Enclosure 4A - Project Summary Form NATIONAL FIRE PLAN COMMUNITY ASSISTANCE AND WILDLAND URBAN INTERFACE PROJECTS Application for Fuels Utilization and Marketing Projects Applicant Applicant/Organization: Rural Technology Initiative (RTI)/University of Washington Phone: FAX: Email: (206) 616 - 3218 (206) 685 - 0790 rti@u.washington.edu Address (Street or P. O. Box, City, State, Zip): Box 352100, University of Washington, College of Forest Resources (CFR), Seattle, WA 98195 Project Coordinator Project Coordinator (Name and Title): Bruce Lippke, RTI Director and CFR Faculty Organization/Jurisdiction: Rural Technology Initiative(RTI) Phone: FAX: Email: (206) 616 - 3218 (206) 685 - 0790 blippke@u.washington.edu Project Information Project Title: Demonstration of Alternative Strategies to Reduce Insect and Fire Risk Proposed Project Start Date: Proposed Project End Date: October 1, 2002 September 30, 2005 Federal Funding Request: Total Project Funding: $302,627.00 $378,397.00 Are you submitting multiple projects? If so, please explain and prioritize: No Brief Project Description: A set of 9 treatment variations for fuel reduction, slash disposal, and controlled burning with a 10th no treatment control area will be created on the Ahtanum watershed in order to assess 5 response variables: insects, fire risk, disease, harvest economics, and local employment. The goal is to have 3 10-acre replications for each treatment type to comprise 30 treatment sites (randomized grid design) on 300 acres. If costs become prohibitive, treatment substitution will be allowed pending review by the Board of Natural Resources. Treatments include: 1)thin-from-below removing all stems < 9", 2)50% BA removal from below leaving the largest trees, and 3)leave 40-50 BA/acre in the largest trees favoring ponderosa pine. Each harvest prescription has 3 slash alternatives: 1)slash left within harvest areas, 2)slash chipped and hauled, or 3)slash underburned after harvest. Assessments will be made based upon collected field data and modeled predictions. An interpretive area and portable display will be created for educational demonstrations. Response findings will augment existing DNR market research in development of a Glenwood/Ahtanum Forest Plan. Project Location (latitude/longitude if applicable): Ahtanum Watershed County: Congressional District: Yakima 4th If the applicant is an unincorporated area, define the geographic area being represented: WA DNR forestlands in the Ahtanum Watershed located west of Yakima. Enclosure 4B (Page 1 of 3) - Project Narrative Description Applications for funding must include a narrative response that describes the proposal. Please do not submit responses longer than one page, single space, 12-pitch font. Describe project including, but not limited to: project location Address these project implementation items as anticipated outcomes applicable: measures and reporting interagency partners project relationship to community or natural landscape fire plans. project time frames and income specify types of activities and equipment used amount or extent of actions (acres, number of homes, etc) environmental, cultural and historical resource requirements Past practices of overstory removals and fire suppression have left many forests of the inland west overstocked with historically uncharacteristic species mixtures that are susceptible to insect infestations and large-scale mortality. Fire suppression also has dramatically increased the risk of destructive fire events. Large areas of the forests in the Ahtanum watershed are in this condition creating a threat to the forest ecosystem and to the economic stability of surrounding communities. Fuel reduction treatments that recover sufficient economic value to make them feasible on a large scale while reducing fire risk are needed. Such a capability would allow for the restoration of ecological integrity of the forest, the maintenance of a sustainable local economy, and the reduction of the potential for large destructive fires. But many questions remain unanswered in regards to such activities. Once merchantable dead, dying, and surplus stems are removed from forest stands, what slash and sub-merchantable log disposal techniques provide best economic and environmental outcomes? Which treatments are most likely to reduce future insect infestations? Which treatments are most effective for reducing the risk of forest fires? Can selective logging regimes be designed to change tree species composition and their stocking levels? In an economic sense, can slash and nonmerchantable logs have recoverable value if chipped for use as fuel to generate steam or electricity? This research project will examine these questions and demonstrate findings through the creation of an enduring series of research sites that provide data for a publicly accessible educational forestry interpretive display. Annual response measurements will be used to upgrade interpretive offerings. The project would be located on WA DNR forestlands in the Ahtanum watershed where aggressive management is planned to prevent further insect infestation and destructive wild fires. The demonstration site will be a valuable educational resource for agency and elected officials, research scientists, forestry professionals, educators, and other concerned publics. Investigation results will be useful to the Gifford Pinchot and Wenatchee NF and to private industry forestlands and the Yakama Nation where similar forest health problems are present. Project design is the result of collaboration between the DNR, the UW/WSU RTI, the Yakama Nation, and the USDI BIA. This project is proposed as a three year study. In the first year, 27 10-acre harvest units and 3 10-acre controls will be selected using a randomized grid configuration. Each parcel will display either a different treatment or the control. All harvest units and display parcels will be offered as a timber sale for competive bid to be harvested in the summer of 2003. A control (no treatment) will be compared to three harvest prescriptions; each with one of three slash treatments. Five response variables will be considered: insects, fire risk, disease, harvest economics, and local employment. The three harvest prescriptions are 1) remove all trees < 9"DBH, 2) remove 50% BA from below, and 3) leave 40-50 BA leaving largest trees favoring ponderosa pine. The three slash treatments are 1)slash left, 2)slash chipped and hauled, and 3) slash underburned after harvest. If cost estimates are excessive, alternatives will be considered pending review by the Board of Natural Resources. Slash burns to occur fall 2003. In winter of 2003-4, modelled analysis of treatment simulations will be completed. Spring 2004, interpretive site is constructed with educational signage (from modeled analysis) to explain treatment alternatives. Summer 2004, field measurements to determine level of insect activity, fuel loads, and disease presence for each treatment site. Summer 2004, interpretive area to open to the public with dedication from from local tribal, community, and agency leaders. Fall 2004 preliminary report submitted with environmental and economic comparisons of treatment alternatives. Spring 2005, interpretive signage updated with field data from summer 2004. Summer 2005, second round of field measurements taken. Fall 2005 final report submitted and signage updated for display of new field data. A logical extension of this project would be to continue monitoring beyond the project duration. Another logical extension of this project would be to secure support for continuing maintenance of the interpretive area. Response: Enclosure 4B (Page 2 of 3) - Project Evaluation Criteria Applications for funding must include narrative responses that address the following four criteria. Within each criterion, subcriteria are listed in descending order of importance. Limit your responses to the areas provided. 1. Increasing Local Capacity (35 Points) A. How would the proposal improve or lead to the improvement of the local economy in terms of jobs and sustainable economic activity? How many jobs are expected to be created or retained and for how long (please distinguish between essentially year-round and seasonal jobs)? How will this proposal link to other projects (or proposed projects) to create year-round jobs? B. Will biomass or forest fuels be utilized; if so, in what manner and how much? C. Which, if any, private businesses will participate? D. To what extent will this project be offered to serve as a model for other communities or businesses, or natural landscapes? Response: Current DNR proposals call for 80 mmbf/year of harvest to result from salvage of damaged or at risk trees from state forestlands in Klickitat and Yakima Counties. In 2001, the WA DNR recieved funding from the Multi-Agency National Plan Community Assistance and Economic Action Program to undertake a large scale marketing/feasibility study for this area. The UW is presently conducting this study. Research is needed to support this effort that assesses environmental and economic benefits of treatment alternatives for these forests. This important research could provide broad public educational benefit through the development of a fire treatment interpretive site. Research findings will be valuable to adjacent forestland managers on federal, tribal and industrial ownerships. The DNR, the BIA, and the Yakama Nation DNR have been cooperators in the development of the study design. Yakama Forest Products is presently conducting a feasibility study for the development of a co-generation facilty that would process submerchantable timber. Findings from this study will contribute to this effort. Harvest increases on DNR lands and other ownerships in the Ahtanum that could result from better information on fuel treatments would mean increased employment opportunities and tax revenues for this area. The unemployment rate in this area is double digit. The DNR estimates that as many as 200 jobs could be created or sustained in the short term from harvest activites on state lands. Long term, that number may decline by half, however, development of value-added processes such as co-generation could mean longer term additional job creation. As this project progresses, efforts will be made to identify and contact all interested parties as part of an educational outreach strategy. 2. Reducing fire risk. (30 points) Describe how the proposal promotes reduction of risk in high hazard areas and communities or natural landscapes. Describe how the proposed project benefits resources on federal land or adjacent non-federal land, or how it protects the safety of communities. C. To what extent does the project implement or create a cooperative (1) fuels treatment plan or (2)community fire strategy (include evidence of the plan if it already exists)? D. Explain how the proposal (1) leads to, enhances or restores a local fire-adapted ecosystem, and/or (2) mitigates or leads to the mitigation of hazardous fuels conditions. A. B. Response: The Ahtanum Watershed has been identified by the WA DNR, the Yakama Nation DNR, the USDI BIA, and community leaders as an area with a high risk of forest fire. Research is needed to better understand the ecological and economic benefits associated with treatment alternatives that strive to reduce density, diminish mortality, convert species mixtures to pine/fir (away from present mixed conifer), and reintroduce low intensity fire. New modeling and inventory technologies could be helpful in planning, implementing, and monitoring such fire risk reduction comparisons. An opportunity exists to combine research and technology to create a display of the comparative benefits of fuel reduction and slash disposal treatments. While the need for fuel reductions in forests like the Ahtanum appears to be widely recognized, there is confusion amongst forest managers and the general public about how to proceed. Fuel reduction treatments are often costly. Alternative treatment benefits vs costs are not well understood. For risk reduction treatments to be effective significant reduction of fuel loads, moisture competition, harmful insect infestations, and disease should result. Reintroduction of low intensity fire may be beneficial for maintenance of open healthy forests but sufficient fuel loads must be removed before controlled burns may be safely implemented. Utilization of presently submerchantable materials will reduce cost and risk associated with controlled burning. This project will compare alternative treatments to gain better understanding of these management issues and share conclusions with forest managers and the public. Increased knowledge will help plan mitigation of hazardous forest fuel conditions toward restoration of fire-adapted ecosystems. Enclosure 4B (Page 3 of 3) - Project Evaluation Criteria 3. Expanding Community Participation. (15 Points) A. To what extent have interested individuals, groups, and communities been provided an opportunity to become informed and involved in this proposal? B. Describe the extent of local support or opposition for the project, including any cost-sharing arrangements C. What are the environmental, social and educational benefits or concerns of the project? Response: Project design is the result of collaboration between WA DNR, the Yakama Nation DNR, the USDI BIA, and UW/WSU faculty and staff. Industry and Forest Service with land management responsibilities in the vicinity will be contacted upon award of the project. Community and cultural information providers will be contacted at that time as well. No opposition to this project is anticipated or has been encountered. The potential ecological, social, and economic benefits of this project are discussed throughout this proposal, however, it is appropriate to add here that broader collaboration between the project cooperators is likely as this and other multi-agency and interdisciplinary projects create new opportunities for linkages. The Rural Technology Initiative was created as a partnership between the University of Washington College of Forest Resources and Washington State University Department of Natural Resource Sciences to aid in the technology of managing forests for increased timber products and environmental values in support of rural forest-based communities. An advisory board representing rural constituents and community groups supports and guides RTI activities. RTI staff, faculty, and supported graduate students have extensive expertise in forestry modeling capabilities and development of technology-based training modules for delivery to rural communities. RTI will disseminate study findings through its network of tribes, consultants, WSU Extension agents, landowners, community organizations, and industrial associations. . 4. Increasing interagency and intergovernmental coordination. (20 Points) A. Explain the level of cooperation, coordination or strategic planning through a “Local Coordination Group” for wildland fire activities, or among federal, state, tribal, local government and community organizations in developing this proposal. List the cooperators (a detailed list of cooperators will be required for projects that are funded). B. Describe how this project implements a local intergovernmental strategy or plan, or creates such a plan. Describe the plan if it already exists. Response: The WA DNR, the Yakama Nation DNR, the USDI BIA, and UW/WSU faculty and staff have helped to create the scientific design and targeted deliverables associated with this project. If funded this project will be executed on areas of the Ahtanum watershed that are managed by the WA DNR. WA DNR will provide access and data support for the 300 acre research area throughout the duration of project. WA DNR will assist in providing access for an interpretive area. The interpretive area will be open to the public, on an appropriate schedule, for the duration of this project. A portable display could be available for broader audiences. The interpretive and research areas may be available for continued monitoring and display after the duration of this project pending suitable agreements for extension. This project represents a collaboration between federal, state, and tribal professionals. This project may provide information useful to other forest health and economic development projects within the area. This project will help the WA DNR in its effort to create a long term harvest plan for state lands in the Ahtanum and Glenwood areas. Enclosure 4C - Project Work Form Tasks Time Frame Responsible Party Review proposed treatment plan with Oct 2002 to April 2003 interested parties. Detail the research plan. Itentify sites and treatment plans. RTI/WA, WADNR, Yakima Tribe Carry out treatments and prepare fire trails May 2003 to August 2003 DNR Slash burn according to research plan Oct 2003 to Nov 2003 DNR Model future conditions for study sights Nov 2003 to Feb 2004 RTI/UW Conduct field measurements and prepare demonstration sites March 2004 to July 2004 RTI/UW, DNR Complete preliminary report for demo sites Sept 2004 to Nov 2004 RTI/UW Complete second field measurements June 2005 to July 2005 RTI/UW Prepare final report and review findings with participants August 2005 to September 2005 RTI/UW, WADNR, Yakima Tribe Enclosure 4D - Project Budget Cost Category Description Federal Agency Applicant Personnel Salaries $161,170.00 $49,372.00 Subtotal $161,170.00 $49,372.00 Fringe Benefits $31,088.00 $10,763.00 Subtotal $31,088.00 $10,763.00 Partner 1 (WA St. DNR) Partner 2 $0.00 $0.00 $210,542.00 $0.00 $210,542.00 $0.00 $41,851.00 $0.00 $0.00 $41,851.00 $0.00 $0.00 $6,000.00 $0.00 $6,000.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $6,000.00 $0.00 $0.00 $6,000.00 $0.00 $0.00 $30,000.00 $0.00 $30,000.00 *APA Travel Field Trips $6,000.00 Subtotal $6,000.00 $0.00 *(APA) $0.00 *(APA) $0.00 *(APA) $0.00 Total Equipment Subtotal $0.00 Supplies $6,000.00 Subtotal $6,000.00 Contractual Display construction $30,000.00 Subtotal $30,000.00 Other Research Assistant fees Indirect Subtotal $8,762.00 $59,607.00 $68,369.00 $15,635.00 $15,635.00 *(APA) $0.00 $0.00 $0.00 $8,762.00 $75,242.00 $84,004.00 Total Costs $302,627.00 $75,770.00 *(APA) $0.00 $0.00 $378,397.00 $0.00 $0.00 Project (Program) Income1 $0.00 $0.00 $0.00 *(APA) $0.00 *(APA) $0.00 *(APA) $0.00 *APA: Already Planned Activity 1 Program income is the gross revenue generated by a grant or cooperative agreement supported activity during the life of the grant. Program income can be made by recipients from fees charged for conference or workshop attendance, from rental fees earned from renting out real property or equipment acquired with grant or cooperative agreement funds, or from the sale of commodities or items developed under the grant or cooperative agreement. The use of Program Income during the project period may require prior approval by the granting agency. $0.00