATION SPECIES -- Indicates the predominant species that is planted or seeded in an artificially regenerated condition. Bole -- The main stem of a tree, extending from one foot above the ground to the point on the tree where DOB reaches 4 inches. Boundary -- The intersection of two or more conditions on a subplot or microplot. Each boundary is described by recording the azimuth and horizontal distance from the subplot or microplot center to the left and right points of where the boundary intersects the perimeter of the subplot or microplot. An azimuth and distance to a corner point may also be described, if one exists. If multiple boundaries exist at a 253 Northeast Field Guide, Version 1.4 May 2000 subplot, they are recorded in the order of their occurrence on the subplot, starting from north and proceeding around the compass. Census Water -- Rivers and streams that are more than 200 feet wide and bodies of water that are greater than 4.5 acres in size. CONDITION CLASS -- The combination of discrete landscape and forest attributes that identify and define different strata on the plot. Examples of such attributes include condition status, forest type, stand origin, stand size, owner group, reserve status and stand density. Cropland -- Land under cultivation within the past 24 months, including orchards and land in soil improving crops, but excluding land cultivated in developing improved pasture. CROWN CLASS -- A classification of trees based on dominance in relation to adjacent trees within the stand as indicated by crown development and the amount of sunlight received from above and sides. CUBIC-FOOT CULL -- An assessment of the rotten, missing, or otherwise defective portions of a tree bole that are unsuitable for industrial wood products. Cubic-foot cull is expressed as a percentage of the entire bole. Cull -- Portions of a tree that are unusable for industrial wood products because of rot, form, or other defect. (See cubic-foot cull.) Diameter at Breast Height (DBH) -- The diameter of the bole of a tree at breast height (4.5 feet above the ground), measured outside of the bark. Diameter at Root Collar (DRC) -- The diameter of a tree measured at the ground line or stem root collar, measured outside of the bark. Diameter Outside Bark (DOB) -- A diameter that may be taken at various points on a tree, or log, outside of the bark. Diameter Outside Bark is often estimated. Face -- A section of the tree surface (usually within the butt sixteen feet) that is ¼ of the circumference of the tree and extending the full length of the log. Federal Information Processing Standard (FIPS) -- A unique code identifying U.S. States and counties (or units in Alaska). 254 Northeast Field Guide, Version 1.4 May 2000 Forest Industry Land -- Land owned by companies or individuals that operate wood-using plants. Forestland -- Land that is at least 10 percent stocked by forest trees of any size, or land formerly having such tree cover, and is not currently developed for a nonforest use. The minimum area for classification as forestland is one acre. Roadside, streamside, and shelterbelt strips of timber must have a crown width at least 120 feet wide to qualify as forestland. Unimproved roads and trails, streams and other bodies of water, or natural clearings in forested areas shall be classified as forest, if less than 120 feet in width or an acre in size. Grazed woodlands, reverting fields, and pastures that are not actively maintained are included if the above qualifications are satisfied. (Also see definitions of nonforest land, idle farmland and improved/maintained pasture.) Forest Trees -- Plants having a well-developed, woody stem and usually more than 12 feet in height at maturity. FOREST TYPE -- A classification of forestland based upon the trees or tree communities that constitute the majority of stocking on the site. GPS -- Global Positioning System. Information from this system is collected and used to determine the latitude and longitude of each plot. Hardwoods -- Dicotyledonous trees, usually broad-leaved and deciduous. Idle Farmland -- Former cropland or pasture that has not been tended within the last 2 years and that has less than 10 percent stocking with live trees. Improved Pasture -- Land that is currently maintained and used for grazing. Evidence of maintenance, besides the degree of grazing, includes condition of fencing, presence of stock ponds, periodic brush removal, seeding, irrigation, or mowing. Inclusion -- An area that would generally be recognized as a separate condition, except that it is not large enough to qualify. For example, a ½ acre pond within a forested stand. Industrial Wood -- All roundwood products, except firewood. Land Area -- As defined by the Bureau of the Census: The area of dry land and land temporarily or partially covered by water such as marshes, swamps, and river flood plains (omitting tidal flats below mean tide); streams, sloughs, estuaries and canals less than 200 feet in width, and ponds less than 4.5 acres in area. 255 Northeast Field Guide, Version 1.4 May 2000 Limbs -- That part of a tree above the stump that does not meet the requirements for sawlog and upper-stem portions, including all live, sound branches to a minimum of 4 inches DOB at the knot collar. Maintained Road -- Any road, hard topped or other surfaces, that is plowed or graded periodically and capable of use by a large vehicle. Rights-of-way that are cut or treated to limit herbaceous growth are included in this area. Marsh -- Low, wet areas characterized by heavy growth of weeds and grasses and an absence of trees. Measurement Quality Objective (MQO) -- Describes the acceptable tolerance for each data element. MQOs consist of two parts: a statement of the tolerance and a percentage of time when the collected data are required to be within tolerance. Merchantable Sawtimber Top -- The point on the bole of sawtimber trees above which a sawlog cannot be produced. Minimum merchantable top is 7.0 inches DOB for softwoods and 9.0 inches DOB for hardwoods. Microplot -- A circular, fixed-radius plot with a radius of 6.8 feet that is used to sample trees less than 5.0 inches at DBH, as well as other vegetation. National Forest Land -- Federal lands which have been legally designated as National Forests or purchase units, and other lands under the administration of the Forest Service, including experimental areas and Bankhead-Jones Title III lands. Native American (Indian) Land -- Tribal lands held in fee, or trust, by the Federal government but administered for Indian tribal groups and Indian trust allotments. This land is considered “Private Lands”, Owner Group 40. Net volume -- Gross volume less deductions for rot, sweep, or other defect affecting use for timber products. Non-census Water -- Bodies of water from 1 to 4.5 acres in size and water courses from 30 feet to 200 feet in width. Nonforest Land -- Land that does not support, or has never supported, forests, and lands formerly forested where use for timber management is precluded by development for other uses. Includes areas used for crops, improved pasture, residential areas, city parks, improved roads of any width and adjoining rights-of-way, power line clearings of any width, and noncensus water. If intermingled in forest areas, unimproved roads 256 Northeast Field Guide, Version 1.4 May 2000 and nonforest strips must be more than 120 feet wide, and clearings, etc., more than one acre in size, to qualify as nonforest land. Nonstockable -- Areas of forestland that are not capable of supporting trees because of the presence of rock, water, etc. Other Federal Lands -- Federal land other than National Forests. These include lands administered by the USDI Bureau of Land Management, USDI National Park Service, USDI Fish and Wildlife Service, Department of Defense, Department of Energy, Army Corps of Engineers, and military bases. Overgrown Knot -- The scar left in the bark by a limb that has been completely overgrown, but still outlined by the circular configuration in the bark. OWNER CLASS -- A variable that classifies land into fine categories of ownership. OWNER GROUP -- A variable that classifies land into broad categories of ownership; Forest Service, Other Federal Agency, State and Local Government, and Private. Differing categories of Owner Group on a plot require different conditions. Phase 1 (P1) -- FIA activities done as part of remote-sensing and/or aerial photography. Phase 2 (P2) -- FIA activities done on the network of ground plots formerly known as FIA plots. Phase 3 (P3) -- FIA activities done on a subset of Phase 2 plots formerly known as Forest Health Monitoring plots. Additional ecological indicator information is collected from Phase 3 plots. Plot -- A cluster of four subplots that samples approximately 1/6 acre. The subplots are established so that subplot 1 is centered within the sample and the centers of subplots 2, 3,and 4 are located 120 feet from the center of subplot 1 at azimuths of 360, 120, and 240 degrees, respectively. Each subplot has an associated microplot and annular plot PRIVATE OWNER INDUSTRIAL STATUS -- Indicates whether Private land owners own and operate a wood processing plant. REGENERATION STATUS -- A stand descriptor that indicates whether a stand has been naturally or artificially regenerated. Reserved Land -- Land that is withdrawn from timber utilization by a public agency or by law. 257 Northeast Field Guide, Version 1.4 May 2000 RESERVE STATUS -- An indication of whether the land in a condition has been reserved. Rotten Cull Tree -- A live tree with less than 1/3 of its gross board-foot volume in logs that meet size, soundness and grade requirements, and more than ½ of the board-foot cull is due to rot. Or, a live poletimber size that prospectively will have less than 1/3 of its gross board-foot volume in logs that meet size, soundness and grade requirements, and more than ½ of the board-foot cull is due to rot. Rough Cull Tree -- A live tree with less than 1/3 of its gross board-foot volume in logs that meet size, soundness and grade requirements, and more than ½ of the board-foot cull is due to sound defects such as sweep, crook, etc. Or, a live poletimber size that prospectively will have less than 1/3 of its gross board-foot volume in logs that meet size, soundness and grade requirements, and more than ½ of the board-foot cull is due to sound defects such as sweep, crook, etc. Roundwood Products -- Logs, bolts or other round sections cut from trees for industrial or consumer uses. (Note: includes sawlogs veneer logs and bolts; cooperage logs and bolts; pulpwood, fuelwood; pilings; poles; posts; hewn ties; mine timbers; and various other round, split, or hewn products.) Saplings -- Live trees 1.0 to 4.9 inches DBH. Seedlings -- Live trees less than 1.0 DBH that are at least one foot tall. Site Class -- A classification of forestland that indicates the potential capacity to grow crops of industrial wood based on fully stocked natural stands. Softwoods -- Coniferous trees, usually evergreen having needles or scale-like leaves. STAND AGE -- A stand descriptor that indicates the average age of the live trees not overtopped in the predominant stand size-class of a condition. STAND DENSITY -- A stand descriptor that indicates the relative tree density of a condition class. The classification is based on the number of stems/unit area, basal area, tree cover, or stocking of all live trees in the condition which are not overtopped, compared to any previously defined condition class tree density. 258 Northeast Field Guide, Version 1.4 May 2000 STAND SIZE -- A stand descriptor that indicates which size-class of trees that are not overtopped constitutes the majority of stocking in the stand. State, County and Municipal Lands -- Lands owned by states, counties, and local public agencies or municipalities, or lands leased to these government units for 50 years or more. Stocking -- The relative degree of occupancy land by trees, measured as basal area or the number of trees in a stand by size or age and spacing, compared to the basal area or number of trees required to fully utilize the growth potential of the land; that is, the stocking standard. Sound Knot or Limb -- Knots or limbs that are intergrown, or encased, with the surrounding wood, and that show no sign s of decay. Bark may not be present on the limbs. Subplot -- A circular, fixed-area plot with a radius of 24.0 feet. Each subplot represents ¼ of the fixed plot sample unit. TOTAL LENGTH -- The total length of the tree, recorded to the nearest 1.0 ft from ground level to the tip of the apical meristem. For trees growing on a slope, measure on the uphill side of the tree. If the tree has a broken or missing top, the total length is estimated to what the length would be if there were no missing or broken top. Forked trees should be treated the same as unforked trees Transition Zone -- An area where a distinct boundary between two or more different conditions cannot be determined. Upper Stem Portion -- The part of the bole of sawtimber trees above the sawlog top to a minimum top diameter of 4.0 inches DOB or to the point where the central stem breaks into limbs. 259 Northeast Field Guide, Version 1.4 May 2000 260 Northeast Field Guide, Version 1.4 May 2000 Appendix 8 Quality Standards 261 Northeastern Field Guide, Version 1.4 May 2000 262 Northeastern Field Guide, Version 1.4 May 2000 Field Plot Data Quality Standards Forest Inventory and Analysis Unit Northeastern Research Station Our resource inventories are designed to satisfy specified precision objectives. Much of our resource information comes from a very small sample of actual ground conditions. Our sampling system is statistically sound. The sample plots selected will satisfy the stated precision objectives, if the ground data is free of errors. While there is no way in which the latter can be completely assured, it is obvious that field errors must be kept to a minimum. This objective can be accomplished by establishing and adhering to a quality control program. By setting standards and monitoring field work, we can prevent or at least detect and correct errors, and eliminate the repetition of most errors. After the initial training period, periodic inspections will be made of every crew's field work. Frequency of inspections will partially be determined by the number of errors detected. All instances of error will be analyzed and discussed with the crew concerned. Many of the entries for items on the tally form are, or can be, obtained by measurements. When those measurements can be repeated with uniform results by several individuals, it is proper to set close tolerance limits that define acceptable data. There are also many item entries which require some degree of subjective evaluation. The attributes with the greater subjectivity should have broader tolerance limits. While it would be desirable for every crew to have the exact same entries for all such items, it is not a realistic goal. However, it is possible, and should be the goal of all crews, to assign any given attribute a similar value on a scale of values. For example, if the scale of possible values is 1 through 5, it is reasonable to expect that all crews would be within +/- one level on the scale. There are also items designed to be answered yes/no, present/absent, or other entries which require other mutually exclusive answers. Often the answer depends on the amount of time spent examining the area. Crews are not expected to find needles in haystacks: they are expected to complete every required item, as best they can, based on their training, instructions received, and evidence on the plot. The time required to complete a plot will vary with access, terrain, amount of tally, and numerous other factors. In the past, the average on-plot time has been three to four hours. Supervisors will monitor progress and goals, and minimum acceptable performance levels will be adjusted as conditions warrant. The first priority of all crews will be 263 Northeastern Field Guide, Version 1.4 May 2000 quality work, performed safely. The following allowed limits will be applied to our field work until revised in writing. For All Plots Completeness -- It is the responsibility of each crew to complete all items before leaving the sample plot. Appendix 11 of the field guide contains guides and examples for many plot situations. The guides indicate which items must be completed. There will be no excuse for incomplete data unless there are very unusual circumstances, and those circumstances have been explained in the general notes section of the tally form. When plot data is collected and stored with the aid of an electronic data recorder; the data recorder program will ensure that many required items for a plot are completed, but there are many important questions that are still answered on the tally sheets. It is incumbent upon the crew to make sure that all required items are completed before leaving the sample plot. Legibility Tally forms are the basis for the inventory. Tally forms that are not legible will be considered as evidence of unsatisfactory work. If the recorded data is not legible enough to be processed correctly it is useless, no matter how accurate it may have been. Photo and Course to Plot Information Item 2.100 Plot Photo -- These items should have been filled in during plot setup. If blank items are present, or if previously made entry appears to be incorrect, report this to your supervisor. Item 2.110 Starting Point -- An entire plot may be rated unsatisfactory if the starting point (SP) is pinpricked incorrectly, or if the SP is difficult to locate. Selection guidelines should be followed closely for all starting points and witness trees. Pinpricks made by anything other than a fine pin or needle will not be tolerated. Pinpricks are to be labeled on the back of the photo, and the locations of the SP and witness trees well defined. Item 2.120 Course to Plot -- Plots must be established at the correct locations, and in a manner which facilitates the sure and efficient return by future crews. 264 Northeastern Field Guide, Version 1.4 May 2000 Distance to the plot, measured from the aerial photograph, should be within one half of one 1/50 of an inch, from the same measurement of an inspector. Although a compass line may not read the same as the inspector's, it must be accurate once it is established. Carefully check all calculations in the area provided on page 4 of the tally form. Draw and label the reference line and the traverse line on the face of the aerial photograph. The tolerance for 100 foot chaining intervals varies from ± .5 feet to ± 2.0 feet, depending on the slope of the traverse and the density of ground cover. It is important that tapes be kept straight in both the horizontal and vertical planes when "chaining". Accuracy over the entire traverse should be within 2 feet per every 1000 feet of the calculated distance. Slope corrections must be within ± 5 percent. The species of the line trees must be identified correctly. If something other than a tree is referenced, it must be noted. Other line tree requirements are: • • • • ...DBH must be within 2 inches ...distances must be within 2 feet ...direction must be within a one hour interval ...scribes must point in the correct direction Make a note when the line crosses a stream, fence or boundary line. Item 2.150 Plot Center -- Must be located correctly and the plot center witness trees must be accurately recorded, or the entire plot will be considered unsatisfactory. For new plots, when using 1:40,000 scale photos, it will generally be satisfactory if the crew is within 66.7 feet (the equivalent of 1/50 of an inch on an aerial photo) of where PC should be and in the same forest condition that was photo interpreted. The only exception is when changes occurred on the ground since the photo was taken. For remeasured plots, the plot must be relocated at the same location that it was previously established unless the general area has been severely disturbed. If a severe, large-scale disturbance has taken place since the last inventory, and the land use is still, or once again, forested, the plot should be re-established within the guidelines for new plots. 265 Northeastern Field Guide, Version 1.4 May 2000 In the rare case when it appears that the previous crew established a plot in the wrong location it is important that it be re-established at that same location. The data from such a plot can still be very useful. Complete the plot and bring the situation to the attention of the Field Supervisor. Item 2.170 Plot Diagrams -- Streams, fences, fields, or other land features are to be noted, when they exist. Condition boundaries must be included. Item 2.181 Sketch Map of Plot Location -- Sketch maps should provide enough information so that a plot can be relocated without the use of the aerial photos. Details (bridges, rivers, trails, etc.), and mileage to an easily located intersection or reference point must be included. Inspectors check the quality of sketch maps by attempting to locate a plot with the sketch map. A plot that cannot be located due to a poor sketch will be considered unsatisfactory. Neatness and clarity are desired. Artwork is not necessary and is not desired. A good sketch map should take no more than five to ten minutes to complete. For the following sections refer to the main portion of the text for quality standards. Plot Level Data Subplot, Condition Class & Boundary Information Seedling Data Tree Data Site Index Data Ownership Data 266 Northeastern Field Guide, Version 1.4 May 2000 A BASIC EDIT FOR COMPLETENESS AND OBVIOUS ERRORS MUST BE MADE BEFORE LEAVING THE PLOT. Crews will be informed of any errors detected in their work. They will be expected not to repeat those errors. The goal of this quality control program is to insure that all field data is of the highest possible quality. If any item of the field tally procedure is unclear, ask your supervisor for clarification. 267 Northeastern Field Guide, Version 1.4 May 2000 268 Northeast Field Guide, Version 1.4 May 2000 Appendix 9 Tree Grades 269 Northeast Field Guide, Version 1.4 May 2000 270 Northeast Field Guide, Version 1.4 May 2000 HARDWOOD TREE GRADES GRADE 1 GRADE 2 GRADING FACTORS Butt 16 Butt 16 Length of grading zone (ft) a Best 12 Best 12 Length of grading section (ft) b 13 Minimum DBH (in) 16 Minimum DIB at the top of the b c 13 16 20 11 12 grading section (in) d Clear cuttings on 3rd best face minimum length (ft) 7 5 3 3 3 number on face (max) 2 2 3 yield in face length (min)* 5/6 4/6 Cull deduction, including crook and sweep but excluding shake, e 9 9 maximum w/in grading section (%) GRADE 3 Butt 16 Best 12 11 8 2 unlimited 3/6 50 a Whenever a 14- or 16-ft section of the butt log is better than the best 12-ft section, the grade of the longer section will become the grade of the tree. This longer section, when used, is the basis for determing the grading factors, such as diameter and cull deduction. b In basswood and ash, DIB at the top of the grading section may be 12-in and DBH may be 15-in. c Grade 2 trees can be 10-in DIB at the top of the grading section if otherwise meeting suface requirements for small grade 1's. d A clear cutting is a portion of a face free of defects, extending the width of the face. A face is one-fourth of the surface of the grading section as divided lengthwise. e 15% crook and sweep, or 40% total cull deduction are permitted in grade 2 if size and surface of grading section qualify as grade 1. If rot shortens the required clear cuttings to the extent of dropping the butt log to grade 2, do not drop the tree's grade to 3 unless the cull deduction for rot is greater than 40%. *Minimum Yield in Face Length Grade 1 Min. Grade 2 Min. Grade 3 Min. Face Length Yield Yield Yield 12-ft 10-ft 8-ft 6-ft 14-ft 11.7-ft 9.3-ft 7-ft 16-ft 13.3-ft 10.7-ft 8-ft 271 Northeast Field Guide, Version 1.4 May 2000 TIE AND TIMBER GRADE 4 GRADING FACTORS SPECIFICATIONS Position in tree Butts and uppers Scaling diameter (in) 8-in DIB and larger Length, w/o trim (ft) 12-ft and longer No requirements (not graded on cutting Clear cuttings basis) Maximum sweep One-fourth DIB of small end for half logs, allowance and one-half DIB for logs 16-ft long Sound surface defects - Single knots Whorled knots Knots Unsound surface b defects Any number, if none has an average collar diameter that is more than one-third of the log diameter at the point of occurrence. a Any number, provided the sum of the collar diameters does not exceed one-third the log diameter at the point of occurrence. Any number not exceeding knot specifications, if they do not extend more than 3-in into the contained tie or timber. Any number and size, if they do not extend into contained tie or timber. If they extend into contained tie or timber, they shall not exceed size, number, and depth of limits for sound defects. a Knot collar is the average of the vertical and horizontal diameters of the limb, or knot swelling, as measured flush with the surface of the log. b Interior defects are not visible in standing trees. They are considered in grading cut logs. No interior defects are permitted except one shake not more than one-third the width of the contained tie or timber, and one split not more than 5-in long. 272 Northeast Field Guide, Version 1.4 May 2000 GRADING FACTORS Minimum DBH (in) EASTERN WHITE PINE TREE GRADES GRADE 2 GRADE 3 GRADE 1 9 9 9 Maximum weevil injury in butt 16-ft section None (number) Minimum face Two full length requirements on butt 16- or four 50% ft section length good faces1. (In addition, knots on balance of faces shall not exceed size limitations for Grade 2 sections.) Maximum sweep or crook in butt 16-ft section (%) Maximum total scaling deduction in 16-ft section (%) GRADE 4 9 None 2 Injuries No limit NO GOOD FACES REQUIRED. Maximum diameter of knots on 3 best faces: SOUND RED KNOTS not to exceed 1/6 of scaling diameter or 3-in maximum2. DEAD OR BLACK KNOTS, including overgrown knots, not to exceed 1/12 scaling diameter and 1-1/2-in maximum NO GOOD FACES REQUIRED. Maximum diameter of knots on 3 best faces: SOUND RED KNOTS not to exceed 1/3 of scaling diameter of 5-in maximum2. DEAD OR BLACK KNOTS, including overgrown knots, not to exceed 1/6 scaling diameter and 2-1/2in maximum Includes all trees not qualifying for Grade 3 or better and judged to have at least 1/3 of their gross volume in sound wood suitable for manufacture into standard lumber. 20 30 40 No limit 50 50 50 No limit After the tentative grade of the section is established from face examination, the section will be reduced one grade whenever the following defects are evident3: CONKS, PUNK KNOTS AND PINE BORER DAMAGE ON THE SURFACE OF THE SECTION Degrade one grade if present on one face. Degrade two grades if present on two faces. Degrade three grades if present on three to four faces. If the final grade of the grading section is 1, 2 or 3, examine the tree for weevil injuries in the merchantable stem above 16-ft. If the total apparent weevil damage exceeds 3, degrade the tree grade one below the section grade3. Otherwise the tree grade is the same as the final section grade. 1 2 3 Trees under 16-in DBH require four full length good faces. Scaling diameter is estimated at the top of the 16-ft grading section. No tree will be designated below Grade 4 unless net tree scale is less than one-third of gross tree scale. 273 Northeast Field Guide, Version 1.4 May 2000 White Pine Collar Diameter Limits for Red & Black Knots Scaling Diameter (DIB in) Black Knots 1/12 Black & Red Knots Red Knots 1/6 7 8 9 10 11 12 13 14 15 16 17 18 7/12" 2/3" 3/4" 5/6" 11/12" 1" 1-1/12" 1-1/6" 1-1/4" 1-1/3" 1-5/12" 1-1/2" Max 1-1/6" 1-1/3" 1-1/2" 1-2/3" 1-5/6" 2" 2-1/6" 2-1/3" 2-1/2" Black Max 2-2/3" 2-5/6" 3" Red Max 1/3 2-1/3" 2-2/3" 3" 3-1/3" 3-2/3" 4" 4-1/3" 4-2/3" 5" Max 5" Max 5" Max 5" Max SPRUCE, FIR, CEDAR, TAMARACK AND HEMLOCK Minimum Merchantability Specifications for Grade 1 DIB (small end of log) 6" - 12" 13" + Length (2-ft multiples Total w/o trim) Deduction 12' - 16' 12' - 16' 50% 50% Sweep Permitted Other Requirements* 25% Sound knots not over 2" in diameter permitted. Shake permitted up to 20% of gross scale if not combined with other serious defect. 25% Sound knots not over 3" in diameter permitted. Shake permitted up to 20% of gross scale if not combined with other serious defect. * One branch or sound knot that exceeds the diameter limitations is permitted to meet Grade 1 specifications. Note: Shake is not visible on standing trees and cannot be used as a grading criteria. 274 Northeast Field Guide, Version 1.4 May 2000 SOUTHERN PINE TREE GRADES (All pines except White Pine.) FACE LENGTH GRADE 1 GRADE 2 GRADE 3 16-ft grading 3 or 4 clear 1 or 2 clear No clear faces section faces faces After the tentative grade is established, the tree will be reduced one grade for each of the following: Sweep - Degrade any tentative Grade 1 or 2 tree one grade if sweep in the lower 12-ft of the grading section amounts to 3 or more inches and equals or exceeds one-fourth the DBH. Heart rot - Degrade any tentative Grade 1 or 2 tree one grade if conks, punk knots, or other evidence of advanced heart rot is found anywhere on the tree stem. Note - No tree can be degraded below Grade 3, provided the total scaling deductions for sweep and/or rot do not exceed two-thirds the gross scale of the tree. Trees with total scaling deductions in excess of twothirds are classified as cull (Grade 5). A face is one-fourth the circumference of the 16-ft grading section and extends the full length of the grading section. Clear faces are those free from knots measuring more than 1/2-in in diameter, overgrown knots of any size, and holes more than 1/4-in in diameter. Faces may be rotated, if necessary, to obtain the maximum number of clear faces on the grading section. 275 Northeast Field Guide, Version 1.4 May 2000 276 Northeast Field Guide, Version 1.4 May 2000 Appendix 10 Slope Correction, Cull Tables and Scaling Deduction 277 Northeast Field Guide, Version 1.4 May 2000 278 Northeast Field Guide, Version 1.4 May 2000 SLOPE CORRECTION TABLE Chaining Distances % SLOPE 1-3 4 6 8 10 12 14 16 18 20 22 24 26 28 30 32 34 36 38 40 42 44 46 48 50 52 54 56 58 60 62 64 66 68 70 72 74 76 78 80 82 84 86 88 90 92 94 96 98 100 120.0 0.0 0.1 0.2 0.4 0.6 0.9 1.2 1.5 1.9 2.4 2.9 3.4 4.0 4.6 5.3 6.0 6.7 7.5 8.4 9.2 10.2 11.1 12.1 13.1 14.2 15.3 16.4 17.5 18.7 19.9 21.2 22.5 23.8 25.1 26.5 27.9 29.3 30.7 32.2 33.7 35.2 36.7 38.3 39.8 41.4 43.1 44.7 46.3 48.0 49.7 100.0 0.0 0.1 0.2 0.3 0.5 0.7 1.0 1.3 1.6 2.0 2.4 2.8 3.3 3.8 4.4 5.0 5.6 6.3 7.0 7.7 8.5 9.3 10.1 10.9 11.8 12.7 13.7 14.6 15.6 16.6 17.7 18.7 19.8 20.9 22.1 23.2 24.4 25.6 26.8 28.1 29.3 30.6 31.9 33.2 34.5 35.9 37.2 38.6 40.0 41.4 98.4 0.0 0.1 0.2 0.3 0.5 0.7 1.0 1.2 1.6 1.9 2.4 2.8 3.3 3.8 4.3 4.9 5.5 6.2 6.9 7.6 8.3 9.1 9.9 10.7 11.6 12.5 13.4 14.4 15.4 16.4 17.4 18.4 19.5 20.6 21.7 22.8 24.0 25.2 26.4 27.6 28.9 30.1 31.4 32.7 34.0 35.3 36.6 38.0 39.4 40.8 60.0 0.0 0.0 0.1 0.2 0.3 0.4 0.6 0.8 1.0 1.2 1.4 1.7 2.0 2.3 2.6 3.0 3.4 3.8 4.2 4.6 5.1 5.6 6.0 6.6 7.1 7.6 8.2 8.8 9.4 10.0 10.6 11.2 11.9 12.6 13.2 13.9 14.6 15.4 16.1 16.8 17.6 18.4 19.1 19.9 20.7 21.5 22.3 23.2 24.0 24.9 279 52.7 0.0 0.0 0.1 0.2 0.3 0.4 0.5 0.7 0.8 1.0 1.3 1.5 1.7 2.0 2.3 2.6 3.0 3.3 3.7 4.1 4.5 4.9 5.3 5.8 6.2 6.7 7.2 7.7 8.2 8.8 9.3 9.9 10.4 11.0 11.6 12.2 12.9 13.5 14.1 14.8 15.5 16.1 16.8 17.5 18.2 18.9 19.6 20.4 21.1 21.8 49.0 0.0 0.0 0.1 0.2 0.2 0.4 0.5 0.6 0.8 1.0 1.2 1.4 1.6 1.9 2.2 2.5 2.8 3.1 3.4 3.8 4.1 4.5 4.9 5.4 5.8 6.2 6.7 7.2 7.6 8.1 8.7 9.2 9.7 10.3 10.8 11.4 12.0 12.5 13.1 13.7 14.4 15.0 15.6 16.3 16.9 17.6 18.2 18.9 19.6 20.3 37.2 0.0 0.0 0.1 0.1 0.2 0.3 0.4 0.5 0.6 0.7 0.9 1.1 1.2 1.4 1.6 1.9 2.1 2.3 2.6 2.9 3.1 3.4 3.7 4.1 4.4 4.7 5.1 5.4 5.8 6.2 6.6 7.0 7.4 7.8 8.2 8.6 9.1 9.5 10.0 10.4 10.9 11.4 11.7 12.4 12.8 13.3 13.9 14.4 14.9 15.4 34.6 0.0 0.0 0.1 0.1 0.2 0.2 0.3 0.4 0.6 0.7 0.8 1.0 1.1 1.3 1.5 1.7 1.9 2.2 2.4 2.7 2.9 3.2 3.5 3.8 4.1 4.4 4.7 5.1 5.4 5.8 6.1 6.5 6.9 7.2 7.6 8.0 8.4 8.9 9.3 9.7 10.1 10.6 11.0 11.5 12.0 12.4 12.9 13.4 13.8 14.3 24.0 0.0 0.0 0.0 0.1 0.1 0.2 0.2 0.3 0.4 0.5 0.6 0.7 0.8 0.9 1.1 1.2 1.3 1.5 1.7 1.8 2.0 2.2 2.4 2.6 2.8 3.1 3.3 3.5 3.7 4.0 4.2 4.5 4.8 5.0 5.3 5.6 5.9 6.1 6.4 6.7 7.0 7.3 7.7 8.0 8.3 8.6 8.9 9.3 9.6 9.9 Northeast Field Guide, Version 1.4 May 2000 PERCENT OF CUBIC-FOOT CULL VOLUME FOR ALL TREES BY 4-FT SECTIONS & LOCATION IN THE TREE MERCHANT ABLE HEIGHT (FT) 1ST SECTION 2ND SECTION 3RD SECTION 4TH SECTION 5TH SECTION 6TH SECTION 7TH SECTION 8TH SECTION 9TH SECTION 8 12 16 20 24 28 32 36 40 44 48 52 56 60 64 68 72 57 42 30 26 24 21 20 19 17 16 15 14 13 12 11 10 10 43 32 26 23 21 19 18 16 15 14 13 12 11 11 10 10 9 26 23 21 18 17 16 14 13 12 12 11 10 10 9 9 8 21 19 17 16 14 13 12 11 10 9 9 9 9 8 8 11 10 10 10 9 9 9 8 8 8 7 7 6 6 10 9 8 8 8 7 7 7 6 6 6 6 6 8 7 8 7 7 7 6 6 6 6 6 6 7 7 7 7 6 6 6 6 6 5 5 6 6 6 6 6 6 6 5 5 5 1OTH SECTION 11TH SECTION 12TH SECTION 13TH SECTION 14TH SECTION 15TH SECTION 16TH SECTION 17TH SECTION 18TH SECTION 6 6 6 6 6 5 5 5 5 5 5 5 5 5 5 5 4 5 5 5 5 5 5 4 5 5 5 5 4 4 4 4 4 4 4 4 4 4 4 4 4 4 4 4 4 40 44 48 52 56 60 64 68 72 280 Northeast Field Guide, Version 1.4 May 2000 PERCENT OF BOARD-FOOT CULL OF HARDWOOD SAWTIMBER BY 4-FT SECTIONS & LOCATION IN THE TREE LOG (FT) 1ST SECTION 2ND SECTION 3RD SECTION 4TH SECTION 5TH SECTION 6TH SECTION 7TH SECTION 8TH SECTION (16) 29 26 24 21 1-1/2 (24) 19 18 16 16 16 15 2 (32) 15 14 13 13 12 12 11 10 2-1/2 (40) 12 12 11 11 10 10 9 9 3 (48) 12 10 10 9 9 9 8 7 3-1/2 (56) 10 10 9 9 9 8 8 7 4 9 9 9 8 8 7 7 7 9TH SECTION 10TH SECTION 11TH SECTION 12TH SECTION 13TH SECTION 14TH SECTION 15TH SECTION 16TH SECTION 2-1/2 (40) 8 8 3 (48) 7 7 6 5 3-1/2 (56) 7 6 5 5 4 3 4 6 6 5 5 4 4 3 3 1 (64) (64) PERCENT OF BOARD-FOOT CULL OF SOFTWOOD SAWTIMBER BY 4-FT SECTIONS & LOCATION IN THE TREE LOG (FT) 1ST SECTION 2ND SECTION 3RD SECTION 4TH SECTION 5TH SECTION 6TH SECTION 7TH SECTION 8TH SECTION (16) 33 27 21 19 1-1/2 (24) 26 20 16 15 12 11 2 (32) 21 17 14 12 10 9 9 8 2-1/2 (40) 19 15 12 10 9 8 7 7 3 (48) 16 13 11 10 8 7 7 6 3-1/2 (56) 13 12 10 9 7 7 6 6 4 10 9 9 8 7 7 6 6 9TH SECTION 10TH SECTION 11TH SECTION 12TH SECTION 13TH SECTION 14TH SECTION 15TH SECTION 16TH SECTION 2-1/2 (40) 7 6 3 (48) 6 6 5 5 3-1/2 (56) 6 5 5 5 5 4 4 6 5 5 5 5 4 4 4 1 (64) (64) 281 Northeast Field Guide, Version 1.4 May 2000 Methods of Determining Scaling Deduction (Examples based on an 8 foot log with a 20 inch scaling diameter) If a section of bole is affected, 2’ deduct percent of log length affected Cull Example: 2/8 = 25 percent cull 8’ If a sector is affected, multiply percent of circle times percent of length. Example: (60°÷ 360°) (3÷8) = 6 percent cull 3’ 60° 60 ° 8’ For a crook, multiply proportion of diameter displaced times proportion of log length affected by crook. * 20”DIB For Sweep determine sweep departure and subtract 1” for 8’ logs and 2” for 16’ logs. Divide by log diameter. 8’ 8” 20” DIB Example: (8-1) ÷ 20 = 35 percent bd. ft. cull. ** B A For Interior Cull, square out interior cull as a percent of total volume of the section. For bd. ft. cull, add 1” to width and thickness; for cubic ft. cull, use actual dimensions of rot. For bd. ft. cull divide width and thickness by the scaling diameter ( avg. d.i.b. sm. End) minus one; for cubic ft. cull, divide by scaling diameter. Multiply fractions by percent of log affected. Example: [(8X10) ÷ (20-1)] X [2 ÷ 8] = 6 % cubic ft cull. 10” 2’ Example: 10/20 X 2/8 = 12 percent bd. ft cull 8’ 20” D.I.B. 2’ 9” 7” 8’ * No cubic foot cull reduction is made. ** If a straight line between A and B falls outside the bark, the affected section is over 50% bd. ft cull. 282 Northeast Field Guide, Version 1.4 May 2000 Appendix 11 Tally Sheet Guide 283 Northeast Field Guide, Version 1.4 May 2000 284 Northeast Field Guide, Version 1.4 May 2000 Appendix …TALLY SHEET On the seven page sample record there are several items that may require entries, either coded or written, by the field crews. Where a numbered item requires a coded entry, the number of digits required for that entry is indicated by the number of X's immediately below the item number on the sample record. Some items require measurements to decimal fractions of inches or feet. For those items, it is understood that the last digit represents a decimal fraction. For example, a tree DBH of 23.4 inches is coded as 234. The decimal points are never placed in coded entries. The entries for some items will have been made in the office. These are usually items 3.100 through 3.140. These entries may be incorrect, but do not change any previously made entry without the approval of your supervisor. Notes should be recorded as often as needed to clarify coded entries and to explain unusual or unique situations. Notes are also used to direct attention to anything about a particular plot that the crews think is important now, or may be important when the plot is remeasured during the next inventory. If necessary, attach extra sheets of notes. The value of notes cannot be overemphasized! Suffice it to say that a few notes are made at a fraction of the cost that would be involved in going back to a plot to answer questionable data. Take a moment to read the statement printed on the inside cover of this document. Even though it was written more than sixty years ago, this statement still applies to everything that we do today. Field data collection is the most important part of this inventory. Everything that comes afterward is dependent on a complete and accurate set of data. The information to be recorded on the sample record is determined by the category of plot (sample kind) and the land use assigned to each condition by the field crew. Examples of the specific data items needed for each category of plot appear on the following pages. Note when using the data recorder the following information is displayed from plot history files stored in the data recorder memory: plot identification and previous tree information (tree number, species, horizontal distance, azimuth, previous tree class / merchatability class, and previous DBH). In general, the items that specifically apply to the previous inventory and the current inventory (such as species, horizontal distance and azimuth) are the items that may be changed. 285 Northeast Field Guide, Version 1.4 May 2000 USDA FOREST SERVICE NORTHEASTERN RESEARCH STATION FOREST INVENTORY AND ANALYSIS UNIT MANUAL VERSION 1.4 PAGE 1 All accessible forestland TALLY NUMBER DIST. TO IMP. ROAD ROAD ACCESS PUB. USE RESTRIC. RECREATION USE WATER ON PLOT TERRAIN POS SITE PROD CLASS MANUAL VERSION 3.230 3.240 3.250 3.255 3.260 3.270 3.280 3.290 3.295 3.400 X X X XXX X X X CRUISER NUMBER TRAIL/ROAD TYPE PLOT LEVEL DATA 3.155 3.160 3.170 3.180 3.190 3.200 3.210 3.220 X X XX XX XXXX XX XX XXXX XXX XXX DAY YEAR PHASE MONTH YEAR 3.145 X MONTH 3.140 XXXX LAND USE 3.130 XXX QA STATUS 3.120 X UNIT 3.110 XX COUNTY 3.100 STATE SAMPLE KIND PREVIOUS PLOT NUMBER CURRENT X All plots ME MAINE only XX Remeasure plots "Plot Level Data" -- page 19 - 30 & 35 4.491 XX 4.492 XXXX 4.493 XX 4.494 XXXX 4.495 XX 4.496 4.440 4.450 4.451 4.452 4.460 4.465 4.470 XXXX XX XX XX XX X X X STOCKING CLASS STAND HISTORY XXXX STAND STRUCTURE 4.436 XX TIMBER MGMT. CLASS 4.435 XXXX TREATMENT 3 YEAR 4.434 XX PHYSIOGRAPHIC CLASS 4.433 XXXX TREATMENT 3 4.432 XX TREATMENT 2 YEAR 4.431 TREATMENT 2 4.420 XXX TREATMENT 1 4.410 XXX PAST NONFOREST LU X PRESENT NONFOREST LU 4.405 TREATMENT 1 YEAR XX DISTURBANCE 3 YEAR 4.400 XX DISTURBANCE 3 4.380 X DISTURBANCE 2 4.370 DISTURBANCE 2 YEAR X DISTURBANCE 1 YEAR 4.360 X DISTURBANCE 1 RESERVE STATUS 4.350 X STAND AGE REGENERATION STATUS 4.340 XXX PRIVATE OWNER INDUSTRIAL STATUS STAND SIZE 4.330 XX ARTIFICIAL REGENERATION SPECIES FOREST TYPE 4.320 X 1 OWNER CLASS LAND USE CLASS 4.310 X OWNER GROUP CONDITION CLASS STATUS 4.300 TREE DENSITY CONDITION CLASS NUMBER CONDITION CLASS LEVEL DATA ME 2 3 4 5 6 7 "Condition Class Data" -- page 40 - 89 286 REV. 3/2000 Northeast Field Guide, Version 1.4 May 2000 USDA FOREST SERVICE NORTHEASTERN RESEARCH STATION FOREST INVENTORY AND ANALYSIS UNIT MANUAL VERSION 1.4 PAGE 2 X 1 2 3 4 XXX X X XXX XXX XX X COND CL ME COND CL ME COND CL ME 7.105 7.110 7.120 7.130 7.140 X XXXXX XXX XXX XXX XXX AGE 7.100 X TOTAL LENGTH 7.005 X DBH 7.001 SPECIES 4.130 CONDITION CLASS LIST 4.125 SUBPLOT NUMBER 4.120 CONDITION CLASS NUM. 4.110 SITE TREE NUMBER 4.107 SNOW / WATER DEPTH 4.106 SITE INDEX DATA CROWN CLOSURE CLASS SUBPLOT SLOPE SUBPLOT ASPECT 4.105 MICROPLOT CENTER CONDITION 4.100 SUBPLOT CENTER CONDITION SUBPLOT NUMBER SLOPE CORRECTION SUBPLOT LEVEL DATA COND CL ME COND CL COND CL "Subplot Data" -- page 37 - 40 All plots PLOT TYPE BOUNDARY CHANGE CONTRASTING COND. CLASS CONDITION CLASS NUMBER CORNER AZ TO BOUNDARY CORNER DIS TO BOUNDARY 4.100 4.200 4.211 4.212 4.213 4.214 4.215 4.216 4.217 X X X X X XXX XXX XX XXX RIGHT AZ TO BOUNDARY SUBPLOT NUMBER BOUNDARY DATA LEFT AZ TO BOUNDARY "Site Tree Information" -- page 153 - 155 All accessible forestland All boundaries M E MAINE only "Boundary Reference Data" -- page 89 - 94 REV. 3/2000 287 Northeast Field Guide, Version 1.4 May 2000 USDA FOREST SERVICE NORTHEASTERN RESEARCH STATION FOREST INVENTORY AND ANALYSIS UNIT MANUAL VERSION 1.4 SP Printed label with plot and photo information PC MO 3.160 DAY 3.170 YR 3.180 XX CRUISER 3.220 XX MIN 3.320 SEC 3.330 DEG 3.340 MIN 3.350 SEC 3.360 XX XX XX.XX XXX XX XX.XX DEG 3.310 MIN 3.320 SEC 3.330 DEG 3.340 MIN 3.350 SEC 3.360 XX XX XX.XX XXX XX XX.XX 0 . 0 . GPS ELEVATION 3.365 XXX XXX & / TIME : & AM PM OWNER TELEPHONE #: / & / TIME : & AM PM POSTED? N ON-SITE [ &] LETTER [ &] TELEPHONE [ 3.380 XXXXXX + - / Y PLGR S/N OWNER CONTACT ATTEMPT #2: DATE OWNER CONTACT? GPS ERROR(ft) 3.375 X XXXX XXX . GPS LOCATION 3.370 OWNER CONTACT ATTEMPT #1: DATE 8.100 . NUMBER OF READINGS 3.361 TALLY 3.230 XXX LONGITUDE DEG 3.310 XX PAGE 3 NAD27 GPS LATITUDE Y & ] 8.120 N INFO. QUALITY NAME Complete ownership information for plot center on all forested plots and as necessary for nonforest plots. ADDRESS 8.110 CITY & ZIP CODE SOURCE X TWP/MAP#/SECT.# & 2.110 STARTING POINT: SPECIES - DBH - Provide notes about the starting point for all plots. WITNESSED BY SPEC DBH HD AZ 2.120 COURSE TO PLOT (cont.) DIST SC NOTES - SPP DBH DIS DIR NOTES -- All plots -- Plots with forested conditions 2.160 PLOT CENTER WITNESSED BY - Provide notes about the PC witnesses when established. LINE NO. SPEC DBH HD AZ * * NOTES - * -- Complete if witness trees were also tally trees. & -- Plots with a forested condition at PC. 2.120 COURSE TO PLOT DISTANCE & DIST SC FEET AZIMUTH SPP DBH DIS DEG DIR NOTES Continue station information as needed until arrival at PC. Include descriptive notes when warranted. REV. 1/2000 288 Northeast Field Guide, Version 1.4 May 2000 USDA FOREST SERVICE FOREST INVENTORY AND ANALYSIS VERSION 1.4 PAGE 4 OFFICE EDIT FIELD EDIT 3.100 3.110 3.120 XX X XXX 3.130 XXXX 3.140 X All Plots 2.210 XXX 2.220 2.230 2.240 XX XX XX 2.182 GENERAL NOTES 2.310 XXX 2.320 2.330 2.340 XX XX XX CALCULATIONS This area is used for notes about the plot or individual tally items. All changes in land use must be documented in this section. Describe the land use for all nonforest plots in this section (e.g., Entire plot fall in cropland without trees -- LU is 61.) Show calculations used to determine the course-to-plot. N 2.181 SKETCH MAP OF PLOT LOCATION W E S ALL PLOTS Draw a sketch map of the general plot location that provides enough detail so that the Starting Point can be relocated without the use of aerial photographs. Include the distance to the nearest town, major road intersectons, the locations of SP and PC, as well as any additional landmarks that may be useful. Record distances that are driven in miles and tenths of miles, and distances that are walked in feet or chains. 289 Northeast Field Guide, Version 1.4 May 2000 USDA FOREST SERVICE NORTHEASTERN RESEARCH STATION FOREST INVENTORY AND ANALYSIS MANUAL VERSION 1.4 3.100 3.110 XX X 3.120 XXX PAGE 5 3.130 3.140 XXXX X All Plots 2.170 PLOT DIAGRAM 2 Sketch in the boundaries of any plot that has multiple conditions, as well as any features that may facilitate the relocation of this plot. Be particularly careful to sketch condition boundaries that occur within the subplot as accurately as possible (include azimuths). For plots where all 4 subplots fall entirely within one condition, clearly note on this page: "All Condition 1". 1 4 3 REV. 3/2000 290 Northeast Field Guide, Version 1.4 May 2000 USDA FOREST SERVICE NORTHEASTERN RESEARCH STATION FOREST INVENTORY AND ANALYSIS MANUAL VERSION 1.4 3.100 3.110 XX X PAGE 6 3.120 3.130 3.140 XXX XXXX X Accessible forest land only All plots ME MAINE accessible forest land only 5.110 5.120 5.140 5.200 5.300 X XXX XXX XXX X XX 001 SPECIES # OF STEMS 5.100 XX CONDITION CLASS 5.300 X REPRODUCTION NUMBER 5.200 XXX DBH (SEEDS) 5.140 XXX SUBPLOT NUMBER # OF STEMS 5.120 XXX DBH (SEEDS) 5.110 X SPECIES 5.100 Seedlings ME ME ME ME ME ME ME ME ME Dwarf shrubs ME ME ME ME Vines Shrubs STOCKING PLOT TALLY STEMS (SEEDS & SAPS ONLY) STOCKING VALUE CUMULATIVE TOTAL FROM PT. # DBH AZI= SPECIES DIST= SUBPLOT NUMBER SUBPLOT NUMBER CONDITION CLASS REPRODUCTION DATA (cont.) REPRODUCTION NUMBER REPRODUCTION DATA X XXX XXX XX XXX XXX "Determination of Stocking Values" -- page 235 - 249 "Seedling Data" -- page 95 - 98 291 REV. 3/2000 Northeast Field Guide, Version 1.4 May 2000 ) X X X X XX 6.206 XXX XXX XX X XX X X XX 6.271 6.272 6.273 6.274 6.275 6.276 6.290 6.300 XX X XX X X XX X X X 6.305 XXXX 6.310 6.320 X X 6.330 6.340 6.350 XXX XX XXX NOTES DECAY CLASS UTILIZATION CLASS MORTALITY YEAR TREE CLASS MERCH CLASS DAMAGE TYPE 2 DAMAGE SEVERITY 2 DAMAGE TYPE 1 6.270 X DAMAGE LOCATION 2 6.207 6.210 6.220 6.230 6.240 6.250 6.260 DAMAGE SEVERITY 1 CAUSE OF DEATH 6.205 XX CROWN CLASS ACTUAL LENGTH 6.200 PREV TREE/MERCH CLASS X PREV DBH X COMPACT. CROWN RATIO 6.155 6.160 6.170 6.175 6.180 6.190 BOLE LENGTH XXX TOTAL LENGTH 6.150 XX TREE GRADE 6.140 XXX LEAN ANGLE 6.130 XXX SAWLOG LENGTH DBH 6.120 XXX TREE CONDITION AZIMUTH TREE HISTORY 6.110 XXX COND. CLASS NUMBER SPECIES HORIZ DISTANCE 6.105 X DIAMETER CHECK TREE NUMBER 6.100 SUBPLOT NUMBER Rem. live trees TREE LEVEL DATA CUBIC FOOT CULL XXXX ME MAINE only D Dead trees Rem. live/dead trees 3.130 3.140 % SOUNDNESS (CUFT) XXX BOARD FOOT CULL 3.120 X % SOUNDNESS (BDFT) XX S Sawlogs New trees LENGTH METHOD 3.100 3.110 PAGE 7 All plots / trees DAMAGE LOCATION 1 USDA FOREST SERVICE NORTHEASTERN RESEARCH STATION FOREST INVENTOY AND ANALYSIS MANUAL VERSION 1.4 Live saplings 1.0-in to <5.0-in DBH ME Live trees >= 5.0-in DBH S S Dead trees >= 5.0-in DBH S S S S S S S S S S S S ) ) ) ) S S S S ) ) D) S S S S S S S S ) ) ) ) D) 19 20 S S 21 S S S S 292 S S ) ) ) ) Snags >= 5.0-in DBH Remeasure trees >= 5.0-in DBH 10 12 15 16 17 18 ) ) )) ) ) ) ) )) ) ) ) )) ) ) D ) )) ) ) ) ) )) ) ) D ) ) )) ) ) ) )) ) ) D) D REV. 3/2000 Northeast Field Guide, Version 1.4 May 2000 USDA FOREST SERVICE NORTHEASTERN RESEARCH STATION FOREST INVENTOY AND ANALYSIS MANUAL VERSION 1.4 3.130 3.140 X 22 23 X X X X XX S S S S 6.206 XXX XXX XX X S S S S S S S S S S S S S S S S 32 33 34 S S S S 40 S S 24 25 30 31 41 42 43 44 XX X X XX ) ) ) ) ) ) 6.271 6.272 6.273 6.274 6.275 6.276 6.290 6.300 XX D) D) X XX X X XX ) )) ) ) ) )) ) ) X X X 6.305 XXXX X 6.330 6.340 6.350 XXX XX XXX D D D D D D D ) )) ) ) X NOTES DECAY CLASS 6.310 6.320 D D D) UTILIZATION CLASS MORTALITY YEAR TREE CLASS MERCH CLASS DAMAGE TYPE 2 DAMAGE SEVERITY 2 DAMAGE TYPE 1 DAMAGE LOCATION 2 DAMAGE SEVERITY 1 6.270 X DAMAGE LOCATION 1 6.207 6.210 6.220 6.230 6.240 6.250 6.260 CROWN CLASS CAUSE OF DEATH 6.205 XX COMPACT. CROWN RATIO ACTUAL LENGTH 6.200 PREV TREE/MERCH CLASS X PREV DBH 6.155 6.160 6.170 6.175 6.180 6.190 BOLE LENGTH XXX TOTAL LENGTH 6.150 XX TREE GRADE 6.140 XXX LEAN ANGLE 6.130 XXX SAWLOG LENGTH 6.120 XXX TREE CONDITION DBH 6.110 XXX COND. CLASS NUMBER AZIMUTH TREE HISTORY 6.105 X DIAMETER CHECK SPECIES HORIZ DISTANCE 6.100 SUBPLOT NUMBER TREE NUMBER TREE LEVEL DATA CUBIC FOOT CULL XXXX % SOUNDNESS (CUFT) XXX BOARD FOOT CULL 3.120 X % SOUNDNESS (BDFT) XX LENGTH METHOD 3.100 3.110 PAGE 7 D D S S D D D D S S S S D D D 50 53 293 D 54 REV. 3/2000 Northeast Field Guide, Version 1.4 May 2000 294