This page is blank; subsequent pages contain the proposal. Enclosure 3A - Project Summary Form NATIONAL FIRE PLAN COMMUNITY ASSISTANCE AND WILDLAND URBAN INTERFACE PROJECTS Application for Wildland Urban Interface Fuels / Education and Prevention / Community Planning for Fire Protection Projects Applicant Applicant/Organization: University of Oregon Phone: (541) 346-5131 FAX: (541) 346-5138 Email:karen_findtner@orsa.uoregon.edu Address (Street or P. O. Box, City, State, Zip): Office of Research Services & Administration, 5219 University of Oregon, Eugene, OR 97403-5219 Project Coordinator Project Coordinator (Name and Title): Charles Spencer Organization/Jurisdiction: Ecosystem Workforce Program, Institute for a Sustainable Environment, University of Oregon Phone: 541-346-0676 FAX: 541-346-2040 Email:cspencer@oregon.uoregon.edu Project Information Project Title: Building community and interagency capacity for employment results monitoring of the National Fire Plan Project Start: September 15, 2002 Project End: September 14, 2003 Federal Funding Request: $70,000 Total Project Funding: $88,254 Are you submitting multiple projects? If so, please explain and prioritize: No Brief Project Description: This project will help increase community and agency capacity to provide quality jobs while meeting other goals of the National Fire Plan by providing community-based and regional monitoring tools. Monitoring is the way that communities and agencies can to evaluate progress, learn from experiments, and make mid-course corrections. This project will: (1) provide technical assistance to community-based efforts to monitor employment results, and (2) expand regional monitoring and evaluation of the economic effects of the National Fire Plan. To assist at the community level, we will revise and widely disseminate our employment results monitoring guide and expand our technical assistance from two to three communities. At the regional level, we will build on our current regional economic monitoring of the National Fire Plan by: (1) working with the federal agencies to incorporate lessons from EWP and agency monitoring into future planning, (2) identifying monitoring gaps and strategies to fill those gaps, and (3) expanding EWP monitoring to include grants to agencies such as the Oregon Department of Forestry. The project will help communities and agencies to: (1) understand progress towards quality jobs in ecosystem management; (2) focus contractor and worker assistance to meet real needs; (3) focus procurement innovation to provide quality jobs for rural communities and forest workers. Project Location: OR & WA, emphasis on E. OR. County: Lane County Congressional District: OR 4 Project Type: Check appropriate project type. More than one type may be checked. If only Box (4) is checked, use Enclosure 4. (1) (2) Wildland Urban Interface Fuels Project Wildland Urban Interface Education and Prevention Project (3) (4) Community Planning for Fire Protection Project Fuels Utilization and Marketing Project If the applicant is an unincorporated area, define the geographic area being represented: Enclosure 3B (Page 1 of 3) - Project Narrative Description Applications for funding must include a narrative response that describes the proposal. Please do not submit responses longer than one page, single space, 12-pitch font. Describe project including, but not limited to: project location Address these project implementation items as anticipated outcomes applicable: measures and reporting partners project income project time frames specify types of activities and equipment used amount or extent of actions (acres, number of homes, etc) environmental, cultural and historical resource requirements Response: National Fire Plan (NFP) and the Western Governors Association’s Ten-year Comprehensive seek fire hazard reduction grounded in restoration principles and enhanced local workforce and contractor capacity for ecosystem management. Progress toward community ecological and economic benefit requires monitoring that informs strategic planning and guides mid-course corrections. Using National Fire Plan funds, over the past 7 month, the Ecosystem Workforce Program (EWP) has been: (1) developing an employment results monitoring guide for rural communities and local agency partners, (2) assisting partners in Lake County and northeastern Oregon in implementing NFP employment results monitoring, (3) conducting regional-level (OR &WA) monitoring of procurement and hiring by the Forest Service, BLM, and US Fish & Wildlife Service. In addition, in May, we will hold a workshop to introduce our employment results guide to communities and partnerships in central Oregon. Our efforts to date suggest several key next steps. At a local level, lower capacity communities need technical assistance to develop quality jobs programs that incorporate monitoring and evaluation. At a regional level, agency partners and non-profits need to evaluate the results of EWP and agency monitoring, and consider how lessons learned can be incorporated into future planning and implementation. In addition, partners need to identify monitoring gaps and develop systems to implement more effective NFP monitoring. For example, although the FY 2001 Performance Review: National Fire Plan tracks accomplishments and the NFP Acquisition & Assistance Management Review identifies problems and opportunities in NFP contracting, the effects of the NPF on rural communities and forest workers needs to be better understood. Finally, regional monitoring of the economic effects of the NFP needs to be expanded to include the substantial funds passed as grants to the Oregon Department of Forestry, other agencies, and non-profit organizations. To these ends, we are requesting $70,000 out of a total project budget of $88,254 to undertake the following between September 15, 2002 and September 14, 2003: Community-based monitoring Revise the employment results monitoring guide based on our experience using the guide to provide technical assistance. Disseminate the revised guide via World Wide Web, mail, and regional and national conferences to community forestry organizations, economic development organizations, local government, and natural resource agencies. Expand technical assistance to include one additional medium/low capacity community in the integration of employment result monitoring into local efforts to build contractor and worker capacity to capture and perform high quality fuels hazard reduction work. Regional-level monitoring Work with non-profit and agency partners to incorporate monitoring lessons into future planning and implementation. Work at a regional level with key NFP agencies to identify gaps in monitoring and develop strategies to fill those gaps. Repeat the most effective components of the regional monitoring for fiscal year 2002. Expand the regional monitoring to include funds granted through agencies such as the Oregon Department of Forestry Our partners in this project include: regional offices of the Forest Service, BLM, and USFWS, Lake County Resources, Inc., Sustainable Northwest, Fremont National Forest, Wallowa-Whitman National Forest, Blue Mountain Demonstration Area, Grande Ronde Model Watershed Program, Wallowa Resources, Central Oregon Intergovermental Council, Central Oregon Partnership for Wildfire Risk Reduction, Deschutes National Forest, Oregon Department of Forestry, and Watershed Research and Training Center. The outcomes of this project will be: (1) increased community and regional monitoring of jobs outcomes; (2) increased ability of rural communities to undertake quality ecosystem management including fire hazard reduction; (3) increased ability of agency, community, and nonprofit partners to direct programs to meet the ecological and economic objectives of the National Fire Plan. We will provide a final report that includes a description tasks undertaken and lessons learned. In addition, the report will include a copy of the revised employment results monitoring guide, a comprehensive discussion of the results of the regional monitoring effort, and a discussion of the gaps identified in employment results monitoring and strategies to address those gaps. Enclosure 3B (Page 2 of 3) - Project Evaluation Criteria Applications for funding must include narrative responses that address the following four criteria. Within each criterion, subcriteria are listed in descending order of importance. Limit your responses to the areas provided. 1. Reducing Fire Risk. (40 points) A. Describe how the proposal promotes reduction of risk in high hazard areas or communities. B. Describe how the proposed project benefits resources on federal land or adjacent non-federal land, or how it protects the safety of communities. C. To what extent does the project implement or create a cooperative fuels treatment plan or community fire strategy (include evidence of the plan if it already exists)? D. Explain to what extent the affected community or proponent has been involved or plans to involve the affected community in a qualified fuels education program (e.g., FIREWISE). E. Explain how the proposal (a) leads to, enhances or restores a local fire-adapted ecosystem, and/or (b) mitigates or leads to the mitigation of hazardous fuel conditions. F. How will the proposed treatments be maintained over time? Response: This project will help reduce fire risk by providing rural communities with tools to evaluate local business and workforce capacity for fire hazard reduction, and to plan to increase capacity as needed. As communities develop fire strategies or cooperative fuel treatments, they can use our guide to incorporate monitoring to ensure that work is structured to match and develop local capacity and to track the economic effects of implementation. Our guide also recommends processes for tracking the economic health, administrative needs, skill-base, and equipment of contracting businesses. Communities can use the information to target business and worker development efforts. Further, this information can be used to help agencies structure contracts (especially size and duration) to match local capacity. This sort of monitoring helps maximize rural community benefit while developing local capacity to implement fuel reduction projects. Our technical assistance is focused in communities with high fire hazard areas—Lake County and Northeast Oregon. Our third community will also be one with high hazard areas, perhaps in central Oregon. Finally, our guide is being developed and disseminated in conjunction with a guide that the Watershed Research and Training Center, in Hayfork California is developing that will include information about monitoring investment, by-product utilization, and ecological effects. This will allow communities to consider not only the economic effects but also the ecological consequences of fire hazard reduction and other National Fire Plan projects. 2. Increasing local capacity. (30 points) A. How would the proposal improve or lead to the improvement of the local economy in terms of jobs and sustainable economic activity? How many jobs are expected to be created or retained and for how long (please distinguish between essentially yearround and seasonal jobs)? B. To what extent will this project be offered to serve as a model for other communities? C. Will biomass or forest fuels be utilized; if so, in what manner and how much? Response: As suggested above, this project will increase community capacity and improve the local economy by helping communities and agencies evaluate the effects of their fire hazard reduction efforts on the local economy and considering how agency and community action might increase those effects. Our guide and technical assistance helps communities set goals and develop strategies for developing a local quality jobs program. It then suggests processes for measuring progress and provides sample measures and information about how to collect data related to those measures. This allows communities to evaluate progress towards quality jobs and make adjustments to improve the effectiveness of quality jobs programs. Our employment results guide is designed as a model for a wide variety of communities, especially those with large amounts of federal land. In addition to the communities where we will provide concentrated technical assistance, we will disseminate the guide widely via the Internet, mail, and at regional and national meetings and conferences such as the annual meeting of the National Network of Forest Practitioners. We will also use the our existing networks and those of the Oregon Economic and Community Development Department to disseminate our guide to rural development practitioners and local government entities in Oregon. Enclosure 3B (Page 3 of 3) – Project Evaluation Criteria 3. Increasing interagency and intergovernmental coordination. (15 Points) A. Describe how this project implements a local intergovernmental strategy plan, or creates such a plan. Describe the plan if it already exists. B. Explain the level of cooperation, coordination or strategic planning among federal, state, tribal, local government and community organizations. List the cooperators. Response: Both the community-level monitoring assistance and the regional monitoring depend on and build interagency collaboration. Our guides and technical assistance involve federal, state, and local agencies at the community level. Local agency personnel work with partners to develop the monitoring plan; agencies provide much of the information required for the monitoring. Our regional level monitoring involves the Forest Service, BLM, and US Fish and Wildlife Service. Agency personnel helped develop the monitoring plan and have provided key data about agency hiring and procurement. Our hiring monitoring will look at, for example, new hires, local hires, wages, and job duration. Our procurement analysis will consider, for example, the amount and type of work contracted, how contracts were structured, and the location and type of contractors awarded work. Discussions with agency personnel along with non-profit partners have suggested the next steps proposed here. We plan to expand the monitoring to include funds granted to the Oregon Department of Forestry and other key agencies. The BLM, Forest Service, and US FWS will also be involved in the process of identifying lessons learned from the EWP and agency monitoring, identifying monitoring gaps, and developing strategies to fill those gaps. Our cooperators in this effort will include: regional offices of the Forest Service, BLM, and USFWS, Oregon Department of Forestry, Lake County Resources, Inc., Sustainable Northwest, Fremont National Forest, Wallowa-Whitman National Forest, Grande Ronde Model Watershed Program, Wallowa Resources, Central Oregon Intergovermental Council, Watershed Research and Training Center, and Oregon Economic and Community Development Department. 4. Expanding Community Participation. (15 Points) A. To what extent have interested people and communities been provided an opportunity to become informed and involved in this proposal? B. Describe the extent of local support for the project, including any cost-sharing arrangements. C. What are the environmental, social and educational benefits of the project? Response: In addition to the local and regional agency involvement described above, our work with local partners in Northeast Oregon and Lake County and other community organizations and partnerships such as the Watershed Research and Training Center, and Central Oregon Partnership for Wildfire Risk Reduction and federal agencies led to the next steps proposed here. As suggested above, numerous local and regional partners will be collaborating with us in both the regional and community monitoring projects. The Ecosystem Workforce Program will provide a 20% match for this project, using funds from the Ford Foundation. Lake County Resources, Inc., our partners in Northeast Oregon (Grand Ronde Model Watershed Program, Wallowa Resources, Blue Mountain Demonstration Area, etc.), and the Watershed Research and Training Center in Hayfork, CA will be implanting quality jobs monitoring with our assistance. We will develop a similar arrangement with local partners in the low/mid capacity community where we expand our technical assistance efforts. Benefits of the Project: This grant will provide tools for communities, non-profits, and agencies to collaboratively track progress towards the development of quality jobs in ecosystem management, especially related to the National Fire Plan. With this information, communities and local agencies will be able to: (1) understand progress towards quality jobs in ecosystem management; (2) focus contractor and worker assistance to meet real needs; (3) focus procurement innovation to provide quality jobs for rural communities and forest workers. Enclosure 3C - Project Work Form Tasks Revise and distribute employment results monitoring guide --Revise --Disseminate guide via World Wide Web, mail & conference attendance Provide technical assistance in development and implementation employment results monitoring program --assist Lake County; Northeast Oregon --assist new community Repeat effective components of regional of FY 2001 monitoring for FY 2002 --Develop research plan --Gather data --Analyze --Report Identify gaps in monitoring and develop strategies to identify gaps. --Meet with regional agency and non-profit partners to review state of NFP monitoring --Develop strategies for filling gaps Expand regional monitoring to granted funds to agencies such as the Oregon Department of Forestry --Develop research plan --Gather data --Analyze --Report Time Frame Responsible Party Director of Research & Policy supervising a graduate student --September-December 2002 --January 2003-September 2003 EWP Program Director --September 2002-August 2003 --December 2002-September 2003 Director of Research & Policy supervising a graduate student --September-October 2002 --November 2002-January 2003 --January 2003- May 2003 --July 2003 Director of Research & Policy --September-December 2002 --January 2003-September 2003 Director of Research & Policy supervising a graduate student --September-December 2002 --November 2002-April 2003 --April 2003- June 2003 --August 2003 Enclosure 3D - Project Budget Cost Category Description Federal Agency Personnel Salary 27,549 Subtotal Fringe Benefits Fringe benefits Subtotal 27,549 Applicant Partner 2 0 10,166 0 37,715 0 0 23,189 0 23,189 0 0 5,200 0 5,200 4,001 0 4,001 Travel 4,800 Subtotal 4,800 400 0 400 Equipment 0 0 0 0 Subtotal Supplies Services and Supplies Subtotal 3,649 3,649 1,222 0 1,222 0 Contractual 0 4,871 0 4,871 0 0 0 0 Subtotal Other Indirect Cost (Facilities & Administration) Subtotal Total 37,715 10,166 19,188 19,188 Partner 1 The Ford Foundation 14,815 0 17,280 0 17,280 2,465 14,815 0 2,465 Total Costs 70,000 0 18,254 0 88,254 Project (Program) Income1 0 0 0 0 0 1 Program income is the gross revenue generated by a grant or cooperative agreement supported activity during the life of the grant. Program income can be made by recipients from fees charged for conference or workshop attendance, from rental fees earned from renting out real property or equipment acquired with grant or cooperative agreement funds, or from the sale of commodities or items developed under the grant or cooperative agreement. The use of Program Income during the project period may require prior approval by the granting agency.