PRE-CELL: Preparing for a future planned Phase 1 trial of genetically-modified stem cells over-expressing BDNF in patients with Huntington’s disease Wheelock V1, Tempkin T1, Duffy A1, Martin A1, Mooney L1, Scher L2, Farias S1, Swadell D1, DeCarli C1, Brunberg J3, Li C-S4, Liu Y4, Yarborough M5, Dayananthan A1, Stout J6, Hersch S7, Aylward E8, Fink KD9, Annett G9 and Nolta J9 1Department of Neurology and HDSA Center of Excellence at UC Davis School of Medicine, Sacramento CA USA,2Department of Psychiatry, UC Davis School of Medicine, Sacramento CA USA, 3Department of Radiology, UC Davis School of Medicine, Sacramento CA USA, 4Department of Biostatistics, UC Davis School of Medicine, Davis, CA USA, 5Bioethics Program, UC Davis School of Medicine, Sacramento CA USA, 6Department of Psychology, Monash University, Victoria, Australia, 7Department of Neurology, Massachusetts General Hospital/Harvard University, Boston MA USA, 8Department of Radiology, Seattle Children’s Hospital, Seattle WA USA, 9UC Davis Institute for Regenerative Cures, UC Davis School of Medicine, Sacramento CA USA Demographics Figure 1, Enrollment Background Fig. 3. Rate of Change in Clinical Characteristics Estimated of Total Functional Capacity Over Time EstimatedTrajectory Trajectory of UHDRS Total Functional Capacity Score Over Time Mesenchymal stem cells (MSCs) engineered to overexpress brain-derived neurotrophic factor (BDNF) is a proposed therapeutic for neuroprotection in Huntington’s disease (HD).1, 2 PRE-CELL is the lead-in observational study for a future planned Phase I cellular therapy trial of MSC/BDNF in HD (NCT01937923). The primary objective is to enroll a cohort of up to 40 subjects with early-stage Huntington’s disease (HD) to characterize the rate of change in clinical, neuro-imaging, laboratory and biomarker correlates of disease progression over a 12 – 24 month period. Estimated Trajectory ofofUHDRS Total Motor Score Over Time Estimated Trajectory UHDRS Motor Score Over Time 69 61 53 12 UHDRS Motor Score UHDRS Total Functional Capacity Score 14 10 Statistical analysis was performed using a linear mixed effects model was used to analyze the repeated measures of the following selected clinical outcome measures in the cohort. Results 37 29 13 5 6 6 12 Baseline 18 6 Figure 2, Demographics 7 58.5% 41.5% 40 0 100.0% 0.0% Parental Inheritance n = 41 Mother (49%) Father (51%) Unknown* (10%) 16 21 4 * Responding “unknown” or "no" to both 6 2.5 Square Root of Total PBA Score 24 17 Square Root of Product of Severity and Frequency Male Female 2.0 1.5 1.0 CAG repeats # subjects CAG Repeats, Expanded Allele mean = 43.7 (median = 42), SD = 3.9, range: 38 - 59 38 40 41 42 43 44 45 46 47 48 1 2 7 11 6 3 1 3 2 1 Burden of Pathology Score mean = 373.7 (median = 363), SD = 86.7, range: 160 – 556.5 3 2 0 6 12 Baseline 6 Time (months) 12 18 Time (months) Estimated Trajectory ofComposite E-COGScore Composite Score Estimated Trajectory of in E-COG Over Time Over Time Estimated Trajectory of HD of Quality of Life Over TimeTime Estimated Trajectory HD-QOL over 125 185 115 170 155 105 HD Quality of Life # subjects 4 1 Baseline Age range # subjects 5 0.5 0.0 Demographics: Age & Education Age: mean = 49.8 (median = 55) , SD = 12.5, range: 23 – 74 ≤ 25 26-30 31-35 36-40 41-45 46-50 51-55 56-60 61-65 65-70 > 70 2 1 3 4 5 3 6 10 5 1 1 Education*: mean = 14.7 (median = 14), SD = 2.5, range: 11 - 20 Education in years 11 12 13 14 15 16 17 18 19 20 1 11 3 7 0 10 1 5 0 2 18 Estimated Trajectory of Square Root of Product of Frequency and Severity PBA-s Total Score Over Time Estimated Trajectory of Square Root of Total of Problem Behavior Assessment (PBA) Score Over Time Estimated Trajectory of Square Root of Product of Frequency and Severity Apathy Over Time Estimated Trajectory of Squareof RootPBA-s of Product of Severity andSubscore Frequency in PBA-s Apathy Over Time 3.0 Demographics: Gender, Ethnicity, Race n = 41* Hispanic 4 10.0% "White" Non-Hispanic 36 90.0% All other 12 Time (months) Time (months) Composite Score Subjects were recruited from July 2013 – June 2015 with the following inclusion criteria: adult men and women with clinically diagnosed HD, CAGn > 37, TFC 9 – 13, without dementia or unstable psychiatric symptoms, and with a care partner willing to enroll in the study and to report on their status. Exclusion criteria included pre-manifest or prodromal HD, minors, advanced HD clinical, stage, history of substance abuse, unstable psychiatric status, dementia, unstable general health, coagulopathy, history of previous stem cell or cytokine treatment, and contraindication to MRI. Assessments were performed at screening/baseline and then every 6 months, including vital signs, clinical and neurological examinations, concomitant medication review, UHDRS motor examination, Total Functional Capacity, Functional Examination and Independence scores, cognitive assessment using the CAB-HD battery, Columbia Suicide Rating Score, Problem Behaviors Assessment-short form, HD Quality of Life, Neuropsychiatric Inventory-Caregiver, E-COG assessment, modified Rankin Scale, serum and CSF biomarkers, structural MRI and safety laboratories. Interim telephone visits are scheduled every 3 months. 45 21 8 Baseline Methods Fig. 4. Rate of change in Cognitive Measures 95 85 75 65 140 125 110 95 80 49 2 54 1 59 1 55 65 45 50 35 Baseline 35 6 12 Time (months) 18 Baseline 6 12 18 Time (months) Fig. 6. Structural Imaging Analysis Figure 5 Forty-two subjects have been screened and 32 enrolled, (Figure 1). Demographics are presented in Figure 2. Interim analysis of study measures for the 32 subjects meeting enrollment criteria was performed in month 23 of the study, with 26/32 subjects completing 6 months of followup, 18 completing 12 months, and 7 completing 18 months. The estimated change rates for selected clinical measures include: Total Functional Capacity score, -0.7884 per year, (p-value < 0.0001); Independence Score, -6.2546 per year, (p-value < 0.0001); Total Motor Score, 9.1038 per year, (p-value < 0.0001); change rate in square root of total Problem Behaviors Assessment score, 0.12942 per year, (n.s.; p-value = 0.6521). Additional significant changes were seen in the HD-QOL, 17.089 per year, (p-value = 0.0078), E-COG total score, 6.6312 per year, (p-value = 0.0035), square root of PBA-s Apathy sub-score, 0.7518 per year, (p-value < 0.0001). (See Figure 3). Baseline and longitudinal cognitive assessment scores for the cohort are consistent with those of cohorts identified as early-diagnosis in previous studies (Track-HD and CAB-Beta, not shown). Rate of change in selected cognitive measures are presented in Figure 4. Preliminary biomarker analysis revealed significant variability in serum BDNF levels. CSF BDNF analysis is still underway. Detection of mutant Huntingtin (mHtt) protein levels in serum and CSF by the Hersch lab revealed a strong linear relationship between serum mHtt and CSF mHtt (correlation of 0.87774, pvalue <0.0001), (Figure 5). Cross sectional and longitudinal analysis of imaging data for the cohort shows significant reduction in striatal, putaminal region, and white matter volume and increase in CSF volume detected 6 months (Figure 6), with a significant correlation in rate of change seen with CAP scores. Conclusions The PRE-CELL study has successfully enrolled a cohort of subjects with early-stage HD and has characterized the rate of change in clinical, imaging and biomarker measures. The rate of change in TFC, independence score, functional check lists, PBA-s apathy subscore and CAB-HD battery are similar to findings seen in TRACK-HD and CAB-HD studies, while the rate of change in the UHDRS total motor score is greater than that seen in TRACK-HD. Additionally, we have shown that the rate of change in the HD-QOL, E-COG, and the modified Rankin score are also statistically significant. We have detected novel findings in HD serum and CSF biomarkers, and the cross sectional and longitudinal rates of change in structural imaging are robust at 6 months and correlate with CAP scores. This data will be used as a baseline for comparison in subjects who may enroll in the future planned Phase 1 trial once regulatory approval has been obtained and may be generalizable to other studies in early-stage HD. Acknowledgements The investigators wish to thank PRE-CELL subjects and care partners for their extraordinary contributions to this study. Support for this project was provided by California Institute for Regenerative Medicine (CIRM) grant no. DR2-05415 (Wheelock/Nolta)